| 9/6/2016 | SP | New Issue: HSBC prices $1.14 million trigger PLUS linked to six stocks
|
| 8/10/2016 | SP | HSBC plans to price trigger PLUS due 2019 linked to equity basket
|
| 6/24/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Google
|
| 6/21/2016 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Google
|
| 2/9/2016 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Google
|
| 12/2/2015 | SP | New Issue: Deutsche Bank prices $1.41 million phoenix autocallables on tech stocks
|
| 11/17/2015 | SP | Market Commentary: Deutsche Bank’s phoenix autocallables on three tech stocks target short-term income-seekers
|
| 11/16/2015 | SP | Deutsche plans phoenix autocallables on least of three tech stocks
|
| 9/11/2015 | SP | New Issue: JPMorgan prices $1 million contingent buffered notes tied to 11 stocks
|
| 9/10/2015 | SP | New Issue: Deutsche Bank prices $180,623 call warrants linked to 11 stocks
|
| 9/10/2015 | SP | New Issue: Deutsche Bank prices $5.96 million knock-out notes on stock basket
|
| 9/9/2015 | SP | New Issue: Goldman prices $1.82 million autocallable contingent coupon notes linked to Google
|
| 9/8/2015 | SP | New Issue: Deutsche Bank prices $1.29 million knock-out notes on stock basket
|
| 9/8/2015 | SP | New Issue: Barclays prices $415,000 phoenix autocallables linked to three stocks
|
| 9/3/2015 | SP | New Issue: UBS sells $1.74 million contingent income autocallables tied to Google
|
| 9/2/2015 | SP | New Issue: UBS prices $2.12 million trigger phoenix autocallables linked to Google
|
| 8/26/2015 | SP | UBS plans contingent income autocallable notes linked to Google
|
| 8/25/2015 | SP | UBS plans to price trigger phoenix autocallables linked to Google
|
| 8/25/2015 | SP | Barclays plans three-year phoenix autocallables linked to three stocks
|
| 8/19/2015 | SP | New Issue: Morgan Stanley prices $1.2 million return enhanced notes linked to Google
|
| 8/12/2015 | SP | Barclays to price phoenix autocallables linked to Google, Comcast, CVS
|
| 8/3/2015 | SP | New Issue: RBC prices $900,870 trigger phoenix autocallable notes linked to Google
|
| 7/28/2015 | SP | RBC plans to price trigger phoenix autocallables linked to Google
|
| 6/11/2015 | SP | New Issue: Credit Suisse prices $625,000 autocallable contingent coupon notes on four stocks
|
| 6/8/2015 | SP | Credit Suisse plans contingent coupon autocallables linked to stocks
|
| 5/1/2015 | SP | New Issue: Barclays prices $2.66 million trigger phoenix autocallables on Google
|
| 4/24/2015 | SP | Barclays plans trigger phoenix autocallables linked to Google
|
| 1/21/2015 | SP | New Issue: JPMorgan prices $2.95 million trigger phoenix autocallables on Google
|
| 1/13/2015 | SP | JPMorgan to price trigger phoenix autocallables linked to Google
|
| 1/8/2015 | SP | New Issue: Morgan Stanley sells $2.51 million contingent income autocallables on Google, Apple
|
| 12/10/2014 | SP | New Issue: Deutsche prices $177,380 trigger autocallable notes linked to Google
|
| 12/4/2014 | SP | Deutsche Bank plans trigger autocallable securities tied to Google
|
| 11/12/2014 | SP | New Issue: HSBC sells $300,000 12.5% autocallable yield notes tied to three stocks
|
| 11/4/2014 | SP | New Issue: Credit Suisse prices $500,000 contingent coupon autocallable yield notes on four stocks
|
| 10/29/2014 | SP | Credit Suisse plans contingent coupon autocall yield notes on stocks
|
| 10/16/2014 | SP | HSBC to price 10% autocallable yield notes linked to three stocks
|
| 10/16/2014 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallables linked to Google
|
| 10/16/2014 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallables linked to Google
|
| 10/15/2014 | SP | New Issue: HSBC prices $1 million 13.9% autocallable yield notes linked to stocks
|
| 10/7/2014 | SP | New Issue: UBS prices $2 million phoenix autocallable notes linked to Google
|
| 10/3/2014 | SP | HSBC to price 10% autocallable yield notes linked to three stocks
|
| 10/1/2014 | SP | New Issue: Credit Suisse prices $2.5 million contingent coupon autocallables linked to three stocks
|
| 9/26/2014 | SP | New Issue: RBC prices $1.47 million trigger phoenix autocallables on three stocks
|
| 8/28/2014 | SP | New Issue: JPMorgan prices $744,000 contingent interest autocallables linked to three stocks
|
| 8/8/2014 | SP | JPMorgan plans autocallable contingent interest notes on three stocks
|
| 7/18/2014 | SP | New Issue: UBS prices $500,000 phoenix autocallables linked to Google
|
| 7/16/2014 | SP | JPMorgan plans return notes due 2016 linked to basket of 16 stocks
|
| 7/1/2014 | SP | New Issue: UBS prices $2 million phoenix autocallable notes linked to Google
|
| 6/24/2014 | SP | New Issue: RBC prices $1.67 million trigger phoenix autocallables on three stocks
|
| 5/30/2014 | SP | New Issue: Citigroup prices $1.75 million autocallable contingent coupon securities on stocks
|
| 5/27/2014 | SP | New Issue: Barclays prices $5.5 million contingent income autocallables on JPMorgan, Google
|
| 5/14/2014 | SP | Barclays plans contingent income autocallables on JPMorgan, Google
|
| 5/6/2014 | SP | New Issue: Morgan Stanley prices $1.3 million phoenix autocallables linked to Google
|
| 4/30/2014 | SP | Morgan Stanley plans one-year phoenix autocallables linked to Google
|
| 3/19/2014 | SP | JPMorgan plans PLUS due 2015 with 20.15% cap linked to stock basket
|
| 3/3/2014 | SP | New Issue: Goldman prices $3.76 million additional exchangeables linked to Google
|
| 2/19/2014 | SP | Volume up nearly 15% for year; February strong despite modest week; single stocks in demand
|
| 2/12/2014 | SP | New Issue: UBS prices $39.5 million callable exchangeables linked to Google
|
| 2/7/2014 | SP | Goldman Sachs plans callable exchangeable notes linked to Google
|
| 9/17/2013 | SP | New Issue: RBC sells $457,000 contingent income autocallables linked to two stocks
|
| 9/6/2013 | SP | RBC plans contingent income autocallables linked to Google, Nike
|
| 2/21/2013 | SP | New Issue: Citigroup prices $3.3 million upturn securities on basket of stocks
|
| 11/13/2012 | SP | New Issue: UBS prices $195,000 trigger autocallables linked to Google
|
| 9/4/2012 | SP | New Issue: Bank of America prices $4.14 million one-year Stars linked to Google
|
| 8/17/2012 | SP | Bank of America plans to price one-year Stars linked to Google
|
| 5/31/2012 | SP | New Issue: UBS prices $2.89 million trigger phoenix autocallables tied to Google
|
| 5/23/2012 | SP | UBS to price one-year trigger phoenix autocallables linked to Google
|
| 4/27/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Google
|
| 4/11/2012 | SP | Barclays to price phoenix autocallables linked to Google via JPMorgan
|
| 3/30/2012 | SP | Barclays redeems $2.88 million contingent income notes on Google
|
| 3/13/2012 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Google
|
| 3/13/2012 | SP | New Issue: UBS prices $120,000 trigger autocallables linked to Google
|
| 3/8/2012 | SP | Bank of America redeems $1.5 million notes tied to Google, JPMorgan
|
| 2/29/2012 | SP | New Issue: JPMorgan prices $4.67 million trigger phoenix autocallables on Google
|
| 2/23/2012 | SP | JPMorgan to price trigger phoenix autocallables linked to Google
|
| 2/23/2012 | SP | RBC redeems $1.82 million trigger phoenix autocallables tied to Google
|
| 1/27/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Google
|
| 1/19/2012 | SP | Barclays to price 10.15% to 12.25% reverse convertibles tied to Google
|
| 1/17/2012 | SP | New Issue: Goldman Sachs prices $5.7 million exchangeable notes linked to Google
|
| 1/13/2012 | SP | Goldman Sachs to price five-year exchangeable notes linked to Google
|
| 12/23/2011 | SP | New Issue: Barclays prices $2.88 million contingent income autocallables linked to Google
|
| 12/15/2011 | SP | Barclays plans three-year contingent income autocallables on Google
|
| 12/6/2011 | SP | New Issue: RBC prices $5.52 million trigger phoenix autocallables linked to Google
|
| 12/5/2011 | SP | New Issue: Bank of America prices $1.5 million autocallable notes linked to Google, JPMorgan
|
| 12/2/2011 | SP | Bank of America plans autocallable notes linked to Google, JPMorgan
|
| 11/30/2011 | SP | RBC plans to price trigger phoenix autocallables linked to Google
|
| 11/29/2011 | SP | New Issue: Barclays prices $100,000 8.5% reverse convertibles linked to Google Inc
|
| 11/23/2011 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Google
|
| 11/22/2011 | SP | New Issue: RBC prices $1.82 million trigger phoenix autocallable optimization notes tied to Google
|
| 11/14/2011 | SP | RBC to price trigger phoenix autocallables linked to Google
|
| 11/7/2011 | SP | Barclays' 8.5% reverse convertibles tied to Google offer reasonable value compared to put sale
|
| 11/1/2011 | SP | Barclays to price 8.5% reverse convertibles linked to Google
|
| 10/28/2011 | SP | New Issue: Barclays prices $600,000 10% reverse convertibles linked to Google
|
| 10/5/2011 | SP | Barclays to price 10% reverse convertibles linked to Google
|
| 9/29/2011 | SP | New Issue: Barclays prices $400,000 8.75% reverse convertibles linked to Google
|
| 9/28/2011 | SP | New Issue: UBS prices $107,243 9.25% trigger yield optimization notes on Google
|
| 9/21/2011 | SP | Barclays to price 7.75-10.50% reverse convertibles linked to Google
|
| 9/20/2011 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Google
|
| 9/7/2011 | SP | Volume drops ahead of holiday; investors trade protection for upside leverage
|
| 8/31/2011 | SP | New Issue: RBC prices $6.25 million trigger phoenix autocallables tied to Google
|
| 8/26/2011 | SP | New Issue: UBS prices $370,000 trigger autocallable securities linked to Google
|
| 8/26/2011 | SP | New Issue: UBS prices $202,000 trigger autocallable optimization notes linked to Google
|
| 8/26/2011 | SP | New Issue: UBS prices $235,000 trigger autocallable optimization securities linked to Google
|
| 8/26/2011 | SP | New Issue: UBS prices $347,000 trigger autocallable optimization notes linked to Google
|
| 8/24/2011 | SP | RBC plans trigger phoenix autocallable notes linked to Google
|
| 8/2/2011 | SP | New Issue: JPMorgan prices $565,000 capped daily observation knock-out notes linked to Google
|
| 7/26/2011 | SP | JPMorgan plans capped daily observation knock-out notes on Google
|
| 7/26/2011 | SP | New Issue: Credit Suisse sells $1.6 million capped knock-out notes tied to Google via JPMorgan
|
| 7/20/2011 | SP | Credit Suisse knock-out notes tied to Google have new settlement date
|
| 7/19/2011 | SP | Credit Suisse plans capped knock-out notes tied to Google via JPMorgan
|
| 4/6/2011 | SP | New Issue: Goldman Sachs prices $610,000 more 0% exchangeable equity-linked notes tied to Google
|
| 3/22/2011 | SP | New Issue: Goldman Sachs prices $31.2 million 0% exchangeable equity-linked notes on Google
|
| 8/11/2010 | SPSW | Month begins at $244 million; top deal in commodities; popularity of range accrual notes grows
|
| 3/25/2010 | CVSP | New Issue: Citigroup prices $7.12 million 0.25% exchangeables linked to Google
|
| 6/1/2009 | SP | New Issue: Bank of America prices $9.17 million 10% STEP Income Securities linked to Google
|
| 5/4/2009 | SP | Bank of America to price 10% STEP Income Securities linked to Google
|
| 3/19/2009 | SP | RBC to price 11.4% reverse convertibles linked to Google
|
| 3/17/2009 | SP | New Issue: RBC prices $0.065 million 12.75% reverse convertibles linked to Google
|
| 3/3/2009 | SP | RBC to price 12.75% RevCons linked to Google
|
| 2/3/2009 | SP | ABN Amro to sell 12.75% reverse exchangeables linked to Google
|
| 2/3/2009 | SP | RBC to price 11% reverse convertibles linked to Google
|
| 1/29/2009 | SP | New Issue: RBC prices $0.12 million 13% reverse convertibles linked to Google
|
| 1/21/2009 | SP | RBC to price 13% RevCons linked to Google
|
| 12/31/2008 | SP | New Issue: ABN Amro prices $0.3 million 16.5% reverse convertibles linked to Google
|
| 12/31/2008 | SP | New Issue: ABN Amro prices $550,000 14.2% reverse exchangeables linked to Google
|
| 12/31/2008 | SP | New Issue: HSBC prices $1.93 million 14% reverse convertibles linked to Google
|
| 12/9/2008 | SP | ABN Amro to price 16.5% reverse exchangeables linked to Google
|
| 12/8/2008 | SP | Barclays to price 13% reverse convertibles linked to Google
|
| 11/18/2008 | SP | JPMorgan to price 10% reverse exchangeables linked to Google
|
| 10/27/2008 | SP | New Issue: Citigroup prices $2.25 million 12.5% ELKS linked to Google
|
| 10/14/2008 | SP | RBC plans 24% reverse convertibles linked to Google
|
| 10/3/2008 | SP | Citigroup to price 9.5%-11.5% ELKS linked to Google
|
| 9/29/2008 | SP | New Issue: ABN Amro prices $0.45 million 12% reverse convertibles linked to Google
|
| 9/22/2008 | SP | New Issue: ABN Amro prices $0.2 million 11% reverse convertibles linked to Google
|
| 9/11/2008 | SP | ABN Amro plans 11% knock-in notes linked to Google
|
| 9/11/2008 | SP | HSBC to price 12.25% reverse convertibles linked to Google
|
| 9/11/2008 | SP | New Issue: JPMorgan prices $860,000 18.5% reverse exchangeables linked to Google
|
| 9/11/2008 | SP | New Issue: Morgan Stanley prices $2.25 million 12% RevCons linked to Google
|
| 9/9/2008 | SP | ABN Amro plans 12% knock-in notes linked to Google
|
| 8/28/2008 | SP | New Issue: JPMorgan prices $190,000 11% reverse exchangeables linked to Google
|
| 8/28/2008 | SP | New Issue: JPMorgan prices $68,000 11% reverse convertibles linked to Google
|
| 8/28/2008 | SP | New Issue: JPMorgan prices $0.165 million 14.25% reverse convertibles linked to Google
|
| 8/27/2008 | SP | New Issue: ABN Amro prices $0.4 million 10% reverse convertibles linked to Google
|
| 8/26/2008 | SP | Morgan Stanley to price 10%-12% RevCons linked to Google
|
| 8/13/2008 | SP | JPMorgan to price 11% reverse exchangeables linked to Google
|
| 8/13/2008 | SP | JPMorgan to price 14.25% reverse exchangeables linked to Google
|
| 8/11/2008 | SP | JPMorgan to price 11% reverse exchangeables linked to Google
|
| 8/8/2008 | SP | ABN Amro plans 10% knock-in notes linked to Google
|
| 7/30/2008 | SP | New Issue: RBC prices $.070 million 11.5% reverse convertibles linked to Google
|
| 7/30/2008 | SP | New Issue: ABN Amro prices $0.3 million 10% reverse convertibles linked to Google
|
| 7/18/2008 | SP | New Issue: Wachovia prices $2.34 million 14.5% enhanced yield notes linked to Google for Eksportfinans
|
| 7/15/2008 | SP | New Issue: Morgan Stanley prices $1.59 million 12% notes linked to Google for Eksportfinans
|
| 7/14/2008 | SP | Wachovia to sell 14%-15% enhanced yield securities linked to Google for Eksportfinans
|
| 7/11/2008 | SP | Barclays to price 10.25% reverse convertibles linked to Google
|
| 7/10/2008 | SP | RBC plans 11.5% reverse convertibles linked to Google
|
| 7/9/2008 | SP | ABN Amro plans 10% knock-in notes linked to Google
|
| 6/27/2008 | SP | New Issue: ABN Amro prices $1 million 10.75% reverse convertibles linked to Google
|
| 6/27/2008 | SP | New Issue: Lehman prices $0.367 million 10% reverse convertibles linked to Google
|
| 6/27/2008 | SP | New Issue: RBC prices $.032 million 9.25% reverse convertibles linked to Google
|
| 6/24/2008 | SP | Morgan Stanley to sell 10%-12% RevCons linked to Google for Eksportfinans
|
| 6/11/2008 | SP | RBC plans 9.25% reverse convertibles linked to Google
|
| 6/9/2008 | SP | Lehman to issue 10% reverse exchangeables linked to Google
|
| 6/6/2008 | SP | ABN Amro plans 10.75% knock-in notes linked to Google
|
| 5/30/2008 | SP | New Issue: ABN Amro prices $3.7 million 13% reverse convertibles linked to Google
|
| 5/30/2008 | SP | New Issue: RBC prices $2 million enhanced return notes linked to Google
|
| 5/7/2008 | SP | ABN Amro plans 13% knock-in notes linked to Google
|
| 5/7/2008 | SP | Lehman to issue 11% reverse exchangeables linked to Google
|
| 4/30/2008 | SP | New Issue: Barclays prices $4 million 10.25% reverse convertibles linked to Google
|
| 4/29/2008 | SP | New Issue: JPMorgan prices $45,000 upside auto callable 12.75% reverse exchangeables linked to Google
|
| 4/16/2008 | SP | SG Structured Products to price 15% Tempo ReConvs linked to Google
|
| 4/9/2008 | SP | Barclays to price 10.25% reverse convertibles linked to Google
|
| 4/7/2008 | SP | Natixis plans 12% reverse convertibles linked to Google for Eksportfinans
|
| 4/7/2008 | SP | JPMorgan to price 12.75% autocallable reverse exchangeables linked to Google
|
| 3/31/2008 | SP | New Issue: ABN Amro prices $0.35 million 14.3% reverse convertibles linked to Google
|
| 3/28/2008 | SP | New Issue: JPMorgan prices $275,000 auto callable 12% notes linked to Google
|
| 3/11/2008 | SP | New Issue: Morgan Stanley prices $2.38 million 12% RevCons linked to Google
|
| 3/10/2008 | SP | JPMorgan to price 12% upside auto callable reverse exchangeables linked to Google
|
| 3/7/2008 | SP | HSBC to issue 13% reverse convertibles linked to Google
|
| 3/6/2008 | SP | ABN Amro to price 14.3% reverse exchangeables linked to Google
|
| 2/29/2008 | SP | New Issue: Morgan Stanley prices $3.05 million PLUS linked to Google
|
| 2/28/2008 | SP | New Issue: RBC prices $796,000 15% reverse convertibles linked to Google
|
| 2/28/2008 | SP | New Issue: ABN Amro prices $0.75 million 14.5% reverse convertibles linked to Google
|
| 2/28/2008 | SP | New Issue: Barclays prices $3.5 million 11.75% reverse convertibles linked to Google
|
| 2/28/2008 | SP | New Issue: JPMorgan prices $1.06 million 12% reverse exchangeables linked to Google
|
| 2/28/2008 | SP | Morgan Stanley plans PLUS linked to Google
|
| 2/27/2008 | SP | New Issue: Merrill Lynch prices $33.2 million 9% Strides linked to Google
|
| 2/26/2008 | SP | New Issue: Natixis prices $120,000 10.5% reverse convertibles linked to Google for Eksportfinans
|
| 2/26/2008 | SP | Morgan Stanley to price 10%-12% RevCons linked to Google
|
| 2/11/2008 | SP | Barclays to price 11.75% reverse convertibles linked to Google
|
| 2/11/2008 | SP | JPMorgan to price 12% reverse exchangeables linked to Google
|
| 2/7/2008 | SP | ABN Amro to price 14.5% knock-in notes linked to Google
|
| 2/7/2008 | SP | Market Commentary: Headlines spur individual stock-linked products; First Republic sells for Merrill; Morgan Stanley ties to soy
|
| 2/6/2008 | SP | RBC plans 11.75% reverse convertibles linked to Google
|
| 2/5/2008 | SP | Natixis to price 10.5% reverse convertibles linked to Google for Eksportfinans
|
| 2/4/2008 | SP | Merrill Lynch to price 9% callable Strides linked to Google
|
| 1/30/2008 | SP | New Issue: RBC prices $22,000 10.1% reverse convertibles linked to Google
|
| 1/29/2008 | SP | New Issue: HSBC prices $424,000 12% reverse convertibles linked to Google
|
| 1/24/2008 | SP | New Issue: Credit Suisse prices $110,000 of 12% reverse convertibles linked to Google
|
| 1/9/2008 | SP | RBC plans 10.1% reverse convertibles linked to Google
|
| 1/7/2008 | SP | HSBC to issue 12% reverse convertibles linked to Google
|
| 1/4/2008 | SP | Credit Suisse to price 12% reverse convertibles linked to Google
|
| 12/14/2007 | SP | SG Structured Products to price 13% ReConvs linked to Google
|
| 12/10/2007 | SP | ABN Amro plans 14.2% Knock-in Reverse Exchangeables linked to Google
|
| 12/7/2007 | SP | HSBC to issue 14% reverse convertibles linked to Google
|
| 12/4/2007 | SP | Fortis plans 12.45% reverse convertibles linked to Google
|
| 12/3/2007 | SP | Credit Suisse to price 12.5% reverse convertibles linked to Google
|
| 11/29/2007 | SP | New Issue: Lehman sells $125,000 of 10.05% reverse exchangeables linked to Google
|
| 11/19/2007 | SP | Fortis plans 14.25% reverse convertibles linked to Google
|
| 11/13/2007 | SP | ABN Amro plans 11% knock-in notes linked to Google
|
| 11/7/2007 | SP | Lehman plans 10.05% reverse exchangeables linked to Google
|
| 11/6/2007 | SP | Correction: JPMorgan prices $2 million bearish notes linked to Google
|
| 11/5/2007 | SP | New Issue: JPMorgan prices $2 million bearish notes linked to Google
|
| 9/5/2007 | SP | Fortis Bank plans 10.13% knock-in reverse convertibles linked to Google
|
| 6/27/2007 | SP | New Issue: RBC sells $366,000 9% reverse convertibles linked to Google
|
| 6/15/2007 | SP | RBC to price 9% reverse convertibles linked to Google
|
| 6/12/2007 | SP | New Issue: Bear Stearns prices $730,000 10.25% reverse convertibles linked to Google
|
| 3/27/2007 | SP | New Issue: JPMorgan prices $607,000 9.5% notes linked to Google
|
| 3/6/2007 | SP | JPMorgan to price 9.5% six-month reverse exchangeables linked to Google
|
| 3/1/2007 | CVSP | New Issue: Morgan Stanley prices $53 million 20% reverse exchangeables linked to Google
|
| 1/4/2007 | SP | ABN Amro plans 12% knock-in notes linked to Google
|
| 1/3/2007 | SP | New Issue: Societe Generale sells $1 million of 4% ReConvs linked to Google
|
| 12/5/2006 | SP | Societe Generale to price 4% ReConvs linked to Google
|