| 9/10/2025 | SP | New Issue: Citigroup prices $7.72 million autocallable contingent coupon securities tied to Lennar
|
| 7/22/2025 | SP | New Issue: UBS prices $1.61 million trigger autocallable contingent yield notes on Lennar
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| 4/8/2025 | SP | New Issue: Jefferies sells $1.38 million autocallable buffered notes on three stocks
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| 1/22/2025 | SP | New Issue: RBC prices $4.73 million trigger autocallable contingent yield notes on Lennar
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| 11/17/2024 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Lennar
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| 10/8/2024 | SP | New Issue: RBC prices $1.96 million autocallable contingent coupon barrier notes on stocks
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| 10/8/2024 | SP | New Issue: RBC prices $2.88 million autocallable contingent coupon barrier notes on stocks
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| 8/12/2024 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Lennar
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| 6/10/2024 | SP | New Issue: GS Finance sells $1.04 million buffered basket-linked notes on 44 stocks
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| 5/15/2024 | SP | New Issue: UBS prices $325,000 trigger phoenix autocallables linked to Lennar
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| 5/5/2024 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Lennar
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| 10/26/2023 | SP | New Issue: GS Finance prices $2.62 million notes linked to basket of 43 stocks
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| 8/31/2023 | SP | New Issue: UBS sells $2.33 million capped trigger gears on basket of 40 stocks
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| 8/17/2023 | SP | New Issue: GS Finance sells $778,000 buffered basket-linked notes on 44 stocks
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| 7/11/2023 | SP | New Issue: GS Finance sells $1.34 million buffered basket-linked notes on basket of 44 stocks
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| 4/17/2023 | SP | New Issue: RBC prices $937,000 notes linked to Raymond James securities selections
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| 4/11/2023 | SP | New Issue: GS Finance sells $1.29 million of autocallable fixed-coupon notes on Lennar
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| 2/1/2023 | SP | New Issue: Morgan Stanley prices $2.04 million contingent income autocalls tied to three stocks
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| 12/14/2022 | SP | New Issue: UBS prices $500,000 trigger autocallable contingent yield notes on Lennar
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| 8/4/2022 | SP | New Issue: JPMorgan prices $319,000 10% contingent interest autocalls on three stocks
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| 7/1/2022 | SP | New Issue: GS Finance sells $900,000 buffered basket-linked notes on 44 stocks
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| 7/1/2022 | SP | New Issue: Morgan Stanley prices $2.67 million 15.25% contingent income autocalls on Lennar
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| 6/22/2022 | SP | New Issue: Morgan Stanley prices $1.19 million contingent income autocallables linked to Lennar
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| 3/4/2022 | SP | New Issue: JPMorgan sells $529,000 autocallable contingent interest notes on Lennar
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| 2/18/2022 | SP | New Issue: JPMorgan sells $1.07 million autocallable contingent interest notes on Lennar
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| 2/17/2022 | SP | New Issue: UBS sells $1.05 million phoenix autocallable notes with memory coupon on Lennar
|
| 10/31/2021 | SP | New Issue: JPMorgan prices $2.12 million contingent interest autocalls on three stocks
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| 10/27/2021 | SP | New Issue: Morgan Stanley prices $3.41 million contingent income autocalls on four stocks
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| 9/30/2021 | SP | New Issue: JPMorgan sells $5.42 million autocallable contingent interest notes on three stocks
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| 9/2/2021 | SP | New Issue: JPMorgan sells $3.38 million autocallable contingent interest notes on Lennar
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| 8/25/2021 | SP | New Issue: RBC sells $4.59 million notes on basket of 30 Raymond James stock picks
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| 8/20/2021 | SP | New Issue: JPMorgan sells $6.16 million autocallable contingent interest notes on Lennar
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| 6/28/2021 | SP | New Issue: RBC sells $10.11 million notes on basket of 30 Raymond James stock picks
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| 6/22/2021 | SP | New Issue: UBS prices $1.85 million phoenix autocallable notes with memory interest on Lennar
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| 5/26/2021 | SP | New Issue: UBS prices $432,000 trigger phoenix autocallables linked to Lennar
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| 5/26/2021 | SP | New Issue: UBS prices $484,000 trigger phoenix autocallables linked to Lennar
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| 5/17/2021 | SP | New Issue: UBS prices $1.71 million trigger autocallable contingent yield notes on three stocks
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 82 stocks
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| 4/13/2021 | SP | New Issue: JPMorgan prices $1.24 million 12% contingent interest autocalls on three stocks
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| 4/7/2021 | SP | New Issue: Credit Suisse sells $1.52 million contingent coupon autocallable yield notes on stocks
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| 4/7/2021 | SP | New Issue: Credit Suisse sells $2.71 million contingent coupon autocallable yield notes on stocks
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| 3/30/2021 | SP | New Issue: Credit Suisse sells $3.5 million contingent coupon autocallable yield notes on stocks
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| 3/21/2021 | SP | New Issue: Credit Suisse sells $1 million contingent coupon autocallable yield notes on stocks
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| 2/22/2021 | SP | New Issue: GS Finance sells $5 million leveraged notes on basket of 78 stocks
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| 2/17/2021 | SP | New Issue: UBS prices $722,000 trigger phoenix autocallables linked to Lennar
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| 2/15/2021 | SP | New Issue: JPMorgan sells $1.41 million autocallable contingent interest notes on stocks
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| 2/9/2021 | SP | New Issue: JPMorgan prices $6.01 million contingent interest autocalls on Lennar
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| 1/18/2021 | SP | New Issue: TD Bank prices $2.29 million autocallable contingent interest buffered notes on stocks
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| 1/2/2021 | SP | New Issue: UBS prices $1.46 million trigger autocallable contingent yield notes on United Rentals, Lennar, salesforce
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| 12/30/2020 | SP | New Issue: Credit Suisse sells $500,000 contingent coupon autocallable yield notes on stocks
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| 12/26/2020 | SP | New Issue: GS Finance sells $4.11 million leveraged basket-linked notes on 31 stocks
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| 12/23/2020 | SP | New Issue: UBS prices $615,000 trigger phoenix autocallables linked to Lennar
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| 12/19/2020 | SP | New Issue: Credit Suisse sells $2 million contingent coupon autocallable yield notes on stocks
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| 12/19/2020 | SP | New Issue: JPMorgan sells $2.04 million contingent interest autocalls on Lennar
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| 12/11/2020 | SP | New Issue: TD Bank prices $1.06 million contingent interest barrier autocalls with memory interest on Lennar
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| 12/10/2020 | SP | New Issue: Morgan Stanley prices $1.55 million contingent income autocallables on stocks
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| 11/19/2020 | SP | New Issue: BofA prices $1.17 million contingent income buffered autocalls on stocks
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| 11/11/2020 | SP | New Issue: Citi sells $3.91 million callable contingent coupon equity notes on Lennar
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| 10/11/2020 | SP | New Issue: Scotia sells $3.29 million capped enhanced participation notes on basket of 79 stocks
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| 10/1/2020 | SP | New Issue: GS Finance sells $1.26 million leveraged basket-linked notes on 38 stocks
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| 8/21/2020 | SP | New Issue: Citigroup prices $929,000 contingent coupon autocallables on three stocks
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| 7/10/2020 | SP | New Issue: HSBC prices $1.86 million phoenix quarterly review notes on Lennar
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| 7/10/2020 | SP | New Issue: HSBC sells $820,000 contingent buffered notes on Lennar
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| 7/8/2020 | SP | New Issue: RBC sells $325,000 contingent coupon barrier autocalls on stock basket
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| 5/13/2020 | SP | New Issue: Credit Suisse sells $130,000 buffered notes linked to Lennar
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| 5/11/2020 | SP | New Issue: RBC prices $200,000 contingent digital return buffer notes linked to Lennar
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| 5/11/2020 | SP | New Issue: Credit Suisse sells $1 million buffered contingent coupon autocalls on Lennar
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| 5/8/2020 | SP | New Issue: RBC prices $100,000 contingent digital return buffer notes linked to Lennar
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| 2/11/2020 | SP | New Issue: RBC prices $328,000 contingent coupon barrier autocalls on three stocks
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| 2/5/2020 | SP | New Issue: Credit Suisse $400,000 contingent coupon autocallable yield notes on three stocks
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| 1/16/2020 | SP | New Issue: Credit Suisse sells $1.23 million contingent coupon autocallable reverse converts on three stocks
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| 1/15/2020 | SP | RBC eyes contingent coupon barrier autocalls on three stocks
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| 1/3/2020 | SP | New Issue: RBC prices $961,000 contingent coupon barrier autocalls on three stocks
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| 11/26/2019 | SP | New Issue: RBC sells $2.18 million contingent coupon barrier autocalls on three stocks
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| 11/21/2019 | SP | RBC to price contingent coupon barrier autocalls on three stocks
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| 11/8/2018 | SP | New Issue: Citi prices $3 million 10% contingent yield trigger autocalls on stocks
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| 9/6/2018 | SP | New Issue: RBC prices $1.58 million callable contingent coupon barrier notes on Lennar
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| 8/28/2018 | SP | New Issue: HSBC sells $1.2 million 7.7% one-year airbag autocalls tied to Lennar
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| 7/20/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Lennar
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| 6/28/2018 | SP | New Issue: CIBC prices $1.67 million notes on 10 Raymond James Housing top picks
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| 6/28/2018 | SP | New Issue: CIBC prices $165,000 notes on 10 Raymond James Housing Top Selections
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| 6/8/2018 | SP | CIBC plans notes on 10 Raymond James Housing Industry Top Selections
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| 3/20/2018 | SP | New Issue: Credit Suisse sells $754,670 8% contingent yield trigger autocalls on Lennar
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| 2/2/2016 | SP | UBS plans return optimization notes due 2017 with cap tied to stocks
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| 11/20/2015 | SP | New Issue: JPMorgan prices $1.66 million autocallable contingent interest notes tied to Lennar
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| 11/13/2015 | SP | New Issue: JPMorgan prices $1.91 million contingent income autocallable securities linked to Lennar
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| 10/22/2015 | SP | JPMorgan plans contingent income autocallables linked to Lennar
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| 8/19/2015 | SP | New Issue: Goldman prices $1.3 million contingent coupon autocallables on Lennar
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| 8/11/2015 | SP | Goldman plans autocallable contingent coupon notes linked to Lennar
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| 7/7/2015 | SP | Goldman plans autocallable contingent coupon notes linked to Lennar
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| 5/29/2014 | SP | New Issue: JPMorgan prices $660,000 autocallable contingent interest notes on Lennar
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| 5/21/2014 | SP | JPMorgan plans autocallable contingent interest notes tied to Lennar
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| 5/20/2014 | SP | New Issue: UBS prices $1.52 million phoenix autocallables linked to Lennar
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| 5/14/2014 | SP | UBS plans to price phoenix autocallables linked to Lennar
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| 5/13/2014 | SP | New Issue: Barclays prices $1.92 million phoenix autocallables linked to Lennar
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| 5/9/2014 | SP | Market Commentary: Goldman Sachs' leveraged notes tied to Lennar stock offer substitute for direct long position
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| 5/7/2014 | SP | Goldman Sachs to price leveraged notes due 2015 linked to Lennar
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| 5/7/2014 | SP | Barclays to price one-year phoenix autocallable notes linked to Lennar
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| 4/15/2014 | SP | New Issue: Goldman prices $540,000 autocallable contingent coupon notes on Lennar
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| 4/9/2014 | SP | Goldman plans autocallable contingent coupon notes linked to Lennar
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| 2/20/2014 | SP | New Issue: UBS prices $170,000 contingent absolute return autocallables on Lennar
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| 2/4/2014 | SP | New Issue: Wells Fargo prices another $1.85 million 8% equity-linked securities tied to Lennar
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| 1/31/2014 | SP | New Issue: UBS prices $1.58 million contingent absolute return autocallables linked to Lennar
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| 1/28/2014 | SP | UBS plans contingent absolute return autocallables linked to Lennar
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| 1/14/2014 | SP | New Issue: UBS prices $4.4 million 7.42% airbag autocallables linked to Lennar
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| 1/2/2014 | SP | UBS to price 6%-7.8% airbag autocallables linked to Lennar stock
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| 10/31/2013 | SP | New Issue: JPMorgan prices $50,000 reverse exchangeables linked to Lennar
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| 10/31/2013 | SP | New Issue: UBS prices $3.65 million contingent absolute return autocallables linked to Lennar
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| 10/23/2013 | SP | UBS to price contingent absolute return autocallables linked to Lennar
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| 10/18/2013 | SP | JPMorgan to price 10.5% reverse convertibles linked to Lennar
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| 10/11/2013 | SP | New Issue: JPMorgan prices $464,000 15.9% reverse exchangeables linked to Lennar
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| 10/8/2013 | SP | New Issue: Citigroup prices $10.3 million 8.4% airbag autocallable yield notes tied to Lennar
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| 10/2/2013 | SP | Citigroup to price 6.3%-8.3% airbag autocallables linked to Lennar
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| 9/30/2013 | SP | New Issue: JPMorgan prices $90,000 11.5% reverse convertibles linked to Lennar
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| 9/26/2013 | SP | JPMorgan to price 13.55% reverse convertibles linked to Lennar
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| 9/24/2013 | SP | New Issue: Barclays sells $250,000 12% autocallable reverse convertibles on Lennar
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| 9/24/2013 | SP | New Issue: JPMorgan prices $580,000 autocallable contingent interest notes linked to Lennar
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| 9/18/2013 | SP | Barclays plans 12% upside autocallable reverse exchangeables on Lennar
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| 9/17/2013 | SP | New Issue: JPMorgan prices $850,000 capped return enhanced notes linked to Lennar
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| 9/17/2013 | SP | New Issue: JPMorgan prices $3.9 million autocallable contingent interest notes linked to Lennar
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| 9/17/2013 | SP | JPMorgan plans autocallable contingent interest notes tied to Lennar
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| 9/17/2013 | SP | JPMorgan plans three-month capped return enhanced notes tied to Lennar
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| 9/13/2013 | SP | JPMorgan to price 11.5% reverse convertibles linked to Lennar
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| 9/11/2013 | SP | New Issue: JPMorgan prices $1.41 million autocallable contingent interest notes on Lennar
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| 9/11/2013 | SP | Market Commentary: JPMorgan's three-month leveraged notes linked to Lennar may compete with reverse convertible
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| 9/10/2013 | SP | JPMorgan plans autocallable contingent interest notes linked to Lennar
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| 9/10/2013 | SP | JPMorgan plans three-month capped return enhanced notes tied to Lennar
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| 9/10/2013 | SP | JPMorgan plans upside autocallable reverse exchangeables on Lennar
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| 9/4/2013 | SP | JPMorgan plans autocallable contingent interest notes linked to Lennar
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| 8/22/2013 | SP | New Issue: JPMorgan prices $976,000 11% upside autocallable reverse exchangeables on Lennar
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| 8/21/2013 | SP | JPMorgan to price 11.25% reverse convertibles linked to Lennar
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| 8/8/2013 | SP | JPMorgan plans 9.5%-11.5% upside autocallable reverse exchangeables linked to Lennar
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| 8/5/2013 | SP | JPMorgan to price 12% reverse convertibles linked to Lennar
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| 7/31/2013 | SP | New Issue: Credit Suisse sells $904,000 10.4% reverse convertibles tied to Lennar
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| 7/24/2013 | SP | New Issue: Barclays prices $1.54 million 10% reverse convertibles linked to Lennar
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| 7/18/2013 | SP | Credit Suisse plans 10%-12% reverse convertibles linked to Lennar
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| 7/16/2013 | SP | Barclays to price 10% reverse convertibles linked to Lennar
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| 7/1/2013 | SP | New Issue: Wells Fargo prices $28.5 million 8% equity-linked securities tied to Lennar
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| 6/26/2013 | SP | Wells Fargo to price equity-linked notes with coupon linked to Lennar
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| 6/19/2013 | SP | New Issue: Credit Suisse sells $153,000 8.1% reverse convertibles linked to Lennar
|
| 6/7/2013 | SP | New Issue: JPMorgan prices $3 million 10% upside autocallable reverse exchangeables tied to Lennar
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| 5/31/2013 | SP | Credit Suisse to price 7%-8.5% reverse convertibles linked to Lennar
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| 5/9/2013 | SP | New Issue: Barclays sells $500,000 callable contingent coupon notes tied to Lennar
|
| 4/24/2013 | SP | New Issue: JPMorgan prices $330,000 autocallable contingent interest notes on Lennar
|
| 4/16/2013 | SP | JPMorgan plans contingent interest autocallable notes linked to Lennar
|
| 4/16/2013 | SP | New Issue: JPMorgan prices $2.39 million autocallable contingent interest notes on Lennar
|
| 4/12/2013 | SP | New Issue: JPMorgan prices $2 million autocallable contingent interest notes linked to Lennar
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| 4/9/2013 | SP | JPMorgan plans contingent interest autocallable notes linked to Lennar
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| 4/9/2013 | SP | New Issue: Morgan Stanley prices $845,000 phoenix autocallables linked to Lennar
|
| 4/9/2013 | SP | New Issue: Morgan Stanley prices $845,000 phoenix autocallables linked to Lennar
|
| 4/4/2013 | SP | Morgan Stanley plans one-year phoenix autocallables linked to Lennar
|
| 4/2/2013 | SP | New Issue: JPMorgan prices $1.03 million autocallable contingent interest notes tied to Lennar
|
| 3/26/2013 | SP | JPMorgan plans autocallable contingent interest notes linked to Lennar
|
| 3/26/2013 | SP | New Issue: JPMorgan prices $3.02 million autocallable contingent interest notes on Lennar
|
| 3/20/2013 | SP | New Issue: JPMorgan prices $3.56 million autocallable contingent interest notes on Lennar
|
| 3/19/2013 | SP | JPMorgan plans contingent interest autocallable notes linked to Lennar
|
| 3/12/2013 | SP | New Issue: JPMorgan prices $1.52 million autocallable contingent interest notes on Lennar
|
| 3/12/2013 | SP | JPMorgan plans contingent interest autocallable notes linked to Lennar
|
| 3/6/2013 | SP | JPMorgan plans autocallable contingent interest notes linked to Lennar
|
| 12/10/2012 | SP | RBC plans buffered bullish return notes tied to housing sector stocks
|
| 12/6/2012 | SP | RBC to price 12.5% reverse convertibles linked to Lennar
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| 8/13/2012 | SP | New Issue: JPMorgan prices $500,000 16% reverse convertibles linked to Lennar
|
| 9/2/2011 | SP | UBS plans 8.75%-10.75% trigger yield optimization notes tied to Lennar
|
| 12/17/2010 | SP | New Issue: RBC prices $411,000 15.23% reverse convertibles linked to Lennar
|
| 11/24/2010 | SP | RBC to price 15%-18% reverse convertibles linked to Lennar
|
| 10/6/2010 | SP | Barclays to price 10% reverse convertibles linked to Lennar
|
| 5/28/2010 | SP | Bank of America plans 9% STEP Income Securities linked to Lennar
|
| 5/14/2010 | SP | RBC plans 14% to 16.5% reverse convertibles tied to Lennar stock
|
| 7/17/2009 | SP | New Issue: RBC prices $0.12 million 33.85% reverse convertibles linked to Lennar
|
| 7/7/2009 | SP | RBC to price 33.85% reverse convertibles linked to Lennar
|
| 8/3/2007 | SP | New Issue: Societe Generale sells $750,000 11.75% ReConvs linked to Lennar
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| 7/13/2007 | SP | Societe Generale to price 11.75% ReConvs linked to Lennar
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| 4/27/2007 | SP | New Issue: RBC prices $1.068 million 0% bearish notes linked to homebuilders
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| 4/12/2007 | SP | Royal Bank of Canada to price 0% bearish notes linked to homebuilders
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| 10/10/2006 | SP | JPMorgan to issue 20% bearish reverse exchangeables linked to homebuilding stocks
|