| 8/4/2025 | SP | New Issue: BMO sells $4.14 million autocallable barrier notes with contingent coupons on Humana
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| 7/15/2025 | SP | New Issue: HSBC prices $8.6 million 13.6% autocallable contingent income barrier notes on Humana
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| 5/12/2025 | SP | New Issue: Barclays sells $3 million trigger autocallable contingent yield notes on two stocks
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| 3/11/2025 | SP | New Issue: BofA prices $1.1 million contingent income autocallable yield notes on two stocks
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| 3/3/2025 | SP | New Issue: RBC sells $5 million capped enhanced return notes on Humana
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| 2/12/2025 | SP | New Issue: Scotia sells $1 million contingent coupon buffer autocalls with memory on Humana
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| 2/3/2025 | SP | New Issue: BMO sells $1.33 million autocallable barrier notes with contingent coupons on Humana
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| 1/15/2025 | SP | New Issue: BMO prices $3.69 million contingent coupon autocallable barrier notes linked to Humana
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| 12/2/2024 | SP | New Issue: Barclays prices $1 million callable contingent coupon notes on three stocks
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| 11/19/2024 | SP | New Issue: JPMorgan prices $2.43 million 12% autocallable contingent interest notes on Humana
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| 11/18/2024 | SP | New Issue: JPMorgan prices $1.6 million digital barrier notes linked to NextEra, Humana
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| 11/5/2024 | SP | New Issue: BofA prices $2.5 million contingent income autocallable yield notes on two stocks
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| 10/29/2024 | SP | New Issue: JPMorgan prices $1 million contingent interest autocallables linked to Humana
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| 10/28/2024 | SP | New Issue: RBC prices $1.76 million autocallable contingent coupon barrier notes on stocks
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| 10/14/2024 | SP | New Issue: JPMorgan prices $1.01 million 16.47% autocallable contingent interest notes on Humana
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| 8/22/2024 | SP | New Issue: JPMorgan prices $1.43 million return notes linked to basket of 20 stocks
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| 6/17/2024 | SP | New Issue: JPMorgan sells $2.2 million trigger autocallable contingent yield notes on Humana
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| 5/31/2024 | SP | New Issue: BofA prices $2.59 million accelerated return notes linked to 20-stock basket
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| 5/30/2024 | SP | New Issue: UBS prices $527,000 trigger autocallable contingent yield notes linked to three stocks
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| 5/28/2024 | SP | New Issue: Barclays prices $1.42 million callable contingent coupon notes on three healthcare stocks
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| 4/17/2024 | SP | New Issue: HSBC prices $1.3 million 11.9% contingent income barrier autocalls with memory on Adobe, Humana
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| 4/12/2024 | SP | New Issue: JPMorgan prices $10.02 million capped return enhanced notes linked to Humana
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| 4/1/2024 | SP | New Issue: BofA prices $4.65 million accelerated return notes linked to 20-stock basket
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| 3/17/2024 | SP | New Issue: UBS prices $750,000 trigger phoenix autocallables linked to Humana
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| 3/17/2024 | SP | New Issue: UBS prices $675,000 trigger phoenix autocallables linked to Humana
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| 3/17/2024 | SP | New Issue: UBS prices $975,000 trigger phoenix autocallables linked to Humana
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| 3/5/2024 | SP | New Issue: JPMorgan prices $2 million autocallable contingent interest notes linked to Humana
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| 2/23/2024 | SP | New Issue: BMO prices $3.46 million autocallable barrier notes with memory coupons on Humana
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| 2/20/2024 | SP | New Issue: JPMorgan prices $10.24 million capped return enhanced notes linked to Humana
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| 2/8/2024 | SP | New Issue: GS Finance sells $2.55 million leveraged market-linked buffered autocalls on stocks
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| 10/19/2023 | SP | New Issue: RBC sells $2.46 million capped buffer gears tied to 12-stock basket
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| 9/19/2023 | SP | New Issue: RBC prices $1.45 million levered market plus notes linked to stock basket
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| 6/28/2023 | SP | New Issue: JPMorgan prices $1.58 million return notes linked to basket of 20 stocks
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| 6/20/2023 | SP | New Issue: HSBC prices $2.5 million digital return notes linked to Humana
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| 6/15/2023 | SP | New Issue: Barclays sells $1.09 million trigger autocallable contingent yield notes on Humana
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| 1/10/2023 | SP | New Issue: RBC prices $1.71 million trigger autocallable contingent yield notes on Humana
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| 4/19/2022 | SP | New Issue: UBS prices $379,000 trigger autocallable contingent yield notes on Humana
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| 1/13/2022 | SP | New Issue: Barclays prices $6.05 million callable contingent coupon notes on three stocks
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| 8/27/2021 | SP | New Issue: UBS prices $700,000 trigger phoenix autocallables tied to Humana
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| 8/27/2021 | SP | New Issue: UBS prices $800,000 trigger phoenix autocallables linked to Humana
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| 8/27/2021 | SP | New Issue: UBS prices $700,000 trigger phoenix autocallables linked to Humana
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| 8/6/2021 | SP | New Issue: Barclays sells $1.92 million trigger autocallable contingent yield notes on Humana
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 82 stocks
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| 2/22/2021 | SP | New Issue: GS Finance sells $5 million leveraged notes on basket of 78 stocks
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| 1/14/2021 | SP | New Issue: Credit Suisse sells $965,000 contingent coupon autocallable reverse convertibles on three stocks
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| 12/29/2020 | SP | New Issue: GS Finance sells $1.71 million leveraged basket-linked notes on 23 stocks
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| 10/11/2020 | SP | New Issue: Scotia sells $3.29 million capped enhanced participation notes on basket of 79 stocks
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| 7/21/2020 | SP | New Issue: Barclays sells $758,000 contingent coupon autocallables on three stocks
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| 5/6/2020 | SP | New Issue: Morgan Stanley sells $1.25 million contingent income autocalls on stocks
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| 2/12/2020 | SP | New Issue: Credit Suisse sells $1.13 million contingent coupon autocallable yield notes on three stocks
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| 1/13/2020 | SP | New Issue: TD Bank prices $100,000 dual directional barrier notes tied to Humana
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| 1/10/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Humana
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| 1/8/2020 | SP | TD Bank to price dual directional barrier notes tied to Humana
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| 12/5/2019 | SP | New Issue: Credit Suisse sells $1.45 million contingent coupon autocallable yield notes on three stocks
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| 12/5/2019 | SP | New Issue: Morgan Stanley sells $3 million buffered PLUS tied to three stocks
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| 11/20/2019 | SP | Morgan Stanley intends to price buffered PLUS tied to three stocks
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| 11/18/2019 | SP | Morgan Stanley plans buffered PLUS tied to BofA, Humana, Illinois Tool
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| 6/24/2019 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to Humana
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| 6/18/2019 | SP | New Issue: JPMorgan prices $1.21 million trigger autocallables linked to Humana
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| 5/28/2019 | SP | Credit Suisse to price buffered return equity notes on stock basket
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| 5/13/2019 | SP | New Issue: Morgan Stanley prices $2.08 million contingent income autocalls on two stocks
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| 5/6/2019 | SP | Credit Suisse to price buffered return equity notes on stock basket
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| 5/2/2019 | SP | New Issue: Morgan Stanley prices $2.43 million contingent income autocalls on two stocks
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| 4/25/2019 | SP | Morgan Stanley plans autocallables linked to UnitedHealth, Humana
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| 2/5/2019 | SP | New Issue: BMO sells $141,000 buffered bullish notes on Ameriprise IRG Conviction stocks
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| 2/5/2019 | SP | New Issue: BMO sells $568,000 buffered bullish notes on Ameriprise IRG Conviction stocks
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| 2/5/2019 | SP | New Issue: BMO sells $712,000 bullish enhanced notes on Ameriprise IRG Conviction stocks
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| 2/5/2019 | SP | New Issue: BMO sells $489,000 bullish enhanced notes on Ameriprise IRG Conviction stocks
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| 1/8/2019 | SP | Credit Suisse to price contingent coupon autocallables tied to stocks
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| 1/8/2019 | SP | BMO plans buffered bullish enhanced notes on Ameriprise IRG Conviction List
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| 1/8/2019 | SP | BMO eyes bullish enhanced notes on Ameriprise IRG Conviction stocks
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| 2/5/2018 | SP | New Issue: Credit Suisse sells $2.61 million contingent coupon autocallable yield notes on stocks
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| 1/3/2018 | SP | New Issue: Barclays prices $914,000 airbag autocallable yield notes tied to Humana
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| 11/30/2017 | SP | New Issue: RBC sells $1.49 million trigger autocallable notes linked to Humana
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| 4/10/2017 | SP | New Issue: Barclays sells $4.4 million phoenix autocallables on three stocks
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| 3/22/2017 | SP | Barclays plans to price phoenix autocallables linked to three stocks
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| 7/26/2016 | SP | New Issue: Barclays prices $3.08 million 7.05% airbag autocallables linked to Humana
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| 7/20/2016 | SP | Barclays plans 6%-8% airbag autocallable yield notes tied to Humana
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| 2/18/2015 | SP | New Issue: Barclays prices $239,000 trigger phoenix autocallables tied to Humana
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| 2/11/2015 | SP | Barclays to price trigger phoenix autocallables linked to Humana
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| 3/1/2013 | SP | New Issue: UBS prices $1.76 million trigger phoenix autocallables linked to Humana
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| 2/25/2013 | SP | UBS plans trigger phoenix autocallable optimization notes on Humana
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| 8/28/2012 | SP | JPMorgan plans to price trigger phoenix autocallables linked to Humana
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| 6/29/2012 | SP | New Issue: UBS prices $753,300 trigger phoenix autocallables tied to Humana
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| 6/25/2012 | SP | UBS to price trigger phoenix autocallable securities linked to Humana
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| 6/18/2012 | SP | New Issue: JPMorgan prices $1.79 million contingent absolute return autocallables linked to Humana
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| 6/13/2012 | SP | JPMorgan plans contingent absolute return autocallables tied to Humana
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| 10/5/2011 | SP | Barclays to price 14% reverse convertibles linked to Humana
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| 8/31/2011 | SP | New Issue: UBS prices $1.16 million 8.5% trigger yield optimization notes on Humana
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| 8/24/2011 | SP | UBS plans 7.8%-9.8% trigger yield optimization notes tied to Humana
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| 2/25/2010 | SP | New Issue: Barclays prices $2.5 million 8% reverse convertibles linked to Humana
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| 2/8/2010 | SP | Barclays to price 8% reverse convertibles linked to Humana
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 8.5% reverse convertibles linked to Humana
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| 1/22/2010 | SP | New Issue: Barclays prices $2 million 8.25% reverse convertibles linked to Humana
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| 1/8/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Humana
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| 10/15/2009 | SP | New Issue: Barclays prices $1.5 million 14.65% callable reverse convertibles linked to Humana
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| 10/13/2009 | SP | Barclays plans 14.65% callable reverse convertibles linked to Humana
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| 5/20/2008 | SP | New Issue: Wachovia prices $7.51 million 12.5% enhanced yield notes linked to Humana for Eksportfinans
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| 5/5/2008 | SP | Wachovia to price enhanced yield securities linked to Humana for Eksportfinans
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| 2/28/2008 | SP | New Issue: Barclays prices $2.5 million 10.5% reverse convertibles linked to Humana
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| 2/11/2008 | SP | Barclays to price 10.5% reverse convertibles linked to Humana
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| 8/31/2007 | SP | Eksportfinans to price 9.25% reverse convertibles linked to Humana
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| 6/29/2007 | SP | New Issue: Barclays prices $3.5 million 10% reverse convertibles linked to Humana
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| 6/11/2007 | SP | Barclays to price 10% reverse convertible notes linked to Humana
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| 3/29/2007 | SP | New Issue: Barclays sells $3 million 9.75% reverse convertibles linked to Humana
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| 3/7/2007 | SP | Barclays to price 9.75% reverse convertibles linked to Humana
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