| 2/9/2026 | SP | New Issue: JPMorgan prices $763,000 10.25% callable contingent interest notes linked to ETFs
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| 12/29/2025 | SP | New Issue: RBC prices $3.92 million capped leveraged index return notes on ETF
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| 11/4/2025 | SP | New Issue: TD Bank sells $5.95 million Capped Leveraged Index Return Notes on Stoxx ETF
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| 8/13/2025 | SP | New Issue: BofA prices $754,000 8.1% contingent income issuer callable yield notes linked to funds
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| 7/8/2025 | SP | New Issue: TD Bank prices $8.61 million Accelerated Return Notes linked to Stoxx ETF
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| 7/2/2025 | SP | New Issue: Citigroup prices $2.67 million buffered notes on SPDR Euro Stoxx
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| 7/1/2025 | SP | New Issue: BofA prices $520,000 9.15% contingent income callable notes linked to indexes, ETF
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| 6/25/2025 | SP | New Issue: UBS prices $1.14 million trigger callable contingent yield notes linked to ETFs
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| 6/17/2025 | SP | New Issue: JPMorgan prices $5 million contingent digital buffered notes on SPDR Euro Stoxx
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| 5/30/2025 | SP | New Issue: UBS prices $646,000 trigger callable contingent yield notes linked to ETF, indexes
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| 5/30/2025 | SP | New Issue: BofA sells $1 million contingent income buffered issuer callable yield notes on funds
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| 5/29/2025 | SP | New Issue: Morgan Stanley prices $1.25 million callable contingent income buffered notes on ETFs
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| 5/27/2025 | SP | New Issue: UBS sells $1.5 million airbag callable contingent yield notes on three ETFs
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| 5/27/2025 | SP | New Issue: JPMorgan prices $1.25 million capped buffered return enhanced notes linked to Stoxx ETF
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| 12/4/2024 | SP | New Issue: JPMorgan prices $2.36 million callable contingent interest notes linked to three ETFs
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| 11/8/2024 | SP | New Issue: BofA prices $488,000 8.45% contingent income issuer callable yield notes linked to indexes, ETF
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| 11/6/2024 | SP | New Issue: BofA prices $2.76 million 9.5% contingent income issuer callable yield notes on ETFs
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| 9/24/2024 | SP | New Issue: UBS prices $793,000 trigger callable contingent yield notes linked to ETF, indexes
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| 8/7/2024 | SP | New Issue: UBS prices $260,000 airbag callable contingent yield notes on indexes, ETF
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| 8/2/2024 | SP | New Issue: BMO prices $3.99 million callable barrier notes with contingent coupon on three ETFs
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| 6/24/2024 | SP | New Issue: UBS prices $1.9 million trigger callable contingent yield notes on ETFs, index
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| 6/18/2024 | SP | New Issue: UBS prices $16.75 million trigger callable contingent yield notes linked to index, ETFs
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| 6/12/2024 | SP | New Issue: Citi prices $7.01 million callable contingent coupon equity linked notes on indexes, ETF
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| 4/25/2024 | SP | New Issue: UBS sells $500,000 of trigger callable contingent yield notes on ETFs
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| 4/25/2024 | SP | New Issue: UBS sells $747,000 trigger autocallable contingent yield notes with memory on ETFs
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| 2/27/2024 | SP | New Issue: BofA prices $541,000 issuer callable yield notes linked to ETFs
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| 2/13/2024 | SP | New Issue: UBS prices $613,000 trigger callable contingent yield notes on indexes, ETF
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| 2/11/2024 | SP | New Issue: UBS prices $390,000 buffered return optimization notes on SPDR
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| 1/29/2024 | SP | New Issue: BofA prices $2.1 million contingent income issuer callable yield notes on three ETFs
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| 12/21/2023 | SP | New Issue: BofA prices $2.13 million contingent income issuer callable yield notes on three ETFs
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| 11/16/2023 | SP | New Issue: BofA prices $1.67 million contingent income issuer callable yield notes on indexes, ETF
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| 11/6/2023 | SP | New Issue: Morgan Stanley prices $288,750 put warrants on three ETFs
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| 10/19/2023 | SP | New Issue: Barclays prices $6.01 million contingent income callable securities on three ETFs
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| 10/17/2023 | SP | New Issue: JPMorgan prices $4.9 million 10.75% callable contingent interest notes on indexes, ETF
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| 10/12/2023 | SP | New Issue: UBS prices $1.1 million trigger callable contingent yield notes on indexes, ETF
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| 10/12/2023 | SP | New Issue: UBS prices $1.11 million trigger callable contingent yield notes on indexes, ETF
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| 10/4/2023 | SP | New Issue: BofA prices $3 million 10.85% contingent income callable yield notes on ETFs
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| 9/22/2023 | SP | New Issue: BofA prices $1.91 million 11.55% contingent income callable yield notes on indexes, ETF
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| 8/16/2023 | SP | New Issue: BofA prices $5.62 million contingent income issuer callable yield notes on indexes, ETF
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| 8/15/2023 | SP | New Issue: Citi prices $4.41 million callable contingent coupon equity linked notes on indexes, ETF
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| 8/10/2023 | SP | New Issue: UBS prices $2.57 million trigger callable contingent yield notes on indexes, ETF
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| 7/28/2023 | SP | New Issue: Citi sells $5.97 million trigger autocallable contingent yield notes on two ETFs
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| 7/26/2023 | SP | New Issue: UBS prices $1.55 million trigger callable contingent yield notes on indexes, ETF
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| 7/21/2023 | SP | New Issue: UBS prices $1.32 million trigger callable contingent yield notes on indexes, ETF
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| 4/21/2023 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to SPDR Euro Stoxx
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| 3/27/2023 | SP | New Issue: UBS prices $2.5 million trigger autocallable contingent yield notes on three ETFs
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| 11/15/2022 | SP | New Issue: RBC prices $348,750 put spread warrants linked to ETF basket
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| 6/9/2022 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to SPDR Euro Stoxx
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| 4/26/2022 | SP | New Issue: UBS prices $108,000 buffered return optimization securities on SPDR Euro Stoxx
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| 4/14/2022 | SP | New Issue: UBS sells $1 million trigger autocallable notes on index, ETF
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| 4/5/2022 | SP | New Issue: UBS prices $100,000 buffered return optimization securities on SPDR Euro Stoxx
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| 3/17/2022 | SP | New Issue: UBS prices $134,000 buffered return optimization securities on SPDR Euro Stoxx
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| 3/14/2022 | SP | New Issue: UBS prices $122,000 buffered return optimization securities on SPDR Euro Stoxx
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| 2/24/2022 | SP | New Issue: UBS prices $120,000 buffered return optimization securities on SPDR Euro Stoxx
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| 1/13/2022 | SP | New Issue: UBS prices $1.28 million trigger autocallable contingent yield notes on index, ETF
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| 12/31/2021 | SP | New Issue: Credit Suisse sells $2.77 million contingent coupon autocallable yield notes on index, ETFs
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| 10/19/2021 | SP | New Issue: JPMorgan sells $300,000 contingent interest autocalls on three ETFs
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| 8/18/2021 | SP | New Issue: UBS prices $2.69 million trigger callable contingent yield notes on indexes, ETF
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| 6/24/2021 | SP | New Issue: UBS prices $212,000 return optimization securities linked to SPDR Euro Stoxx
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| 4/7/2021 | SP | New Issue: Citi prices $900,000 contingent coupon autocalls on ETFs
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| 2/16/2021 | SP | New Issue: Citi sells $1.1 million callable contingent coupon equity notes on index, ETFs
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| 12/26/2020 | SP | New Issue: Citi sells $1.37 million autocallable contingent coupon equity notes on four funds
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| 3/15/2020 | SP | New Issue: Barclays sells $1 million phoenix autocallable notes on four ETFs
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| 3/5/2020 | SP | New Issue: Citigroup prices $1 million contingent coupon autocallables on four ETFs
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| 4/30/2019 | SP | New Issue: JPMorgan prices $1.93 million contingent interest autocalls on three funds
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| 3/20/2019 | SP | New Issue: JPMorgan sells $1 million contingent interest autocallables on three ETFs
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| 3/18/2019 | SP | New Issue: JPMorgan sells $1.1 million contingent interest autocallables on three ETFs
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| 10/19/2018 | SP | New Issue: Barclays sells $1.07 million phoenix autocallable notes on three ETFs
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| 9/25/2018 | SP | New Issue: JPMorgan prices $5.36 million 6.55% contingent yield autocalls on Stoxx, Russell funds
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| 9/18/2018 | SP | New Issue: Barclays sells $1.05 million 8% phoenix autocalls tied to S&P, Stoxx, Russell funds
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| 8/29/2018 | SP | New Issue: JPMorgan sells $5 million trigger autocallable contingent yield notes on MSCI EM, Stoxx ETFs
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| 8/13/2018 | SP | New Issue: Barclays prices $1.45 million 8% phoenix autocalls tied to three funds
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| 7/24/2018 | SP | New Issue: Barclays sells $1.49 million 8% phoenix autocalls tied to S&P, Russell, Stoxx funds
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| 6/28/2018 | SP | New Issue: Barclays sells $1.20 million phoenix autocallable notes on three ETFs
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| 6/5/2018 | SP | New Issue: Barclays sells $5.93 million trigger autocallable contingent yield notes on Russell, Stoxx ETFs
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| 5/31/2018 | SP | New Issue: RBC prices $8.3 million 6.85% contingent yield trigger autocalls tied to two funds
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| 5/24/2018 | SP | Barclays plans three-year contingent yield trigger autocalls tied to Stoxx, Russell funds
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| 5/21/2018 | SP | New Issue: RBC prices $5.04 million 6.9% contingent yield trigger autocalls tied to two funds
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| 5/4/2018 | SP | New Issue: HSBC sells $2 million autocallable barrier notes on three ETF
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| 4/19/2018 | SP | New Issue: JPMorgan prices $4.57 million 7.7% contingent yield trigger autocalls tied to funds
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| 4/3/2018 | SP | New Issue: JPMorgan sells $1.09 million 8% contingent interest autocalls tied to three funds
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| 4/3/2018 | SP | New Issue: JPMorgan sells $2.2 million 6.1% contingent interest autocalls tied to two funds
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| 3/9/2018 | SP | New Issue: JPMorgan sells $6.83 million 8% contingent interest autocalls tied to three funds
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| 2/12/2018 | SP | New Issue: Barclays prices $1.77 million 9% rate phoenix autocalls tied to funds
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| 2/12/2018 | SP | New Issue: Deutsche prices $1.3 million callable contingent yield notes on index, ETFs
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| 2/9/2018 | SP | New Issue: Deutsche prices $3 million callable contingent yield notes on index, ETFs
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| 2/8/2018 | SP | New Issue: JPMorgan prices $2.43 million 6.25% contingent interest autocalls tied to three funds
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| 1/26/2018 | SP | New Issue: JPMorgan prices $2.28 million 6.5% contingent interest autocalls on funds
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| 1/17/2018 | SP | New Issue: Barclays sells $14.85 million trigger autocallable contingent yield notes on ETFs
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| 1/10/2018 | SP | New Issue: RBC prices $4.84 million trigger autocallable contingent yield notes on two ETFs
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| 1/10/2018 | SP | New Issue: Citigroup prices $4 million trigger autocallable contingent yield notes on two ETFs
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| 1/4/2018 | SP | New Issue: Credit Suisse prices $6.49 million trigger autocallable contingent yield notes on two ETFs
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| 12/28/2017 | SP | New Issue: RBC prices $4 million trigger autocallable contingent yield notes on two ETFs
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| 12/26/2017 | SP | New Issue: JPMorgan prices $10 million trigger autocallable contingent yield notes on two ETFs
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| 12/20/2017 | SP | New Issue: RBC prices $21.08 million trigger autocallable contingent yield notes on two ETFs
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| 12/18/2017 | SP | New Issue: JPMorgan sells $2.75 million contingent interest autocallables linked to ETFs
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| 12/14/2017 | SP | RBC plans 6.5%-7.5% contingent yield trigger autocalls tied to funds
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| 12/12/2017 | SP | JPMorgan to price contingent interest autocallables on three ETFs
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| 12/4/2017 | SP | New Issue: UBS prices $16.26 million trigger autocallable contingent yield notes on ETFs
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| 12/1/2017 | SP | New Issue: RBC prices $7.5 million trigger autocallable contingent yield notes on two ETFs
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| 11/16/2017 | SP | New Issue: RBC prices $6.89 million trigger autocallable contingent yield notes on two ETFs
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| 11/13/2017 | SP | RBC to price trigger autocallable contingent yield notes on two ETFs
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| 11/10/2017 | SP | New Issue: BMO prices $1.76 million 11.52% cash-settled autocallables tied to indexes, funds
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| 11/9/2017 | SP | BMO to price autocallable cash-settled notes on two indexes, two ETFs
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| 11/2/2017 | SP | BMO to price autocallable cash-settled notes on two indexes, two ETFs
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| 9/20/2017 | SP | Barclays plans callable contingent coupon notes tied to two indexes
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| 8/28/2017 | SP | New Issue: JPMorgan prices $2 million 8% contingent interest autocallables tied to three funds
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| 8/28/2017 | SP | Barclays plans four-year buffer SuperTrack notes tied to index basket
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| 8/28/2017 | SP | Barclays plans four-year buffered SuperTrack notes linked to indexes
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| 7/26/2017 | SP | New Issue: Morgan Stanley sells $6.09 million capped gears linked to ETF basket
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| 7/20/2017 | SP | Morgan Stanley plans capped gears due 2018 on basket of five funds
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| 5/23/2017 | SP | New Issue: JPMorgan sells $1.08 million contingent interest autocallables on ETFs
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| 3/2/2017 | SP | Credit Suisse plans contingent coupon autocallables tied to two ETFs
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| 8/10/2016 | SP | New Issue: UBS prices $1.41 million trigger phoenix autocallables linked to SPDR Euro Stoxx ETF
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| 7/14/2016 | SP | Citigroup plans contingent coupon autocallables linked to three ETFs
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| 7/1/2016 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to SPDR Euro Stoxx
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| 1/5/2016 | SP | New Issue: Morgan Stanley prices $1 million trigger PLUS tied to S&P 500, Stoxx 50
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| 1/5/2016 | SP | New Issue: Morgan Stanley prices $8.76 million trigger performance notes on Stoxx
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| 12/21/2015 | SP | New Issue: JPMorgan prices $19.4 million return optimization notes on two funds
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| 9/4/2015 | SP | Morgan Stanley plans dual directional trigger PLUS tied to Euro Stoxx
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| 8/25/2015 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallables linked to SPDR Euro
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| 7/8/2015 | SP | New Issue: UBS prices $149,983 4.61% trigger yield optimization notes tied to SPDR Euro Stoxx 50 ETF
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| 6/15/2015 | SP | New Issue: JPMorgan prices $1.5 million contingent interest autocallables linked to index, funds
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| 6/8/2015 | SP | New Issue: JPMorgan prices $1.5 million contingent interest autocallables linked to index, funds
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| 6/1/2015 | SP | JPMorgan plans autocallable contingent interest notes on index, ETFs
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| 5/4/2015 | SP | New Issue: Morgan Stanley prices $27.45 million trigger performance notes on Euro Stoxx 50
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| 2/23/2015 | SP | New Issue: UBS prices $125,000 return optimization securities on SPDR Euro Stoxx
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| 1/5/2015 | SP | New Issue: UBS prices $468,920 trigger autocallables on SPDR Euro Stoxx 50 ETF
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| 12/24/2014 | SP | New Issue: JPMorgan prices $1.10 million capped knock-out notes linked to Euro Stoxx 50
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| 11/26/2014 | SP | New Issue: JPMorgan prices $450,000 autocallable contingent interest notes on ETFs
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| 10/6/2014 | SP | New Issue: Credit Suisse prices $4.11 million contingent coupon autocallables tied to indexes
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| 6/25/2014 | SP | HSBC plans barrier leveraged tracker notes on SPDR Euro Stoxx 50
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| 6/16/2014 | SP | JPMorgan plans return optimization securities linked to Euro Stoxx 50
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| 6/11/2014 | SP | HSBC plans barrier leveraged tracker notes on SPDR Euro Stoxx 50 ETF
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| 10/10/2012 | SP | New Issue: UBS prices $199,985 5.45% trigger yield optimization notes linked to SPDR Euro Stoxx 50
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| 10/9/2012 | SP | New Issue: UBS prices $249,500 trigger phoenix autocallables linked to SPDR Euro Stoxx 50
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| 10/9/2012 | SP | New Issue: UBS prices $387,500 trigger phoenix autocallables linked to SPDR Euro Stoxx 50
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