| 10/25/2022 | SP | New Issue: JPMorgan prices $453,000 13% autocallable contingent interest notes linked to stocks
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| 2/16/2022 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to Ameriprise
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| 12/3/2021 | SP | New Issue: UBS prices $502,500 trigger phoenix autocallables linked to Ameriprise
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| 12/24/2020 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Ameriprise
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| 12/15/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Ameriprise
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| 11/22/2020 | SP | New Issue: TD sells $1 million 10% autocallable fixed-interest barrier notes on stocks
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| 11/22/2020 | SP | New Issue: TD sells $3 million 9% autocallable fixed-interest barrier notes on stocks
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| 10/28/2020 | SP | New Issue: JPMorgan prices $1.6 million contingent interest autocalls on three stocks
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| 9/22/2020 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Ameriprise
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| 9/4/2020 | SP | New Issue: GS Finance sells $830,000 leveraged basket-linked notes on 103 stocks
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| 6/11/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Ameriprise Financial
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| 5/29/2020 | SP | New Issue: UBS prices $419,000 trigger phoenix autocallables linked to Ameriprise
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| 1/31/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Ameriprise
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| 6/12/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Ameriprise Financial
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| 3/28/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Ameriprise Financial
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| 2/27/2019 | SP | New Issue: RBC prices $2.48 million capped gears linked to basket of 25 stocks
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| 2/6/2019 | SP | RBC plans to price capped gears linked to basket of 25 stocks
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| 2/4/2019 | SP | New Issue: RBC prices $2.38 million capped gears linked to basket of 25 stocks
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| 7/23/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Ameriprise
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| 7/16/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Ameriprise
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| 1/3/2017 | SP | New Issue: RBC prices $3.06 million direct investment notes tied to basket of 40 stocks
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| 4/29/2016 | SP | New Issue: RBC prices $1.77 million capped buffered gears on 10 financial stocks
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| 4/7/2016 | SP | RBC plans capped buffer gears linked to basket of 10 financial stocks
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| 4/5/2016 | SP | New Issue: Credit Suisse prices $870,000 7% autocallable buffered notes linked to Ameriprise
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| 4/4/2016 | SP | New Issue: RBC prices $7.24 million buffered return optimization notes on 10 financial stocks
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| 3/9/2016 | SP | RBC plans buffered return optimization notes linked to financial stocks
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| 7/23/2013 | SP | New Issue: Citigroup prices $836,000 6.4% airbag autocallables linked to Ameriprise
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| 7/16/2013 | SP | Citigroup to price 5%-7% airbag autocallables linked to Ameriprise
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| 9/12/2012 | SP | JPMorgan redeems $452,500 absolute return notes tied to Ameriprise
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| 6/11/2012 | SP | New Issue: JPMorgan prices $452,500 contingent absolute return autocallables on Ameriprise
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| 6/5/2012 | SP | JPMorgan plans contingent absolute return notes linked to Ameriprise
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| 4/24/2012 | SP | JPMorgan redeems $889,000 trigger phoenix notes linked to Ameriprise
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| 1/18/2012 | SP | New Issue: JPMorgan prices $889,000 trigger phoenix autocallables on Ameriprise
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| 1/11/2012 | SP | JPMorgan plans trigger phoenix autocallables linked to Ameriprise
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| 11/16/2011 | SP | JPMorgan redeems $6.23 million trigger autocallables on Ameriprise
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| 11/10/2011 | SP | JPMorgan plans trigger autocallable securities tied to Ameriprise
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| 9/13/2011 | SP | New Issue: JPMorgan prices $6.23 million trigger autocallable securities tied to Ameriprise
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| 9/6/2011 | SP | JPMorgan plans autocallable trigger securities tied to Ameriprise
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 8.5% reverse convertibles linked to Ameriprise Financial
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| 1/8/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Ameriprise Financial
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