| 11/24/2025 | SP | New Issue: JPMorgan sells $2.25 million trigger autocallable contingent yield notes on Occidental
|
| 10/24/2025 | SP | New Issue: RBC prices $3.3 million autocallable contingent coupon barrier notes linked to Occidental
|
| 7/16/2025 | SP | New Issue: BMO sells $2.13 million autocallable barrier notes with contingent coupons on Occidental Petroleum
|
| 7/11/2025 | SP | New Issue: UBS prices $6.25 million buffer autocallable contingent yield notes tied to three stocks
|
| 6/24/2025 | SP | New Issue: JPMorgan prices $1.1 million 14.5% autocallable contingent interest notes on stocks
|
| 6/11/2025 | SP | New Issue: UBS prices $9.79 million buffer autocallable contingent yield notes tied to three stocks
|
| 6/6/2025 | SP | New Issue: RBC prices $4.48 million autocallable contingent coupon barrier notes on Occidental
|
| 5/29/2025 | SP | New Issue: Nomura prices $1 million contingent coupon barrier autocalls on three stocks
|
| 5/19/2025 | SP | New Issue: Barclays prices $378,000 phoenix autocallable notes linked to four stocks
|
| 4/29/2025 | SP | New Issue: JPMorgan prices $150,000 capped buffered return enhanced notes linked to Occidental Petroleum
|
| 2/10/2025 | SP | New Issue: BMO sells $2.9 million autocallable buffer notes with memory coupons on three stocks
|
| 2/7/2025 | SP | New Issue: Scotia sells $8.49 million capped leveraged index return notes on basket
|
| 2/3/2025 | SP | New Issue: BMO prices $542,000 contingent coupon autocallables linked to Occidental Petroleum
|
| 1/24/2025 | SP | New Issue: Scotiabank prices $2 million capped enhanced participation notes on stock basket
|
| 1/23/2025 | SP | New Issue: Barclays prices $1.7 million autocallable fixed coupon notes linked to four oil stocks
|
| 1/15/2025 | SP | New Issue: Morgan Stanley prices $4 million contingent income autocalls on Occidental Petroleum
|
| 11/1/2024 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Occidental
|
| 10/17/2024 | SP | New Issue: Scotia sells $10.63 million of trigger autocallable contingent yield notes on Occidental
|
| 10/16/2024 | SP | New Issue: Morgan Stanley prices $2.35 million 19.75% contingent income autocallables on three stocks
|
| 10/16/2024 | SP | New Issue: Morgan Stanley prices $1.69 million 18.25% contingent income autocalls on three stocks
|
| 9/27/2024 | SP | New Issue: UBS prices $120,000 buffered return optimization securities linked to Occidental
|
| 9/5/2024 | SP | New Issue: Barclays prices $682,000 phoenix autocallable notes on three stocks
|
| 8/27/2024 | SP | New Issue: JPMorgan prices $500,000 autocallable contingent interest notes on Occidental
|
| 8/25/2024 | SP | New Issue: UBS prices $200,000 trigger autocallables linked to Occidental Petroleum
|
| 8/23/2024 | SP | New Issue: UBS prices $150,000 trigger phoenix autocalls on Occidental Petroleum
|
| 7/5/2024 | SP | New Issue: RBC prices $901,000 notes linked to 30 Raymond James securities selections
|
| 7/5/2024 | SP | New Issue: RBC prices $200,000 notes linked to 30 Raymond James securities selections
|
| 5/28/2024 | SP | New Issue: Morgan Stanley prices $604,000 13.7% contingent income autocallables on stocks
|
| 5/28/2024 | SP | New Issue: HSBC prices $1.29 million 19.5% autocallable contingent income barrier notes on stocks
|
| 5/23/2024 | SP | New Issue: UBS prices $1.55 million trigger callable contingent yield notes on three stocks
|
| 5/21/2024 | SP | New Issue: Scotiabank prices $5.61 million contingent income autocalls on Occidental Petroleum
|
| 4/29/2024 | SP | New Issue: UBS prices $265,000 trigger phoenix autocallables linked to Occidental
|
| 4/29/2024 | SP | New Issue: UBS prices $295,000 trigger phoenix autocallables linked to Occidental
|
| 4/26/2024 | SP | New Issue: UBS prices $6.95 million contingent income autocallable securities on three stocks
|
| 4/25/2024 | SP | New Issue: UBS prices $9.91 million 12% contingent income autocalls on Occidental
|
| 4/12/2024 | SP | New Issue: Barclays sells $1.11 million phoenix autocallable notes on Nvidia, Occidental Petroleum
|
| 4/5/2024 | SP | New Issue: UBS prices $8.8 million contingent income autocallable securities on Occidental
|
| 3/8/2024 | SP | New Issue: Morgan Stanley prices $625,000 autocallable jump notes on three stocks
|
| 2/14/2024 | SP | New Issue: UBS sells $4.25 million trigger autocallable contingent yield notes on three stocks
|
| 2/12/2024 | SP | New Issue: Citigroup sells $525,000 14.85% autocallable contingent coupon equity notes on stocks
|
| 2/7/2024 | SP | New Issue: JPMorgan prices $500,000 13.75% autocallable contingent interest notes on Occidental
|
| 2/7/2024 | SP | New Issue: GS Finance prices $1.04 million autocallable contingent coupon equity notes on Occidental
|
| 2/5/2024 | SP | New Issue: Barclays prices $523,000 phoenix autocallable notes on two stocks
|
| 2/5/2024 | SP | New Issue: Barclays prices $705,000 phoenix autocallable notes tied to three stocks
|
| 2/5/2024 | SP | New Issue: JPMorgan prices $600,000 12.25% autocallable contingent interest on Occidental
|
| 1/31/2024 | SP | New Issue: JPMorgan prices $800,000 12.5% autocallable contingent interest notes tied to Occidental
|
| 1/31/2024 | SP | New Issue: TD Bank prices $1.3 million autocallable contingent interest barrier notes on Occidental
|
| 1/29/2024 | SP | New Issue: Barclays prices $2.17 million phoenix autocallable notes on Occidental
|
| 1/22/2024 | SP | New Issue: JPMorgan prices $500,000 13.2% contingent interest autocallables on Occidental Petroleum
|
| 12/29/2023 | SP | New Issue: GS Finance prices $3.67 million autocallable variable coupon equity notes on four stocks
|
| 12/29/2023 | SP | New Issue: GS Finance prices $3.22 million autocallable variable coupon equity notes on four stocks
|
| 12/20/2023 | SP | New Issue: JPMorgan prices $2.69 million 9.25% autocallable contingent interest notes on Occidental
|
| 12/19/2023 | SP | New Issue: GS Finance prices $2 million autocallable variable coupon equity notes on four stocks
|
| 11/10/2023 | SP | New Issue: Citigroup prices $500,000 15.85% autocallable contingent coupon notes on Occidental
|
| 11/9/2023 | SP | New Issue: BofA prices $4.92 million contingent income autocalls linked to Occidental Petroleum
|
| 11/3/2023 | SP | New Issue: Barclays prices $8.19 million 11.5% contingent income autocallables on Occidental
|
| 11/1/2023 | SP | New Issue: GS Finance prices $2.27 million autocallable variable coupon equity notes on four stocks
|
| 10/31/2023 | SP | New Issue: UBS sells $1.52 million trigger autocallable contingent yield notes with memory on stocks
|
| 10/30/2023 | SP | New Issue: JPMorgan prices $3.35 million PLUS linked to stock basket
|
| 10/27/2023 | SP | New Issue: UBS sells $3.01 million trigger autocallable contingent yield notes with memory on stocks
|
| 10/16/2023 | SP | New Issue: Morgan Stanley prices $500,000 worst-of fixed coupon autocallable RevCons on stocks
|
| 10/13/2023 | SP | New Issue: GS Finance prices $4 million contingent income autocalls linked to Occidental Petroleum
|
| 10/13/2023 | SP | New Issue: GS Finance prices $1.93 million contingent coupon equity-linked autocalls on Occidental
|
| 10/5/2023 | SP | New Issue: TD Bank prices $1.39 million autocallable contingent interest barrier notes on Occidental
|
| 9/29/2023 | SP | New Issue: UBS prices $376,000 trigger phoenix autocallables linked to Occidental
|
| 9/27/2023 | SP | New Issue: GS Finance prices $4.35 million contingent income autocalls tied to Occidental Petroleum
|
| 9/21/2023 | SP | New Issue: Morgan Stanley prices $500,000 Trigger PLUS linked to Occidental Petroleum
|
| 9/21/2023 | SP | New Issue: UBS prices $4.8 million contingent income autocallable securities on Occidental
|
| 9/11/2023 | SP | New Issue: JPMorgan prices $365,000 15.5% contingent interest autocalls on Occidental Petroleum
|
| 8/24/2023 | SP | New Issue: Barclays sells $14.13 million 10.5% contingent income autocallables on Occidental
|
| 8/23/2023 | SP | New Issue: JPMorgan prices $3.12 million contingent interest autocalls on Occidental Petroleum
|
| 8/11/2023 | SP | New Issue: Credit Suisse prices $536,000 autocallable yield notes linked to Devon, Occidental
|
| 7/28/2023 | SP | New Issue: Citigroup sells $13.11 million 10.1% contingent income autocallables tied to Occidental
|
| 7/26/2023 | SP | New Issue: GS Finance sells $1.73 million trigger autocallable contingent yield notes on Occidental Petroleum
|
| 7/24/2023 | SP | New Issue: RBC sells $655,000 14% barrier income notes linked to three stocks
|
| 7/19/2023 | SP | New Issue: UBS prices $1.62 million trigger callable contingent yield notes on Occidental Petroleum
|
| 7/14/2023 | SP | New Issue: Citigroup sells $841,000 11.55% autocallable contingent coupon notes on Occidental
|
| 7/11/2023 | SP | New Issue: Morgan Stanley prices $3.27 million PLUS linked to four-stock basket
|
| 6/30/2023 | SP | New Issue: GS Finance prices $750,000 autocallable contingent coupon basket-linked notes
|
| 6/13/2023 | SP | New Issue: Citigroup prices $1.06 million contingent coupon equity linked autocalls on two stocks
|
| 5/26/2023 | SP | New Issue: Citi prices $2.75 million callable contingent coupon equity linked securities on stock
|
| 5/21/2023 | SP | New Issue: UBS prices $554,000 trigger phoenix autocallable notes on Occidental Petroleum
|
| 5/19/2023 | SP | New Issue: GS Finance prices $3.75 million autocallable contingent coupon equity notes on Occidental Petroleum
|
| 5/11/2023 | SP | New Issue: JPMorgan sells $500,000 return notes linked to basket of 30 stocks
|
| 5/10/2023 | SP | New Issue: Citi sells $1.1 million contingent coupon equity linked autocalls on Occidental Petroleum
|
| 5/10/2023 | SP | New Issue: GS Finance prices $1 million callable contingent coupon equity notes on Occidental
|
| 4/27/2023 | SP | New Issue: JPMorgan prices $1.27 million contingent interest autocalls on Occidental Petroleum
|
| 4/21/2023 | SP | New Issue: GS Finance prices $4.77 million autocallable contingent coupon equity notes on Occidental
|
| 4/19/2023 | SP | New Issue: Citigroup prices $2.01 million contingent coupon equity linked on Occidental
|
| 4/14/2023 | SP | New Issue: JPMorgan prices $1.69 million contingent interest notes autocalls on Devon, Occidental
|
| 3/29/2023 | SP | New Issue: Citi prices $1.08 million contingent coupon equity linked autocalls tied to Occidental
|
| 3/24/2023 | SP | New Issue: Citigroup prices $3.36 million 12.15% autocallable contingent coupon notes on Occidental
|
| 3/20/2023 | SP | New Issue: Morgan Stanley prices $2.5 million enhanced buffered jump notes on Occidental Petroleum
|
| 3/16/2023 | SP | New Issue: Scotiabank prices $4.36 million contingent income autocallables on Occidental Petroleum
|
| 3/13/2023 | SP | New Issue: BofA prices $1.16 million 14.35% contingent income autocallable yield notes linked to Occidental
|
| 3/1/2023 | SP | New Issue: UBS prices $2 million step down trigger autocallables on Occidental Petroleum
|
| 2/22/2023 | SP | New Issue: UBS prices $492,000 trigger phoenix autocallable optimization securities on Occidental
|
| 2/13/2023 | SP | New Issue: UBS prices $120,000 buffered return optimization securities tied to Occidental Petroleum
|
| 2/9/2023 | SP | New Issue: GS Finance prices $1.5 million leveraged basket-linked notes on 100 stocks
|
| 2/7/2023 | SP | New Issue: JPMorgan prices $2.57 million autocallable contingent interest notes on Occidental
|
| 1/27/2023 | SP | New Issue: UBS prices $265,000 trigger phoenix autocallables linked to Occidental
|
| 1/27/2023 | SP | New Issue: UBS prices $225,000 trigger phoenix autocallables linked to Occidental
|
| 1/27/2023 | SP | New Issue: UBS prices $1.54 million trigger phoenix autocallables linked to Occidental
|
| 1/27/2023 | SP | New Issue: Scotia prices $14.71 million contingent income autocallable securities on Occidental
|
| 1/24/2023 | SP | New Issue: UBS prices $555,000 trigger phoenix autocallable optimization securities on Occidental
|
| 12/21/2022 | SP | New Issue: RBC prices $787,000 autocallable contingent coupon barrier notes on Occidental Petroleum
|
| 12/16/2022 | SP | New Issue: RBC sells $595,000 contingent coupon barrier autocalls with memory on oil basket
|
| 12/7/2022 | SP | New Issue: Credit Suisse sells $500,000 accelerated barrier notes on stocks
|
| 11/23/2022 | SP | New Issue: Credit Suisse sells $1 million contingent coupon autocallable yield notes on four stocks
|
| 11/3/2022 | SP | New Issue: Morgan Stanley prices $3.71 million contingent income autocalls on Occidental Petroleum
|
| 10/28/2022 | SP | New Issue: GS Finance prices $22.09 million contingent income autocallables on Occidental Petroleum
|
| 10/20/2022 | SP | New Issue: GS Finance prices $2.28 million autocallable contingent coupon equity notes on Occidental
|
| 8/30/2022 | SP | New Issue: BofA Finance prices $21.94 million Accelerated Return Notes linked to Occidental
|
| 8/22/2022 | SP | New Issue: TD Bank sells $1 million of autocallable memory interest barrier notes on Occidental
|
| 8/2/2022 | SP | New Issue: UBS prices $1.39 million trigger autocallable contingent yield notes on Occidental
|
| 7/25/2022 | SP | New Issue: RBC prices $1.35 million phoenix autocallable notes with memory coupon on Occidental
|
| 7/20/2022 | SP | New Issue: UBS sells $16.7 million contingent income autocallable securities on Occidental Petroleum
|
| 7/5/2022 | SP | New Issue: RBC sells $2.48 million contingent coupon barrier autocallables with memory on basket of oil stocks
|
| 6/27/2022 | SP | New Issue: Credit Suisse sells $3.9 million 13.25% autocallable reverse convertibles on oil stocks
|
| 5/17/2022 | SP | New Issue: Barclays sells $517,000 phoenix autocallable notes on three stocks
|
| 5/10/2022 | SP | New Issue: Credit Suisse sells $840,000 contingent autocallable reverse converts on Occidental
|
| 4/21/2022 | SP | New Issue: BMO sells $1.37 million autocallable barrier notes with contingent coupon on Occidental
|
| 4/14/2022 | SP | New Issue: JPMorgan prices $3.6 million contingent income autocallables on Occidental Petroleum
|
| 4/14/2022 | SP | New Issue: UBS prices $13 million contingent income autocalls on Occidental Petroleum
|
| 4/13/2022 | SP | Market Commentary: RBC’s autocalls on basket of two oil stocks tap into best-performing sector
|
| 4/13/2022 | SP | Royal Bank of Canada plans to price contingent coupon barrier autocalls with memory on stocks
|
| 3/18/2022 | SP | New Issue: Credit Suisse sells $1 million contingent coupon autocallable yield notes on oil stocks
|
| 3/11/2022 | SP | New Issue: Credit Suisse sells $3 million contingent coupon autocallable yield notes on Occidental
|
| 3/9/2022 | SP | New Issue: JPMorgan prices $2 million capped buffered equity notes on basket of 30 stocks
|
| 3/9/2022 | SP | New Issue: JPMorgan prices $1.1 million capped buffered equity notes on basket of 30 stocks
|
| 2/10/2022 | SP | New Issue: RBC prices $1.85 million phoenix autocallable notes with memory on Occidental Petroleum
|
| 11/7/2021 | SP | New Issue: UBS prices $3 million trigger autocallable contingent yield notes on Occidental
|
| 10/28/2021 | SP | New Issue: TD sells $2.2 million 8% fixed interest barrier autocalls on four energy stocks
|
| 8/24/2021 | SP | New Issue: RBC sells $2.34 million contingent coupon barrier autocallables on two-stock basket
|
| 8/11/2021 | SP | New Issue: RBC sells $2.86 million contingent coupon barrier autocallables on oil stock basket
|
| 7/8/2021 | SP | New Issue: RBC sells $3.87 million contingent coupon barrier autocallables on petroleum basket
|
| 7/6/2021 | SP | New Issue: UBS prices $11.18 million contingent income autocalls on Occidental Petroleum
|
| 6/18/2021 | SP | New Issue: Scotia prices $6.16 million Accelerated Return Notes on Occidental Petroleum
|
| 6/5/2021 | SP | New Issue: Credit Suisse sells $750,000 contingent coupon autocallable yield notes on stocks
|
| 4/19/2021 | SP | New Issue: Credit Suisse sells $1.5 million yield notes on three stocks
|
| 3/1/2021 | SP | New Issue: GS Finance sells $1.42 million leveraged buffered basket notes on 24 energy stocks
|
| 2/6/2021 | SP | New Issue: Barclays sells $1.35 million phoenix autocallable notes on Occidental
|
| 11/20/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Occidental
|
| 4/24/2020 | SP | New Issue: UBS prices $100,000 return optimization securities linked to Occidental
|
| 3/9/2020 | SP | New Issue: BMO prices $724,000 notes due 2021 on basket of 15 stocks
|
| 2/27/2020 | SP | New Issue: UBS prices $200,000 contingent absolute return autocallable optimization securities linked to Occidental Petroleum
|
| 2/21/2020 | SP | New Issue: CIBC prices $3.23 million contingent coupon autocallable notes on stocks
|
| 2/3/2020 | SP | New Issue: CIBC prices $2.38 million contingent coupon autocallable notes on stocks
|
| 1/30/2020 | SP | New Issue: Barclays prices $938,000 phoenix autocallables linked to three stocks
|
| 1/22/2020 | SP | New Issue: Credit Suisse sells $545,000 autocallable reverse convertibles on three stocks
|
| 1/16/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 1/7/2020 | SP | New Issue: UBS prices $4.08 million trigger autocallable contingent yield notes on Occidental
|
| 12/20/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 12/19/2019 | SP | New Issue: UBS prices $785,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 12/19/2019 | SP | New Issue: UBS prices $247,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 12/19/2019 | SP | New Issue: UBS prices $1.48 million trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 12/19/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 12/16/2019 | SP | New Issue: UBS prices $200,000 contingent absolute return autocallable optimization securities linked to Occidental Petroleum
|
| 11/15/2019 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 10/11/2019 | SP | Market Commentary: JPMorgan’s contingent interest autocallables linked to Occidental Petroleum offer value play
|
| 10/8/2019 | SP | JPMorgan plans contingent interest autocallables on Occidental Petroleum
|
| 8/13/2019 | SP | New Issue: Barclays prices $1.55 million contingent interest autocallables on Occidental
|
| 8/6/2019 | SP | Barclays plans contingent interest autocalls on Occidental Petroleum
|
| 7/18/2019 | SP | New Issue: Morgan Stanley prices $1.35 million contingent income autocallables tied to three stocks
|
| 7/5/2019 | SP | Morgan Stanley plans contingent income autocallables on three stocks
|
| 7/2/2019 | SP | Morgan Stanley plans contingent income autocallables linked to stocks
|
| 5/9/2019 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 4/30/2019 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to Occidental Petroleum
|
| 3/19/2019 | SP | New Issue: RBC prices $2.35 million trigger autocallable contingent yield notes on Occidental
|
| 3/13/2019 | SP | RBC eyes trigger autocallable contingent yield notes on Occidental Petroleum
|
| 11/29/2018 | SP | New Issue: CIBC sells $229,000 notes on 16 Raymond James Energy Sector top picks
|
| 11/28/2018 | SP | New Issue: CIBC sells $166,000 notes on 16 Raymond James Energy Sector top picks
|
| 11/5/2018 | SP | New Issue: UBS prices $826,000 trigger autocallable contingent yield notes on Occidental Petroleum
|
| 11/29/2017 | SP | New Issue: CIBC sells $240,000 notes on Raymond James Focus on Capital stocks
|
| 11/29/2017 | SP | New Issue: CIBC sells $2.48 million notes on Raymond James Focus on Capital stocks
|
| 3/23/2017 | SP | TD Bank amends Cusip for Raymond James Quality Yield Equity notes
|
| 3/20/2017 | SP | TD Bank plans notes linked to 23 Raymond James Quality Yield stocks
|
| 11/15/2016 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
|
| 11/10/2016 | SP | New Issue: UBS prices $225,000 trigger phoenix autocallables linked to Occidental
|
| 11/3/2016 | SP | New Issue: JPMorgan prices $6.6 million return notes linked to basket of 50 stocks
|
| 10/26/2016 | SP | JPMorgan plans one-year return notes linked to basket of 50 stocks
|
| 10/19/2016 | SP | New Issue: RBC prices $4.04 million Accelerated Return Notes tied to energy stocks
|
| 10/14/2016 | SP | RBC plans 14-month Accelerated Return Notes tied to energy stocks
|
| 7/26/2016 | SP | New Issue: Bank of Montreal prices $7.33 million notes linked to Raymond James oil stock picks
|
| 7/26/2016 | SP | New Issue: Bank of Montreal prices $15.95 million notes linked to Raymond James oil stock picks
|
| 7/14/2016 | SP | Bank of Montreal to price Raymond James Oil Focus equity-linked notes
|
| 7/14/2016 | SP | Bank of Montreal plans Raymond James Oil Focus equity-linked notes
|
| 5/25/2016 | SPSW | Agents priced $241 million of structured products before May’s closing week; investors on sidelines
|
| 5/24/2016 | SP | New Issue: BMO prices $16 million of Raymond James Oil Focus equity-linked notes
|
| 5/6/2016 | SP | Bank of Montreal plans Raymond James Oil Focus equity-linked notes
|
| 2/19/2016 | SP | New Issue: JPMorgan prices $2 million contingent buffered autocallables linked to energy stocks
|
| 10/20/2015 | SP | New Issue: Goldman prices $327,000 trigger phoenix autocallables on Occidental
|
| 10/14/2015 | SP | New Issue: Citigroup sells $1 million upturn securities on basket of energy stocks
|
| 10/14/2015 | SP | Goldman plans trigger phoenix autocallables linked to Occidental
|
| 3/5/2015 | SP | Credit Suisse plans absolute return barrier securities on stock basket
|
| 3/2/2015 | SP | New Issue: HSBC prices $15.67 million Accelerated Return Notes linked to energy stocks
|
| 2/19/2015 | SP | New Issue: JPMorgan prices $4.11 million trigger phoenix autocallables on Occidental Petroleum
|
| 2/13/2015 | SP | HSBC plans 14-month Accelerated Return Notes tied to energy stocks
|
| 2/11/2015 | SP | JPMorgan to price trigger phoenix autocallables linked to Occidental
|
| 1/21/2015 | SPSW | Structured products issuance $335 million in slow week; BofA generates 55% of volume
|
| 1/15/2015 | SP | New Issue: Barclays prices $21.96 million Accelerated Return Notes linked to energy stocks
|
| 12/29/2014 | SP | Barclays plans 14-month Accelerated Return Notes tied to energy stocks
|
| 11/12/2014 | SP | New Issue: Credit Suisse prices $2.84 million trigger phoenix autocallables on Occidental Petroleum
|
| 11/5/2014 | SP | Credit Suisse to price trigger phoenix autocallables on Occidental
|
| 10/31/2014 | SP | New Issue: RBC prices $1.27 million trigger return optimization notes on 13 stocks
|
| 10/15/2014 | SP | New Issue: Barclays prices $2.37 million 8.1% autocallables tied to five stocks
|
| 9/3/2014 | SP | New Issue: Bank of America prices $20.77 million Accelerated Return Notes linked to three stocks
|
| 8/18/2014 | SP | Bank of America plans Accelerated Return Notes linked to energy stocks
|
| 7/31/2014 | SP | New Issue: Deutsche Bank prices $7.87 million trigger phoenix autocallables linked to Occidental Petroleum
|
| 7/23/2014 | SP | Deutsche Bank plans trigger phoenix autocallables linked to Occidental
|
| 2/27/2014 | SP | New Issue: Credit Suisse prices $43.02 million 8% equity-linked notes tied to Occidental
|
| 11/13/2013 | SP | Issuance slows; top two deals linked to lesser-known European index amid euro zone theme
|
| 11/8/2013 | SP | New Issue: Credit Suisse prices $21.41 million more 2% equity-linked notes on Occidental
|
| 10/18/2013 | SP | New Issue: Credit Suisse prices $45.96 million 2% equity-linked notes on Occidental Petroleum
|
| 10/16/2013 | SP | New Issue: UBS prices $2.96 million trigger phoenix autocallables linked to Occidental Petroleum
|
| 10/10/2013 | SP | UBS to price trigger phoenix autocallables on Occidental Petroleum
|
| 9/24/2013 | SP | New Issue: RBC sells $3 million 12.8% autocallable reverse convertibles on Peabody, Occidental
|
| 8/27/2013 | SP | New Issue: Deutsche prices $1.4 million trigger autocallable optimization notes on Occidental
|
| 8/21/2013 | SP | Deutsche Bank plans trigger autocallable notes tied to Occidental
|
| 7/16/2013 | SP | Barclays plans trigger phoenix autocallables on Occidental Petroleum
|
| 7/5/2013 | SP | New Issue: UBS prices $3.19 million trigger phoenix autocallables linked to Occidental Petroleum
|
| 7/1/2013 | SP | New Issue: Barclays prices $19.54 million 0% Accelerated Return Notes linked to three stocks
|
| 6/28/2013 | SP | UBS to price trigger phoenix autocallables on Occidental Petroleum
|
| 6/21/2013 | SP | New Issue: RBC prices $3 million 8.75% autocallable reverse convertibles linked to Boeing, Occidental
|
| 6/17/2013 | SP | Barclays to price Accelerated Return Notes linked to energy stocks
|
| 6/3/2013 | SP | New Issue: Barclays prices $29.92 million 0% Accelerated Return Notes linked to three stocks
|
| 5/22/2013 | SP | New Issue: JPMorgan prices $1.53 million autocallable contingent interest notes tied to three stocks
|
| 5/21/2013 | SP | New Issue: Morgan Stanley prices $1.89 million phoenix autocallables linked to Occidental
|
| 5/21/2013 | SP | Market Commentary: JPMorgan, other issuers link 'worst-of' structures to stock baskets in effort to boost yield
|
| 5/17/2013 | SP | JPMorgan plans autocallable contingent interest notes on three stocks
|
| 5/17/2013 | SP | JPMorgan plans autocallable contingent interest notes on three stocks
|
| 5/16/2013 | SP | Barclays plans 0% Accelerated Return Notes linked to three stocks
|
| 5/15/2013 | SP | Morgan Stanley plans phoenix autocallable notes linked to Occidental
|
| 5/15/2013 | SP | New Issue: RBC prices $3 million 8.7% autocallable reverse convertibles linked to Boeing, Occidental
|
| 5/14/2013 | SP | New Issue: Barclays prices $3.68 million of phoenix autocallables on Occidental
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| 5/7/2013 | SP | New Issue: JPMorgan prices $10.2 million autocallable contingent interest notes linked to Occidental
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| 5/7/2013 | SP | New Issue: JPMorgan prices $110,000 capped contingent buffered notes on Occidental
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| 5/1/2013 | SP | New Issue: JPMorgan prices $1.65 million contingent interest autocallables on Occidental Petroleum
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| 5/1/2013 | SP | New Issue: UBS prices $270,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
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| 5/1/2013 | SP | JPMorgan plans capped contingent buffered equity notes on Occidental
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| 4/30/2013 | SP | JPMorgan plans autocallable contingent interest notes on Occidental
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| 4/26/2013 | SP | New Issue: JPMorgan prices $510,000 contingent interest autocallables on Occidental Petroleum
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| 4/23/2013 | SP | JPMorgan plans contingent interest autocallables on Occidental Petroleum
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| 4/23/2013 | SP | New Issue: RBC prices $8.39 million trigger phoenix autocallables linked to Occidental Petroleum
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| 4/9/2013 | SP | New Issue: JPMorgan prices $4 million 10% autocallable reverse exchangeables linked to three stocks
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| 4/8/2013 | SP | New Issue: Barclays prices $250,000 7.5% reverse convertibles linked to Occidental Petroleum
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| 1/23/2013 | SP | New Issue: JPMorgan prices $2.97 million contingent interest autocallables on Occidental Petroleum
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| 1/16/2013 | SP | Issuance is up 72% month to date amid record high equity prices, post fiscal cliff relief
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| 1/15/2013 | SP | JPMorgan plans one-year contingent interest autocallable notes linked to Occidental Petroleum
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| 1/15/2013 | SP | New Issue: JPMorgan prices $18.92 million contingent interest autocallables on Occidental Petroleum
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| 1/8/2013 | SP | JPMorgan plans autocallable contingent interest notes on Occidental
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| 11/15/2012 | SP | New Issue: UBS prices $99,939 8.59% trigger yield optimization notes linked to Occidental Petroleum
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| 10/16/2012 | SP | New Issue: JPMorgan prices $4.69 million trigger phoenix autocallables tied to Occidental Petroleum
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| 10/10/2012 | SP | JPMorgan plans trigger phoenix autocallables on Occidental Petroleum
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| 9/25/2012 | SP | New Issue: HSBC prices $839,468 7.12% trigger yield optimization notes linked to Occidental Petroleum
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| 9/20/2012 | SP | HSBC plans 5.75%-7.25% trigger yield notes linked to Occidental Petroleum
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| 8/7/2012 | SP | New Issue: UBS prices $116,600 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
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| 7/30/2012 | SP | New Issue: UBS prices $1.8 million buffered return optimization notes tied to energy stocks basket
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| 7/17/2012 | SP | New Issue: UBS prices $154,664 8.24% trigger yield optimization notes linked to Occidental Petroleum
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| 7/2/2012 | SP | UBS plans buffered return optimization notes linked to energy basket
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| 6/29/2012 | SP | New Issue: UBS prices $11.49 million trigger phoenix autocallables on Occidental
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| 6/25/2012 | SP | UBS plans trigger phoenix autocallable securities tied to Occidental
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| 6/1/2012 | SP | New Issue: UBS prices $124,926 8.89% trigger yield optimization notes linked to Occidental Petroleum
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| 6/1/2012 | SP | New Issue: UBS prices $139,933 10.07% trigger yield optimization notes linked to Occidental Petroleum
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| 6/1/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
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| 5/31/2012 | SP | New Issue: HSBC prices $5.72 million 9.6% trigger yield optimization notes linked to Occidental
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| 5/23/2012 | SP | HSBC plans 8%-10% trigger yield notes linked to Occidental Petroleum
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| 5/23/2012 | SP | New Issue: UBS prices $99,684 6.36% trigger yield optimization notes linked to Occidental Petroleum
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| 5/23/2012 | SP | New Issue: UBS prices $99,927 11.04% trigger yield optimization notes linked to Occidental Petroleum
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| 5/22/2012 | SP | New Issue: UBS prices $249,957 10.1% trigger yield optimization notes linked to Occidental Petroleum
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| 5/22/2012 | SP | New Issue: UBS prices $314,952 10.1% trigger yield optimization notes linked to Occidental Petroleum
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| 5/11/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Occidental Petroleum
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| 5/8/2012 | SP | New Issue: UBS prices $129,786 7.42% trigger yield optimization notes linked to Occidental Petroleum
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| 4/24/2012 | SP | New Issue: JPMorgan prices $3.64 million trigger phoenix autocallables linked to Occidental
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| 4/18/2012 | SP | JPMorgan to price trigger phoenix autocallables linked to Occidental
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| 2/10/2012 | SP | New Issue: UBS prices $124,883 7.51% trigger yield optimization notes linked to Occidental Petroleum
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| 1/18/2012 | SP | New Issue: Bank of Montreal prices $40,000 9% reverse exchangeables on Occidental
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| 1/4/2012 | SP | Bank of Montreal plans 9% reverse exchangeables tied to Occidental
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| 11/18/2011 | SP | New Issue: UBS prices $374,922 10.02% trigger yield optimization notes on Occidental Petroleum
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| 11/9/2011 | SP | JPMorgan plans 7.85%-10.35% trigger yield notes tied to Occidental
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| 10/18/2011 | SP | New Issue: Bank of Montreal prices $20,000 11% reverse exchangeables on Occidental
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| 10/3/2011 | SP | Bank of Montreal plans 11% reverse exchangeables linked to Occidental
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| 8/4/2011 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Occidental
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| 7/29/2011 | SP | New Issue: UBS sells $300,000 trigger phoenix autocallable securities on Occidental Petroleum
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| 7/28/2011 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Occidental Petroleum
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| 7/19/2011 | SP | New Issue: UBS prices $6.78 million 8.48% trigger yield optimization notes on Occidental Petroleum
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| 7/12/2011 | SP | UBS plans 6.35%-8.35% trigger yield optimization notes on Occidental
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| 5/24/2011 | SP | New Issue: JPMorgan prices $5.92 million 8.52% trigger yield optimization notes on Occidental
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| 5/18/2011 | SP | JPMorgan plans 6.5% to 8.5% trigger yield optimization notes tied to Occidental Petroleum via UBS
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| 9/13/2010 | SP | New Issue: JPMorgan prices $2.04 million 9.5% reverse convertibles linked to Occidental Petroleum
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| 8/24/2010 | SP | JPMorgan to price 9.5% reverse convertibles linked to Occidental Petroleum
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| 7/20/2010 | SP | New Issue: JPMorgan prices $3.56 million 8.5% yield optimization notes linked to Occidental Petroleum
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| 7/2/2010 | SP | JPMorgan plans to price 8.25%-10.75% yield optimization notes on Occidental Petroleum via UBS
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| 11/30/2009 | SP | New Issue: Barclays prices $2 million 9% reverse convertibles linked to Occidental Petroleum
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| 11/10/2009 | SP | Barclays to price 9% reverse convertibles linked to Occidental Petroleum
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| 10/30/2009 | SP | New Issue: Barclays prices $2 million 9% reverse convertibles linked to Occidental Petroleum
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| 10/14/2009 | SP | Barclays to price 9% reverse convertibles linked to Occidental Petroleum
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| 6/15/2009 | SP | New Issue: UBS prices $1.89 million 10.5% yield optimization notes linked to Occidental Petroleum
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| 1/20/2009 | SP | Barclays plans 15% Callable One Observation Reverse Convertibles linked to Occidental Petroleum
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| 1/5/2009 | SP | Barclays plans 10% buffered reverse convertibles linked to Occidental Petroleum
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| 10/29/2008 | SP | New Issue: Barclays prices $1 million 16% reverse convertibles linked to Occidental Petroleum
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| 10/17/2008 | SP | Barclays to price 16% reverse convertibles linked to Occidental Petroleum
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| 10/2/2008 | SP | New Issue: Wachovia prices $1.55 million 20% enhanced notes on Occidental Petroleum for Eksportfinans
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| 9/11/2008 | SP | Barclays to price 10.75% reverse convertibles linked to Occidental Petroleum
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| 8/29/2008 | SP | Wachovia plans 11%-12% enhanced yield securities linked to Occidental Petroleum for Eksportfinans
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| 8/28/2008 | SP | New Issue: Barclays prices $3 million 13% reverse convertibles linked to Occidental Petroleum
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| 8/13/2008 | SP | Barclays to price 13% reverse convertibles linked to Occidental Petroleum
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| 8/11/2008 | SP | New Issue: Barclays prices $4 million 10.75% reverse convertibles linked to Occidental Petroleum
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| 7/30/2008 | SP | Barclays to price 10.75% reverse convertibles linked to Occidental Petroleum
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| 7/7/2008 | SP | New Issue: Barclays prices $5 million 10.15% reverse convertibles linked to Occidental Petroleum
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| 6/26/2008 | SP | Barclays to price 10.15% reverse convertibles linked to Occidental Petroleum
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| 5/29/2008 | SP | New Issue: JPMorgan prices $10,000 12% reverse exchangeables linked to Occidental Petroleum
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| 5/29/2008 | SP | New Issue: Barclays prices $3 million 11% reverse convertibles linked to Occidental Petroleum
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| 5/29/2008 | SP | New Issue: JPMorgan prices $243,000 14.5% reverse exchangeables linked to Occidental Petroleum
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| 5/16/2008 | SP | New Issue: Barclays prices $1 million 9% reverse convertibles linked to Occidental Petroleum
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| 5/9/2008 | SP | Barclays to price 11% reverse convertibles linked to Occidental
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| 5/5/2008 | SP | Barclays to price 9% reverse convertibles linked to Occidental Petroleum
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| 4/30/2008 | SP | New Issue: Barclays prices $3.5 million 10.7% reverse convertibles linked to Occidental Petroleum
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| 4/9/2008 | SP | Barclays to price 10.7% reverse convertibles linked to Occidental Petroleum
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| 4/8/2008 | SP | Barclays to price 9.25% reverse convertibles linked to Occidental Petroleum
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| 11/9/2007 | SP | ABN Amro plans 12% reverse exchangeable securities linked to Occidental Petroleum
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| 5/9/2007 | SP | Societe Generale to price 9.5% ReConvs linked to Occidental Petroleum
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| 4/26/2007 | SP | New Issue: UBS prices $4.1 million 8.61% yield optimization notes linked to Occidental
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| 4/2/2007 | SP | UBS to price yield optimization notes linked to Occidental Petroleum
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| 1/30/2007 | SP | New Issue: Barclays sells $1 million 9.8% reverse convertibles linked to Occidental Petroleum
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| 1/5/2007 | SP | Barclays to price 9.75% reverse convertibles linked to Occidental
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