| 10/26/2023 | SP | New Issue: GS Finance prices $2.62 million notes linked to basket of 43 stocks
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| 8/17/2023 | SP | New Issue: GS Finance sells $778,000 buffered basket-linked notes on 44 stocks
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| 7/1/2022 | SP | New Issue: GS Finance sells $900,000 buffered basket-linked notes on 44 stocks
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| 6/22/2022 | SP | New Issue: JPMorgan prices $500,000 12.9% callable contingent interest notes on Activision Blizzard
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| 6/8/2022 | SP | New Issue: JPMorgan prices $865,000 9.5% autocallable contingent interest notes on Activision
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| 5/18/2022 | SP | New Issue: Citigroup sells $1.5 million barrier securities linked to three stocks
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| 3/28/2022 | SP | New Issue: Morgan Stanley prices $1.94 million contingent income autocallable securities on three stocks
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| 3/28/2022 | SP | New Issue: Morgan Stanley prices $1.25 million contingent income autocallable securities on stocks
|
| 2/8/2022 | SP | New Issue: GS Finance prices $1.72 million basket-linked notes on 35 stocks
|
| 1/18/2022 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Activision
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| 12/1/2021 | SP | New Issue: UBS prices $825,000 contingent absolute return autocallables linked to Activision Blizzard
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| 11/23/2021 | SP | New Issue: GS Finance sells $1.68 million contingent coupon equity autocalls on Activision Blizzard
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| 11/22/2021 | SP | New Issue: JPMorgan sells $2.56 million autocallable yield notes on three stocks
|
| 11/22/2021 | SP | New Issue: JPMorgan prices $1.4 million callable contingent interest notes on Activision
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| 11/18/2021 | SP | New Issue: GS Finance sells $2 million callable contingent coupon equity notes on gaming stocks
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| 9/24/2021 | SP | New Issue: Credit Suisse sells $3.48 million autocallable contingent income securities on stocks
|
| 9/22/2021 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to Activision
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| 9/22/2021 | SP | New Issue: JPMorgan sells $2.47 million autocallable yield notes on three stocks
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| 9/1/2021 | SP | New Issue: JPMorgan sells $5.29 million trigger autocallable contingent yield notes on gaming stock
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| 8/25/2021 | SP | New Issue: RBC sells $1.08 million notes on basket of 30 Raymond James stock picks
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| 8/25/2021 | SP | New Issue: RBC sells $8.77 million notes on basket of 30 Raymond James stock picks
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| 8/17/2021 | SP | New Issue: GS Finance sells $2 million callable contingent coupon equity notes on software stocks
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| 7/29/2021 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallables linked to Activision Blizzard
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| 7/29/2021 | SP | New Issue: UBS prices $340,000 trigger phoenix autocallables linked to Activision Blizzard
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| 7/29/2021 | SP | New Issue: UBS prices $290,000 trigger phoenix autocallables linked to Activision Blizzard
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| 7/15/2021 | SP | New Issue: UBS prices $800,000 trigger phoenix autocallables linked to Activision Blizzard
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| 7/15/2021 | SP | New Issue: UBS prices $675,000 trigger phoenix autocallables tied to Activision Blizzard
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| 7/15/2021 | SP | New Issue: UBS prices $675,000 trigger phoenix autocallables linked to Activision Blizzard
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| 7/6/2021 | SP | New Issue: Credit Suisse sells $616,000 contingent coupon autocallables on software stocks
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| 5/5/2021 | SP | New Issue: Scotia prices $20 million autocallable review notes on Activision Blizzard, American Express, DocuSign
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| 4/28/2021 | SP | New Issue: Morgan Stanley sells $1 million contingent income autocalls on three stocks
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| 4/21/2021 | SPSW | Structured notes issuance $221 million for week amid stock rally, settled bond market
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| 4/19/2021 | SP | New Issue: GS Finance prices $20 million autocallable equity-linked notes on three stocks
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| 4/9/2021 | SP | New Issue: UBS sells $7.65 million capped buffer gears on basket of 19 stocks
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| 4/6/2021 | SP | New Issue: Credit Suisse sells $3.4 million contingent coupon autocallable yield notes on stocks
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| 3/24/2021 | SP | New Issue: JPMorgan sells $2.9 million trigger autocallable contingent yield notes on Activision Blizzard
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| 2/5/2021 | SP | New Issue: Scotia prices $20 million autocallable review notes on Activision Blizzard, Amazon, Take-Two
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| 1/19/2021 | SP | New Issue: Credit Suisse sells $944,000 contingent coupon autocallable reverse converts on stocks
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| 12/17/2020 | SP | New Issue: Credit Suisse sells $2.59 million autocallable yield notes on three stocks
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| 12/17/2020 | SP | New Issue: Credit Suisse sells $600,000 contingent coupon autocallable yield notes on stocks
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| 12/4/2020 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to Activision
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| 11/5/2020 | SP | New Issue: Citi sells $1 million contingent coupon autocallable notes on three stocks
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| 9/29/2020 | SP | New Issue: JPMorgan sells $869,000 11.25% contingent interest autocalls on Activision
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| 9/21/2020 | SP | New Issue: Credit Suisse sells $2.95 million autocallable reverse converts on three stocks
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| 9/15/2020 | SP | New Issue: Credit Suisse sells $600,000 contingent coupon autocallable yield notes on three stocks
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| 8/27/2020 | SP | New Issue: Credit Suisse sells $8.39 million contingent income autocalls on three stocks
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| 8/25/2020 | SP | New Issue: Credit Suisse sells $2.37 million autocallable reverse converts on three stocks
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| 8/21/2020 | SP | New Issue: TD sells $2.87 million contingent interest barrier autocalls with memory on stocks
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| 8/21/2020 | SP | New Issue: UBS prices $540,000 trigger phoenix autocallables linked to Activision Blizzard
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| 8/21/2020 | SP | New Issue: UBS prices $355,000 trigger phoenix autocallables linked to Activision Blizzard
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| 7/13/2020 | SP | New Issue: Goldman prices $1 million leveraged basket-linked notes on 46 stocks
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| 6/19/2020 | SP | New Issue: JPMorgan prices $1 million contingent interest autocallables on three stocks
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| 6/8/2020 | SP | New Issue: JPMorgan prices $550,000 contingent interest autocallables on three stocks
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| 5/19/2020 | SP | New Issue: UBS prices $235,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 5/19/2020 | SP | New Issue: UBS prices $660,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 5/11/2020 | SP | New Issue: Goldman prices $3.31 million leveraged basket-linked notes on 46 stocks
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| 2/21/2020 | SP | New Issue: Credit Suisse sells $1.11 million contingent coupon reverse convertibles on stocks
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| 2/12/2020 | SP | New Issue: UBS prices $360,000 trigger autocallables linked to Activision Blizzard
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| 2/12/2020 | SP | New Issue: UBS prices $550,000 trigger autocallables linked to Activision Blizzard
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| 2/5/2020 | SP | New Issue: Credit Suisse $1.85 million contingent coupon autocallable yield notes on four stocks
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| 2/3/2020 | SP | New Issue: Credit Suisse sells $1.07 million contingent coupon autocallable reverse convertibles on three stocks
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| 12/24/2019 | SP | New Issue: JPMorgan sells $2.7 million contingent interest autocalls on Activision Blizzard
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| 12/24/2019 | SP | New Issue: Credit Suisse sells $1.68 million contingent coupon autocalls on three stocks
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| 11/20/2019 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Activision Blizzard
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| 11/1/2019 | SP | New Issue: UBS sells $2.11 million airbag autocallable yield notes on Activision
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| 10/23/2019 | SP | UBS plans airbag autocallable yield notes on Activision Blizzard
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| 9/6/2019 | SP | New Issue: JPMorgan prices $577,000 contingent interest autocalls on three stocks
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| 8/21/2019 | SP | New Issue: JPMorgan sells $365,000 contingent interest autocalls tied to Skyworks, Alaska Air and Activision
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| 8/6/2019 | SP | New Issue: Citi prices $2.43 million contingent coupon equity autocalls on Electronic Arts, Activision
|
| 7/12/2019 | SP | TD Bank plans contingent interest barrier autocalls on stocks
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| 6/19/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 5/29/2019 | SP | New Issue: JPMorgan prices $638,000 contingent interest autocallables tied to stocks
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| 5/9/2019 | SP | New Issue: UBS prices $776,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 4/26/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Activision Blizzard
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| 4/25/2019 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to Activision Blizzard
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| 4/23/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 4/11/2019 | SP | New Issue: Barclays prices $1.51 million phoenix autocallables on three stocks
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| 3/19/2019 | SP | New Issue: Citi sells $3.5 million autocallable phoenix securities on Activision
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| 3/13/2019 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 2/8/2019 | SP | New Issue: UBS prices $557,000 trigger phoenix autocallables linked to Activision
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| 11/7/2018 | SP | New Issue: UBS prices $385,000 trigger phoenix autocallables linked to Activision
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| 10/31/2018 | SP | New Issue: JPMorgan sells $505,000 10% contingent interest autocalls on Activision
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| 10/30/2018 | SP | New Issue: RBC prices $3 million of contingent digital barrier notes on Activision
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| 10/29/2018 | SP | New Issue: UBS prices $265,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 10/23/2018 | SP | New Issue: UBS prices $484,000 airbag autocallable yield notes on Activision Blizzard
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| 10/16/2018 | SP | JPMorgan plans 10% contingent interest autocalls on Activision Blizzard
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| 10/16/2018 | SP | New Issue: Goldman prices $800,000 contingent coupon autocalls tied to Activision Blizzard
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| 10/16/2018 | SP | New Issue: GS Finance prices $955,000 digital equity-linked notes on three stocks
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| 10/15/2018 | SP | New Issue: GS Finance prices $1.61 million digital equity-linked notes on three stocks
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| 10/9/2018 | SP | Goldman plans one-year digital equity-tied notes on three stocks
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| 10/9/2018 | SP | Goldman plans one-year digital equity-linked notes on three stocks
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| 8/28/2018 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallables linked to Activision
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| 8/27/2018 | SP | New Issue: UBS prices $170,000 trigger phoenix autocallables linked to Activision
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| 8/22/2018 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Activision
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| 8/22/2018 | SP | New Issue: UBS prices $1.56 million trigger phoenix autocallables linked to Activision
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| 8/21/2018 | SP | New Issue: UBS prices $135,000 trigger phoenix autocallables linked to Activision
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| 8/15/2018 | SP | New Issue: UBS prices $310,000 trigger phoenix autocallables linked to Activision
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| 8/2/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Activision
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| 5/25/2018 | SP | New Issue: UBS prices $114,000 trigger phoenix autocallables linked to Activision
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| 5/16/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Activision
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| 5/15/2018 | SP | New Issue: UBS prices $620,000 trigger autocallables linked to Activision Blizzard
|
| 4/27/2018 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallables linked to Activision
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| 4/20/2018 | SP | New Issue: JPMorgan prices $1.07 million 9% contingent yield trigger autocalls tied to Activision
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| 3/2/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Activision
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| 2/13/2018 | SP | New Issue: UBS prices $500,000 trigger autocallables linked to Activision Blizzard
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| 2/7/2018 | SP | New Issue: Credit Suisse sells $4.35 million 9.35% airbag autocallable yield notes on Activision
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| 1/23/2018 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Activision
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| 12/26/2017 | SP | New Issue: UBS prices $832,500 trigger phoenix autocallables linked to Activision
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| 11/14/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Activision Blizzard
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| 11/13/2017 | SP | New Issue: UBS prices $600,000 trigger autocallables linked to Activision Blizzard
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| 10/23/2017 | SP | New Issue: RBC sells $3.18 million 8.85% airbag autocallables on Activision
|
| 7/12/2017 | SP | New Issue: UBS prices $675,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 5/12/2017 | SP | New Issue: UBS prices $116,500 trigger phoenix autocallable optimization securities linked to Activision Blizzard
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| 12/6/2016 | SP | New Issue: UBS prices $185,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
|
| 12/5/2016 | SP | New Issue: UBS prices $475,000 trigger phoenix autocallable optimization securities linked to Activision Blizzard
|
| 11/22/2016 | SP | New Issue: Citigroup prices $652,000 8.05% airbag autocallables linked to Activision
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| 11/16/2016 | SP | Citigroup plans 7%-8.45% airbag autocallable yield notes linked to Activision Blizzard
|
| 11/10/2016 | SP | New Issue: UBS sells $100,000 trigger phoenix autocallables tied to Activision
|
| 11/10/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Activision
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| 10/3/2016 | SP | New Issue: RBC prices $948,000 direct investment notes tied to basket of 25 stocks
|
| 8/25/2016 | SP | RBC to price direct investment notes linked to basket of 25 stocks
|
| 7/28/2015 | SP | New Issue: UBS prices $351,000 trigger phoenix autocallables linked to Activision
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| 7/22/2015 | SP | UBS plans trigger phoenix autocallables due 2017 linked to Activision
|
| 4/21/2015 | SP | New Issue: HSBC prices $1.17 million 7% airbag autocallables linked to Activision
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| 4/15/2015 | SP | HSBC plans 6%-7.2% airbag autocallables linked to Activision Blizzard
|
| 1/21/2015 | SP | New Issue: RBC prices $1.12 million contingent absolute return autocallables linked to Activision
|
| 1/13/2015 | SP | RBC plans contingent absolute return autocallables tied to Activision
|
| 11/19/2014 | SP | New Issue: JPMorgan prices $919,000 trigger phoenix autocallables on Activision
|
| 11/12/2014 | SP | JPMorgan plans trigger phoenix autocallable notes linked to Activision
|
| 10/20/2014 | SP | New Issue: Citigroup prices $688,000 7.75% airbag autocallables tied to Activision
|
| 10/14/2014 | SP | Citi plans 6%-7.25% airbag autocallables linked to Activision Blizzard
|
| 10/31/2013 | SP | New Issue: UBS prices $618,500 contingent absolute return autocallables linked to Activision Blizzard
|
| 10/23/2013 | SP | UBS plans contingent absolute return autocallables tied to Activision
|
| 7/31/2013 | SP | New Issue: UBS prices $517,500 trigger phoenix autocallables linked to Activision Blizzard
|
| 7/24/2013 | SP | UBS plans trigger phoenix autocallables linked to Activision Blizzard
|
| 5/5/2010 | SP | Barclays to price 8% reverse convertibles linked to Activision Blizzard
|
| 4/29/2010 | SP | New Issue: Barclays prices $1 million 8% reverse convertibles linked to Activision Blizzard
|
| 4/12/2010 | SP | Barclays to price 8% reverse convertibles linked to Activision Blizzard
|
| 4/6/2010 | SP | Barclays to price 8.25% reverse convertibles linked to Activision Blizzard
|
| 3/31/2010 | SP | New Issue: Barclays prices $2 million 8% reverse convertibles linked to Activision Blizzard
|
| 3/9/2010 | SP | Barclays to price 8% reverse convertibles linked to Activision Blizzard
|