| 8/21/2024 | SP | New Issue: GS Finance sells $6 million leveraged equity-linked notes on Whirlpool
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| 5/19/2023 | SP | New Issue: BMO sells $6.17 million autocallable barrier notes with contingent coupon on Whirlpool
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| 5/9/2023 | SP | New Issue: Citigroup prices $1.64 million 10.45% autocallable contingent coupon notes on Whirlpool
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| 8/13/2021 | SP | New Issue: Credit Suisse sells $10,000 contingent coupon autocallable yield notes on three stocks
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| 5/3/2021 | SP | New Issue: JPMorgan sells $1 million capped enhanced notes on 49 consumer recovery stocks
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| 5/2/2021 | SP | New Issue: JPMorgan sells $500,000 capped enhanced notes on 49 consumer recovery stocks
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| 5/2/2021 | SP | New Issue: JPMorgan sells $1.8 million capped buffered notes on 49 consumer recovery stocks
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| 4/10/2021 | SP | New Issue: JPMorgan prices $1.86 million capped buffered notes linked to consumer recovery basket
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| 3/17/2021 | SP | New Issue: Credit Suisse sells $1.77 million contingent coupon autocallable notes on Whirlpool
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| 3/16/2021 | SP | New Issue: JPMorgan prices $2.18 million capped buffered notes on 49 consumer recovery stocks
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| 3/15/2021 | SP | New Issue: JPMorgan prices $1 million capped enhanced notes on consumer recovery stock basket
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| 3/15/2021 | SP | JPMorgan updates maturity of $5 million notes linked to 49 consumer recovery stocks
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| 3/9/2021 | SP | New Issue: JPMorgan sells $800,000 return notes on basket of 49 consumer recovery stocks
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| 3/9/2021 | SP | New Issue: JPMorgan prices $5 million capped buffered notes on basket of 49 consumer stocks
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| 3/9/2021 | SP | New Issue: JPMorgan prices $11.09 million buffered notes on basket of consumer recovery stocks
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| 10/1/2020 | SP | New Issue: GS Finance sells $1.26 million leveraged basket-linked notes on 38 stocks
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| 4/2/2020 | SP | New Issue: JPMorgan prices $750,000 contingent interest autocalls on Whirlpool
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| 10/16/2018 | SP | New Issue: GS Finance prices $955,000 digital equity-linked notes on three stocks
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| 10/15/2018 | SP | New Issue: GS Finance prices $1.61 million digital equity-linked notes on three stocks
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| 10/9/2018 | SP | Goldman plans one-year digital equity-tied notes on three stocks
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| 10/9/2018 | SP | Goldman plans one-year digital equity-linked notes on three stocks
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| 10/23/2017 | SP | RBC to price direct investment notes on October top picks list
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| 10/10/2017 | SP | New Issue: RBC sells $935,000 direct investment notes on September top picks list
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| 10/3/2017 | SP | New Issue: Deutsche Bank prices $21.17 million 8.5% STEP Income notes linked to Whirlpool
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| 9/29/2017 | SP | Deutsche Bank plans 8.5% STEP Income Securities linked to Whirlpool
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| 7/10/2017 | SP | New Issue: RBC sells $430,000 direct investment notes tied to June top picks list
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| 6/26/2017 | SP | RBC plans direct investment notes linked to June top picks list
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| 4/10/2017 | SP | New Issue: RBC prices $765,000 direct investment notes on March top picks list
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| 3/6/2017 | SP | RBC to price direct investment notes linked to March top picks list
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| 2/28/2017 | SP | New Issue: RBC prices $1.71 million direct investment notes tied to February Top Picks List
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| 2/23/2017 | SP | RBC plans direct investment notes tied to February Top Picks List
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| 12/6/2016 | SP | New Issue: RBC prices $363,000 direct investment notes linked to top picks list
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| 11/8/2016 | SP | RBC adds Brookfield to stock basket underlying direct investment notes
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| 11/7/2016 | SP | RBC to price direct investment notes tied to November Top Picks List
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| 11/4/2016 | SP | New Issue: RBC prices $470,000 direct investment notes linked to RBC Top Picks List
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| 10/17/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 9/21/2016 | SPSW | Agents price $463 million of structured products amid volatile market, Fed fears
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| 9/19/2016 | SP | New Issue: RBC prices $17.64 million 8.75% STEP Income notes linked to Whirlpool
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| 8/30/2016 | SP | New Issue: RBC prices $802,000 direct investment notes linked to RBC Top Picks List
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| 8/25/2016 | SP | RBC plans 8.75% one-year STEP Income notes on Whirlpool via Merrill
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| 8/9/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 7/19/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 3/3/2016 | SP | New Issue: HSBC prices $8.58 million income notes linked to basket of 20 stocks
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| 2/12/2016 | SP | HSBC plans to price income notes linked to basket of 20 common stocks
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| 11/2/2015 | SP | RBC plans direct investment notes linked to RBC top picks 19 stocks
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| 9/1/2015 | SP | New Issue: Barclays prices $35.52 million 8.5% STEP Income notes on Whirlpool
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| 8/10/2015 | SP | Barclays to price 8.5% STEP Income Securities linked to Whirlpool
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| 9/3/2014 | SP | New Issue: Barclays prices $33.9 million 8% STEP Income Securities on Whirlpool
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| 8/20/2014 | SPSW | Sellsiders say summer is unexpectedly strong; August’s volume so far increases 13% over July
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| 8/18/2014 | SP | New Issue: Barclays prices $42.6 million 8% STEP Income Securities tied to Whirlpool
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| 7/24/2014 | SP | Barclays plans 8% STEP Income Securities due 2015 linked to Whirlpool
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| 3/5/2014 | SP | New Issue: Deutsche Bank prices $2.18 million phoenix autocallables on Whirlpool
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| 2/25/2014 | SP | Deutsche Bank plans to price phoenix autocallables linked to Whirlpool
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| 1/17/2014 | SP | New Issue: JPMorgan prices $715,000 10.15% reverse exchangeables linked to Whirlpool
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| 12/30/2013 | SP | New Issue: JPMorgan prices $127,000 9.25% reverse exchangeables linked to Whirlpool
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| 12/16/2013 | SP | JPMorgan plans to price 9.25% reverse convertibles linked to Whirlpool
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| 12/3/2013 | SP | New Issue: JPMorgan prices $154,000 9.75% reverse exchangeables tied to Whirlpool
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| 10/31/2013 | SP | New Issue: JPMorgan prices $116,000 reverse exchangeables linked to Whirlpool
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| 10/18/2013 | SP | JPMorgan to price 10.5% reverse convertibles linked to Whirlpool
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| 9/30/2013 | SP | New Issue: JPMorgan prices $267,000 10% reverse convertibles linked to Whirlpool
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| 9/13/2013 | SP | JPMorgan to price 10% reverse convertibles linked to Whirlpool
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| 8/30/2013 | SP | New Issue: JPMorgan prices $58,000 9.5% reverse exchangeables linked to Whirlpool
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| 8/21/2013 | SP | JPMorgan to price 9.5% reverse convertibles linked to Whirlpool
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| 8/21/2013 | SP | Low volume drags on; stock bid reigns as investors anticipate pullback in September
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| 8/20/2013 | SP | New Issue: JPMorgan prices $185,000 9.5% reverse exchangeables linked to Whirlpool
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| 8/19/2013 | SP | New Issue: HSBC sells $24.95 million 9.5% STEP Income Securities tied to Whirlpool
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| 8/5/2013 | SP | JPMorgan to price 9.5% reverse convertibles linked to Whirlpool
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| 7/31/2013 | SP | New Issue: JPMorgan prices $140,000 10.25% reverse exchangeables linked to Whirlpool
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| 7/26/2013 | SP | HSBC plans to price 9.5% STEP Income Securities linked to Whirlpool
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| 7/24/2013 | SP | Nearly half a billion dollars of volume gives July a push; sources credit rally, confidence
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| 7/23/2013 | SP | JPMorgan to price 10.25% reverse convertibles linked to Whirlpool
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| 7/18/2013 | SP | New Issue: JPMorgan prices $115,000 10.75% reverse exchangeables linked to Whirlpool
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| 7/16/2013 | SP | New Issue: RBC prices $45.25 million 11% STEP Income Securities tied to Whirlpool
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| 7/8/2013 | SP | RBC plans 11% one-year STEP Income Securities linked to Whirlpool
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| 7/5/2013 | SP | JPMorgan to price 10.75% reverse convertibles linked to Whirlpool
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| 6/4/2013 | SP | JPMorgan to price 9% reverse convertibles linked to Whirlpool
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| 3/28/2013 | SP | New Issue: RBC prices $100,000 7.5% reverse convertibles linked to Whirlpool
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| 3/20/2013 | SP | RBC to price 7.5% reverse convertibles linked to Whirlpool
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| 3/18/2013 | SP | New Issue: RBC prices $200,000 7.5% reverse convertibles linked to Whirlpool
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| 3/5/2013 | SP | RBC to price 7.5% reverse convertibles linked to Whirlpool
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| 2/28/2013 | SP | New Issue: RBC prices $52,000 8.75% reverse convertibles linked to Whirlpool
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| 2/19/2013 | SP | RBC to price 8.75% reverse convertibles linked to Whirlpool
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| 8/17/2012 | SP | New Issue: RBC prices $115,000 10% reverse convertibles linked to Whirlpool
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| 8/7/2012 | SP | RBC to price 10% reverse convertibles linked to Whirlpool
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| 6/19/2012 | SP | New Issue: JPMorgan prices $85,000 13% reverse convertibles linked to Whirlpool
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| 6/6/2012 | SP | JPMorgan to price 13% reverse convertibles linked to Whirlpool
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| 5/15/2012 | SP | New Issue: RBC prices $400,000 9.4% reverse convertibles linked to Whirlpool
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| 4/17/2012 | SP | New Issue: RBC prices $61,000 10.5% reverse convertibles linked to Whirlpool
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| 4/4/2012 | SP | RBC to price 10.5% reverse convertibles linked to Whirlpool
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| 3/30/2012 | SP | New Issue: RBC prices $633,000 10% reverse convertibles linked to Whirlpool
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| 3/16/2012 | SP | RBC to price 10% reverse convertibles linked to Whirlpool
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| 2/29/2012 | SP | New Issue: RBC prices $125,000 10.25% reverse convertibles linked to Whirlpool
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| 2/16/2012 | SP | RBC to price 10.25% reverse convertibles linked to Whirlpool
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| 12/28/2011 | SP | New Issue: Bank of Montreal prices $10,000 12% reverse exchangeables linked to Whirlpool
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| 12/19/2011 | SP | RBC to price 12% reverse convertibles linked to Whirlpool
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| 12/1/2011 | SP | Bank of Montreal plans 12% reverse exchangeables tied to Whirlpool
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| 11/28/2011 | SP | New Issue: RBC prices $72,000 15.75% reverse convertibles linked to Whirlpool
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| 11/16/2011 | SP | New Issue: Bank of Montreal prices $20,000 13% reverse exchangeables on Whirlpool
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| 11/9/2011 | SP | RBC to price 15.75% reverse convertibles linked to Whirlpool
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| 11/1/2011 | SP | Bank of Montreal plans 13% reverse exchangeables linked to Whirlpool
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| 10/28/2011 | SP | New Issue: RBC prices $75,000 12.25% reverse convertibles linked to Whirlpool
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| 10/20/2011 | SP | RBC to price 12.25% reverse convertibles linked to Whirlpool
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| 8/10/2011 | SP | RBC plans 13.5%-17.5% reverse convertibles linked to Whirlpool
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| 7/21/2011 | SP | RBC plans 11.5%-15.5% six-month reverse convertibles tied to Whirlpool
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| 12/17/2010 | SP | New Issue: RBC prices $2.62 million 16.93% reverse convertibles linked to Whirlpool
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| 12/15/2010 | SP | New Issue: JPMorgan prices $400,000 10% upside auto callable reverse exchangeables on Whirlpool
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| 11/24/2010 | SP | RBC to price 16%-19% reverse convertibles linked to Whirlpool
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| 7/21/2010 | SP | New Issue: Barclays prices $350,000 12.7% reverse convertibles linked to Whirlpool
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| 2/3/2009 | SP | ABN Amro to sell 14% reverse exchangeables linked to Whirlpool
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| 9/12/2008 | SP | JPMorgan plans 13.75% reverse exchangeables linked to Whirlpool
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| 8/8/2008 | SP | Barclays to price 12% reverse convertibles linked to Whirlpool
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| 7/11/2008 | SP | Barclays to price 11% reverse convertibles linked to Whirlpool
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| 5/29/2008 | SP | New Issue: Barclays prices $5 million 11% reverse convertibles linked to Whirlpool
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| 5/9/2008 | SP | Barclays to price 11% reverse convertibles linked to Whirlpool
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| 1/30/2008 | SP | New Issue: Barclays prices $2.75 million 12.75% reverse convertibles linked to Whirlpool
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| 1/10/2008 | SP | Barclays to price 12.75% reverse convertibles linked to Whirlpool
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| 12/5/2007 | SP | Barclays to price 11% reverse convertibles linked to Whirlpool
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| 11/29/2007 | SP | New Issue: Barclays prices $2.5 million 13.25% reverse convertibles linked to Whirlpool
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| 11/8/2007 | SP | Barclays to price 13.25% reverse convertibles linked to Whirlpool
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| 8/31/2007 | SP | Eksportfinans to price 10.8% reverse convertibles linked to Whirlpool
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| 6/29/2007 | SP | New Issue: Barclays prices $1.5 million 9% reverse convertibles linked to Whirlpool
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| 6/11/2007 | SP | Barclays to price 9% reverse convertible notes linked to Whirlpool
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| 4/23/2007 | SP | New Issue: Barclays sells $3 million 9.25% reverse convertibles linked to Whirlpool
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| 4/20/2007 | SP | New Issue: Barclays prices $2.25 million 9.25% reverse convertibles linked to Whirlpool
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| 4/17/2007 | SP | Barclays to price 9.25% reverse convertibles linked to Whirlpool
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| 4/4/2007 | SP | Barclays to price 9.25% reverse convertibles linked to Whirlpool
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