| 5/11/2016 | SP | New Issue: UBS prices $220,000 trigger phoenix autocallables linked to BHP Billiton
|
| 5/4/2016 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to BHP Billiton
|
| 3/31/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to BHP Billiton
|
| 3/28/2016 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to BHP Billiton
|
| 1/25/2016 | SP | New Issue: RBC prices $1 million 8.75% reverse convertible notes linked to BHP
|
| 12/16/2015 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables tied to BHP Billiton
|
| 12/16/2015 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to BHP Billiton
|
| 12/11/2015 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to BHP Billiton
|
| 10/20/2015 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to BHP Billiton
|
| 10/6/2015 | SP | New Issue: UBS prices $168,000 trigger phoenix autocallables linked to BHP Billiton
|
| 3/11/2015 | SP | New Issue: RBC prices $3.5 million buffered bullish return notes linked to stocks
|
| 7/18/2014 | SP | New Issue: Barclays prices $3.53 million Super Track notes linked to BHP Billiton
|
| 7/15/2014 | SP | Barclays plans two-year SuperTrack notes linked to BHP Billiton
|
| 3/27/2014 | SP | New Issue: UBS prices $205,000 trigger phoenix autocallables linked to BHP Billiton
|
| 12/18/2013 | SP | New Issue: UBS prices $220,000 trigger phoenix autocallables linked to BHP Billiton
|
| 7/24/2013 | SP | New Issue: UBS prices $230,000 trigger phoenix autocallables linked to BHP Billiton
|
| 6/13/2013 | SP | New Issue: HSBC prices $5 million autocallable buffered range accrual notes linked to mining stocks
|
| 5/14/2013 | SP | HSBC adjusts coupon for range accrual autocallables tied to stocks
|
| 5/13/2013 | SP | HSBC plans autocallable buffered range accrual notes on stock basket
|
| 5/8/2013 | SP | New Issue: RBC prices $2.75 million trigger phoenix autocallables on BHP Billiton
|
| 5/1/2013 | SP | RBC to price trigger phoenix autocallables linked to BHP Billiton
|
| 3/30/2012 | SP | New Issue: Deutsche Bank prices $1.39 million contingent absolute return autocallables tied to BHP
|
| 3/23/2012 | SP | Deutsche Bank to price contingent absolute return autocallables linked to BHP Billiton
|
| 2/14/2012 | SP | New Issue: Deutsche sells $1.32 million 9.5% trigger yield optimization notes on BHP Billiton
|
| 2/6/2012 | SP | Deutsche Bank plans 7%-9.5% one-year trigger yield optimization notes linked to BHP Billiton
|
| 11/30/2011 | SP | New Issue: JPMorgan sells $682,668 11.7% trigger yield notes tied to BHP Billiton
|
| 11/22/2011 | SP | JPMorgan plans 9.25%-11.75% trigger yield notes tied to BHP Billiton
|
| 8/31/2011 | SP | New Issue: RBC prices $4.01 million trigger phoenix autocallables tied to BHP
|
| 8/24/2011 | SP | RBC plans trigger phoenix autocallable notes linked to BHP Billiton
|
| 3/31/2011 | SP | New Issue: UBS prices $2.03 million 7.85% trigger yield optimization notes on BHP
|
| 3/24/2011 | SP | UBS plans 6.5% to 8.5% trigger yield optimization notes on BHP
|
| 11/30/2010 | SP | New Issue: Barclays prices $10.71 million 10.46% yield optimization notes on BHP Billiton via UBS
|
| 11/22/2010 | SP | Barclays plans 8.25%-10.75% yield optimization notes on BHP via UBS
|
| 2/25/2010 | SP | New Issue: UBS prices $1.57 million 9% yield optimization notes linked to BHP Billiton
|
| 2/12/2010 | SP | UBS to sell 8%-10% yield optimization notes linked to BHP Billiton
|
| 7/30/2007 | SP | New Issue: RBC sells $71,000 12% reverse convertibles linked to BHP Billiton
|
| 7/17/2007 | SP | RBC to price 12% reverse convertibles linked to BHP
|
| 5/22/2007 | SP | New Issue: Barclays prices $1.25 million 10% reverse convertibles linked to BHP Billiton
|
