| 1/26/2026 | SP | New Issue: CIBC prices $4.22 million contingent coupon autocallables tied to Nvidia, Spotify, Tesla
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| 12/30/2025 | SP | New Issue: BMO sells $2.16 million autocallable buffer notes with contingent coupons on Spotify
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| 12/1/2025 | SP | New Issue: Scotiabank prices $11.33 million trigger autocallable gears linked to stock basket
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| 11/4/2025 | SP | New Issue: UBS prices $13.35 million trigger autocallable gears linked to stock basket
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| 9/30/2025 | SP | New Issue: UBS prices $125,000 trigger autocallable contingent yield notes on Spotify
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| 9/29/2025 | SP | New Issue: BMO prices $4.4 million contingent coupon autocallable barrier notes linked to Spotify
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| 8/15/2025 | SP | Market Commentary: Citi’s $2.73 million autocalls on Spotify show income bet on growth stock, likely call
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| 8/11/2025 | SP | New Issue: Citigroup sells $2.73 million autocallable contingent coupon equity-linked notes on Spotify
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| 7/23/2025 | SP | New Issue: UBS prices $1.1 million trigger autocallable contingent yield notes linked to Spotify
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| 7/18/2025 | SP | New Issue: UBS prices $1.57 million contingent income autocallables tied to Spotify
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| 7/18/2025 | SP | New Issue: GS Finance prices $8.18 million contingent income autocallables linked to Spotify
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| 7/16/2025 | SP | New Issue: JPMorgan prices $1 million 15% autocallable contingent interest notes linked to indexes, stock
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| 6/18/2025 | SP | New Issue: RBC prices 1.33 million autocallable contingent coupon barrier notes linked to Spotify
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| 6/16/2025 | SP | New Issue: UBS prices $1.5 million trigger autocallable contingent yield notes on Spotify
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| 5/29/2025 | SP | New Issue: JPMorgan prices $1.4 million 14% autocallable contingent interest notes linked to Spotify
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| 5/20/2025 | SP | New Issue: Morgan Stanley prices $1.42 million trigger PLUS linked to 10-stock basket
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| 5/7/2025 | SP | New Issue: Morgan Stanley prices $2.99 million 11.52% contingent income autocalls tied to Spotify
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| 4/8/2025 | SP | New Issue: Morgan Stanley prices $5.98 million trigger PLUS linked to stock basket
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| 4/7/2025 | SP | New Issue: UBS prices $10.89 million contingent income autocallables linked to Spotify
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| 3/15/2025 | SP | New Issue: Citigroup prices $2.48 million 10.3% contingent income autocallables on Spotify
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| 3/7/2025 | SP | New Issue: Morgan Stanley prices $2.55 million contingent income autocallables linked to Spotify
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| 2/25/2025 | SP | New Issue: Morgan Stanley prices $5 million 13.6% phoenix autocallable securities linked to Spotify
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| 2/12/2025 | SP | New Issue: Citigroup prices $290,000 13.25% autocallable contingent coupon notes linked to Spotify
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| 2/3/2025 | SP | New Issue: Citigroup prices $4.02 million 10.6% contingent income autocallables linked to Spotify
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| 1/13/2025 | SP | New Issue: Citigroup prices $7.44 million 11% autocallable equity linked securities tied to Spotify
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| 1/10/2025 | SP | New Issue: Barclays prices $7.62 million contingent income autocallable linked to Spotify
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| 12/12/2024 | SP | New Issue: Scotia prices $3.12 million 11.21% contingent income autocallables on Spotify
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| 11/4/2024 | SP | New Issue: TD Bank prices $5 million autocallable contingent interest barrier notes on Spotify
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| 9/18/2024 | SP | New Issue: GS Finance prices $4.07 million leveraged basket-linked notes on 10-stock basket
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| 9/17/2024 | SP | New Issue: Scotia prices $7.22 million 10.85% contingent income autocallables on Spotify
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| 7/31/2024 | SP | New Issue: GS Finance prices $2.15 million autocallable variable coupon equity notes on three stocks
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| 7/23/2024 | SP | New Issue: Scotia prices $8.04 million contingent income autocallables linked to Spotify
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| 7/18/2024 | SP | New Issue: Morgan Stanley prices $3.69 million contingent income autocallables on Spotify
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| 7/15/2024 | SP | New Issue: GS Finance prices $1.52 million autocallable equity-linked notes on Spotify
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| 6/17/2024 | SP | New Issue: Citigroup prices $2.7 million contingent coupon equity linked autocalls on three stocks
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| 6/17/2024 | SP | New Issue: Citigroup prices $1.8 million contingent coupon equity linked autocalls on three stocks
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| 5/29/2024 | SP | New Issue: Barclays sells $1 million phoenix autocallable notes on DoorDash, Spotify, Deckers
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| 5/21/2024 | SP | New Issue: RBC prices $2.66 million enhanced return notes linked to a 10-stock basket
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| 5/21/2024 | SP | New Issue: RBC prices $2.44 million enhanced return notes linked to a 10-stock basket
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| 5/9/2024 | SP | New Issue: Citigroup prices $7.28 million contingent income autocallables linked to Spotify
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| 5/2/2024 | SP | New Issue: UBS prices $6.69 million contingent income autocalls on Spotify
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| 3/13/2024 | SP | New Issue: GS Finance prices $1.47 million contingent income autocallables linked to Spotify
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| 3/1/2024 | SP | New Issue: JPMorgan prices $2.09 million 10.35% contingent income autocallables on Spotify
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| 2/27/2024 | SP | New Issue: GS Finance prices $2.96 million leveraged basket-linked notes on 10-stock basket
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| 12/15/2023 | SP | New Issue: UBS sells $275,000 trigger autocallable contingent yield notes with memory on stocks
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| 11/15/2023 | SP | New Issue: JPMorgan prices $5.75 million contingent income autocallables linked to Spotify
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| 9/12/2023 | SP | New Issue: GS Finance prices $435,000 autocallable equity-linked notes on four stocks
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| 6/26/2023 | SP | New Issue: JPMorgan prices $250,000 18.05% autocallable yield notes linked to Netflix, Spotify
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| 3/26/2023 | SP | New Issue: UBS sells $336,000 trigger autocallable contingent yield notes with memory on stocks, ETF
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| 6/3/2022 | SP | New Issue: JPMorgan prices $1.03 million autocallable contingent interest notes on three stocks
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| 5/27/2022 | SP | New Issue: GS Finance sells $247,000 contingent income autocalls on Spotify
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| 5/11/2022 | SP | New Issue: GS Finance sells $1.16 million contingent income autocalls on Spotify
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| 4/29/2022 | SP | New Issue: GS Finance sells $9.25 million basket-linked notes tied to 77 stocks
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| 4/26/2022 | SP | New Issue: Citi prices $1.71 million autocallable contingent coupon equity notes on four stocks
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| 4/13/2022 | SP | New Issue: GS Finance prices $549,000 autocallable equity-linked notes on four stocks
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| 12/9/2021 | SP | New Issue: GS Finance sells $8.41 million contingent income autocalls on Spotify
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| 12/8/2021 | SP | New Issue: JPMorgan prices $738,000 autocallable yield notes linked to Spotify
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| 10/25/2021 | SP | New Issue: Morgan Stanley prices $2.4 million contingent income autocallables on stocks
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| 10/20/2021 | SP | New Issue: Barclays prices $2.08 million phoenix autocallable notes on four stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 8/20/2021 | SP | New Issue: JPMorgan prices $500,000 contingent interest notes on Spotify
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| 8/20/2021 | SP | New Issue: JPMorgan prices $550,000 contingent interest notes on Spotify
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| 7/30/2021 | SP | New Issue: Citigroup prices $4.5 million 10% single observation ELKS on Spotify
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| 5/28/2021 | SP | New Issue: JPMorgan sells $2.71 million autocallable yield notes on three stocks
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| 5/26/2021 | SP | New Issue: Barclays prices $18.37 million contingent income autocalls on Spotify
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| 5/12/2021 | SPSW | Structured notes issuance $476 million for first week of May; market rattled by inflation fears
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| 5/10/2021 | SP | New Issue: Scotia prices $20 million autocallable review notes on Amazon.com, Qualcomm, Spotify
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| 5/10/2021 | SP | New Issue: Scotia prices $20 million autocallable review notes on Apple, Intel, Spotify
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| 3/16/2021 | SP | New Issue: Barclays sells $661,000 phoenix autocallable notes on three stocks
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| 3/8/2021 | SP | New Issue: GS Finance prices $1.24 million autocallable equity-linked notes on four stocks
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| 1/27/2021 | SP | New Issue: GS Finance sells $6.43 million contingent income autocalls on Spotify
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| 1/6/2021 | SP | New Issue: GS Finance sells $579,000 equity-linked autocalls tied to four stocks
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| 12/11/2020 | SP | New Issue: HSBC sells $2.96 million contingent income autocallables on Spotify
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| 12/1/2020 | SP | New Issue: JPMorgan sells $2.94 million contingent income autocalls on Spotify
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| 8/18/2020 | SP | New Issue: Morgan Stanley sells $5.12 million contingent income autocalls on Spotify
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| 7/16/2020 | SP | New Issue: Barclays prices $6.11 million contingent income autocallables on Spotify
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| 7/13/2020 | SP | New Issue: Goldman prices $1 million leveraged basket-linked notes on 46 stocks
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| 7/1/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 6/8/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Spotify
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| 5/26/2020 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 5/11/2020 | SP | New Issue: Goldman prices $3.31 million leveraged basket-linked notes on 46 stocks
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| 1/17/2020 | SP | New Issue: UBS prices $395,000 trigger phoenix autocallables linked to Spotify
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| 12/30/2019 | SP | New Issue: UBS prices $450,000 trigger autocallables linked to Spotify Technology
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| 9/12/2019 | SP | New Issue: UBS prices $420,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 8/27/2019 | SP | New Issue: CIBC prices $390,000 notes linked to 30 stocks picked by Raymond James
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| 7/22/2019 | SP | New Issue: CIBC prices $70,000 notes linked to 30 stocks picked by Raymond James
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| 7/22/2019 | SP | New Issue: CIBC prices $745,000 notes linked to 30 stocks picked by Raymond James
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| 7/11/2019 | SP | New Issue: Credit Suisse sells $847,000 contingent coupon autocallable reverse convertibles on Spotify
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| 7/10/2019 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 7/9/2019 | SP | CIBC to price notes linked to 30 stocks selected by Raymond James
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| 7/9/2019 | SP | CIBC plans to price notes linked to 30 stocks picked by Raymond James
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| 5/29/2019 | SP | New Issue: CIBC sells $485,000 notes on 25 Raymond James Technology top picks
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| 5/29/2019 | SP | New Issue: CIBC sells $1.24 million notes on 25 Raymond James Technology top picks
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| 5/20/2019 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Spotify
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| 5/7/2019 | SP | New Issue: BMO sells $432,000 notes on 15 Raymond James tech, telecom stock picks
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| 5/7/2019 | SP | New Issue: BMO sells $342,000 notes on 15 Raymond James tech, telecom stock picks
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| 5/7/2019 | SP | New Issue: UBS prices $238,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 5/1/2019 | SP | New Issue: Citigroup sells $573,000 contingent coupon autocalls on three stocks
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| 4/25/2019 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to Spotify Technology
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| 4/24/2019 | SP | New Issue: UBS prices $450,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 4/23/2019 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 4/11/2019 | SP | New Issue: Barclays prices $1.51 million phoenix autocallables on three stocks
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| 4/1/2019 | SP | New Issue: Barclays prices $1 million phoenix autocallables on three stocks
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| 3/26/2019 | SP | New Issue: Citi sells $1.39 million contingent coupon autocalls on three stocks
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| 3/25/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Spotify
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| 3/20/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 3/13/2019 | SP | Citigroup to price contingent coupon autocalls tied to three stocks
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| 2/27/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Spotify
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| 2/26/2019 | SP | New Issue: UBS prices $177,000 trigger phoenix autocallable optimization securities linked to Spotify Technology
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| 2/25/2019 | SP | New Issue: UBS prices $135,000 buffered return optimization securities linked to Spotify Technology
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| 2/25/2019 | SP | New Issue: BMO sells $595,000 bullish enhanced return barrier notes on Raymond James top picks
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| 2/25/2019 | SP | New Issue: BMO sells $398,000 bullish enhanced return barrier notes on Raymond James top picks
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| 1/23/2019 | SP | New Issue: BMO prices $19.72 million notes on Raymond James Best Picks for 2019
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| 1/23/2019 | SP | New Issue: BMO prices $42.29 million notes on Raymond James Best Picks for 2019
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| 12/27/2018 | SP | New Issue: BMO prices $39.76 million notes on Raymond James Best Picks for 2019
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| 12/27/2018 | SP | New Issue: BMO prices $18.96 million notes on Raymond James Best Picks for 2019
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