| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 26 stocks
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| 12/8/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Cemex
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| 12/15/2016 | SP | New Issue: HSBC prices $1.05 million of 12.5% yield autocallables linked to Cemex
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| 12/12/2016 | SP | HSBC plans to price autocallable yield notes linked to Cemex
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| 11/22/2016 | SP | New Issue: Morgan Stanley prices $6.24 million trigger participation notes linked to 45 stocks
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| 5/7/2015 | SP | New Issue: UBS prices $130,000 contingent absolute return autocallable optimization securities linked to Cemex
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| 5/4/2015 | SP | New Issue: UBS prices $163,000 trigger phoenix autocallables linked to Cemex
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| 3/3/2015 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Cemex
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| 2/25/2015 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Cemex
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| 2/13/2015 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 1/13/2015 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 12/23/2014 | SP | New Issue: UBS prices $100,000 airbag return optimization securities linked to Cemex
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| 7/15/2014 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 6/25/2014 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 6/24/2014 | SP | New Issue: Deutsche Bank prices $405,000 trigger phoenix autocallables linked to Cemex
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| 6/17/2014 | SP | Deutsche Bank plans trigger phoenix autocallables tied to Cemex
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| 5/30/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 5/22/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 5/16/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 4/16/2014 | SP | New Issue: UBS prices $99,993 4.38% trigger yield optimization notes linked to Cemex
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| 4/3/2014 | SP | New Issue: UBS prices $149,988 of 4.84% trigger yield optimization notes on Cemex
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| 4/1/2014 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 3/19/2014 | SP | New Issue: UBS sells $3.79 million 8.47% airbag autocallables linked to Cemex
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| 3/12/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 3/12/2014 | SP | UBS to price 6.35%-8.35% airbag autocallables linked to Cemex
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| 1/28/2014 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 1/7/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 12/18/2013 | SP | New Issue: Deutsche prices $1.72 million 7.15% airbag autocallable yield notes on Cemex
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| 12/10/2013 | SP | Deutsche Bank plans 6%-8% airbag autocallable notes linked to Cemex
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| 11/1/2013 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 10/28/2013 | SP | New Issue: UBS prices $1.1 million 8.43% trigger yield optimization notes linked to Cemex
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| 10/22/2013 | SP | New Issue: UBS prices $330,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 10/15/2013 | SP | New Issue: UBS prices $119,992 8.29% trigger yield optimization notes on Cemex
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| 10/1/2013 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization notes linked to Cemex
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| 9/26/2013 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallables tied to Cemex
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| 9/25/2013 | SP | New Issue: UBS prices $101,500 trigger phoenix autocallable optimization securities linked to Cemex
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| 9/16/2013 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables tied to Cemex
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| 8/28/2013 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 7/8/2013 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 7/5/2013 | SP | New Issue: UBS prices $165,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 6/25/2013 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 6/20/2013 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 6/19/2013 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 6/18/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 6/3/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 4/30/2013 | SP | New Issue: UBS prices $99,990 6.18% trigger yield optimization notes linked to Cemex
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| 4/24/2013 | SP | New Issue: Morgan Stanley prices $2.73 million phoenix autocallables linked to Cemex
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| 3/22/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 3/20/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 3/20/2013 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 2/26/2013 | SP | New Issue: UBS prices $450,000 trigger phoenix autocallable optimization securities linked to Cemex
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| 8/6/2012 | SP | New Issue: RBC sells $423,000 airbag yield optimization notes linked to Cemex ADSs
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| 8/1/2012 | SP | RBC to price 8.1%-10.6% six-month airbag yield notes linked to Cemex
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| 5/28/2010 | SP | New Issue: UBS prices $0.13 million 19.4% reverse convertibles linked to Cemex
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| 5/11/2010 | SP | Barclays to price 12% reverse convertibles linked to Cemex
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| 5/6/2010 | SP | UBS plans to price 14.25% reverse convertibles linked to Cemex
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| 4/12/2010 | SP | Barclays to price 9.5% reverse convertibles linked to Cemex
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| 3/31/2010 | SP | New Issue: Barclays prices $1 million 9.5% reverse convertibles linked to Cemex
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| 3/9/2010 | SP | Barclays to price 9.5% reverse convertibles linked to Cemex
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| 2/25/2010 | SP | New Issue: Barclays prices $2.5 million 10.75% reverse convertibles linked to Cemex
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| 2/8/2010 | SP | Barclays to price 10.75% reverse convertibles linked to Cemex
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 11% reverse convertibles linked to Cemex
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| 1/8/2010 | SP | Barclays to price 11% reverse convertibles linked to Cemex
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| 12/31/2009 | SP | New Issue: Barclays prices $2.5 million 12% reverse convertibles linked to Cemex
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| 12/4/2009 | SP | Barclays to price 12% reverse convertibles linked to Cemex
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| 11/30/2009 | SP | New Issue: Wells Fargo sells $1.21 million 14% enhanced yield notes linked to Cemex for Eksportfinans
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| 11/30/2009 | SP | New Issue: Barclays prices $2 million 15.75% reverse convertibles linked to Cemex
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| 11/17/2009 | SP | Wells Fargo to price 14%-15% enhanced yield securities linked to Cemex for Eksportfinans
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| 11/10/2009 | SP | Barclays to price 15.75% reverse convertibles linked to Cemex
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| 9/30/2009 | SP | New Issue: Barclays prices $2 million 12.25% reverse convertibles linked to Cemex
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| 9/10/2009 | SP | Barclays to price 12.25% reverse convertibles linked to Cemex
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| 7/17/2009 | SP | New Issue: RBC prices $0.07 million 24.25% reverse convertibles linked to Cemex SAB
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| 7/7/2009 | SP | RBC to price 24.25% reverse convertibles linked to Cemex
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| 10/14/2008 | SP | RBC plans 11.25% reverse convertibles linked to Cemex
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| 10/14/2008 | SP | RBC plans 14.5% reverse convertibles linked to Cemex
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| 5/20/2008 | SP | New Issue: Citigroup prices $13.29 million 11.5% ELKS linked to Cemex
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| 5/8/2008 | SP | Citigroup to price 10.5%-12.5% ELKS linked to Cemex
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| 4/29/2008 | SP | New Issue: ABN Amro prices $0.3 million 14.25% reverse convertibles linked to Cemex
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| 4/7/2008 | SP | ABN Amro to price 14.25% reverse exchangeables linked to Cemex
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| 1/4/2008 | SP | Credit Suisse to price 16.75% reverse convertibles linked to Cemex
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| 12/3/2007 | SP | Credit Suisse to price 14.5% reverse convertibles linked to Cemex
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| 9/28/2007 | SP | New Issue: ABN Amro prices $0.4 million 10.1% reverse convertibles linked to Cemex
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| 9/27/2007 | SP | New Issue: JPMorgan prices $134,000 10.75% reverse exchangeables linked to Cemex
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| 9/11/2007 | SP | JPMorgan to price 10.75% reverse exchangeables linked to Cemex
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| 9/5/2007 | SP | ABN Amro plans 10.1% knock-in notes linked to Cemex
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| 8/23/2007 | SP | New Issue: Bear Stearns prices $2.3 million 12.8% reverse convertibles linked to Cemex
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| 8/16/2007 | SP | Bear Stearns plans 11.5% reverse convertibles linked to Cemex
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| 8/8/2007 | SP | New Issue: ABN Amro sells $2.25 million 11.25% Knock-in Reverse Exchangeables linked to Cemex
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| 11/27/2006 | SP | New Issue: Credit Suisse sells $774,000 of 8.5% reverse convertibles linked to Cemex
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| 10/26/2006 | CVSP | New Issue: Citigroup prices $15.3 million Pacers linked to Cemex ADRs
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