Prospect News: News for Financial Industry Regulatory Authority, Inc.

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Bank Loans - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products

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Prospect News home > Main news index > All issuers starting with F > Issuers starting with F, IG only > All stories on Financial Industry Regulatory Authority, Inc. > Stories on Financial Industry Regulatory Authority, Inc., IG only

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All markets No structured products Bank loans Canadian bonds CLOs Convertibles Distressed debt Emerging markets High yield Investment grade Liability management Municipals PIPEs Preferreds Private placements All leveraged markets Structured products

Market: BK = Bank loans, CV = Convertibles, DD = Distressed Debt, EM = Emerging Markets, HY = High Yield, IG = Investment Grade, LM = Liability Management, MU = Municipals, PP = PIPEs, PF = Preferreds, PV = Private Placements, SP = Structured Products
Recent items, highlighted in orange, are $4.00 each. All others are $1.00 each. Headlines in gray are not currently covered by your subscription.

Financial Industry Regulatory Authority, Inc.

10/11/2012	CVHYIGMU	Finra seeks comment on debt research conflicts of interest proposal
9/5/2012	CVHYIG	Finra could adjust caps in Trace reports, share Rule 144A trades
2/17/2012	EMHYIGMU	Finra seeks comments on proposal about conflicts in debt research
5/23/2011	IGMUPF	Finra fines Nuveen $3 million for auction-rate preferreds marketing
3/11/2011	CVEMHYIGMU	Finra seeks comment on debt research conflict-of-interest standards
3/5/2010	AGCVDDHYIG	Finra gets SEC approval for public access to historic Trace data
3/1/2010	AGHYIG	Finra kicks off Trace coverage of agency debt, primary bond market
3/18/2009	BKCVDDEMHYIG	Finra proposes pilot program for margining CDS
3/9/2009	CVDDHYIG	Finra seeks expansion of Trace reporting to include primary market, agency- and GSE-issued bonds
9/4/2008	CVHYIG	Finra to add more information to real-time reporting on corporate bond transactions
6/18/2008	CVHYIG	Finra plans to add more detail to Trace reports

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