| 2/4/2026 | SP | New Issue: Barclays prices $4.44 million autocallable buffered return enhanced notes on stock basket
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| 1/29/2026 | SP | New Issue: GS Finance prices $3.3 million autocallable buffered basket-linked notes on stocks
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| 1/27/2026 | SP | New Issue: GS Finance prices $5.6 million autocallable buffered basket-linked notes on stocks
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| 12/31/2025 | SP | New Issue: GS Finance prices $21.69 million autocallable buffered basket-linked notes on stocks
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| 12/31/2025 | SP | New Issue: UBS prices $4.21 million trigger autocallable gears linked to stock basket
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| 12/17/2025 | SP | New Issue: GS Finance prices $1.58 million autocallable basket-linked notes on stock basket
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| 12/11/2025 | SP | New Issue: JPMorgan prices $1.99 million contingent interest autocallables linked to stocks
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| 12/2/2025 | SP | New Issue: Barclays prices $3.08 million autocallable buffered return enhanced notes on stock basket
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| 12/2/2025 | SP | New Issue: GS Finance prices $9.22 million autocallable buffered basket-linked notes
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| 11/12/2025 | SP | New Issue: GS Finance prices $1 million autocallable buffered basket-linked notes
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| 11/11/2025 | SP | New Issue: Barclays prices $1 million autocallable buffered return enhanced notes on stock basket
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| 11/4/2025 | SP | New Issue: GS Finance prices $9.84 million trigger autocallable Gears tied to 16-stock basket
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| 10/30/2025 | SP | New Issue: RBC prices $16.6 million enhanced return geared buffer autocallables tied to eight stocks
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| 10/29/2025 | SP | New Issue: GS Finance prices $2.5 million autocallable buffered basket-linked notes
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| 10/20/2025 | SP | New Issue: GS Finance prices $1.76 million autocallable buffered basket-linked notes
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| 10/13/2025 | SP | New Issue: JPMorgan prices $2.47 million trigger autocallable contingent yield notes on Eaton
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| 9/24/2025 | SP | New Issue: GS Finance prices $1.72 million autocallable buffered basket-linked notes
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| 9/19/2025 | SP | New Issue: GS Finance prices $3.15 million autocallable buffered basket-linked notes
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| 9/11/2025 | SP | New Issue: GS Finance prices $1.88 million of digital basket-linked notes on stock basket
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| 9/9/2025 | SP | New Issue: UBS prices $1.45 million trigger autocallable contingent yield notes on Eaton
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| 8/22/2025 | SP | New Issue: Morgan Stanley prices $4.25 million trigger autocallable Gears tied to 18-stock basket
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| 8/14/2025 | SP | New Issue: GS Finance prices $3.47 million autocallable buffered basket-linked notes
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| 8/4/2025 | SP | New Issue: GS Finance prices $2.83 million autocallable basket-linked notes on stock basket
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| 8/4/2025 | SP | New Issue: GS Finance prices $2.98 million autocallable basket-linked notes on stock basket
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| 7/22/2025 | SP | New Issue: Scotia prices $8.62 million trigger autocallable Gears tied to 16-stock basket
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| 7/18/2025 | SP | New Issue: GS Finance prices $2.32 million autocallable basket-linked notes on stock basket
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| 7/10/2025 | SP | New Issue: Morgan Stanley prices $1.93 million buffered jump autocalls on stock, ETF basket
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| 7/7/2025 | SP | New Issue: GS Finance prices $3.22 million trigger autocallable Gears tied to 16-stock basket
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| 7/1/2025 | SP | New Issue: Morgan Stanley prices $15.88 million trigger autocallable Gears tied to 16-stock basket
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| 6/26/2025 | SP | New Issue: BMO prices $1.94 million autocallable barrier enhanced return notes on basket
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| 6/26/2025 | SP | New Issue: BMO prices $1.64 million autocallable barrier enhanced return notes on basket
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| 5/30/2025 | SP | New Issue: BMO prices $2.31 million autocallable barrier enhanced return notes on basket
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| 5/29/2025 | SP | New Issue: BMO prices $3.33 million autocallable barrier enhanced return notes on basket
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| 4/22/2025 | SP | New Issue: GS Finance prices $1.96 million leveraged buffered basket-linked notes
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| 4/8/2025 | SP | New Issue: UBS prices $8.61 million capped buffer gears linked to stock basket
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| 4/2/2025 | SP | New Issue: UBS prices $11.74 million contingent income autocallables linked to Eaton
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| 2/4/2025 | SP | New Issue: GS Finance prices $1.5 million leveraged notes linked to basket of 42 stocks
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| 1/30/2025 | SP | New Issue: GS Finance prices $3.75 million autocallable buffered basket-linked notes
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| 1/24/2025 | SP | New Issue: Scotiabank prices $2 million capped enhanced participation notes on stock basket
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| 1/16/2025 | SP | New Issue: GS Finance prices $2.08 million autocallable buffered notes linked to stock basket
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| 1/9/2025 | SP | New Issue: RBC prices $1 million enhanced return barrier notes on stock, ETF basket
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| 12/13/2024 | SP | New Issue: GS Finance prices $1.5 million autocallable buffered notes linked to stock basket
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| 11/19/2024 | SP | New Issue: Morgan Stanley prices $2 million buffered participation securities linked to stock basket
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| 10/17/2024 | SP | New Issue: GS Finance prices $10.31 million autocallable buffered basket-linked notes
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| 10/11/2024 | SP | New Issue: GS Finance prices $15.34 million autocallable buffered basket-linked notes
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| 6/27/2024 | SP | New Issue: Barclays prices $1.54 million 8% fixed-coupon autocalls on four stocks
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| 6/24/2024 | SP | New Issue: JPMorgan sells $1.43 million autocallable buffered return enhanced notes on basket
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| 6/18/2024 | SP | Scotia ups cap for $6.79 million enhanced participation notes due 2025
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| 6/10/2024 | SP | New Issue: Scotiabank prices $6.79 million capped enhanced participation notes on 30-stock basket
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| 6/7/2024 | SP | New Issue: JPMorgan prices $4.25 million autocallable buffered return enhanced notes on stock basket
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| 5/17/2024 | SP | New Issue: UBS prices $3.24 million capped buffer Gears linked to basket of 20 stocks
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| 5/6/2024 | SP | New Issue: UBS prices $4.81 million capped buffer Gears linked to basket of 20 stocks
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| 4/3/2024 | SP | New Issue: UBS prices $26.64 million capped buffer gears linked to stock basket
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| 11/27/2023 | SP | New Issue: JPMorgan prices $45,000 14.6% autocallable contingent interest notes on Eaton
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| 7/25/2022 | SP | New Issue: JPMorgan prices $1 million return notes on basket of stocks with inflation exposure
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| 6/13/2022 | SP | New Issue: GS Finance sells $12.91 million basket-linked notes tied to 69 stocks
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| 5/16/2022 | SP | New Issue: JPMorgan prices $75,000 autocallable contingent interest notes tied to Eaton
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| 4/22/2022 | SP | New Issue: JPMorgan sells $1.2 million notes on 49 stocks with potential inflation exposure
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| 10/18/2021 | SP | New Issue: JPMorgan prices $4 million return notes on basket of stocks with inflation exposure
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| 8/30/2021 | SP | New Issue: JPMorgan prices $2 million capped buffered equity notes tied to 33 stock basket
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 8/10/2021 | SP | New Issue: JPMorgan sells $500,000 return notes on Covid-19 international recovery basket
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| 5/3/2021 | SP | New Issue: UBS sells $297,000 trigger autocallable contingent yield notes on Eaton
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| 4/30/2021 | SP | JPMorgan to price capped buffered enhanced insight notes on stocks with inflation exposure
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| 12/26/2020 | SP | New Issue: GS Finance sells $500,000 leveraged basket-linked notes on 37 stocks
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| 11/11/2020 | SP | New Issue: Morgan Stanley sells $807,000 contingent income autocallable notes on stocks
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| 9/4/2020 | SP | New Issue: GS Finance sells $830,000 leveraged basket-linked notes on 103 stocks
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| 7/2/2020 | SP | New Issue: Credit Suisse sells $2.2 million contingent coupon autocallable reverse convertibles on three stocks
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| 11/30/2015 | SP | New Issue: Barclays prices $412,300 trigger phoenix autocallables linked to Eaton
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| 7/28/2015 | SP | New Issue: Credit Suisse prices $3.25 million trigger phoenix autocallable notes linked to Eaton
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| 7/23/2015 | SP | Credit Suisse plans trigger phoenix autocallable notes linked to Eaton
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| 11/19/2014 | SPSW | November shows weakness with volume down by a third, but sources say month is not over yet
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| 11/13/2014 | SP | New Issue: RBC prices $30.57 million 8.82% mandatorily exchangeables tied to Eaton
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