| 11/29/2018 | SP | New Issue: CIBC sells $229,000 notes on 16 Raymond James Energy Sector top picks
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| 11/28/2018 | SP | New Issue: CIBC sells $166,000 notes on 16 Raymond James Energy Sector top picks
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| 5/1/2017 | SP | New Issue: Bank of Montreal sells $13.45 million Raymond James Oil Focus notes on 16 stocks
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| 4/21/2017 | SP | Bank of Montreal to price Raymond James Oil Focus notes on 16 stocks
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| 9/27/2016 | SP | New Issue: BMO prices $13.47 million Raymond James Oil Focus equity-linked notes
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| 9/9/2016 | SP | Bank of Montreal to price Raymond James Oil Focus equity-linked notes
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| 7/26/2016 | SP | New Issue: Bank of Montreal prices $7.33 million notes linked to Raymond James oil stock picks
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| 7/26/2016 | SP | New Issue: Bank of Montreal prices $15.95 million notes linked to Raymond James oil stock picks
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| 7/14/2016 | SP | Bank of Montreal to price Raymond James Oil Focus equity-linked notes
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| 7/14/2016 | SP | Bank of Montreal plans Raymond James Oil Focus equity-linked notes
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| 5/25/2016 | SPSW | Agents priced $241 million of structured products before May’s closing week; investors on sidelines
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| 5/24/2016 | SP | New Issue: BMO prices $16 million of Raymond James Oil Focus equity-linked notes
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| 5/6/2016 | SP | Bank of Montreal plans Raymond James Oil Focus equity-linked notes
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| 10/2/2012 | SP | Barclays to price 12.3% reverse convertibles linked to Superior Energy
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| 9/27/2012 | SP | New Issue: Barclays prices $990,000 10.75% reverse convertibles linked to Superior Energy
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| 9/6/2012 | SP | Barclays to price 10.75% reverse convertibles linked to Superior Energy
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| 4/27/2012 | SP | New Issue: Barclays prices $350,000 9.5% reverse convertibles linked to Superior Energy
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| 4/5/2012 | SP | Barclays to price 9.5% reverse convertibles linked to Superior Energy
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| 2/28/2012 | SP | New Issue: Barclays prices $100,000 11% reverse convertibles linked to Superior Energy
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| 2/7/2012 | SP | Barclays to price 10.65% reverse convertibles linked to Superior Energy
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| 2/2/2012 | SP | Barclays to price 11% reverse convertibles linked to Superior Energy
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| 1/30/2012 | SP | New Issue: Barclays prices $400,000 14% reverse convertibles linked to Superior Energy
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| 1/11/2012 | SP | Barclays to price 14% reverse convertibles linked to Superior Energy
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| 11/9/2011 | SP | New Issue: Barclays prices $720,000 14.5% reverse convertibles linked to Superior Energy
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| 11/1/2011 | SP | Barclays to price 14.5% reverse convertibles linked to Superior Energy
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| 1/4/2011 | SP | Barclays to price 9.75% reverse convertibles linked to Superior Energy
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| 11/29/2010 | SP | New Issue: Barclays prices $1.5 million 13.5% reverse convertibles linked to Superior Energy
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| 11/29/2010 | SP | New Issue: Barclays prices $1.5 million 15% reverse convertibles linked to Superior Energy
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| 11/1/2010 | SP | Barclays to price 13.5% reverse convertibles linked to Superior Energy
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| 11/1/2010 | SP | Barclays to price 15% reverse convertibles linked to Superior Energy
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| 10/28/2010 | SP | New Issue: Barclays prices $2 million 14.5% reverse convertibles linked to Superior Energy
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| 10/4/2010 | SP | Barclays to price 14.5% reverse convertibles linked to Superior Energy
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| 9/10/2010 | SP | Barclays to price 13.75% reverse convertibles linked to Superior Energy
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| 7/26/2010 | SP | New Issue: JPMorgan prices $487,000 11.25% reverse convertibles linked to Superior Energy
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| 6/29/2010 | SP | New Issue: Barclays prices $250,000 15.5% reverse convertibles linked to Superior Energy
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| 6/29/2010 | SP | New Issue: Barclays prices $250,000 12.6% reverse convertibles linked to Superior Energy
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| 6/3/2010 | SP | Barclays to price 15.5% reverse convertibles linked to Superior Energy
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| 6/3/2010 | SP | Barclays to price 12.6% reverse convertibles linked to Superior Energy
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| 5/27/2010 | SP | New Issue: Barclays prices $0.5 million 11.25% reverse convertibles linked to Superior Energy
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| 5/11/2010 | SP | Barclays to price 10% reverse convertibles linked to Superior Energy
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| 5/5/2010 | SP | Barclays to price 11.25% reverse convertibles linked to Superior Energy
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| 4/30/2010 | SP | New Issue: Barclays prices $1 million 11.9% reverse convertibles linked to Superior Energy
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| 4/29/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Superior Energy
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| 4/21/2010 | SP | New Issue: Barclays sells $1 million 8.25% buffered reverse convertibles tied to Superior Energy Services
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| 4/12/2010 | SP | Barclays to price 8.25% reverse convertibles linked to Superior Energy
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| 4/6/2010 | SP | Barclays to price 10% reverse convertibles linked to Superior Energy
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| 4/6/2010 | SP | Barclays to price 11.9% reverse convertibles linked to Superior Energy
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| 3/31/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Superior Energy
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| 3/31/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Superior Energy
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| 3/30/2010 | SP | New Issue: Barclays prices $1 million 8% reverse convertibles linked to Superior Energy
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| 3/3/2010 | SP | Barclays to price 8% reverse convertibles linked to Superior Energy
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| 3/3/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Superior Energy
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| 3/3/2010 | SP | Barclays to price 10% reverse convertibles linked to Superior Energy
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| 3/3/2010 | SP | Barclays to price 10% reverse convertibles linked to Superior Energy
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| 2/25/2010 | SP | New Issue: Barclays prices $2 million 8.5% reverse convertibles linked to Superior Energy
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| 2/23/2010 | SP | New Issue: Barclays prices $5 million add-on to 10.25% reverse convertibles linked to Superior Energy
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| 2/16/2010 | SP | New Issue: RBC prices $509,000 10.75% reverse convertibles linked to Superior Energy Services
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| 2/8/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Superior Energy
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| 2/8/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Superior Energy
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| 1/29/2010 | SP | New Issue: Barclays prices $1 million 11.5% reverse convertibles linked to Superior Energy
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 10% reverse convertibles linked to Superior Energy
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| 1/21/2010 | SP | Barclays to price 10% reverse convertibles linked to Superior Energy
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| 1/21/2010 | SP | Barclays to price 11% reverse convertibles linked to Superior Energy
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| 1/8/2010 | SP | Barclays to price 10% reverse convertibles linked to Superior Energy
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| 1/5/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Superior Energy
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| 1/5/2010 | SP | Barclays to price 11.5% reverse convertibles linked to Superior Energy
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| 12/31/2009 | SP | New Issue: Barclays prices $1 million 10.25% reverse convertibles linked to Superior Energy
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| 12/21/2009 | SP | Correction: Barclays prices $1 million 7.1% buffered reverse convertibles linked to Superior Energy
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| 12/18/2009 | SP | New Issue: Barclays prices $1 million 7.1% reverse convertibles linked to Superior Energy
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| 12/17/2009 | SP | Barclays plans to price 7.1% buffered reverse convertibles linked to Superior Energy Services
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| 12/4/2009 | SP | Barclays to price 10.25% reverse convertibles linked to Superior Energy
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| 11/30/2009 | SP | New Issue: Barclays prices $1 million 10.25% reverse convertibles linked to Superior Energy
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| 11/12/2009 | SP | New Issue: Barclays prices $1 million 9.5% reverse convertibles linked to Superior Energy
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| 11/10/2009 | SP | Barclays to price 10.25% reverse convertibles linked to Superior Energy
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| 9/16/2009 | SP | New Issue: Barclays prices $1 million buffered participation reverse convertibles tied to Superior Energy
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| 6/18/2009 | SP | Barclays to price 13.5% reverse convertibles linked to Superior Energy
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| 6/3/2009 | SP | Barclays to price 16% reverse convertibles linked to Superior Energy
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| 5/15/2009 | SP | Barclays to price 15.25% reverse convertibles linked to Superior Energy
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| 5/11/2009 | SP | New Issue: Barclays prices $1.5 million buffered participation reverse convertibles tied to Superior Energy
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| 5/1/2009 | SP | Barclays to price 15% reverse convertibles linked to Superior Energy
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| 4/17/2009 | SP | Barclays to price 11.5% buffered reverse convertibles linked to Superior Energy Services
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| 3/16/2009 | SP | Barclays to price 18.5% reverse convertibles linked to Superior Energy
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| 10/17/2008 | SP | Barclays to price 14.5% reverse convertibles linked to Superior Energy
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| 8/13/2008 | SP | Barclays to price 13.5% reverse convertibles linked to Superior Energy
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| 7/30/2008 | SP | New Issue: Barclays prices $1 million 10.75% reverse convertibles linked to Superior Energy
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| 7/11/2008 | SP | Barclays to price 10.75% reverse convertibles linked to Superior Energy
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| 7/9/2008 | SP | ABN Amro plans 10% knock-in notes linked to Superior Energy
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| 7/7/2008 | SP | New Issue: Barclays prices $1.5 million 12.85% reverse convertibles linked to Superior Energy
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| 6/27/2008 | SP | New Issue: Barclays prices $3 million 13% reverse convertibles linked to Superior Energy
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| 6/24/2008 | SP | New Issue: Barclays prices $1 million 15% reverse convertibles linked to Superior Energy
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| 6/19/2008 | SP | Barclays to price 15% reverse convertibles linked to Superior Energy
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| 6/11/2008 | SP | Barclays to price 13% reverse convertibles linked to Superior Energy
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| 5/9/2008 | SP | Barclays to price 10.5% reverse convertibles linked to Superior Energy
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| 3/26/2008 | SP | New Issue: Barclays prices $1 million 9% reverse convertibles linked to Superior Energy
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| 10/30/2006 | SP | New Issue: HSBC USA prices $310,000 14% reverse convertibles linked to Superior Energy
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| 10/6/2006 | SP | HSBC USA plans issue of 14% reverse convertibles linked to Superior Energy
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