| 12/5/2019 | SP | New Issue: RBC prices $3.94 million contingent income autocalls tied to Brazil ETF
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| 11/20/2019 | SP | RBC plans contingent income autocalls tied to iShares MSCI Brazil ETF
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| 6/8/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to iShares Brazil
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| 5/17/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 5/14/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 5/14/2018 | SP | New Issue: UBS prices $1.19 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 4/25/2018 | SP | New Issue: UBS prices $305,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 4/18/2018 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 4/16/2018 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 4/5/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 4/4/2018 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/26/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/23/2018 | SP | New Issue: UBS prices $210,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/23/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/22/2018 | SP | New Issue: UBS prices $368,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/22/2018 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/20/2018 | SP | New Issue: UBS prices $210,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/19/2018 | SP | New Issue: UBS prices $220,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/9/2018 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/8/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/8/2018 | SP | New Issue: UBS prices $170,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/8/2018 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/6/2018 | SP | New Issue: UBS prices $750,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/2/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/27/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/23/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/20/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/15/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/13/2018 | SP | New Issue: UBS prices $140,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/12/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/9/2018 | SP | New Issue: UBS prices $120,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/8/2018 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/6/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables tied to iShares MSCI Brazil
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| 2/6/2018 | SP | New Issue: UBS sells $100,000 trigger phoenix autocallables on iShares MSCI Brazil
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| 2/6/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/6/2018 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/6/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/6/2018 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/5/2018 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/29/2018 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/26/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/25/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/25/2018 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/23/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/19/2018 | SP | New Issue: UBS prices $480,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/18/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/18/2018 | SP | New Issue: UBS prices $1.53 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/18/2018 | SP | New Issue: UBS prices $570,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/11/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/9/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/5/2018 | SP | New Issue: UBS prices $140,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/5/2018 | SP | New Issue: UBS prices $734,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/4/2018 | SP | New Issue: UBS prices $425,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/2/2018 | SP | New Issue: UBS prices $363,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 12/21/2017 | SP | New Issue: UBS prices $672,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 12/20/2017 | SP | New Issue: UBS prices $132,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 12/19/2017 | SP | New Issue: UBS prices $140,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 12/14/2017 | SP | New Issue: UBS prices $350,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 12/13/2017 | SP | New Issue: UBS prices $280,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 12/7/2017 | SP | New Issue: UBS prices $170,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 12/4/2017 | SP | New Issue: UBS prices $450,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 11/30/2017 | SP | New Issue: UBS prices $180,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 11/29/2017 | SP | New Issue: UBS prices $350,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 11/22/2017 | SP | New Issue: UBS prices $850,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 11/22/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 11/7/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables tied to iShares MSCI Brazil
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| 11/7/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/13/2017 | SP | New Issue: UBS prices $1.37 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/13/2017 | SP | New Issue: UBS prices $720,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/13/2017 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/10/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/4/2017 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/2/2017 | SP | New Issue: UBS prices $1 million trigger phoenix autocallable optimization securities linked to iShares MSCI Brazil
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| 9/26/2017 | SP | New Issue: UBS prices $950,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 9/13/2017 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 9/8/2017 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 9/5/2017 | SP | New Issue: UBS prices $900,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/30/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to iShares MSCI Brazil
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| 8/24/2017 | SP | New Issue: UBS prices $450,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/17/2017 | SP | New Issue: UBS prices $450,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/8/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/8/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/1/2017 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 7/31/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 7/21/2017 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 7/11/2017 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 7/11/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 7/7/2017 | SP | New Issue: UBS prices $3 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 7/7/2017 | SP | New Issue: UBS prices $1.4 million trigger phoenix autocallables linked to iShares MSCI Brazil
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| 6/21/2017 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 6/19/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 6/12/2017 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Brazil ETF
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| 6/7/2017 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 5/24/2017 | SP | New Issue: UBS prices $155,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 5/22/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 5/19/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 5/4/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 4/19/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 4/3/2017 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/31/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/31/2017 | SP | New Issue: UBS prices $250,000 airbag yield optimization notes on iShares MSCI Brazil
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| 3/30/2017 | SP | New Issue: UBS prices $415,000 airbag yield optimization notes on iShares MSCI Brazil
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| 3/30/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/22/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/13/2017 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/13/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/8/2017 | SP | New Issue: UBS prices $220,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/3/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables on iShares MSCI Brazil
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| 3/2/2017 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 2/22/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Brazil ETF
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| 2/8/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/30/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 1/20/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Brazil ETF
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| 11/17/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 11/3/2016 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/28/2016 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/27/2016 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/27/2016 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 10/17/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 9/20/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 9/1/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/29/2016 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/29/2016 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/19/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 8/9/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Brazil ETF
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| 6/20/2016 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 6/16/2016 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 3/29/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to iShares MSCI Brazil
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| 9/8/2015 | SP | Market Commentary: Bank of Montreal plans three autocallables with high yield, American barrier, higher call strike
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| 8/7/2015 | SP | Bank of Montreal 13.2% plans cash-settled autocallables on Brazil fund
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| 8/7/2015 | SP | Bank of Montreal 10.5% plans cash-settled autocallables on Brazil fund
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| 8/5/2015 | SP | Credit Suisse plans 9%-11% autocallables linked to iShares MSCI Brazil
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| 7/23/2015 | SP | JPMorgan plans contingent interest autocallables linked to index, fund
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| 3/23/2015 | SP | JPMorgan plans contingent interest autocallables linked to index, fund
|