| 6/15/2021 | SP | New Issue: Jefferies sells $587,000 capped buffered leveraged notes on SPDR Dow
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| 6/15/2021 | SP | New Issue: Jefferies sells $780,000 capped buffered leveraged notes on SPDR Dow
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| 5/13/2021 | SP | New Issue: Jefferies sells $701,000 capped buffered leveraged notes on SPDR Dow
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| 5/13/2021 | SP | New Issue: Jefferies sells $1.15 million capped buffered leveraged notes on SPDR Dow
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| 5/9/2021 | SP | New Issue: Jefferies sells $508,000 capped buffered leveraged notes on SPDR Dow
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| 4/5/2021 | SP | New Issue: Jefferies sells $745,000 capped buffered leveraged notes on SPDR Dow
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| 4/5/2021 | SP | New Issue: Jefferies sells $504,000 capped buffered leveraged notes on SPDR Dow
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| 3/24/2021 | SP | New Issue: Jefferies sells $940,000 capped buffered leveraged notes on SPDR Dow
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| 3/24/2021 | SP | New Issue: Jefferies sells $1.05 million buffered leveraged notes on SPDR Dow
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| 7/13/2020 | SP | New Issue: BMO sells $26,000 autocallable barrier notes on SPDR Dow ETF, Nasdaq
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| 6/21/2020 | SP | New Issue: BMO sells $352,000 autocallable cash-settled notes on SPDR Dow ETF, Nasdaq
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| 6/21/2020 | SP | New Issue: BMO sells $77,000 autocallable cash-settled notes on SPDR Dow ETF, Nasdaq
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| 6/9/2020 | SP | New Issue: BMO sells $353,000 autocallable cash-settled notes on SPDR Dow ETF, Nasdaq
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| 6/1/2020 | SP | New Issue: BMO sells $1.13 million autocallable cash-settled notes on SPDR Dow ETF, Nasdaq
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| 5/28/2020 | SP | New Issue: BMO sells $762,000 cash-settled autocallables on index, ETF
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| 5/28/2020 | SP | New Issue: BMO sells $1.76 million cash-settled autocallables on index, ETF
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| 5/27/2020 | SP | New Issue: BMO sells $5 million 8.3% cash-settled notes on index, ETF
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| 5/27/2020 | SP | New Issue: BMO sells $1.82 million cash-settled autocallables on index, ETF
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| 5/20/2020 | SP | New Issue: BMO sells $373,000 cash-settled autocallables on index, ETF
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| 5/20/2020 | SP | New Issue: BMO sells $1.05 million cash-settled autocallables on index, ETF
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| 5/13/2020 | SP | New Issue: BMO sells $1.7 million autocallable cash-settled notes on SPDR Dow ETF, Russell
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| 5/8/2020 | SP | New Issue: UBS sells $320,000 trigger performance notes linked to Dow Jones ETF
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| 5/8/2020 | SP | New Issue: UBS sells $252,800 trigger performance notes linked to Dow Jones ETF
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| 5/8/2020 | SP | New Issue: BMO sells $500,000 autocallable cash-settled notes on SPDR Dow ETF, Russell
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| 3/8/2020 | SP | New Issue: Barclays sells $11.16 million phoenix autocallables on SPDR Dow ETF, Russell, Nasdaq
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| 12/17/2019 | SP | New Issue: BMO sells $2.95 million autocallable cash-settled notes on index, ETFs
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| 9/26/2019 | SP | RBC plans contingent coupon barrier autocallables on indexes, ETF
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| 5/16/2019 | SP | New Issue: Citigroup sells $248,000 buffer securities on SPDR Dow Jones ETF
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| 4/29/2019 | SP | New Issue: Barclays sells $9.75 million phoenix autocallables on SPDR Dow ETF, Russell, Nasdaq
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| 4/29/2019 | SP | New Issue: Barclays sells $3.38 million phoenix autocallables on SPDR Dow ETF, Russell, Nasdaq
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| 4/23/2019 | SP | New Issue: UBS prices $500,000 trigger performance notes linked to Dow Jones ETF
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| 3/13/2019 | SP | New Issue: Morgan Stanley sells $6.55 million contingent income autocallables on ETF, indexes
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| 1/17/2019 | SP | New Issue: BMO prices $5.04 million bullish digital return notes linked to Dow ETF, Russell
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| 1/9/2019 | SP | BMO to price bullish digital return notes linked to Russell, Dow ETF
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| 9/26/2018 | SP | BofA intends to price contingent income autocallables on indexes, ETF
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| 7/5/2017 | SP | Citigroup to sell enhanced barrier digital plus notes on SPDR Dow ETF
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| 3/20/2017 | SP | New Issue: Barclays prices $7.67 million of phoenix autocallable notes on three funds
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| 3/24/2016 | SP | New Issue: UBS prices $521,700 trigger return optimization securities on SPDR Dow
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| 12/30/2015 | SP | New Issue: Bank of Montreal prices $50,000 contingent risk absolute return notes on SPDR Dow
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| 12/24/2015 | SP | Bank of Montreal plans contingent risk absolute return notes on Dow ETF
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| 12/4/2015 | SP | New Issue: Bank of Montreal prices $65,000 contingent risk absolute return notes on SPDR Dow
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| 11/4/2015 | SP | Bank of Montreal plans absolute return notes on SPDR Dow Jones ETF
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| 4/1/2015 | SP | Bank of Montreal to price contingent risk absolute return notes linked to SPDR Dow Jones ETF
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| 3/5/2015 | SP | Bank of Montreal plans contingent risk absolute return notes on SPDR Dow
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| 2/27/2015 | SP | New Issue: Bank of Montreal prices $204,000 contingent risk absolute return notes linked to SPDR Dow
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| 2/6/2015 | SP | Bank of Montreal plans absolute return notes linked to SPDR Dow ETF
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| 2/3/2015 | SP | Bank of Montreal plans absolute return notes linked to SPDR Dow ETF
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| 1/9/2015 | SP | Bank of Montreal plans contingent risk absolute return notes linked to SPDR Dow
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| 12/31/2014 | SP | Bank of Montreal plans contingent risk absolute return notes linked to SPDR Dow
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| 12/29/2014 | SP | New Issue: Bank of Montreal prices $250,000 contingent risk absolute return notes on SPDR Dow fund
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| 12/2/2014 | SP | Bank of Montreal to price contingent risk absolute return notes linked to SPDR Dow Jones ETF
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| 11/4/2014 | SP | Bank of Montreal plans contingent risk absolute return notes linked to SPDR Dow Jones fund
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| 10/2/2014 | SP | Bank of Montreal plans contingent risk absolute return notes linked to SPDR Dow Jones fund
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| 9/29/2014 | SP | New Issue: Bank of Montreal prices $15,000 absolute return notes linked to SPDR Dow Jones
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| 8/29/2014 | SP | New Issue: Bank of Montreal prices $680,000 absolute return notes linked to SPDR Dow ETF
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| 8/29/2014 | SP | Bank of Montreal plans absolute return notes linked to SPDR Dow ETF
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| 8/1/2014 | SP | Bank of Montreal plans absolute return notes linked to SPDR Dow ETF
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| 7/31/2014 | SP | New Issue: Bank of Montreal prices $1.53 million contingent risk absolute return notes on Dow fund
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| 7/3/2014 | SP | Correction: Bank of Montreal notes linked to SPDR Dow have 30% barrier
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| 7/2/2014 | SP | Bank of Montreal plans absolute return notes linked to SPDR Dow ETF
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| 6/27/2014 | SP | New Issue: Bank of Montreal prices $648,000 contingent risk absolute return notes linked to SPDR Dow
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| 6/11/2014 | SP | Bank of Montreal plans contingent risk absolute return notes linked to SPDR Dow Jones fund
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