| 12/10/2020 | SP | New Issue: JPMorgan sells $1.8 million contingent income autocalls on Seagate
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| 3/12/2020 | SP | New Issue: Credit Suisse sells $1.14 million contingent coupon autocallable yield notes on two stocks
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| 2/25/2020 | SP | New Issue: HSBC sells $15.61 million contingent income autocallables on Seagate Technology
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| 2/21/2020 | SP | Market Commentary: HSBC’s contingent income autocalls on Seagate offer attractive pricing due to negative forward
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| 2/19/2020 | SP | HSBC to price contingent income autocalls linked to Seagate
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| 1/22/2020 | SP | New Issue: Credit Suisse sells $545,000 autocallable reverse convertibles on three stocks
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| 1/16/2020 | SP | New Issue: Scotia sells $6.05 million capped enhanced participation notes on basket of 49 stocks
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| 10/25/2019 | SP | New Issue: Credit Suisse sells $510,000 contingent coupon autocallable reverse converts on stocks
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| 10/18/2019 | SP | Credit Suisse plans 12% reverse convertibles linked to three stocks
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| 10/4/2019 | SP | New Issue: Citi prices $554,000 10.1% autocallable equity-linked notes on four stocks
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| 9/27/2018 | SP | New Issue: JPMorgan prices $785,000 contingent interest autocalls on three stocks
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| 9/19/2018 | SP | JPMorgan to price contingent interest autocallables on three stocks
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| 9/11/2017 | SP | BMO Harris plans digital yield generator CDs linked to stock basket
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| 8/18/2017 | SP | BMO Harris plans digital yield generator CDs due 2024 tied to stocks
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| 5/9/2017 | SP | BMO Harris plans digital yield generator CDs due 2022 tied to stocks
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| 2/16/2017 | SP | New Issue: Credit Suisse sells $1.2 million contingent coupon autocallable yield notes on stocks
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| 2/13/2017 | SP | Credit Suisse plans contingent coupon autocallables on four stocks
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| 5/6/2015 | SP | Bank of the West plans seven-year income CDs linked to 10 stocks
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| 3/6/2015 | SP | Bank of the West plans seven-year income CDs linked to 10 stocks
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| 12/30/2014 | SP | New Issue: JPMorgan sells $6.65 million contingent income autocallables on Seagate
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| 12/19/2014 | SP | JPMorgan plans contingent income autocallables on Seagate Technology
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| 9/23/2014 | SP | New Issue: JPMorgan sells $9.42 million contingent income autocallables on Seagate
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| 9/12/2014 | SP | JPMorgan plans contingent income autocallables on Seagate Technology
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| 6/10/2014 | SP | New Issue: Barclays sells $18.9 million contingent income autocallables on Seagate
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| 6/2/2014 | SP | Barclays plans contingent income autocallables tied to Seagate
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| 3/5/2014 | SP | New Issue: Morgan Stanley prices $16.47 million contingent income autocallables linked to Seagate
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| 2/21/2014 | SP | Morgan Stanley plans contingent income autocallables linked to Seagate
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| 2/4/2014 | SP | RBC to price 10.25% reverse convertibles linked to Seagate Technology
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| 1/22/2014 | SP | RBC to price 10.5% reverse convertibles linked to Seagate Technology
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| 1/17/2014 | SP | New Issue: RBC prices $100,000 10.25% reverse convertibles linked to Seagate Technology
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| 1/9/2014 | SP | RBC plans to price 10.25% reverse convertibles linked to Seagate
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| 12/31/2013 | SP | New Issue: RBC prices $130,000 10.5% reverse convertibles linked to Seagate Technology
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| 12/18/2013 | SP | RBC plans 10.5% six-month reverse convertibles linked to Seagate
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| 12/5/2013 | SP | RBC to price 10.25% reverse convertibles linked to Seagate
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| 11/27/2013 | SP | New Issue: RBC prices $156,000 10.5% reverse convertibles linked to Seagate Technology
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| 11/20/2013 | SP | RBC plans to price 10.5% reverse convertible notes linked to Seagate
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| 11/19/2013 | SP | New Issue: RBC prices $197,000 10% reverse convertibles linked to Seagate Technology
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| 11/7/2013 | SP | RBC plans 10% six-month reverse convertible notes linked to Seagate
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| 10/31/2013 | SP | New Issue: RBC prices $120,000 10.5% reverse convertibles on Seagate Technology
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| 10/22/2013 | SP | RBC plans 10.5% six-month RevCons linked to Seagate Technology
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| 10/4/2013 | SP | RBC plans 11.25% six-month reverse convertibles linked to Seagate
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| 9/30/2013 | SP | New Issue: RBC prices $91,000 11.5% reverse convertibles linked to Seagate
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| 9/18/2013 | SP | RBC plans 11.5% reverse convertibles linked to Seagate
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| 9/17/2013 | SP | New Issue: RBC prices $34,000 12.5% reverse convertibles linked to Seagate
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| 9/5/2013 | SP | RBC to price 12.5% reverse convertibles linked to Seagate Technology
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| 8/21/2013 | SP | RBC to price 12% reverse convertibles linked to Seagate Technology
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| 8/7/2013 | SP | RBC to price 10.75% reverse convertibles linked to Seagate Technology
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| 7/31/2013 | SP | New Issue: RBC prices $145,000 13.25% reverse convertibles linked to Seagate Technology
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| 7/22/2013 | SP | RBC to price 13.25% reverse convertibles linked to Seagate Technology
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| 7/18/2013 | SP | New Issue: RBC prices $186,000 12.75% reverse convertibles linked to Seagate Technology
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| 7/3/2013 | SP | RBC to price 12.75% reverse convertibles linked to Seagate Technology
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| 6/28/2013 | SP | New Issue: RBC prices $100,000 13.35% reverse convertibles linked to Seagate Technology
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| 6/28/2013 | SP | New Issue: RBC prices $763,000 11.25% reverse convertibles linked to Seagate Technology
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| 6/19/2013 | SP | RBC to price 13.35% reverse convertibles linked to Seagate Technology
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| 5/30/2013 | SP | New Issue: RBC prices $373,000 11.5% reverse convertibles linked to Seagate Technology
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| 5/20/2013 | SP | RBC to price 11.5% reverse convertibles linked to Seagate Technology
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| 5/6/2013 | SP | RBC to price 10.75% reverse convertibles linked to Seagate Technology
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| 4/19/2013 | SP | RBC to price 10% reverse convertibles linked to Seagate Technology
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| 4/3/2013 | SP | RBC to price 11.75% reverse convertibles linked to Seagate Technology
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| 3/28/2013 | SP | New Issue: RBC prices $850,000 9% reverse convertibles linked to Seagate Technology
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| 3/20/2013 | SP | RBC to price 9% reverse convertibles linked to Seagate Technology
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| 3/18/2013 | SP | New Issue: RBC prices $25,000 12% reverse convertibles linked to Seagate Technology
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| 3/5/2013 | SP | RBC to price 12% reverse convertibles linked to Seagate Technology
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| 3/5/2013 | SP | RBC to price 13% reverse convertibles linked to Seagate Technology
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| 2/28/2013 | SP | New Issue: RBC prices $775,000 11% reverse convertibles linked to Seagate Technology
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| 2/19/2013 | SP | RBC to price 10% reverse convertibles linked to Seagate Technology
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| 1/18/2013 | SP | New Issue: RBC prices $40,000 10.5% reverse convertibles linked to Seagate Technology
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| 1/7/2013 | SP | RBC to price 10.5% reverse convertibles linked to Seagate Technology
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| 12/31/2012 | SP | New Issue: RBC prices $1.04 million 11% reverse convertibles linked to Seagate Technology
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| 12/19/2012 | SP | RBC to price 11% reverse convertibles linked to Seagate Technology
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| 12/18/2012 | SP | New Issue: RBC prices $585,000 13.25% reverse convertibles linked to Seagate Technology
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| 12/12/2012 | SP | New Issue: Barclays prices $260,000 13% reverse convertibles linked to Seagate Technology
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| 12/6/2012 | SP | Barclays to price 12.25% to 13% reverse convertibles linked to Seagate Technology
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| 12/6/2012 | SP | RBC to price 13.25% reverse convertibles linked to Seagate Technology
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| 11/29/2012 | SP | New Issue: RBC prices $114,000 13% reverse convertibles linked to Seagate Technology
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| 11/20/2012 | SP | RBC to price 13% reverse convertibles linked to Seagate Technology
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| 10/17/2012 | SP | RBC to price 14.5% reverse convertibles linked to Seagate Technology
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| 10/16/2012 | SP | New Issue: RBC prices $100,000 10% reverse convertibles linked to Seagate Technology
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| 10/11/2012 | SP | New Issue: JPMorgan prices $1 million 9.25% reverse convertibles linked to Seagate Technology
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| 10/11/2012 | SP | New Issue: JPMorgan sells $463,000 capped leveraged buffered notes on MSCI EAFE
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| 10/3/2012 | SP | RBC to price 10% reverse convertibles linked to Seagate Technology
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| 10/2/2012 | SP | Barclays to price 14.75% reverse convertibles linked to Seagate Technology
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| 9/28/2012 | SP | New Issue: RBC prices $1.1 million 10.75% reverse convertibles linked to Seagate Technology
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| 9/19/2012 | SP | New Issue: Barclays prices $1.24 million 16% reverse convertibles linked to Seagate Technology
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| 9/18/2012 | SP | RBC to price 10.75% reverse convertibles linked to Seagate Technology
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| 9/7/2012 | SP | RBC to price 11.5% reverse convertibles linked to Seagate Technology
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| 5/29/2012 | SP | New Issue: JPMorgan prices $500,000 16.25% reverse convertibles linked to Seagate Technology
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| 5/11/2012 | SP | New Issue: JPMorgan prices $300,000 single observation reverse exchangeables linked to Seagate
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| 12/21/2011 | SP | New Issue: JPMorgan prices $2.8 million 20.35% reverse convertibles linked to Seagate Technology
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| 8/31/2011 | SP | New Issue: Barclays prices $200,000 11.75% reverse convertibles linked to Seagate Technology
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| 5/2/2011 | SP | New Issue: Bank of America prices $27.36 million 12.5% STEP Income Securities on Seagate
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| 4/20/2011 | SP | Bank of America to price 12.5% STEP Income notes linked to Seagate
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| 1/3/2011 | SP | New Issue: UBS prices $3.62 million 11.6% yield optimization notes linked to Seagate
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| 12/22/2010 | SP | UBS plans 9%-11.5% yield optimization notes linked to Seagate shares
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