| 7/5/2024 | SP | New Issue: RBC prices $901,000 notes linked to 30 Raymond James securities selections
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| 7/5/2024 | SP | New Issue: RBC prices $200,000 notes linked to 30 Raymond James securities selections
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| 1/16/2024 | SP | New Issue: BMO prices $2.73 million autocallable barrier notes with memory coupons on Patterson-UTI
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| 9/5/2023 | SP | New Issue: BMO prices $6.93 million autocallable barrier notes with memory coupons on Patterson-UTI
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| 7/25/2022 | SP | New Issue: JPMorgan prices $1 million return notes on basket of stocks with inflation exposure
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| 4/22/2022 | SP | New Issue: JPMorgan sells $1.2 million notes on 49 stocks with potential inflation exposure
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| 10/18/2021 | SP | New Issue: JPMorgan prices $4 million return notes on basket of stocks with inflation exposure
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| 4/30/2021 | SP | JPMorgan to price capped buffered enhanced insight notes on stocks with inflation exposure
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| 7/24/2019 | SP | New Issue: Credit Suisse sells $1.01 million buffered accelerated return notes on stock basket
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| 7/9/2019 | SP | Credit Suisse plans to price Bares tied to basket of nine stocks
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| 7/9/2019 | SP | Credit Suisse plans to price Bares on basket of nine stocks
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| 11/29/2018 | SP | New Issue: CIBC sells $229,000 notes on 16 Raymond James Energy Sector top picks
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| 11/28/2018 | SP | New Issue: CIBC sells $166,000 notes on 16 Raymond James Energy Sector top picks
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| 10/10/2018 | SP | BMO to price notes tied to 17 Raymond James Energy Sector top picks
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| 10/10/2018 | SP | BMO plans to price notes on 17 Raymond James Energy Sector top picks
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| 10/8/2018 | SP | New Issue: BMO sells $1.09 million notes on 17 Raymond James Energy Sector top picks
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| 10/8/2018 | SP | New Issue: BMO sells $600,000 notes on 17 Raymond James Energy Sector top picks
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| 8/30/2018 | SP | New Issue: BMO sells $275,000 notes on 17 Raymond James Energy Sector top picks
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| 8/30/2018 | SP | New Issue: BMO sells $341,000 notes on 17 Raymond James Energy Sector top picks
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| 9/26/2017 | SP | New Issue: Barclays prices $2.1 million phoenix autocallables tied to three stocks
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| 5/1/2017 | SP | New Issue: Bank of Montreal sells $13.45 million Raymond James Oil Focus notes on 16 stocks
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| 4/21/2017 | SP | Bank of Montreal to price Raymond James Oil Focus notes on 16 stocks
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| 9/27/2016 | SP | New Issue: BMO prices $13.47 million Raymond James Oil Focus equity-linked notes
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| 9/9/2016 | SP | Bank of Montreal to price Raymond James Oil Focus equity-linked notes
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| 7/26/2016 | SP | New Issue: Bank of Montreal prices $7.33 million notes linked to Raymond James oil stock picks
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| 7/26/2016 | SP | New Issue: Bank of Montreal prices $15.95 million notes linked to Raymond James oil stock picks
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| 7/14/2016 | SP | Bank of Montreal to price Raymond James Oil Focus equity-linked notes
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| 7/14/2016 | SP | Bank of Montreal plans Raymond James Oil Focus equity-linked notes
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| 5/25/2016 | SPSW | Agents priced $241 million of structured products before May’s closing week; investors on sidelines
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| 5/24/2016 | SP | New Issue: BMO prices $16 million of Raymond James Oil Focus equity-linked notes
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| 5/6/2016 | SP | Bank of Montreal plans Raymond James Oil Focus equity-linked notes
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| 11/5/2012 | SP | New Issue: RBC prices $1 million 10.5% reverse convertibles linked to Patterson-UTI
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| 10/25/2012 | SP | New Issue: JPMorgan prices $675,000 14.5% reverse convertibles linked to Patterson-UTI
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| 7/9/2010 | SP | Barclays to price 11% reverse convertibles linked to Patterson-UTI
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| 5/11/2010 | SP | Barclays to price 10.75% reverse convertibles linked to Patterson-UTI
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| 4/29/2010 | SP | New Issue: Barclays prices $1 million 11.25% reverse convertibles linked to Patterson-UTI
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| 4/12/2010 | SP | Barclays to price 11.25% reverse convertibles linked to Patterson-UTI
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| 3/31/2010 | SP | New Issue: Barclays prices $2 million 11% reverse convertibles linked to Patterson-UTI
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| 3/30/2010 | SP | New Issue: RBC prices $25,000 13.5% reverse convertibles linked to Patterson-UTI Energy
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| 3/17/2010 | SP | New Issue: RBC prices $55,000 12.25% reverse convertibles linked to Patterson-UTI
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| 3/9/2010 | SP | Barclays to price 11% reverse convertibles linked to Patterson-UTI
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| 3/8/2010 | SP | RBC to price 12.25% reverse convertibles linked to Patterson-UTI
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| 2/1/2010 | SP | New Issue: Barclays prices $5 million more 11.75% reverse convertibles linked to Patterson-UTI
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| 12/31/2009 | SP | New Issue: Barclays prices $1 million 11.75% reverse convertibles linked to Patterson-UTI
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| 12/4/2009 | SP | Barclays to price 11.75% reverse convertibles linked to Patterson-UTI
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| 11/30/2009 | SP | New Issue: Barclays prices $1 million 11% reverse convertibles linked to Patterson-UTI
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| 11/10/2009 | SP | Barclays to price 11% reverse convertibles linked to Patterson-UTI
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| 10/29/2009 | SP | New Issue: Barclays prices $1 million 13% reverse convertibles linked to Patterson-UTI
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| 10/29/2009 | SP | New Issue: RBC prices $0.09 million 12.25% reverse convertibles linked to Patterson-UTI
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| 10/23/2009 | SP | RBC to price 13% reverse convertibles linked to Patterson-UTI
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| 10/14/2009 | SP | Barclays to price 13% reverse convertibles linked to Patterson-UTI
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| 10/6/2009 | SP | RBC to price 14.75% reverse convertibles linked to Patterson-UTI
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| 9/29/2009 | SP | New Issue: RBC prices $0.6 million 21.25% reverse convertibles linked to Patterson-UTI
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| 9/21/2009 | SP | RBC to price 21.25% reverse convertibles linked to Patterson-UTI
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| 6/9/2008 | SP | Fortis to price 11.1% knock-in reverse convertibles linked to Patterson Uti-Energy
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| 11/15/2007 | SP | RBC pushes back maturity of planned 11% reverse convertibles linked to Patterson-UTI
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| 11/6/2007 | SP | RBC to price 11% reverse convertibles linked to Patterson-UTI
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| 7/13/2007 | SP | New Issue: RBC prices $2.91 million 12.75% reverse convertibles linked to Patterson-UTI
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| 5/3/2007 | SP | New Issue: RBC prices $1.025 million reverse convertibles linked to Patterson-UTI
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| 3/30/2007 | SP | New Issue: Barclays sells $1 million 10.25% reverse convertibles linked to Patterson-UTI Energy
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| 3/6/2007 | SP | Barclays to sell 10.25% reverse convertibles linked to Patterson-UTI Energy
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| 1/17/2007 | SP | New Issue: RBC sells $2.32 million 15.5% reverse convertibles linked to Patterson-UTI
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