| 9/22/2014 | SP | New Issue: UBS prices $160,000 airbag yield optimization notes on Cliffs Natural
|
| 9/17/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 9/10/2014 | SP | New Issue: UBS prices $200,000 contingent absolute return autocallables linked to Cliffs
|
| 9/10/2014 | SP | New Issue: UBS sells $215,000 contingent absolute return autocallables on Cliffs
|
| 8/14/2014 | SP | New Issue: UBS prices $224,959 11.54% trigger yield optimization notes linked to Cliffs Natural
|
| 8/12/2014 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on Cliffs Natural
|
| 8/8/2014 | SP | New Issue: UBS prices $101,500 contingent absolute return autocallables linked to Cliffs Natural Resources
|
| 8/1/2014 | SP | New Issue: UBS prices $850,000 airbag yield optimization notes on Cliffs Natural
|
| 7/21/2014 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on Cliffs Natural
|
| 7/3/2014 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on Cliffs Natural
|
| 7/1/2014 | SP | New Issue: UBS prices $160,000 airbag yield optimization notes on Cliffs Natural
|
| 6/18/2014 | SP | New Issue: UBS prices $200,000 airbag yield optimization notes on Cliffs Natural
|
| 6/17/2014 | SP | New Issue: UBS prices $150,000 airbag yield optimization notes on Cliffs Natural
|
| 6/16/2014 | SP | New Issue: UBS prices $125,000 airbag yield optimization notes on Cliffs Natural
|
| 6/5/2014 | SP | New Issue: UBS prices $304,924 13.33% trigger yield optimization notes linked to Cliffs Natural
|
| 5/1/2014 | SP | New Issue: JPMorgan sells $2.5 million contingent interest autocallables on Cliffs
|
| 4/30/2014 | SP | New Issue: RBC prices $922,000 11% reverse convertibles linked to Cliffs Natural
|
| 4/25/2014 | SP | New Issue: UBS prices $99,990 10.2% trigger yield optimization notes linked to Cliffs Natural
|
| 4/25/2014 | SP | New Issue: UBS prices $99,990 12.75% trigger yield optimization notes linked to Cliffs Natural
|
| 4/17/2014 | SP | New Issue: RBC prices $385,000 14% reverse convertibles linked to Cliffs Natural
|
| 4/14/2014 | SP | New Issue: UBS prices $650,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 4/2/2014 | SP | RBC to price 14% reverse convertibles linked to Cliffs Natural
|
| 4/1/2014 | SP | New Issue: RBC prices $8.35 million 10.4% airbag autocallable yield notes linked to Cliffs Natural
|
| 3/25/2014 | SP | RBC to price 8.25%-10.25% airbag autocallables linked to Cliffs
|
| 3/24/2014 | SP | New Issue: RBC prices $500,000 14.5% reverse convertibles linked to Cliffs Natural
|
| 3/10/2014 | SP | New Issue: UBS prices $270,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 3/6/2014 | SP | New Issue: UBS prices $155,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 3/5/2014 | SP | New Issue: UBS prices $650,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 3/3/2014 | SP | New Issue: Citigroup prices $2.14 million 11% single observation ELKS on Cliffs
|
| 2/25/2014 | SP | New Issue: UBS prices $200,000 airbag yield optimization notes on Cliffs Natural
|
| 2/14/2014 | SP | New Issue: UBS prices $199,963 9.03% trigger yield optimization notes linked to Cliffs Natural
|
| 2/6/2014 | SP | Citigroup to price six-month 10%-12% ELKS on Cliffs Natural Resources
|
| 2/4/2014 | SP | New Issue: UBS prices $205,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 1/31/2014 | SP | New Issue: RBC prices $479,000 21.25% reverse convertibles linked to Cliffs Natural
|
| 1/27/2014 | SP | New Issue: RBC prices $800,000 12.6% reverse convertibles linked to Cliffs Natural
|
| 1/22/2014 | SP | RBC to price 12.75% reverse convertibles linked to Cliffs Natural
|
| 1/22/2014 | SP | New Issue: RBC prices $21.21 million 9.4% airbag autocallable yield optimization notes linked to Cliffs
|
| 1/22/2014 | SP | New Issue: UBS prices $109,933 11.27% trigger yield optimization notes linked to Cliffs Natural
|
| 1/17/2014 | SP | New Issue: RBC prices $419,000 13% reverse convertibles linked to Cliffs Natural
|
| 1/15/2014 | SP | RBC plans 7.4%-9.4% airbag autocallable yield notes linked to Cliffs
|
| 1/14/2014 | SP | New Issue: UBS prices $515,576 11.17% trigger yield optimization notes linked to Cliffs Natural
|
| 1/14/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 1/10/2014 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 1/10/2014 | SP | New Issue: UBS prices $217,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 1/8/2014 | SP | RBC plans 13% reverse convertibles linked to Cliffs Natural Resources
|
| 12/31/2013 | SP | New Issue: RBC prices $1 million 15.75% reverse convertibles linked to Cliffs Natural
|
| 12/31/2013 | SP | New Issue: RBC prices $55,000 11% reverse convertibles linked to Cliffs Natural
|
| 12/31/2013 | SP | New Issue: UBS prices $149,999 16.95% trigger yield optimization notes linked to Cliffs Natural
|
| 12/18/2013 | SP | New Issue: Barclays prices $725,000 18% reverse convertibles linked to Cliffs
|
| 12/18/2013 | SP | New Issue: RBC prices $188,000 15% reverse convertibles linked to Cliffs Natural
|
| 12/18/2013 | SP | RBC plans 11% reverse convertibles linked to Cliffs Natural Resources
|
| 12/6/2013 | SP | New Issue: UBS prices $131,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 12/5/2013 | SP | RBC plans to price 15% reverse convertibles linked to Cliffs
|
| 11/27/2013 | SP | New Issue: RBC prices $30,000 11.5% reverse convertibles linked to Cliffs Natural
|
| 11/27/2013 | SP | New Issue: RBC prices $742,000 11.65% reverse convertibles linked to Cliffs Natural
|
| 11/20/2013 | SP | RBC plans 11.5% three-month reverse convertibles linked to Cliffs
|
| 11/15/2013 | SP | New Issue: UBS prices $149,500 contingent absolute return autocallables linked to Cliffs
|
| 11/7/2013 | SP | New Issue: UBS prices $130,000 airbag yield optimization notes on Cliffs Natural
|
| 11/6/2013 | SP | New Issue: JPMorgan prices $1 million trigger phoenix autocallables tied to Cliffs
|
| 10/30/2013 | SP | New Issue: Citigroup prices $1.01 million 7% airbag autocallables linked to Cliffs
|
| 10/25/2013 | SP | New Issue: UBS prices $107,050 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 10/23/2013 | SP | New Issue: UBS prices $315,000 contingent absolute return autocallables linked to Cliffs Natural
|
| 10/23/2013 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 10/16/2013 | SP | New Issue: UBS prices $20.19 million 9.5% airbag autocallables linked to Cliffs
|
| 10/11/2013 | SP | New Issue: JPMorgan prices $250,000 15.55% reverse exchangeables linked to Cliffs
|
| 10/10/2013 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on Cliffs Natural
|
| 10/10/2013 | SP | New Issue: UBS prices $145,000 airbag yield optimization notes on Cliffs Natural
|
| 10/9/2013 | SP | New Issue: UBS prices $270,000 airbag yield optimization notes on Cliffs Natural
|
| 10/9/2013 | SP | UBS plans 8.4%-10.4% airbag autocallables on Cliffs Natural Resources
|
| 10/9/2013 | SP | New Issue: UBS prices $110,000 airbag yield optimization notes on Cliffs Natural
|
| 9/30/2013 | SP | New Issue: JPMorgan prices $199,000 16.5% reverse convertibles linked to Cliffs Natural
|
| 9/26/2013 | SP | JPMorgan to price 14.9% reverse convertibles linked to Cliffs Natural
|
| 9/13/2013 | SP | JPMorgan to price 16.5% reverse convertibles linked to Cliffs Natural
|
| 9/5/2013 | SP | New Issue: UBS prices $99,978 15.54% trigger yield optimization notes linked to Cliffs Natural
|
| 9/3/2013 | SP | New Issue: JPMorgan prices $184,000 15.75% reverse exchangeables linked to Cliffs
|
| 8/29/2013 | SP | New Issue: RBC prices $745,000 13.25% reverse convertibles linked to Cliffs Natural
|
| 8/27/2013 | SP | New Issue: UBS prices $99,994 10.24% trigger yield optimization notes linked to Cliffs Natural
|
| 8/27/2013 | SP | New Issue: RBC prices $4.65 million airbag yield optimization notes linked to Cliffs Natural
|
| 8/21/2013 | SP | JPMorgan to price 15.75% reverse convertibles linked to Cliffs Natural
|
| 8/21/2013 | SP | RBC to price 8%-10.3% airbag notes linked to Cliffs Natural Resources
|
| 8/20/2013 | SP | New Issue: JPMorgan prices $288,000 14.5% reverse exchangeables linked to Cliffs Natural
|
| 8/12/2013 | SP | New Issue: UBS prices $165,000 contingent absolute return autocallables linked to Cliffs
|
| 8/12/2013 | SP | New Issue: UBS prices $127,000 contingent absolute return autocallables linked to Cliffs
|
| 8/5/2013 | SP | JPMorgan to price 14.5% reverse convertibles linked to Cliffs Natural
|
| 7/31/2013 | SP | New Issue: JPMorgan prices $100,000 16.5% reverse exchangeables linked to Cliffs Natural
|
| 7/24/2013 | SP | New Issue: UBS prices $105,000 contingent absolute return autocallables linked to Cliffs
|
| 7/23/2013 | SP | JPMorgan to price 16.5% reverse convertibles linked to Cliffs Natural
|
| 7/22/2013 | SP | New Issue: JPMorgan prices $800,000 18% reverse exchangeables linked to Cliffs Natural
|
| 7/18/2013 | SP | New Issue: JPMorgan prices $48,000 20% reverse exchangeables linked to Cliffs Natural
|
| 7/12/2013 | SP | New Issue: UBS prices $105,000 contingent absolute return autocallables linked to Cliffs Natural Resources
|
| 7/12/2013 | SP | New Issue: UBS prices $230,000 contingent absolute return autocallables linked to Cliffs Natural Resources
|
| 7/5/2013 | SP | JPMorgan to price 20% reverse convertibles linked to Cliffs Natural
|
| 6/28/2013 | SP | New Issue: JPMorgan prices $86,000 19.5% reverse convertibles linked to Cliffs Natural
|
| 6/20/2013 | SP | JPMorgan to price 19.5% reverse convertibles linked to Cliffs Natural
|
| 6/19/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Cliffs Natural
|
| 6/18/2013 | SP | New Issue: JPMorgan prices $95,000 18.5% reverse convertibles linked to Cliffs Natural
|
| 6/14/2013 | SP | New Issue: UBS prices $199,983 18.37% trigger yield optimization notes linked to Cliffs Natural
|
| 6/14/2013 | SP | New Issue: UBS prices $278,000 airbag yield optimization notes on Cliffs Natural
|
| 6/14/2013 | SP | New Issue: UBS prices $1.18 million airbag yield optimization notes linked to Cliffs Natural
|
| 6/7/2013 | SP | New Issue: UBS prices $284,976 12.75% trigger yield optimization notes linked to Cliffs Natural
|
| 6/6/2013 | SP | New Issue: UBS prices $99,984 24.52% trigger yield optimization notes linked to Cliffs Natural
|
| 6/4/2013 | SP | JPMorgan to price 18.5% reverse convertibles linked to Cliffs Natural
|
| 5/30/2013 | SP | New Issue: RBC prices $840,000 16.5% reverse convertibles linked to Cliffs Natural
|
| 5/30/2013 | SP | New Issue: JPMorgan prices $40,000 19.25% reverse convertibles linked to Cliffs Natural
|
| 5/24/2013 | SP | New Issue: JPMorgan prices $666,000 15% reverse convertibles linked to Cliffs Natural
|
| 5/20/2013 | SP | JPMorgan to price 19.25% reverse convertibles linked to Cliffs Natural
|
| 5/20/2013 | SP | RBC to price 16.5% reverse convertibles linked to Cliffs Natural
|
| 5/16/2013 | SP | JPMorgan to price 15% reverse convertibles linked to Cliffs Natural
|
| 5/15/2013 | SP | New Issue: JPMorgan prices $65,000 18.75% reverse convertibles linked to Cliffs Natural
|
| 5/2/2013 | SP | JPMorgan to price 18.75% reverse convertibles linked to Cliffs Natural
|
| 4/30/2013 | SP | New Issue: JPMorgan prices $93,000 20% reverse convertibles linked to Cliffs Natural
|
| 4/12/2013 | SP | New Issue: Barclays prices $600,000 15% reverse convertibles linked to Cliffs Natural
|
| 4/12/2013 | SP | New Issue: JPMorgan prices $2 million capped single observation knock-out notes on Cliffs Natural
|
| 4/9/2013 | SP | New Issue: JPMorgan prices $9.73 million 9.88% airbag autocallables linked to Cliffs
|
| 4/8/2013 | SP | JPMorgan to price 18% reverse convertibles linked to Cliffs Natural
|
| 4/2/2013 | SP | JPMorgan plans 7.5%-10% airbag autocallable notes linked to Cliffs
|
| 3/28/2013 | SP | New Issue: Barclays prices $150,000 17% autocallable reverse convertibles tied to Cliffs Natural
|
| 3/27/2013 | SP | New Issue: JPMorgan prices $120,000 11% reverse convertibles linked to Cliffs Natural
|
| 3/18/2013 | SP | Barclays to price 17% autocallable reverse convertibles on Cliffs
|
| 3/11/2013 | SP | JPMorgan to price 11% reverse convertibles linked to Cliffs Natural
|
| 2/25/2013 | SP | New Issue: Barclays prices $250,000 16.75% reverse convertibles linked to Cliffs Natural
|
| 2/20/2013 | SP | Barclays to price 16.75% reverse convertibles linked to Cliffs Natural
|
| 1/31/2013 | SP | New Issue: RBC prices $370,000 10.25% reverse convertibles linked to Cliffs Natural
|
| 1/30/2013 | SP | New Issue: Barclays prices $2.61 million 10% callable reverse convertibles on Cliffs Natural Resources
|
| 1/28/2013 | SP | New Issue: RBC prices $620,000 12.5% reverse convertibles linked to Cliffs Natural
|
| 1/24/2013 | SP | Barclays to price 10% reverse convertibles linked to Cliffs Natural
|
| 1/22/2013 | SP | RBC to price 10.25% reverse convertibles linked to Cliffs Natural
|
| 1/18/2013 | SP | JPMorgan to price 10% reverse convertibles linked to Cliffs Natural
|
| 12/31/2012 | SP | New Issue: JPMorgan prices $766,000 16% reverse convertibles linked to Cliffs Natural
|
| 12/28/2012 | SP | New Issue: JPMorgan prices $1.29 million 11.5% reverse convertibles linked to Cliffs Natural
|
| 12/19/2012 | SP | New Issue: RBC prices $1 million 9% reverse convertibles linked to Cliffs Natural
|
| 12/18/2012 | SP | JPMorgan to price 16% reverse convertibles linked to Cliffs Natural
|
| 12/12/2012 | SP | New Issue: RBC prices $530,000 10% reverse convertibles linked to Cliffs Natural
|
| 11/29/2012 | SP | New Issue: Barclays prices $367,000 17% reverse convertibles linked to Cliffs Natural
|
| 11/7/2012 | SP | Barclays to price 17% reverse convertibles linked to Cliffs Natural
|
| 10/17/2012 | SP | RBC to price 16% reverse convertibles linked to Cliffs Natural
|
| 10/16/2012 | SP | New Issue: RBC prices $115,000 16% reverse convertibles linked to Cliffs Natural
|
| 10/9/2012 | SP | New Issue: JPMorgan prices $550,000 16% reverse convertibles linked to Cliffs Natural
|
| 10/3/2012 | SP | RBC to price 16% reverse convertibles linked to Cliffs Natural
|
| 9/28/2012 | SP | New Issue: RBC prices $1.36 million 15.75% reverse convertibles linked to Cliffs Natural
|
| 9/27/2012 | SP | JPMorgan plans one-year contingent income autocallables tied to Cliffs
|
| 9/24/2012 | SP | New Issue: RBC prices $1.17 million 12% reverse convertibles linked to Cliffs Natural
|
| 9/18/2012 | SP | RBC to price 15.75% reverse convertibles linked to Cliffs Natural
|
| 9/18/2012 | SP | New Issue: RBC prices $408,000 15.75% reverse convertibles linked to Cliffs Natural
|
| 9/14/2012 | SP | JPMorgan to price 12.5% reverse convertibles linked to Cliffs Natural
|
| 9/12/2012 | SP | New Issue: JPMorgan prices $530,000 9.1% reverse convertibles linked to Cliffs Natural
|
| 9/7/2012 | SP | RBC to price 15.75% reverse convertibles linked to Cliffs Natural
|
| 6/29/2012 | SP | New Issue: RBC prices $120,000 12.75% reverse convertibles linked to Cliffs Natural
|
| 6/29/2012 | SP | New Issue: JPMorgan prices $243,000 15% reverse convertibles linked to Cliffs Natural
|
| 6/20/2012 | SP | JPMorgan to price 15% reverse convertibles linked to Cliffs Natural
|
| 6/20/2012 | SP | RBC to price 12.75% reverse convertibles linked to Cliffs Natural
|
| 6/15/2012 | SP | New Issue: Bank of Montreal prices $535,000 reverse exchangeable notes linked to Cliffs Natural
|
| 5/31/2012 | SP | Bank of Montreal plans 18% reverse exchangeables linked to Cliffs
|
| 5/25/2012 | SP | New Issue: Barclays prices $275,000 20% reverse convertibles linked to Cliffs Natural
|
| 5/11/2012 | SP | New Issue: RBC prices $1.81 million 11.5% reverse convertibles linked to Cliffs Natural
|
| 5/4/2012 | SP | Market Commentary: Low coupon on Tibco Software-linked reverse convertibles indicates low risk, analyst says
|
| 5/2/2012 | SP | New Issue: Bank of Montreal prices $825,000 reverse exchangeable notes linked to Cliffs Natural
|
| 3/7/2012 | SP | New Issue: RBC prices $500,000 15.65% reverse convertibles linked to Cliffs Natural
|
| 3/2/2012 | SP | RBC to price 13.5% reverse convertibles linked to Cliffs Natural
|
| 2/28/2012 | SP | New Issue: Bank of Montreal prices $366,000 13.5% reverse exchangeables linked to Cliffs
|
| 2/14/2012 | SP | Bank of Montreal plans 13.5% reverse exchangeables on Cliffs Natural
|
| 2/7/2012 | SP | New Issue: RBC prices $4.07 million 10.15% airbag yield optimization notes linked to Cliffs
|
| 2/1/2012 | SP | RBC plans 8.25%-10.75% airbag yield optimization notes on Cliffs
|
| 12/22/2011 | SP | New Issue: Bank of Montreal prices $200,000 19.05% reverse exchangeables linked to Cliffs Natural
|
| 12/15/2011 | SP | New Issue: RBC prices $728,000 22% reverse convertibles linked to Cliffs Natural
|
| 12/5/2011 | SP | RBC to price 22% reverse convertibles linked to Cliffs Natural
|
| 11/29/2011 | SP | New Issue: RBC changes fees for $40,000 12.75% reverse convertibles linked to Cliffs Natural
|
| 11/28/2011 | SP | New Issue: RBC prices $40,000 12.75% reverse convertibles linked to Cliffs Natural
|
| 11/16/2011 | SP | New Issue: Bank of Montreal prices $325,000 17.5% reverse exchangeables tied to Cliffs Natural
|
| 11/9/2011 | SP | RBC to price 12.75% reverse convertibles linked to Cliffs Natural
|
| 11/1/2011 | SP | Bank of Montreal plans 17.5% reverse exchangeables linked to Cliffs
|
| 9/6/2011 | SP | New Issue: Bank of Montreal prices $500,000 23.32% reverse exchangeable notes linked to Cliffs
|
| 7/28/2011 | SP | New Issue: Barclays prices $10 million 10.75% reverse convertibles linked to Cliffs Natural
|
| 7/14/2011 | SP | New Issue: JPMorgan prices $588,000 18% reverse convertibles linked to Cliffs Natural
|
| 7/8/2011 | SP | Barclays to price 10.75% reverse convertibles linked to Cliffs Natural
|
| 6/30/2011 | SP | New Issue: JPMorgan prices $340,000 14.35% reverse convertibles linked to Cliffs Natural
|
| 6/29/2011 | SP | New Issue: RBC prices $200,000 13.5% reverse convertibles linked to Cliffs Natural
|
| 6/24/2011 | SP | New Issue: JPMorgan prices $11.88 million 11% trigger yield optimization notes linked to Cliffs
|
| 6/21/2011 | SP | JPMorgan plans 9.75%-11.75% trigger yield notes tied to Cliffs via UBS
|
| 6/20/2011 | SP | New Issue: RBC prices $319,000 12.5% reverse convertibles linked to Cliffs Natural
|
| 6/20/2011 | SP | RBC to price 13.5% reverse convertibles linked to Cliffs Natural
|
| 6/17/2011 | SP | JPMorgan to price 14.35% reverse convertibles linked to Cliffs Natural
|
| 6/6/2011 | SP | RBC to price 12.5% reverse convertibles linked to Cliffs Natural
|
| 5/26/2011 | SP | New Issue: Morgan Stanley prices $191,000 13.5% RevCons linked to Cliffs Natural
|
| 5/13/2011 | SP | New Issue: RBC prices $520,000 15.9% reverse convertibles linked to Cliffs Natural
|
| 4/29/2011 | SP | Morgan Stanley plans 13.5% RevCons linked to Cliffs Natural Resources
|
| 4/18/2011 | SP | New Issue: RBC prices $48,000 12.4% reverse convertibles linked to Cliffs Natural
|
| 4/6/2011 | SP | RBC to price 12.4% reverse convertibles linked to Cliffs Natural
|
| 3/30/2011 | SP | New Issue: Bank of Montreal prices $587,000 12% reverse exchangeables on Cliffs
|
| 3/29/2011 | SP | New Issue: Morgan Stanley prices $252,000 11.5% RevCons tied to Cliffs Natural Resources
|
| 3/17/2011 | SP | New Issue: Barclays prices $1.5 million 10.75% reverse convertibles linked to Cliffs Natural
|
| 3/1/2011 | SP | Bank of Montreal plans 12% reverse exchangeables on Cliffs Natural
|
| 3/1/2011 | SP | Barclays to price 10.75% reverse convertibles linked to Cliffs Natural
|
| 2/28/2011 | SP | New Issue: JPMorgan prices $1.55 million 12% upside autocallable reverse exchangeables tied to Cliffs
|
| 2/28/2011 | SP | Barclays redeems $434,000 10.5% reverse convertibles tied to Cliffs
|
| 2/25/2011 | SP | Morgan Stanley plans six-month 11.5% reverse convertibles on Cliffs
|
| 12/29/2010 | SP | New Issue: Barclays prices $2 million 10.4% reverse convertibles linked to Cliffs Natural
|
| 12/29/2010 | SP | New Issue: Barclays sells $550,000 10.5% callable reverse convertibles tied to Cliffs Natural
|
| 12/9/2010 | SP | Barclays to price 10.4% reverse convertibles linked to Cliffs Natural
|
| 12/7/2010 | SP | New Issue: Barclays prices $5 million more 10.4% reverse convertibles linked to Cliffs Natural
|
| 11/29/2010 | SP | New Issue: Barclays prices $1.5 million 10.4% reverse convertibles linked to Cliffs Natural
|
| 11/29/2010 | SP | New Issue: Barclays prices $1 million 10.2% reverse convertibles linked to Cliffs Natural
|
| 11/18/2010 | SP | New Issue: Barclays sells $5 million more 12.5% reverse convertibles on Cliffs
|
| 11/9/2010 | SP | Barclays to price 10.2% reverse convertibles linked to Cliffs Natural
|
| 11/9/2010 | SP | Barclays to price 10.4% reverse convertibles linked to Cliffs Natural
|
| 10/28/2010 | SP | New Issue: Barclays prices $1 million 12.5% reverse convertibles linked to Cliffs Natural
|
| 10/25/2010 | SP | New Issue: RBC prices $959,000 18.5% reverse convertibles linked to Cliffs Natural
|
| 10/8/2010 | SP | Barclays to price 12.5% reverse convertibles linked to Cliffs Natural
|
| 9/29/2010 | SP | New Issue: Barclays prices $1 million 13.25% reverse convertibles linked to Cliffs Natural
|
| 9/10/2010 | SP | Barclays to price 13.25% reverse convertibles linked to Cliffs Natural
|
| 8/30/2010 | SP | New Issue: Barclays prices $250,000 12% reverse convertibles linked to Cliffs Natural
|
| 8/10/2010 | SP | Barclays to price 12% reverse convertibles linked to Cliffs Natural
|
| 7/27/2010 | SP | New Issue: Barclays prices $250,000 18.75% reverse convertibles linked to Cliffs Natural
|
| 7/8/2010 | SP | Barclays to price 18.75% reverse convertibles linked to Cliffs Natural
|
| 6/29/2010 | SP | New Issue: Barclays prices $250,000 16.2% reverse convertibles linked to Cliffs Natural
|
| 6/9/2010 | SP | Barclays to price 16.2% reverse convertibles linked to Cliffs Natural
|
| 6/4/2010 | SPSW | High volatility, sell-off spur issuance of reverse convertibles tied to oil stocks
|
| 5/27/2010 | SP | New Issue: Barclays prices $0.25 million 17.5% reverse convertibles linked to Cliffs Natural
|
| 5/25/2010 | SP | New Issue: JPMorgan prices $0.51 million 29.5% reverse convertibles linked to Cliffs Natural
|
| 5/18/2010 | SP | New Issue: RBS prices $400,000 17% reverse exchangeables linked to Cliffs Natural Resources
|
| 5/13/2010 | SP | New Issue: Barclays prices $10 million add-on to 10.5% reverse convertibles linked to Cliffs Natural
|
| 5/11/2010 | SP | Barclays to price 17.5% reverse convertibles linked to Cliffs Natural
|
| 4/30/2010 | SP | New Issue: Barclays prices $0.75 million 14.5% reverse convertibles linked to Cliffs Natural
|
| 4/29/2010 | SP | New Issue: Barclays prices $2 million 13.65% reverse convertibles linked to Cliffs Natural
|
| 4/12/2010 | SP | Barclays to price 13.65% reverse convertibles linked to Cliffs Natural
|
| 4/12/2010 | SP | Barclays to price 14.5% reverse convertibles linked to Cliffs Natural
|
| 3/31/2010 | SP | New Issue: Barclays prices $1 million 11.25% reverse convertibles linked to Cliffs Natural
|
| 3/9/2010 | SP | Barclays to price 11.25% reverse convertibles linked to Cliffs Natural
|
| 2/25/2010 | SP | New Issue: Barclays prices $2 million 10.5% reverse convertibles linked to Cliffs Natural
|
| 2/8/2010 | SP | Barclays to price 10.5% reverse convertibles linked to Cliffs Natural
|
| 1/29/2010 | SP | New Issue: Barclays prices $2 million 12.25% reverse convertibles linked to Cliffs Natural
|
| 1/29/2010 | SP | New Issue: RBC prices $1 million 12% reverse convertibles linked to Cliffs Natural
|
| 1/8/2010 | SP | Barclays to price 12.25% reverse convertibles linked to Cliffs Natural
|
| 12/31/2009 | SP | New Issue: Barclays prices $4 million 12.25% reverse convertibles linked to Cliffs Natural
|
| 12/4/2009 | SP | Barclays to price 12.25% reverse convertibles linked to Cliffs Natural
|
| 11/30/2009 | SP | New Issue: Barclays prices $1 million 15.25% reverse convertibles linked to Cliffs Natural
|
| 11/10/2009 | SP | Barclays to price 15.25% reverse convertibles linked to Cliffs Natural
|