| 1/15/2026 | SP | New Issue: Barclays prices $1.5 million buffered callable contingent coupon notes linked to ETFs
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| 1/7/2026 | SP | New Issue: Morgan Stanley prices $1.90 million 10.7% callable contingent income notes on indexes, ETF
|
| 1/6/2026 | SP | New Issue: UBS prices $11.54 million capped PLUS linked to basket of index, funds
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| 12/18/2025 | SP | New Issue: JPMorgan prices $1.22 million 11% autocallable contingent interest notes linked to ETFs
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| 10/16/2025 | SP | New Issue: Scotiabank prices $9.73 million enhanced trigger jump autocallables on ETF
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| 8/13/2025 | SP | New Issue: Citigroup prices $860,000 callable contingent coupon notes linked to indexes, ETF
|
| 8/4/2025 | SP | New Issue: JPMorgan prices $1.15 million 7.1% autocallable contingent interest notes on funds
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| 7/2/2025 | SP | New Issue: Barclays sells $1.2 million buffered autocallable contingent coupon notes on three ETFs
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| 3/4/2025 | SP | New Issue: Morgan Stanley prices $14.63 million buffered autocallables linked to ETFs
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| 2/4/2025 | SP | New Issue: Citigroup prices $2.41 million 9.65% callable contingent coupon notes linked ETFs, index
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| 2/3/2025 | SP | New Issue: Citigroup prices $1.62 million 10.6% autocallable contingent coupon notes on ETFs
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| 1/13/2025 | SP | New Issue: Barclays prices $2.47 million contingent market-linked autocalls on three SPDR ETFs
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| 12/20/2024 | SP | New Issue: Morgan Stanley prices $1.5 million callable contingent income buffered securities on ETFs
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| 7/29/2024 | SP | New Issue: Barclays sells $2.2 million market-linked autocalls with contingent downside on ETFs
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| 7/3/2024 | SP | New Issue: JPMorgan prices $2.76 million autocallable contingent interest notes on three ETFs
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| 5/31/2024 | SP | New Issue: JPMorgan prices $1.31 million autocallable contingent interest notes on indexes, ETF
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| 4/26/2024 | SP | New Issue: BofA prices $1.46 million contingent income autocallable notes on sector funds
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| 4/23/2024 | SP | New Issue: JPMorgan prices $471,000 10.5% callable contingent interest notes on ETFs
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| 2/9/2024 | SP | New Issue: Barclays prices $1.27 million callable contingent coupon notes on indexes, ETF
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| 2/8/2024 | SP | New Issue: JPMorgan prices $1.32 million autocallable contingent interest notes on indexes, ETF
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| 2/5/2024 | SP | New Issue: JPMorgan prices $1.61 million callable contingent interest notes on three ETFs
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| 2/1/2024 | SP | New Issue: JPMorgan prices $2.64 million digital barrier notes linked to Russell 2000, two ETFs
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| 1/30/2024 | SP | New Issue: Morgan Stanley prices $1.17 million 9.65% callable contingent income notes on funds
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| 1/17/2024 | SP | New Issue: Morgan Stanley prices $763,000 10.1% contingent income autocalls on sector funds
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| 8/29/2023 | SP | New Issue: JPMorgan prices $690,000 9.5% autocallable contingent interest notes on funds
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| 7/31/2023 | SP | New Issue: Morgan Stanley prices $1 million 10.6% callable contingent income securities on ETFs
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| 4/13/2023 | SP | New Issue: JPMorgan prices $1.09 million autocallable contingent interest notes on two SPDR ETFs
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| 4/11/2023 | SP | New Issue: JPMorgan prices $1 million callable contingent interest notes linked to three SPDR ETFs
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| 3/16/2023 | SP | New Issue: BofA prices $865,000 12% contingent income autocallable yield notes on sector funds
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| 3/3/2023 | SP | New Issue: JPMorgan prices $803,000 8.8% autocallable contingent interest notes on sector funds
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| 12/23/2022 | SP | New Issue: CIBC sells $3.3 million contingent coupon autocallable barrier notes on Materials Select Sector SPDR
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| 12/7/2022 | SP | New Issue: UBS sells $100,000 trigger performance securities tied to materials select fund
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| 12/6/2022 | SP | New Issue: UBS prices $450,000 trigger autocallable contingent yield notes on three ETFs
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| 9/28/2022 | SP | New Issue: JPMorgan prices $1.05 million callable contingent interest notes on three SPDR ETFs
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| 8/6/2022 | SP | New Issue: Credit Suisse prices $500,000 digital barrier notes linked to sector funds
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| 7/5/2022 | SP | New Issue: Citi prices $2.1 million contingent income autocalls on three ETFs
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| 5/17/2022 | SP | New Issue: HSBC sells $1.49 million barrier uncapped market participation notes on two SPDR ETFs
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| 5/16/2022 | SP | New Issue: Citi sells $1.07 million callable contingent coupon notes on three ETFs
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| 2/24/2022 | SP | New Issue: JPMorgan sells $1.38 million autocallable contingent interest notes on two SPDR Funds
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| 1/19/2022 | SP | New Issue: Morgan Stanley prices $1.46 million contingent income autocallables linked to three ETFs
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| 12/14/2021 | SP | New Issue: Citi sells $1.5 million callable contingent coupon equity notes on funds
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| 11/19/2021 | SP | New Issue: Credit Suisse sells $6.51 million digital buffered notes on three SPDR funds
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| 11/8/2021 | SP | New Issue: Morgan Stanley prices $4 million contingent income autocalls on three ETFs
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| 11/5/2021 | SP | New Issue: Morgan Stanley prices $920,000 contingent income autocalls on three SPDR funds
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| 10/15/2021 | SP | New Issue: JPMorgan sells $1.05 million autocallable contingent interest notes on indexes, ETF
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| 10/14/2021 | SP | New Issue: HSBC sells $518,000 barrier uncapped market participation notes on sector funds
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| 10/7/2021 | SP | New Issue: Citigroup prices $800,000 enhanced barrier digital notes linked to three funds
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| 9/18/2021 | SP | New Issue: Citi sells $1.24 million callable contingent coupon equity notes on three ETFs
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| 7/23/2021 | SP | New Issue: HSBC sells $25,000 barrier uncapped market participation notes on three SPDR funds
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| 7/19/2021 | SP | New Issue: Citi sells $950,000 autocallable contingent coupon equity notes on ETFs
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| 7/9/2021 | SP | New Issue: HSBC sells $696,000 barrier uncapped market participation notes on three SPDR funds
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| 7/7/2021 | SP | New Issue: HSBC sells $407,000 barrier uncapped market participation notes on three SPDR funds
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| 7/1/2021 | SP | New Issue: HSBC sells $347,000 barrier uncapped market participation notes on three funds
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| 6/22/2021 | SP | New Issue: RBC prices $1.41 million barrier return notes linked to a basket of three SPDR funds
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| 6/17/2021 | SP | New Issue: JPMorgan prices $2 million capped return enhanced notes on Materials Select Sector
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| 6/14/2021 | SP | New Issue: Citigroup sells $2.08 million barrier securities on two SPDR funds
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| 5/24/2021 | SP | New Issue: HSBC sells $8,000 barrier uncapped market participation notes on three funds
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| 5/21/2021 | SP | New Issue: HSBC sells $33,000 autocallable barrier notes with step-up premium on ETFs
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| 5/19/2021 | SP | New Issue: UBS prices $4.55 million capped trigger gears on ETF basket
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| 5/14/2021 | SP | New Issue: HSBC sells $1.16 million barrier uncapped market participation notes on three funds
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| 5/14/2021 | SP | New Issue: HSBC sells $106,000 autocallable barrier notes with step-up premium on ETFs
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| 4/30/2021 | SP | New Issue: CIBC sells $4.62 million contingent market-linked autocalls on ETFs
|
| 4/7/2021 | SP | New Issue: Citi sells $1.06 million callable contingent coupon equity notes on SPDR ETFs
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| 4/5/2021 | SP | New Issue: Scotia prices $2.66 million market-linked autocalls with buffered downside on SPDR fund
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| 4/3/2021 | SP | New Issue: Citi prices $935,000 contingent coupon autocalls on Invesco, SPDR ETFs
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| 3/27/2021 | SP | New Issue: Morgan Stanley prices $1.18 million contingent income autocalls on two ETFs
|
| 3/25/2021 | SP | New Issue: UBS prices $13.13 million capped trigger gears on ETF basket
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| 3/21/2021 | SP | New Issue: Credit Suisse sells $8.83 million autocallable contingent income notes on three ETFs
|
| 3/16/2021 | SP | New Issue:JPMorgan prices $6.73 million capped trigger gears on ETF basket
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| 3/10/2021 | SP | New Issue: RBC sells $1 million issuer callable contingent coupon barrier notes on Materials Fund
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| 3/3/2021 | SP | New Issue: RBC sells $1 million issuer callable contingent coupon barrier notes on Materials Select Sector SPDR Fund
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| 2/11/2021 | SP | New Issue: RBC sells $1 million issuer callable contingent coupon barrier notes on Materials Select Sector SPDR fund
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| 12/1/2020 | SP | New Issue: JPMorgan prices $510,000 contingent interest autocalls on ETFs
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| 11/30/2020 | SP | New Issue: JPMorgan sells $1.71 million contingent buffered return enhanced notes on SPDR fund
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| 10/27/2020 | SP | New Issue: Citi sells $780,000 callable contingent coupon equity notes on ETFs
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| 10/25/2020 | SP | New Issue: Citi sells $1.34 million callable contingent coupon equity notes on ETFs
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| 9/18/2020 | SP | New Issue: Citigroup prices $560,000 barrier securities on two ETFs
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| 9/18/2020 | SP | New Issue: Citigroup prices $510,000 barrier securities on two ETFs
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| 2/24/2020 | SP | UBS plans trigger autocallable contingent yield notes on three ETFs
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| 1/6/2020 | SP | New Issue: Credit Suisse prices $9.26 million PLUS linked to weighted basket
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| 7/8/2019 | SP | New Issue: RBC prices $8.59 million PLUS on basket of two indexes, five funds
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| 6/14/2019 | SP | New Issue: Barclays prices $3.89 million buffered SuperTrack notes tied to index basket
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| 6/10/2019 | SP | Barclays plans to price buffered SuperTrack notes tied to fund basket
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| 2/21/2019 | SP | New Issue: Citigroup sells $321,000 callable contingent coupon notes on two funds
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| 1/31/2019 | SP | Citigroup plans callable contingent coupon notes tied to two funds
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| 1/31/2019 | SP | Citigroup to price callable contingent coupon notes on two funds
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| 1/30/2019 | SP | New Issue: Citi prices $649,000 10.75% contingent rate callables tied to two funds
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| 1/30/2019 | SP | New Issue: Citigroup prices $165,000 8.5% contingent coupon callables tied to two funds
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| 1/9/2019 | SP | New Issue: Citi sells $895,000 9.5% contingent coupon callables on materials, industrial funds
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| 1/2/2019 | SP | New Issue: Citigroup sells $378,000 callable contingent coupon notes on two funds
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| 12/4/2018 | SP | Citigroup to price callable contingent coupon notes tied to two funds
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| 12/4/2018 | SP | Citigroup plans callable contingent coupon notes tied to two funds
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| 5/31/2018 | SP | New Issue: Barclays prices $703,000 9% contingent coupon callables on three SPDRs
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| 5/22/2018 | SP | Barclays plans 9% contingent coupon callables on three SPDR funds
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| 2/27/2018 | SP | New Issue: JPMorgan sells $5.3 million 9.25% contingent coupon callables on funds
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| 12/28/2017 | SP | New Issue: Morgan Stanley prices $8.93 million contingent income buffered autocallables linked to funds
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| 6/14/2017 | SP | New Issue: Credit Suisse sells $3.2 million high/low coupon callable notes tied to funds
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| 5/26/2017 | SP | Barclays to price callable high/low coupon notes linked to three ETFs
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| 3/13/2017 | SP | New Issue: Morgan Stanley prices $1 million contingent income buffered autocallables linked to funds
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| 3/10/2017 | SP | New Issue: Morgan Stanley prices $8.65 million contingent income buffered autocallables linked to funds
|
| 3/3/2017 | SP | New Issue: JPMorgan prices $525,000 capped buffered equity notes on Materials Select fund
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| 2/13/2017 | SP | JPMorgan to price capped buffered notes linked to materials fund
|
| 1/30/2017 | SP | New Issue: Credit Suisse prices $3.1 million Ares linked to four funds
|
| 1/23/2017 | SP | Credit Suisse plans one-year ARES with leverage, cap linked to basket
|
| 1/10/2017 | SP | Credit Suisse to price accelerated barrier notes linked to two funds
|
| 1/6/2017 | SP | Credit Suisse to price accelerated barrier notes tied to two funds
|
| 12/19/2016 | SP | New Issue: Credit Suisse prices $3.62 million digital barrier notes linked to two ETFs
|
| 12/12/2016 | SP | Credit Suisse plans to price digital barrier notes linked to two ETFs
|
| 11/21/2016 | SP | New Issue: Barclays prices $2.65 million callable high/low coupon notes on ETFs
|
| 11/16/2016 | SP | Barclays plans callable high/low coupon notes linked to three ETFs
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| 10/22/2015 | SP | New Issue: JPMorgan prices $1.83 million contingent interest autocallables on materials fund
|
| 8/24/2015 | SP | New Issue: JPMorgan prices $1.18 million 6% autocallable yield notes linked to materials ETF, indexes
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| 8/6/2015 | SP | JPMorgan plans 6% autocallable yield notes linked to fund, indexes
|
| 4/6/2015 | SP | New Issue: Barclays prices $2.75 million autocallable high/low coupon notes linked to three ETFs
|
| 3/31/2015 | SP | Barclays plans autocallable high/low coupon notes tied to three ETFs
|
| 1/2/2015 | SP | BNP plans autocallable contingent income notes on two sector ETFs
|
| 9/5/2014 | SP | New Issue: Barclays prices $7.99 million phoenix autocallables on materials fund, Russell
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| 9/2/2014 | SP | Barclays plans phoenix autocallables linked to materials ETF, Russell
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| 12/5/2013 | SP | New Issue: JPMorgan prices $2.5 million contingent interest autocallables tied to SPDR funds
|
| 11/27/2013 | SP | JPMorgan plans contingent interest autocallables tied to SPDR funds
|
| 11/5/2013 | SP | New Issue: Deutsche prices $2.52 million high/low coupon autocallables on Energy, Materials funds
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| 10/31/2013 | SP | Deutsche Bank plans high/low coupon notes on Energy, Materials funds
|
| 6/19/2013 | SP | Volume falls 7% for year to $16.78 billion; stock deals increase; not-so-common deals top week
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| 6/14/2013 | SP | New Issue: RBC prices $14.96 million leveraged buffered notes tied to fund basket
|
| 6/11/2013 | SP | RBC plans leveraged buffered notes due 2015 linked to fund basket
|
| 10/2/2012 | SP | Credit Suisse plans to price 0% Bares linked to basket of three funds
|
| 9/5/2012 | SP | New Issue: Credit Suisse prices $950,000 knock-out notes on three SPDR ETFs
|
| 8/28/2012 | SP | Credit Suisse plans knock-out notes tied to basket of three SPDR ETFs
|
| 8/28/2012 | SP | New Issue: Barclays prices $1.26 million market plus notes linked to ETF basket
|
| 8/22/2012 | SP | Barclays plans to price market plus notes tied to basket of three ETFs
|
| 8/21/2012 | SP | New Issue: Barclays prices $690,000 market plus notes linked to ETF basket
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| 8/21/2012 | SP | New Issue: Barclays prices $690,000 market plus notes linked to ETF basket
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| 8/15/2012 | SP | Barclays plans to price market plus notes linked to ETF basket
|
