Prospect News: News for SPDR Dow Jones Industrial Average ETF Trust

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Market: BK = Bank loans, CV = Convertibles, DD = Distressed Debt, EM = Emerging Markets, HY = High Yield, IG = Investment Grade, LM = Liability Management, MU = Municipals, PP = PIPEs, PF = Preferreds, PV = Private Placements, SP = Structured Products
Recent items, highlighted in orange, are $4.00 each. All others are $1.00 each. Headlines in gray are not currently covered by your subscription.

SPDR Dow Jones Industrial Average ETF Trust

1/7/2026	SP	New Issue: Morgan Stanley prices $1.52 million 7.8% contingent income securities linked to ETFs
12/2/2025	SP	New Issue: UBS prices $5.1 million trigger autocallable contingent yield notes linked to ETFs
11/30/2025	SP	New Issue: CIBC prices $4.63 million contingent coupon autocallable barrier notes on indexes, ETF
11/24/2025	SP	New Issue: Barclays prices $1.52 million contingent coupon barrier notes linked to ETFs
11/10/2025	SP	New Issue: Nomura prices $13 million redeemable contingent coupon barrier notes linked to ETFs
11/7/2025	SP	New Issue: JPMorgan prices $500,000 7.25% autocallable contingent interest notes linked to ETFs
9/30/2025	SP	New Issue: Citigroup prices $13 million autocallable contingent coupon notes on three ETFs
9/22/2025	SP	New Issue: Nomura prices $13 million contingent coupon barrier autocalls on three ETFs
9/15/2025	SP	New Issue: Scotiabank prices $6.34 million trigger autocallable contingent yield notes linked to ETFs
8/15/2025	SP	New Issue: CIBC prices $571,000 leveraged buffered notes linked to SPDR Dow trust
8/7/2025	SP	New Issue: JPMorgan prices $1.41 million 0% uncapped dual directional digital barrier notes on ETFs
7/25/2025	SP	New Issue: BofA sells $1.08 million contingent income buffered issuer callable yield notes on ETFs
6/17/2025	SP	New Issue: Nomura prices $12.5 million contingent coupon barrier autocalls on three ETFs
5/7/2025	SP	New Issue: Barclays sells $2.53 million trigger autocallable contingent yield notes on ETFs
5/7/2025	SP	New Issue: Barclays sells $3.77 million trigger autocallable contingent yield notes on ETFs
4/15/2025	SP	New Issue: CIBC prices $2.41 million leveraged buffered notes linked to S&P index, Dow trust
3/17/2025	SP	New Issue: GS Finance prices $5.74 million underlier-linked notes on index, ETFs
3/7/2025	SP	New Issue: GS Finance sells $12.18 million autocallable underlier-linked notes on indexes, ETF
3/7/2025	SP	New Issue: UBS prices $4.81 million trigger autocallables linked to Dow Jones trust, energy fund
3/7/2025	SP	New Issue: CIBC prices $1.42 million contingent coupon autocallable barrier notes on indexes, ETF
3/4/2025	SP	New Issue: CIBC prices $5 million contingent coupon autocallables linked to Dow trust, S&P, Russell
2/3/2025	SP	New Issue: JPMorgan prices $1.51 million uncapped accelerated barrier notes linked to two ETFs
12/6/2024	SP	New Issue: UBS prices $10.07 million trigger autocallable contingent yield notes on two SPDR ETFs
11/27/2024	SP	New Issue: CIBC prices $5 million market-linked securities on indexes, ETF
11/11/2024	SP	New Issue: CIBC prices $15 million autocallable barrier notes on indexes, ETF
10/31/2024	SP	New Issue: JPMorgan prices $9.27 million 8.5% contingent interest autocalls on ETFs
8/15/2024	SP	New Issue: Morgan Stanley prices $500,000 8.8% contingent income buffered autocallables linked to ETFs
8/13/2024	SP	New Issue: JPMorgan prices $1.12 million 8.3% autocallable yield on three ETFs
8/11/2024	SP	New Issue: CIBC prices $15 million contingent coupon autocallable barrier notes on indexes, ETF
8/8/2024	SP	New Issue: JPMorgan prices $1.59 million uncapped accelerated barrier notes on two ETFs
7/19/2024	SP	New Issue: JPMorgan prices $2.4 million uncapped dual directional digital barrier notes on ETFs
7/18/2024	SP	New Issue: JPMorgan prices $1.32 million 8% autocallable yield notes linked to ETFs
7/15/2024	SP	New Issue: JPMorgan prices $1.76 million autocallable contingent interest notes on three ETFs
7/11/2024	SP	New Issue: JPMorgan prices $330,000 9.4% contingent interest notes on ETFs
7/10/2024	SP	New Issue: GS Finance prices $1.52 million ETF-linked notes on two index-based funds
7/5/2024	SP	New Issue: GS Finance prices $1.32 million ETF-linked notes tied to two funds
6/28/2024	SP	New Issue: Morgan Stanley sells $4.97 million trigger autocallable contingent yield notes on two ETFs
6/26/2024	SP	New Issue: UBS prices $18.69 million trigger autocallable contingent yield notes on two ETFs
6/24/2024	SP	New Issue: JPMorgan prices $500,000 uncapped accelerated barrier notes on two ETFs
6/17/2024	SP	New Issue: JPMorgan prices $1.57 million uncapped accelerated barrier notes on two SPDR ETFs
6/10/2024	SP	New Issue: UBS prices $16.39 million trigger callable contingent yield notes on ETFs
6/10/2024	SP	New Issue: Barclays prices $3 million trigger autocallable contingent yield notes on two ETFs
6/6/2024	SP	New Issue: GS Finance sells $5.2 million contingent coupon ETF-linked autocalls on three ETFs
6/4/2024	SP	New Issue: Barclays sells $4.53 million trigger autocallable contingent yield notes on two ETFs
5/24/2024	SP	New Issue: CIBC sells $3.89 million callable contingent market-linked notes on indexes, ETF
5/24/2024	SP	New Issue: JPMorgan prices $1 million uncapped buffered return enhanced notes on two SPDR ETFs
5/8/2024	SP	New Issue: Barclays sells $6.15 million trigger autocallable contingent yield notes on two ETFs
4/30/2024	SP	New Issue: CIBC prices $3 million contingent market-linked autocalls on two indexes, ETF
4/30/2024	SP	New Issue: CIBC prices $5.7 million autocallable barrier notes tied to two indexes, ETF
4/11/2024	SP	New Issue: CIBC sells $10 million contingent market-linked autocalls on ETF, indexes
4/8/2024	SP	New Issue: JPMorgan prices $560,000 uncapped accelerated barrier notes on ETFs
3/10/2024	SP	New Issue: UBS sells $500,000 trigger autocallable notes on ETFs
3/10/2024	SP	New Issue: JPMorgan prices $410,000 uncapped return enhanced notes on three ETFs
3/6/2024	SP	New Issue: UBS prices $5 million trigger autocallable contingent yield notes on Dow, energy ETFs
2/21/2024	SP	New Issue: CIBC prices $2.72 million contingent coupon autocallable barrier notes on ETFs
2/13/2024	SP	New Issue: JPMorgan prices $515,000 uncapped buffered return enhanced notes on ETFs
2/13/2024	SP	New Issue: CIBC sells $891,000 leveraged upside participation market-linked notes on Dow ETF
2/11/2024	SP	New Issue: UBS prices $4.13 million trigger autocallable contingent yield notes on two ETFs
2/7/2024	SP	New Issue: HSBC prices $9.1 million 8.9% trigger callable yield notes on two SPDR ETFs
2/5/2024	SP	New Issue: JPMorgan prices $948,000 uncapped return enhanced notes on S&P, Dow ETFs
2/2/2024	SP	New Issue: Barclays prices $400,000 buffered SuperTrack notes linked to three ETFs
1/31/2024	SP	New Issue: TD Bank prices $930,000 callable contingent interest barrier notes on three ETFs
1/28/2024	SP	New Issue: JPMorgan prices $845,000 uncapped buffered return enhanced notes on ETFs
1/22/2024	SP	New Issue: CIBC prices $4 million autocallable barrier notes tied to two indexes, ETF
1/16/2024	SP	New Issue: JPMorgan prices $615,000 uncapped return enhanced notes on two SPDR ETFs
1/16/2024	SP	New Issue: JPMorgan prices $626,000 uncapped accelerated barrier notes on SPDR ETFs
1/11/2024	SP	New Issue: JPMorgan prices $8.41 million 10.57% autocallable contingent interest notes on ETFs
1/10/2024	SP	New Issue: CIBC sells $11.1 million contingent market-linked autocalls on ETF, indexes
1/9/2024	SP	New Issue: JPMorgan prices $1.18 million 7.5% autocallable yield notes linked to QQQ, SPDR Dow, iShares Russell
1/8/2024	SP	New Issue: CIBC sells $909,000 leveraged contingent market-linked notes on indexes, ETF
1/8/2024	SP	New Issue: CIBC prices $1.88 million contingent coupon autocallable barrier notes on indexes, ETF
1/1/2024	SP	New Issue: JPMorgan prices $685,000 digital barrier notes linked to three ETFs
12/12/2023	SP	New Issue: JPMorgan prices $650,000 uncapped buffered return enhanced notes on ETFs
12/11/2023	SP	New Issue: Barclays prices $415,000 barrier SuperTrack notes on three ETFs
12/6/2023	SPSW	Structured products agents sell nearly $1 billion in final week of November amid stock, bond rally
12/6/2023	SP	New Issue: BofA prices $7.13 million of trigger autocallable contingent yield notes on three ETFs
12/3/2023	SP	New Issue: JPMorgan sells $1.5 million capped buffered return enhanced notes on ETF basket
11/30/2023	SP	New Issue: Barclays sells $12.81 million trigger autocallable contingent yield notes on two ETFs
11/30/2023	SP	New Issue: Barclays sells $6.49 million trigger autocallable contingent yield notes on two ETFs
11/28/2023	SP	New Issue: JPMorgan prices $8 million autocallable contingent interest notes on three ETFs
11/28/2023	SP	New Issue: JPMorgan prices $1.63 million 0% uncapped dual directional digital barrier notes on ETFs
11/15/2023	SPSW	Structured products tally $338 million for week; digitals, single-asset index-linked notes eyed
11/15/2023	SP	New Issue: JPMorgan prices $1 million buffered digital notes linked to three ETFs
11/13/2023	SP	New Issue: JPMorgan prices $2.74 million autocallable contingent interest notes linked to three ETFs
11/13/2023	SP	New Issue: JPMorgan prices $1.6 million 0% buffered digital notes linked to three ETFs
11/3/2023	SP	New Issue: CIBC sells $1.11 million leveraged upside participation market-linked notes on Dow ETF
10/31/2023	SP	New Issue: JPMorgan prices $4.21 million uncapped accelerated barrier notes on three ETFs
10/30/2023	SP	New Issue: CIBC sells $10.3 million step-down trigger autocallable notes on indexes, ETF
10/17/2023	SP	New Issue: JPMorgan prices $2.12 million uncapped accelerated barrier notes on ETFs
10/11/2023	SP	New Issue: JPMorgan prices $400,000 uncapped buffered return enhanced notes on ETFs
10/10/2023	SP	New Issue: GS Finance prices $7.96 million autocallable ETF-linked notes on three funds
10/6/2023	SP	New Issue: CIBC sells $2.32 million issuer callable contingent coupon barrier notes on indexes, ETF
10/4/2023	SP	New Issue: CIBC sells $1.12 million leveraged upside participation market-linked notes on Dow ETF
10/2/2023	SP	New Issue: Citigroup prices $740,000 enhanced barrier digital plus notes on Dow ETF
9/28/2023	SP	New Issue: Morgan Stanley prices $500,000 Trigger PLUS linked to ETFs
9/28/2023	SP	New Issue: JPMorgan prices $5.2 million autocallable contingent interest notes on three ETFs
9/25/2023	SP	New Issue: JPMorgan prices $3.41 million uncapped dual directional digital barrier notes on ETFs
9/20/2023	SP	New Issue: UBS prices $1.86 million trigger callable contingent yield notes on three ETFs
9/14/2023	SP	New Issue: JPMorgan prices $591,000 12.2% autocallable contingent interest notes on ETFs
9/8/2023	SP	New Issue: JPMorgan prices $1.72 million uncapped dual directional digital barrier notes on ETFs
9/8/2023	SP	New Issue: JPMorgan prices $1.45 million uncapped accelerated barrier notes on two ETFs
9/8/2023	SP	New Issue: JPMorgan prices $1.87 million autocallable contingent interest notes on three ETFs
9/8/2023	SP	New Issue: JPMorgan prices $1.43 million autocallable contingent interest notes on three ETFs
9/8/2023	SP	New Issue: RBC prices $1.95 million trigger autocallable contingent yield notes on two SPDR ETFs
9/8/2023	SP	New Issue: RBC prices $2.59 million trigger autocallable contingent yield notes on two SPDR ETFs
9/7/2023	SP	New Issue: CIBC sells $1.97 million leveraged market-linked notes with buffered downside on ETF
9/7/2023	SP	New Issue: CIBC sells $5.29 million leveraged market-linked notes with principal return on ETF
9/5/2023	SP	New Issue: GS Finance prices $2.14 million ETF-linked notes tied to three ETFs
9/1/2023	SP	New Issue: JPMorgan prices $1 million uncapped accelerated barrier notes tied to three ETFs
8/31/2023	SP	New Issue: CIBC sells $5.85 million issuer callable contingent coupon barrier notes on indexes, ETF
8/26/2023	SP	New Issue: Citigroup prices $7,000 0% buffer securities linked to SPDR Dow
8/25/2023	SP	New Issue: JPMorgan prices $2.37 million 8.68% autocallable contingent interest notes on ETFs
8/18/2023	SP	New Issue: CIBC prices $1 million capped leveraged barrier notes on Russell index, SPDR ETF
8/14/2023	SP	New Issue: CIBC sells $16.84 million issuer callable contingent coupon barrier notes on indexes, ETF
8/10/2023	SP	New Issue: CIBC sells $11.22 million issuer callable contingent coupon barrier notes on indexes, ETF
8/9/2023	SP	New Issue: CIBC sells $1.73 million leveraged market-linked notes with buffered downside on ETF
8/9/2023	SP	New Issue: CIBC sells $2.92 million leveraged market-linked notes with principal return on ETF
8/2/2023	SP	New Issue: UBS prices $1 million trigger callable contingent yield notes on three ETFs
8/2/2023	SP	New Issue: CIBC sells $10.59 million issuer callable contingent coupon barrier notes on indexes, ETF
7/26/2023	SP	New Issue: CIBC sells $6.02 million issuer callable contingent coupon barrier notes on indexes, ETF
7/21/2023	SP	New Issue: CIBC prices $1.6 million contingent coupon autocallable barrier notes on indexes, ETF
7/18/2023	SP	Market Commentary: JPMorgan�s $560,000 leveraged notes on three ETFs offer uncapped exposure over mid-term
7/18/2023	SP	New Issue: JPMorgan sells $560,000 uncapped accelerated barrier notes on three ETFs
7/18/2023	SP	New Issue: CIBC prices $6 million callable contingent market-linked securities on indexes, ETF
6/29/2023	SP	New Issue: GS Finance prices $1.34 million ETF-linked notes tied to two SPDR ETFs
6/23/2023	SP	New Issue: CIBC sells $1.15 million issuer callable contingent coupon barrier notes on indexes, ETF
6/23/2023	SP	New Issue: CIBC sells $9.11 million issuer callable contingent coupon barrier notes on indexes, ETF
6/22/2023	SP	New Issue: CIBC sells $2.06 million callable contingent market-linked securities on indexes, ETF
6/20/2023	SP	New Issue: GS Finance sells $1 million 5.85% fixed coupon ETF-linked notes on two SPDR ETF Trusts
6/8/2023	SP	New Issue: JPMorgan prices $2.29 million uncapped accelerated barrier notes on two SPDR ETFs
6/3/2023	SP	New Issue: Citigroup prices $609,000 enhanced barrier digital plus notes on SPDR Dow Jones
5/30/2023	SP	New Issue: JPMorgan prices $8.14 million uncapped buffered return enhanced notes on two SPDR ETFs
5/30/2023	SP	New Issue: JPMorgan prices $26.73 million uncapped buffered return enhanced notes on ETFs
5/26/2023	SP	New Issue: UBS sells $4.13 million trigger autocallable contingent yield notes on two ETFs
5/23/2023	SP	New Issue: GS Finance prices $2.08 million ETF-linked notes linked to three funds
5/22/2023	SP	New Issue: Barclays sells $7.21 million trigger autocallable contingent yield notes on three ETFs
5/17/2023	SP	New Issue: JPMorgan prices $3.61 million uncapped return enhanced notes on three ETFs
5/12/2023	SP	New Issue: JPMorgan prices $640,000 6.5% yield notes linked to SPDR ETFs
5/12/2023	SP	New Issue: JPMorgan prices $3.04 million uncapped return enhanced notes on two SPDR ETFs
5/10/2023	SP	New Issue: Barclays sells $3.1 million trigger autocallable contingent yield notes on two ETFs
5/10/2023	SP	New Issue: Barclays sells $11.26 million trigger autocallable contingent yield notes on two ETFs
5/3/2023	SP	New Issue: CIBC sells $1.34 million market-linked notes with upside participation on Dow ETF
4/28/2023	SP	Market Commentary: Scotia�s $20.23 million autocalls on ETFs show high yield but volatility, reinvestment risk
4/28/2023	SP	New Issue: Scotia prices $20.23 million trigger autocallable contingent yield notes on two ETFs
4/27/2023	SP	New Issue: JPMorgan prices $1.22 million uncapped accelerated barrier notes on two SPDR ETFs
4/19/2023	SP	New Issue: JPMorgan prices $1.04 million uncapped accelerated barrier notes on three ETFs
4/13/2023	SP	New Issue: GS Finance sells $1.8 million contingent coupon ETF-linked autocalls on two SPDR ETFs
4/7/2023	SP	New Issue: Citigroup prices $721,000 enhanced barrier digital plus notes on SPDR Dow Jones
3/22/2023	SP	New Issue: JPMorgan prices $1.3 million autocallable contingent interest notes on S&P, two ETFs
3/21/2023	SP	New Issue: JPMorgan prices $4.95 million uncapped accelerated barrier notes on two SPDR ETFs
3/20/2023	SP	New Issue: UBS sells $1.28 million trigger autocallable contingent yield notes with memory on ETFs
3/20/2023	SP	New Issue: Morgan Stanley prices $1 million dual directional trigger jump securities on three ETFs
3/13/2023	SP	New Issue: JPMorgan prices $10 million contingent income buffered autocallables tied to SPDR ETF
3/10/2023	SP	New Issue: CIBC sells $3.89 million issuer callable contingent coupon barrier notes on indexes, ETF
2/24/2023	SP	New Issue: Morgan Stanley sells $2.72 million trigger autocallable contingent yield notes on two ETFs
2/23/2023	SP	New Issue: UBS prices $15.46 million trigger autocallable contingent yield notes on two ETFs
2/16/2023	SP	New Issue: Morgan Stanley sells $3.53 million dual directional trigger jump securities on three ETFs
2/14/2023	SP	New Issue: Morgan Stanley prices $1.61 million dual directional trigger jump notes on ETFs
2/14/2023	SP	New Issue: Morgan Stanley prices $1.01 million PLUS linked to three ETFs
2/1/2023	SP	New Issue: JPMorgan prices $1.63 million uncapped barrier notes linked to Dow, S&P ETFs
2/1/2023	SP	New Issue: Barclays sells $6.5 million trigger autocallable contingent yield notes on two ETFs
1/30/2023	SP	New Issue: Morgan Stanley sells $3.36 million trigger autocallable contingent yield notes on two ETFs
1/27/2023	SP	New Issue: UBS prices $27.42 million trigger autocallable contingent yield notes Dow, energy ETFs
1/25/2023	SP	New Issue: CIBC prices $3.05 million contingent coupon autocallable barrier notes on indexes, ETF
1/20/2023	SP	New Issue: Citigroup prices $10 million contingent income autocalls on SPDR Dow Jones
1/20/2023	SP	New Issue: Citigroup prices $10 million contingent income autocalls on SPDR Dow Jones
1/18/2023	SP	Market Commentary: Barclays� $10 million autocalls on SPDR Dow Jones show intriguing pricing, sellsiders say
1/17/2023	SP	New Issue: Barclays prices $10 million contingent income autocalls on SPDR Dow Jones industrials
1/17/2023	SP	New Issue: JPMorgan sells $1.24 million trigger autocallable contingent yield notes on two SPDR ETFs
1/17/2023	SP	New Issue: JPMorgan prices $22.29 million trigger autocallable contingent yield notes on two ETFs
1/13/2023	SP	New Issue: Barclays prices $10 million autocallable contingent interest notes linked to SPDR ETF
1/13/2023	SP	New Issue: Barclays prices $20 million contingent income autocalls on SPDR Dow Jones
1/6/2023	SP	New Issue: JPMorgan sells $3.98 million trigger autocallable contingent yield notes on two ETFs
1/6/2023	SP	New Issue: JPMorgan sells $2.4 million trigger autocallable contingent yield notes on two ETFs
12/21/2022	SP	New Issue: CIBC sells $8.06 million trigger autocallable contingent yield notes on two SPDR ETFs
12/21/2022	SP	New Issue: CIBC sells $6.74 million trigger autocallable contingent yield notes on two SPDR ETFs
12/9/2022	SP	New Issue: UBS sells $819,000 trigger gears on two ETFs
12/5/2022	SP	New Issue: JPMorgan sells $1.92 million trigger autocallable contingent yield notes on two ETFs
12/4/2022	SP	New Issue: JPMorgan sells $22.49 million trigger autocallable contingent yield notes on two ETFs
11/12/2022	SP	New Issue: JPMorgan prices $200,000 capped buffered return enhanced notes on ETFs
11/8/2022	SP	New Issue: Morgan Stanley prices $1.36 million Trigger PLUS linked to two ETFs
11/6/2022	SP	New Issue: GS Finance prices $600,000 ETF-linked notes on S&P, Russell, Dow ETFs
11/4/2022	SP	New Issue: Citigroup sells $2.02 million 5.6% equity-linked securities on two ETFs
10/26/2022	SP	New Issue: Citi sells $947,000 leveraged upside market-linked notes on ETF basket
9/20/2022	SP	New Issue: CIBC sells $2 million issuer callable contingent coupon barrier notes tied to SPDR Dow Jones
9/15/2022	SP	New Issue: Citi sells $1.07 million leveraged upside market-linked notes on ETF basket
7/27/2022	SP	New Issue: JPMorgan sells $1.36 million trigger autocallable contingent yield notes on two ETFs
7/27/2022	SP	New Issue: JPMorgan sells $15.31 million trigger autocallable contingent yield notes on two ETFs
7/13/2022	SP	New Issue: CIBC sells $1.3 million issuer callable contingent coupon barrier notes on indexes, ETF
7/11/2022	SP	New Issue: Morgan Stanley prices $5.38 million callable contingent income securities on three ETFs
7/11/2022	SP	New Issue: JPMorgan sells $16.45 million trigger autocallable contingent yield notes on two ETFs
7/11/2022	SP	New Issue: JPMorgan prices $5.38 million 12.6% contingent interest autocalls on three ETFs
6/23/2022	SP	New Issue: Citigroup sells $1.64 million barrier securities linked to two SPDR ETFs
6/23/2022	SP	New Issue: CIBC sells $1.05 million issuer callable contingent coupon barrier notes on indexes, ETF
6/16/2022	SP	New Issue: CIBC prices $1 million leveraged barrier notes on indexes, ETF
6/13/2022	SP	New Issue: CIBC prices $1 million contingent coupon autocallable barrier notes on indexes, ETF
5/27/2022	SP	New Issue: Citi prices $7.29 million trigger autocallable contingent yield notes on two ETFs
5/26/2022	SP	New Issue: UBS prices $13.39 million trigger autocallable contingent yield notes on two SPDR ETFs
5/26/2022	SP	New Issue: Credit Suisse sells $1.33 million of market-linked securities on ETF basket
5/25/2022	SP	New Issue: GS Finance prices $775,000 ETF-linked notes on S&P, Russell, Dow ETFs
5/7/2022	SP	New Issue: Barclays sells $1.58 million leveraged market-linked notes on ETF basket
5/4/2022	SP	New Issue: Citigroup prices $2.55 million 5.7% equity-linked securities on two SPDR ETF Trusts
3/31/2022	SP	New Issue: Citigroup sells $4.44 million equity-linked securities on two SPDR ETFs
3/2/2022	SP	New Issue: JPMorgan sells $8.19 million trigger autocallable contingent yield notes on two SPDR ETFs
2/28/2022	SP	New Issue: Citigroup prices $1.04 million dual directional barrier securities on Dow ETF
2/28/2022	SP	New Issue: CIBC sells $1.32 million trigger autocallable contingent yield notes on ETFs
2/28/2022	SP	New Issue: CIBC sells $18.68 million trigger autocallable contingent yield notes on ETFs
2/23/2022	SP	New Issue: GS Finance prices $4.29 million ETF-linked notes on three index-based funds
2/13/2022	SP	New Issue: Citigroup prices $584,000 leveraged market-linked notes on ETF basket
1/27/2022	SP	New Issue: GS Finance prices $1.5 million ETF-linked notes on S&P, Russell, Dow ETFs
1/26/2022	SP	New Issue: GS Finance sells $6.14 million ETF-linked notes tied to three funds
1/25/2022	SP	New Issue: Citigroup prices $20 million contingent income autocallable securities on SPDR Dow Jones industrial average
1/12/2022	SP	New Issue: CIBC prices $7 million contingent coupon autocallable barrier notes on indexes, ETF
1/11/2022	SP	New Issue: RBC sells $2.25 million market-linked leveraged upside participation notes on ETF basket
12/21/2021	SP	New Issue: CIBC prices $1.5 million contingent coupon autocallable buffered notes on indexes, ETF
12/21/2021	SP	New Issue: CIBC sells $4.65 million issuer callable contingent coupon barrier notes on three ETFs
12/21/2021	SP	New Issue: Morgan Stanley sells $2.68 million dual directional trigger jump notes on three ETFs
12/10/2021	SP	New Issue: CIBC prices $2 million capped leveraged buffered notes on SPDR Dow ETF
12/8/2021	SP	New Issue: Barclays prices $665,000 phoenix autocallable notes on Russell index, Dow ETF
11/30/2021	SP	New Issue: CIBC prices $4.29 million leveraged barrier notes on indexes, ETF
11/24/2021	SP	New Issue: CIBC sells $9.54 million contingent coupon autocallable barrier notes on indexes, ETFs
8/27/2021	SP	New Issue: GS Finance sells $780,000 ETF-linked notes tied to ETFs
8/6/2021	SP	New Issue: Citi sells $1.52 million upside participation buffered market-linked notes on ETF basket
6/16/2021	SP	New Issue: GS Finance sells $1.13 million ETF-linked notes on three funds
3/25/2021	SP	New Issue: Morgan Stanley sells $1.48 million jump securities with autocallable feature on ETFs
3/19/2021	SP	New Issue: JPMorgan sells $4.17 million uncapped dual directional digital barrier notes tied to funds
3/2/2021	SP	New Issue: Citi sells $1.09 million callable contingent coupon equity notes on S&P, QQQ, Dow ETFs
2/6/2021	SP	New Issue: JPMorgan sells $500,000 autocallable contingent interest notes on ETFs
1/31/2021	SP	New Issue: CIBC prices $1.21 million leveraged upside participation market-linked notes on basket
1/24/2021	SP	New Issue: Morgan Stanley sells $1.1 million callable contingent income notes on three ETFs
12/22/2020	SP	New Issue: Citigroup sells $500,000 contingent coupon autocalls on ETFs
12/9/2020	SP	New Issue: BofA sells $603,000 capped buffered return notes on two ETFs
11/30/2020	SP	New Issue: Citi sells $660,000 callable contingent coupon equity notes on ETFs
11/28/2020	SP	New Issue: CIBC sells $1.34 million contingent coupon autocallable notes on index, ETFs
11/19/2020	SP	New Issue: Citi prices $561,000 leveraged upside participation market-linked notes on ETF basket
11/18/2020	SP	New Issue: Citi sells $955,000 autocallable contingent coupon equity notes on funds
11/15/2020	SP	New Issue: CIBC sells $735,000 contingent coupon autocallable notes on index, ETFs
11/13/2020	SP	New Issue: CIBC sells $1.72 million contingent coupon autocallable notes on indexes, ETF
11/13/2020	SP	New Issue: CIBC prices $950,000 leveraged absolute return buffered notes on S&P 500, ETFs
11/13/2020	SP	New Issue: CIBC prices $575,000 leveraged barrier notes on S&P 500, ETFs
11/1/2020	SP	New Issue: Citi sells $1.83 million dual directional barrier digital plus notes on three funds
10/30/2020	SP	New Issue: Citigroup prices $3.43 million contingent coupon autocallables on three ETFs
10/14/2020	SP	New Issue: Citigroup prices $1.25 million leveraged market-linked notes on ETF basket
10/2/2020	SP	New Issue: Citigroup sells $90,000 buffer securities on S&P, Dow Jones ETFs
9/29/2020	SP	New Issue: JPMorgan sells $1.17 million dual directional buffered return enhanced notes on ETFs
9/17/2020	SP	New Issue: Citigroup sells $2.29 million autocallable securities on three ETFs
9/17/2020	SP	New Issue: Citigroup prices $1.18 million contingent coupon autocallables on three ETFs
9/12/2020	SP	New Issue: Credit Suisse prices $3 million trigger callable contingent yield notes on ETFs
9/4/2020	SP	New Issue: Citigroup sells $635,000 contingent coupon autocallables on two ETFs
8/27/2020	SP	New Issue: Citigroup prices $10 million buffered fixed coupon autocallable yield notes on Dow ETF
8/24/2020	SP	New Issue: BMO sells $5 million of 9% autocallable fixed interest notes on ETFs
8/18/2020	SP	New Issue: Citigroup sells $1.5 million contingent coupon autocalls on ETFs
8/10/2020	SP	New Issue: Barclays sells $1.29 million leveraged market-linked notes on ETF basket
7/28/2020	SP	New Issue: Citigroup sells $205,000 barrier securities on SPDR ETF trusts
7/21/2020	SP	New Issue: Barclays sells $1.9 million leveraged market-linked notes on ETF basket
7/9/2020	SP	New Issue: Credit Suisse prices $10 million autocallable fixed-income securities on Dow ETF
7/7/2020	SP	New Issue: RBC prices $10 million buffered phoenix autocalls with memory coupon on Dow ETF
7/7/2020	SP	New Issue: RBC sells $10 million buffered phoenix autocalls with memory coupon on Dow ETF
7/2/2020	SP	New Issue: Citigroup sells $10 million fixed-coupon autocallable notes tied to SPDR Dow
6/29/2020	SP	New Issue: Citigroup sells $195,000 buffer securities on SPDR Dow Jones ETF
6/24/2020	SP	New Issue: Citi sells $1.09 million contingent coupon autocallables on two ETFs
6/24/2020	SP	New Issue: CIBC prices $1.79 million leveraged upside participation market-linked notes on ETF basket
6/17/2020	SPSW	Structured notes issuance hits $300 million amid market sell-off; bid on digitals, revcons eyed
6/12/2020	SP	New Issue: UBS prices $20 million buffered income autocalls on two ETFs
6/8/2020	SP	New Issue: CIBC sells $588,000 leveraged market-linked notes tied to basket of two ETFs
6/5/2020	SP	New Issue: Citigroup prices $869,000 enhanced barrier digital plus notes linked to Dow trust
6/4/2020	SP	New Issue: Citigroup prices $1.2 million dual directional barrier securities on Dow ETF
6/2/2020	SP	New Issue: CIBC prices $1.37 million leveraged market-linked notes on ETF basket
5/22/2020	SP	New Issue: Citi prices $853,000 barrier securities with upside reset feature on Dow ETF
5/18/2020	SP	CIBC to price leveraged market-linked notes on ETF basket
5/14/2020	SP	New Issue: Citigroup prices $850,000 contingent coupon autocallables on Russell, Dow ETFs
5/11/2020	SP	Citi eyes barrier securities with upside reset feature on Dow ETF
5/11/2020	SP	New Issue: Citi prices $640,000 contingent coupon autocallables on Dow, Russell, S&P ETFs
5/10/2020	SP	New Issue: Citi prices $758,000 barrier securities with upside reset feature on Dow ETF
5/8/2020	SP	Citi to price autocallable contingent coupon notes linked to two ETFs
5/6/2020	SP	New Issue: CIBC prices $2.19 million leveraged market-linked notes on ETF basket
5/5/2020	SP	New Issue: Credit Suisse prices $10 million autocallable fixed-income securities on Dow ETF
4/27/2020	SP	New Issue: Credit Suisse sells $525,000 reverse convertibles on three ETFs
4/24/2020	SP	New Issue: RBC sells $217,000 leveraged market-linked notes on ETF basket
4/22/2020	SP	Citi eyes barrier securities with upside reset feature on Dow ETF
4/16/2020	SP	New Issue: RBC sells $1.49 million market-linked leveraged upside participation notes tied to ETF basket
4/15/2020	SP	New Issue: Citigroup sells $1.18 million buffer securities on SPDR Dow Jones ETF
4/14/2020	SP	New Issue: Barclays prices $1 million contingent barrier notes linked to SPDR Dow ETF
4/14/2020	SP	New Issue: Citi prices $645,000 contingent coupon autocallables on Russell, SPDR Dow ETFs
4/3/2020	SP	RBC plans to price leveraged market-linked notes on ETF basket
4/2/2020	SP	New Issue: Citigroup sells $3.88 million buffer securities on SPDR Dow Jones ETF
4/1/2020	SP	New Issue: Wells Fargo sells $3.26 million leveraged market-linked notes on ETF basket
3/27/2020	SP	New Issue: Morgan Stanley prices $2.94 million contingent income autocalls on indexes, Dow ETF
3/5/2020	SP	New Issue: Citigroup sells $1.61 million buffer securities on SPDR Dow ETF
2/26/2020	SP	New Issue: Citigroup sells $930,000 buffer securities on SPDR Dow ETF
2/25/2020	SP	New Issue: UBS sells $1.74 million of trigger callable contingent yield notes on ETFs
2/14/2020	SP	UBS to price of trigger callable contingent yield notes on ETFs
2/9/2020	SP	New Issue: Barclays sells $809,000 leveraged market-linked notes on ETF basket
1/28/2020	SP	Citigroup plans to price buffer securities on SPDR Dow Jones ETF
1/24/2020	SP	New Issue: Morgan Stanley prices $17.7 million contingent income autocallables on indexes, ETF
1/24/2020	SP	New Issue: Morgan Stanley prices $20.4 million contingent income autocallables on indexes, ETF
1/8/2020	SP	New Issue: Barclays sells $1.78 million leveraged market-linked notes on ETF basket
1/2/2020	SP	New Issue: Morgan Stanley sells $11.57 million contingent income autocallables on indexes, ETF trust
12/24/2019	SP	New Issue: Citi sells $2.5 million callable contingent coupon notes on three ETFs
12/24/2019	SP	New Issue: Citigroup sells $1.33 million buffer securities on SPDR Dow ETF
12/20/2019	SP	New Issue: Citigroup prices $275,000 contingent coupon autocallables linked to ETFs
12/13/2019	SP	New Issue: Citi sells $500,000 callable contingent coupon notes on three ETFs
12/4/2019	SP	New Issue: Citi prices $477,000 of autocallable contingent coupon notes on two ETFs
12/2/2019	SP	Citigroup plans to price contingent coupon notes linked to three ETFs
11/25/2019	SP	New Issue: Citigroup sells $1.25 million buffer securities on SPDR Dow ETF
11/21/2019	SP	Market Commentary: Citigroup�s buffer securities linked to Dow ETF structured around capital preservation
11/20/2019	SP	Citigroup plans to price buffer securities linked to Dow ETF
11/20/2019	SP	Citigroup to price contingent coupon autocallables linked to ETFs
11/12/2019	SP	New Issue: UBS prices $100,000 trigger autocallable contingent yield notes on indexes, ETF
11/7/2019	SP	New Issue: Citigroup sells $785,000 buffer securities on SPDR Dow ETF
10/28/2019	SP	Citi to price buffer securities due 2024 linked to SPDR Dow Jones ETF
10/4/2019	SP	New Issue: Citigroup sells $1.39 million buffer securities on SPDR Dow ETF
9/3/2019	SP	New Issue: Citigroup sells $1.52 million buffer securities on SPDR Dow ETF
8/27/2019	SP	Citigroup plans to price buffer securities linked to Dow ETF
8/8/2019	SP	New Issue: Citigroup sells $6.12 million callable contingent coupon notes on ETFs
8/6/2019	SP	New Issue: Wells Fargo prices $745,000 leveraged upside participation market-linked notes on basket
7/31/2019	SP	New Issue: Citigroup sells $2.01 million buffer securities on SPDR Dow ETF
7/30/2019	SP	Citigroup plans contingent coupon notes linked to three ETFs
7/26/2019	SP	Market Commentary: Citigroup�s buffer securities on Dow ETF to show lower-risk alternative to fund, analyst says
7/22/2019	SP	Citigroup plans to price buffer securities linked to Dow ETF
7/16/2019	SP	New Issue: Morgan Stanley prices $8.2 million contingent income autocallables linked to indexes, Dow trust
7/9/2019	SP	Morgan Stanley plans contingent income notes linked to indexes, ETF
7/9/2019	SP	Wells Fargo plans leveraged market-linked notes on ETF basket
7/8/2019	SP	New Issue: Citigroup prices $80,000 enhanced barrier digital plus notes linked to Dow trust
6/26/2019	SP	New Issue: Citigroup sells $1.16 million buffer securities on SPDR Dow ETF
6/25/2019	SP	New Issue: Credit Suisse prices $1.59 million contingent income autocallables linked to ETFs
6/21/2019	SP	Citigroup eyes buffer securities on SPDR Dow Jones Industrial Average
6/20/2019	SP	New Issue: UBS sells $3.28 million contingent income autocallables tied to three ETFs
6/18/2019	SP	Credit Suisse plans contingent income autocallables linked to ETFs
6/18/2019	SP	New Issue: JPMorgan prices $2.03 million contingent coupon autocallables linked to indexes, ETF
6/11/2019	SP	JPMorgan plans contingent coupon autocallables linked to indexes, ETF
6/5/2019	SP	New Issue: Citi prices $730,000 of enhanced barrier digital plus notes on SPDR Dow
6/4/2019	SP	New Issue: Citigroup sells $1.24 million buffer securities on SPDR Dow ETF
5/7/2019	SP	Citi to price enhanced barrier digital plus notes tied to SPDR Dow ETF
4/25/2019	SP	New Issue: UBS prices $245,000 trigger performance notes linked to Dow Jones ETF
4/25/2019	SP	New Issue: UBS prices $205,000 trigger performance notes linked to Dow Jones ETF
4/25/2019	SP	New Issue: UBS prices $100,000 trigger performance notes linked to Dow Jones ETF
4/25/2019	SP	Citigroup plans buffer notes tied to SPDR Dow Jones industrial average
3/26/2019	SP	New Issue: Credit Suisse sells $90,000 buffered return equity notes on SPDR Dow
3/4/2019	SP	Credit Suisse plans buffered return equity notes linked to SPDR Dow
3/1/2019	SP	Correction: Citigroup sells $1.02 million buffer securities tied to SPDR Dow Jones
3/1/2019	SP	New Issue: JPMorgan sells $1.16 million capped buffered equity notes on SPDR Dow Jones
2/28/2019	SP	New Issue: Citigroup sells $1.02 million buffer securities tied to SPDR Dow Jones
2/26/2019	SP	Citigroup plans five-year buffered notes with no cap tied to SPDR Dow
2/5/2019	SP	New Issue: Citigroup sells $2.57 million buffer securities on SDPR Dow Jones ETF
1/30/2019	SP	JPMorgan plans capped buffered equity notes tied to Dow Jones ETF
1/29/2019	SP	Citi to price five-year buffer securities tied to SPDR Dow Jones
12/28/2018	SP	Citi to price five-year buffer securities tied to SPDR Dow Jones
12/10/2018	SP	New Issue: Citi prices $180,000 autocallable securities due 2021 tied to two ETFs
11/7/2018	SP	New Issue: Citigroup sells $339,000 autocallables on SDPR Dow ETF, Invesco QQQ
10/29/2018	SP	Citigroup to price autocallable securities due 2021 tied to two ETFs
10/1/2018	SP	New Issue: Citigroup prices $989,000 market-linked notes tied to index, ETF basket
8/28/2018	SP	Citigroup to price market-linked notes due 2021 tied to funds, index
8/27/2018	SP	New Issue: Morgan Stanley sells $6.31 million 9.53% contingent income autocalls on indexes, fund
8/22/2018	SP	Morgan Stanley eyes contingent income autocallables on indexes, trust
6/28/2018	SP	New Issue: Morgan Stanley sells $26.82 million 10.23% contingent income autocalls on indexes, fund
6/5/2018	SP	New Issue: Citi prices $1.37 million of enhanced barrier digital plus notes on SPDR Dow
5/30/2018	SP	New Issue: Morgan Stanley sells $8 million 9.75% contingent income autocalls on indexes, fund
5/24/2018	SP	Citigroup plans enhanced barrier digital plus notes tied to SPDR Dow
4/6/2018	SP	New Issue: Citigroup sells $1.41 million barrier securities linked to SPDR Dow ETF
2/28/2018	SP	New Issue: Citigroup prices $691,000 buffer securities linked to SPDR Dow ETF
2/5/2018	SP	Market Commentary: Citi�s buffer securities with no cap tied to SPDR Dow may lack in upside participation
2/1/2018	SP	Citi plans five-year buffer securities with no cap tied to SPDR Dow
12/8/2017	SP	New Issue: Citi prices $224,000 of enhanced barrier digital plus notes on SPDR Dow
10/31/2017	SP	New Issue: Citigroup prices $210,000 buffer securities linked to SPDR Dow ETF
10/16/2017	SP	Citigroup plans five-year buffer notes with no cap tied to SPDR Dow
10/2/2017	SP	New Issue: Citi sells $295,000 enhanced barrier digital plus notes on SPDR Dow ETF
9/7/2017	SP	New Issue: Citigroup prices $1.05 million enhanced barrier digital plus notes on SPDR Dow ETF
8/30/2017	SP	Citigroup to price enhanced barrier digital plus notes on SPDR Dow ETF
8/14/2017	SP	Citigroup to price enhanced barrier digital plus notes on SPDR Dow ETF
8/2/2017	SP	New Issue: Citigroup prices $1.78 million enhanced barrier digital plus notes on SPDR Dow ETF
1/6/2015	SP	New Issue: Credit Suisse prices $994,000 seven-year Bares linked to the Dow
1/6/2015	SP	New Issue: Credit Suisse prices $2.77 million eight-year Bares linked to the Dow
4/4/2013	SP	RBC plans buffered bullish enhanced return notes on SPDR DJ ETF
3/28/2013	SP	New Issue: RBC prices $7.85 million bullish barrier booster notes linked to SPDR Dow ETF trust
3/27/2013	SP	New Issue: Bank of Montreal prices $235,000 autocallable cash-settled notes on SPDR Dow trust
3/4/2013	SP	RBC to price buffered bullish notes linked to SPDR Dow Jones trust
2/27/2013	SP	New Issue: RBC prices $285,000 buffered enhanced return notes linked to SPDR Dow
2/26/2013	SP	Bank of Montreal plans buffered bullish digital notes on SPDR Dow
2/26/2013	SP	Bank of Montreal to price autocallables linked to SPDR Dow Jones
2/5/2013	SP	RBC plans buffered bullish enhanced return notes on SPDR Dow Jones
1/28/2013	SP	Bank of Montreal plans buffered bullish digital notes on SPDR DJ fund
1/3/2013	SP	Bank of Montreal to price digital return notes linked to SPDR Dow
11/28/2012	SP	Bank of Montreal plans autocallable cash-settled notes with step-up call price on SPDR Dow
3/30/2012	SP	New issue: RBC prices $750,000 bullish buffered enhanced notes on SPDR Dow Jones, MSCI EM funds
8/3/2011	SP	RBS plans five-year market-linked notes tied to SPDR DJIA ETF trust

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