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1/30/2015 | HYIGLM | SEC takes ‘no action’ stance on five-business-day tender offers |
2/3/2014 | HYIGMU | SEC aims to improve order execution quality, draft strategic plan says |
7/10/2013 | CVHYIGPPPV | SEC lifts ban on general solicitation, advertising for private issues |
7/26/2011 | EMHYIGPF | SEC to replace ratings criteria with new tests for short-form filings |
2/9/2011 | EMHYIGPF | SEC proposal would remove ratings from eligibility test for shelf filings |
12/3/2008 | BKCVDDEMHYIGMU | SEC approves measures to strengthen oversight of rating agencies |