| 8/27/2025 | SP | New Issue: BMO prices $1.91 million autocallable barrier notes on Zscaler, Okta
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| 8/20/2025 | SP | New Issue: UBS sells $7.43 million trigger autocallable contingent yield notes with memory on Okta
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| 8/12/2025 | SP | New Issue: Morgan Stanley prices $2.05 million contingent fixed return notes linked to stocks
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| 7/30/2025 | SP | New Issue: Citigroup prices $1.72 million autocallable buffered notes tied to Okta, Trade Desk
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| 6/16/2025 | SP | New Issue: Barclays sells $1.5 million buffered autocallable contingent coupon notes on stocks
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| 3/3/2025 | SP | New Issue: Barclays prices $1.21 million barrier digital plus notes linked to three stocks
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| 9/20/2024 | SP | New Issue: BMO prices $1.34 million autocallable barrier notes with memory coupons on Okta
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| 8/27/2024 | SP | New Issue: Barclays prices $500,000 autocallable variable coupon notes on three stocks
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| 6/24/2024 | SP | New Issue: JPMorgan prices $5.57 million autocallable contingent interest notes linked to Okta
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| 5/31/2024 | SP | New Issue: Citigroup prices $790,000 27.25% autocallable contingent coupon notes linked to stocks
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| 4/23/2024 | SP | New Issue: Citi sells $4.52 million autocallable variable coupon market-linked notes on four stocks
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| 3/12/2024 | SP | New Issue: Barclays prices $1.78 million autocallable variable coupon notes linked to three stocks
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| 1/24/2024 | SP | New Issue: Barclays prices $1.71 million autocallable variable coupon notes linked to three stocks
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| 12/21/2023 | SP | New Issue: UBS sells $3.76 million trigger autocallable contingent yield notes with memory on Okta
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| 10/23/2023 | CV | Market Commentary: Convertibles secondary quiet amid market swings; Enovis climbs higher; Okta lower
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| 10/23/2023 | CV | Market Commentary: Morning Commentary: Okta convertible notes in focus early, lower on hack
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| 1/5/2023 | CV | Market Commentary: Novocure convertible notes skyrocket on clinical results; Enphase Energy, Okta lower
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| 12/28/2022 | SP | New Issue: Citigroup prices $3.6 million geared buffer securities linked to 10-stock basket
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| 12/1/2022 | CV | Market Commentary: Western Digital convertible notes active; Zscaler jumps outright; Okta paper expands
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| 11/16/2022 | SPSW | Structured products issuance $195 million for week; September best month ever
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| 11/14/2022 | SP | New Issue: HSBC prices $1.5 million phoenix quarterly review notes with memory on Okta
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| 11/8/2022 | SP | New Issue: Morgan Stanley prices $1.25 million contingent income autocallables on two stocks
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| 10/7/2022 | CV | Market Commentary: Semtech’s new convertibles fall along with broader semiconductor market; tech names off
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| 9/29/2022 | CV | Market Commentary: Convertibles secondary market tone sours; Okta notes active; Lyft falls outright
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| 9/29/2022 | CV | Market Commentary: Morning Commentary: Convertibles secondary market tone sours; Okta notes active early
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| 9/6/2022 | CV | Market Commentary: Convertibles secondary market quiet; ON Semiconductor in focus; Wayfair, Okta active
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| 9/6/2022 | CV | Market Commentary: Morning Commentary: Convertibles secondary market quiet as equities waver early
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| 9/1/2022 | CV | Market Commentary: Okta convertibles fall outright, flat on swap; MongoDB tanks outright, up dollar-neutral
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| 9/1/2022 | CV | Market Commentary: Morning Commentary: Okta, MongoDB convertible notes fall outright, trade flat on swap
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| 6/6/2022 | CV | Market Commentary: Redwood Trust convertible notes eyed; Snap lifted; ConMed slows; Okta trades lower
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| 6/3/2022 | CV | Market Commentary: ConMed convertibles give back outright gains; Okta up post-earnings; Novavax below par
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| 6/3/2022 | CV | Market Commentary: Morning Commentary: Okta convertible notes active post-earnings, gain outright
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| 5/16/2022 | SP | New Issue: Credit Suisse sells $675,000 buffered return notes tied to five-stock basket
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| 4/29/2022 | SP | New Issue: GS Finance sells $9.25 million basket-linked notes tied to 77 stocks
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| 4/13/2022 | SP | New Issue: JPMorgan sells $200,000 capped buffered equity notes on basket of 17 security names
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| 3/22/2022 | CV | Market Commentary: Morning Commentary: Innoviva convertibles active; Okta down outright in early trading
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| 3/18/2022 | SP | New Issue: GS Finance prices $1 million autocallable contingent coupon equity notes on two stocks
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| 3/15/2022 | SP | New Issue: UBS prices $1.7 million trigger autocallable contingent yield notes on two stocks
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| 11/22/2021 | SP | New Issue: Barclays sells $1.04 million phoenix autocallable notes on AMD, ZoomInfo, Okta
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| 11/4/2021 | SP | New Issue: Citi prices $13.26 million autocallable contingent coupon equity notes on Okta
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| 10/28/2021 | SP | New Issue: Credit Suisse sells $10 million autocallable securities on Facebook, Eli Lilly, Okta
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| 9/7/2021 | SP | New Issue: Credit Suisse sells $1.3 million contingent coupon autocallable yield notes on three stocks
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| 9/1/2021 | SP | New Issue: GS prices $1.98 million autocallable contingent coupon equity notes on three stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 7/9/2021 | CV | Market Commentary: Southwest Airlines convertibles active; Booking trades with shares; Okta notes dip
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| 7/9/2021 | CV | Market Commentary: Morning Commentary: Okta convertibles dip in follow-on trade; Southwest Airlines active
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| 7/2/2020 | CV | Market Commentary: II-VI mandatory convertible preferreds up in early trading; American Airlines improves
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| 6/16/2020 | CV | Market Commentary: Convertibles secondary market ‘rips’ higher; iQIYI in focus; Coupa, Okta, Zendesk gain
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| 6/10/2020 | CV | Market Commentary: Zendesk on tap; RealReal, Eventbrite, Coupa convertible notes eyed; Aptiv, Okta gain
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| 6/10/2020 | CV | Market Commentary: Morning Commentary: RealReal, Eventbrite, Coupa convertibles eyed; Okta, Aptiv gain
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| 6/10/2020 | CV | New Issue: Okta sells $1 billion six-year convertibles to yield 0.375%, up 32.5%
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| 6/9/2020 | CV | Market Commentary: Coupa, WisdomTree convertibles on deck; Okta, Aptiv eyed; Jazz flat; Glaukos volatile
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| 6/9/2020 | CV | Market Commentary: Morning Commentary: Okta convertibles eyed; Aptiv on deck; Jazz flat; Glaukos volatile
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| 6/9/2020 | CV | Okta talks $1 billion six-year convertible notes to yield 0.125%-0.625%, up 32.5%-37.5%
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| 6/8/2020 | CV | Okta plans offering of $1 billion six-year convertible notes
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| 2/10/2020 | CV | Market Commentary: Morning Commentary: Collegium Pharmaceutical convertible notes eyed in early activity
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| 1/3/2020 | SP | New Issue: Credit Suisse $812,000 contingent coupon autocallable yield notes on three stocks
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| 1/2/2020 | SP | New Issue: Credit Suisse sells $1.21 million contingent coupon autocallable yield notes on Okta
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| 12/31/2019 | CV | Market Commentary: Outlook 2020: Convertible issuance sets record; net supply expected to double in 2020
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| 10/9/2019 | CV | Market Commentary: Convertibles trade a bit firmer in light volume as stocks reverse; primary market quiet
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| 10/1/2019 | CV | Market Commentary: Wayfair, Nio, Valaris slide with shares after dour ISM number; some names struggle
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| 9/20/2019 | SP | New Issue: Credit Suisse sells $1.01 million contingent coupon autocallable yield notes on Okta
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| 9/13/2019 | CV | Market Commentary: New RH 0% convertible notes edge up; BEST, Heska also add; slowing primary pace eyed
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| 9/10/2019 | CV | Market Commentary: Chesapeake convertibles move up on debt-for-equity news; Okta contracts; Harmonic on tap
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| 9/10/2019 | CV | Market Commentary: Morning Commentary: Chesapeake Energy moves on debt-for-equity news; new paper slips
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| 9/6/2019 | CV | Market Commentary: Invitae convertible adds outright; Talend deal prices in busy holiday-shortened week
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| 9/6/2019 | CV | Market Commentary: Morning Commentary: Convertibles primary active for week; Talend, Invitae tap market
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| 9/5/2019 | CV | Market Commentary: Okta, Zillow trade around par after pricing large deals; NextEra slips; new Encore adds
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| 9/5/2019 | CV | Market Commentary: Morning Commentary: Okta, Zillow trade around par after pricing large deals; Encore adds
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| 9/5/2019 | CV | New Issue: Okta prices $1 billion 0.125% six-year convertibles at par, up 47.5%
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| 9/4/2019 | CV | Market Commentary: Insulet edges up after upsizing, pricing at rich end of talk; primary calendar builds
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| 9/4/2019 | CV | Market Commentary: Morning Commentary: New Insulet edges up after upsizing, pricing at rich end of talk
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| 9/3/2019 | CV | Market Commentary: Convertibles primary active: Insulet, Zillow, Okta, Aerie Pharma, Encore launch deals
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| 9/3/2019 | CV | Okta plans $1 billion six-year convertible notes to yield 0%-0.5%, up 42.5%-47.5%
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| 5/31/2019 | SP | Goldman amends Cusip for notes tied to basket of Russell 3000 stocks
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| 5/9/2019 | SP | New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks
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| 9/7/2018 | CV | Market Commentary: Infinera hits the market, expands on debut; Tesla contracts; Perficient, Retrophin gain
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| 6/6/2018 | CV | Market Commentary: Vishay, Mindbody convertibles on tap; market eyes Twitter, Avaya deals; Okta active
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| 3/12/2018 | CV | Market Commentary: Guidewire, Etsy continue to dominate the convertibles space; Deutsche Bank seen as cheap
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| 3/12/2018 | CV | Market Commentary: Morning Commentary: Guidewire, Etsy continue to dominate the convertibles space
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| 3/6/2018 | CV | Market Commentary: Assurant convertible preferreds on tap; Western Digital, Nutanix reach new heights
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| 3/6/2018 | CV | Market Commentary: Morning Commentary: Western Digital, Okta convertibles reach new heights; Micron remains in focus
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| 2/28/2018 | CV | Market Commentary: Corium on tap; RingCentral convertible deal ‘looks good’; hedge players eye Frontier
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| 2/28/2018 | CV | Market Commentary: Morning Commentary: RingCentral convertible ‘looks good’; Frontier mandatories tank after earnings
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| 2/27/2018 | CV | Okta greenshoe exercised, lifts five-year convertibles to $345 million
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| 2/26/2018 | CV | Market Commentary: Convertibles market opens slowly, picks up in afternoon; Q2, Okta active; biotechs improve
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| 2/23/2018 | CV | Market Commentary: Okta’s convertibles expand on debut; Q2 trading activity tempers; Exact Sciences lower
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| 2/23/2018 | CV | Market Commentary: Morning Commentary: Okta’s new convertible notes expand on debut; Exact Sciences continues slide
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| 2/23/2018 | CV | New Issue: Okta prices $300 million five-year convertibles at 0.25%, up 35%
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| 2/22/2018 | CV | Market Commentary: Q2 Holdings richens on debut; Okta looks cheap; Wayfair, Macquarie notes up on swap
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| 2/22/2018 | CV | Market Commentary: Morning Commentary: Q2 trades up in gray market; Okta looks cheap; Wayfair tanking, up on swap
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| 2/21/2018 | CV | Market Commentary: Market awaits Q2 deal; Okta on tap; Extra Space trades on earnings; Aegean tanks, GNC rallies
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| 2/21/2018 | CV | Okta talks $300 million in five-year convertibles to yield 0.25% to 0.75%, up 27.5% to 32.5%
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