| 3/5/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/28/2014 | SP | New Issue: UBS prices $114,500 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/28/2014 | SP | New Issue: UBS prices $125,600 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/27/2014 | SP | New Issue: UBS prices $208,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/24/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/21/2014 | SP | New Issue: UBS prices $162,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/28/2014 | SP | New Issue: UBS prices $217,700 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/24/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/24/2014 | SP | New Issue: UBS prices $105,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/15/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/10/2014 | SP | New Issue: UBS prices $99,987 15.32% trigger yield optimization notes linked to Alpha Natural
|
| 1/8/2014 | SP | New Issue: UBS prices $142,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/8/2014 | SP | New Issue: UBS prices $240,000 airbag yield optimization notes on Alpha Natural
|
| 1/8/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/3/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/3/2014 | SP | New Issue: UBS prices $148,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 12/31/2013 | SP | New Issue: UBS prices $149,997 20.53% trigger yield optimization notes linked to Alpha Natural
|
| 12/30/2013 | SP | New Issue: UBS prices $160,000 airbag yield optimization notes on Alpha Natural
|
| 12/30/2013 | SP | New Issue: UBS prices $245,800 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 12/30/2013 | SP | New Issue: UBS prices $299,999 14.53% trigger yield optimization notes linked to Alpha Natural
|
| 12/24/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 12/17/2013 | SP | New Issue: Deutsche Bank sells $8.95 million airbag autocallables on Alpha Natural
|
| 12/16/2013 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on Alpha Natural
|
| 12/10/2013 | SP | Deutsche Bank plans 9%-11.6% airbag autocallables on Alpha Natural
|
| 12/4/2013 | SP | New Issue: UBS prices $139,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 12/3/2013 | SP | New Issue: UBS prices $277,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 12/3/2013 | SP | New Issue: UBS prices $327,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 11/25/2013 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 11/20/2013 | SP | New Issue: UBS prices $129,988 13.54% trigger yield optimization notes linked to Alpha Natural
|
| 11/20/2013 | SP | New Issue: UBS prices $450,000 contingent absolute return autocallables on Alpha Natural Resources
|
| 11/19/2013 | SP | New Issue: UBS prices $431,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 11/19/2013 | SP | New Issue: UBS prices $99,999 13.52% trigger yield optimization notes linked to Alpha Natural
|
| 11/18/2013 | SP | New Issue: UBS prices $775,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 11/18/2013 | SP | New Issue: UBS prices $445,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 11/12/2013 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on Alpha Natural
|
| 11/12/2013 | SP | New Issue: UBS prices $109,978 12.86% trigger yield optimization notes linked to Alpha Natural
|
| 11/5/2013 | SP | New Issue: UBS prices $135,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 10/30/2013 | SP | New Issue: UBS prices $224,987 13.12% trigger yield optimization notes linked to Alpha Natural
|
| 10/25/2013 | SP | New Issue: UBS prices $200,000 airbag yield optimization notes on Alpha Natural
|
| 10/23/2013 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 10/16/2013 | SP | New Issue: UBS prices $700,000 contingent absolute return autocallables linked to Alpha Natural Resources
|
| 10/15/2013 | SP | New Issue: UBS prices $780,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 10/11/2013 | SP | New Issue: UBS prices $149,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 10/2/2013 | SP | New Issue: UBS prices $139,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 9/18/2013 | SP | New Issue: UBS prices $425,000 airbag yield optimization notes on Alpha Natural
|
| 9/13/2013 | SP | New Issue: UBS prices $142,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 9/12/2013 | SP | New Issue: UBS prices $122,100 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 9/5/2013 | SP | New Issue: UBS prices $210,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 9/4/2013 | SP | New Issue: UBS prices $151,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 8/27/2013 | SP | New Issue: UBS prices $437,900 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 7/16/2013 | SP | New Issue: UBS prices $99,992 16.34% trigger yield optimization notes linked to Alpha Natural
|
| 7/12/2013 | SP | New Issue: UBS prices $396,000 airbag yield optimization notes on Alpha Natural
|
| 6/21/2013 | SP | New Issue: UBS prices $99,994 11.52% trigger yield optimization notes linked to Alpha Natural
|
| 6/14/2013 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 6/11/2013 | SP | New Issue: UBS prices $139,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 6/10/2013 | SP | New Issue: UBS prices $999,995 15.49% trigger yield optimization notes linked to Alpha Natural
|
| 6/4/2013 | SP | New Issue: UBS prices $99,998 21.46% trigger yield optimization notes linked to Alpha Natural
|
| 5/30/2013 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on Alpha Natural
|
| 5/10/2013 | SP | Market Commentary: Credit Suisse offers straddle notes tied to EM ETF; Alpha Natural-linked notes have high risk
|
| 5/7/2013 | SP | New Issue: UBS prices $105,000 10.26% airbag optimization notes tied to Alpha Natural Resources
|
| 5/1/2013 | SP | New Issue: UBS prices $99,993 15.96% trigger yield optimization notes linked to Alpha Natural
|
| 4/30/2013 | SP | New Issue: UBS prices $137,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 4/29/2013 | SP | New Issue: UBS prices $199,993 15.11% trigger yield optimization notes linked to Alpha Natural
|
| 4/18/2013 | SP | New Issue: UBS prices $99,996 24.08% trigger yield optimization notes linked to Alpha Natural
|
| 4/8/2013 | SP | JPMorgan to price 25% reverse convertibles linked to Alpha Natural
|
| 4/8/2013 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 4/5/2013 | SP | New Issue: UBS prices $217,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 4/3/2013 | SP | New Issue: UBS prices $120,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 3/28/2013 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 3/26/2013 | SP | New Issue: UBS prices $112,924 14.06% trigger yield optimization notes linked to Alpha Natural
|
| 3/14/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/25/2013 | SP | New Issue: UBS prices $103,050 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/21/2013 | SP | New Issue: UBS prices $183,350 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/13/2013 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallable optimization securities linked to Alpha Natural Resources
|
| 2/13/2013 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallable optimization securities linked to Alpha Natural Resources
|
| 2/12/2013 | SP | New Issue: UBS prices $526,805 12.09% trigger yield optimization notes linked to Alpha Natural
|
| 2/5/2013 | SP | New Issue: UBS prices $149,995 13.98% trigger yield optimization notes linked to Alpha Natural
|
| 2/4/2013 | SP | New Issue: UBS prices $99,995 12.96% trigger yield optimization notes linked to Alpha Natural
|
| 1/29/2013 | SP | New Issue: UBS prices $780,000 trigger autocallables linked to Alpha Natural
|
| 1/29/2013 | SP | New Issue: UBS prices $99,954 12.36% trigger yield optimization notes linked to Alpha Natural
|
| 1/28/2013 | SP | New Issue: UBS prices $134,976 11% trigger yield optimization notes linked to Alpha Natural
|
| 1/28/2013 | SP | New Issue: UBS prices $512,500 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/23/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/22/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 1/18/2013 | SP | New Issue: UBS prices $99,988 14.02% trigger yield optimization notes linked to Alpha Natural
|
| 1/15/2013 | SP | New Issue: UBS prices $5.71 million 9.1% airbag yield optimization notes linked to Alpha Natural
|
| 1/3/2013 | SP | New Issue: UBS prices $149,996 16.15% trigger yield optimization notes linked to Alpha Natural
|
| 12/21/2012 | SP | New Issue: UBS prices $157,954 13.78% trigger yield optimization notes linked to Alpha Natural
|
| 12/21/2012 | SP | New Issue: UBS prices $152,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 11/26/2012 | SP | New Issue: UBS prices $99,995 25.66% trigger yield optimization notes linked to Alpha Natural
|
| 11/15/2012 | SP | New Issue: UBS prices $104,995 19.74% trigger yield optimization notes linked to Alpha Natural
|
| 11/14/2012 | SP | New Issue: UBS prices $109,980 19.58% trigger yield optimization notes linked to Alpha Natural
|
| 11/6/2012 | SP | New Issue: UBS prices $109,995 18.09% trigger yield optimization notes linked to Alpha Natural
|
| 10/24/2012 | SP | New Issue: UBS prices $174,989 19% trigger yield optimization notes linked to Alpha Natural
|
| 10/19/2012 | SP | New Issue: UBS prices $471,122 18.45% trigger yield optimization notes linked to Alpha Natural
|
| 9/25/2012 | SP | New Issue: UBS prices $99,983 16.52% trigger yield optimization notes linked to Alpha Natural
|
| 9/20/2012 | SP | New Issue: UBS prices $99,997 21.65% trigger yield optimization notes linked to Alpha Natural
|
| 8/29/2012 | SP | New Issue: UBS prices $154,985 21.7% trigger yield optimization notes linked to Alpha Natural
|
| 8/28/2012 | SP | New Issue: UBS prices $209,989 21.52% trigger yield optimization notes linked to Alpha Natural
|
| 8/23/2012 | SP | New Issue: UBS prices $144,986 29.66% trigger yield optimization notes linked to Alpha Natural
|
| 8/23/2012 | SP | New Issue: UBS prices $99,990 21.13% trigger yield optimization notes linked to Alpha Natural
|
| 8/17/2012 | SP | New Issue: UBS prices $149,994 27.07% trigger yield optimization notes linked to Alpha Natural
|
| 8/16/2012 | SP | New Issue: UBS prices $139,986 26.3% trigger yield optimization notes linked to Alpha Natural
|
| 8/9/2012 | SP | New Issue: UBS prices $249,958 21.07% trigger yield optimization notes linked to Alpha Natural
|
| 7/17/2012 | SP | New Issue: UBS prices $109,997 25.55% trigger yield optimization notes linked to Alpha Natural
|
| 6/29/2012 | SP | New Issue: UBS prices $189,668 18.3% trigger yield optimization notes linked to Alpha Natural
|
| 6/27/2012 | SP | New Issue: UBS prices $149,999 21.28% trigger yield optimization notes linked to Alpha Natural
|
| 6/26/2012 | SP | New Issue: UBS prices $99,995 22.34% trigger yield optimization notes linked to Alpha Natural
|
| 6/8/2012 | SP | New Issue: UBS prices $999,998 20.54% trigger yield optimization notes linked to Alpha Natural
|
| 6/6/2012 | SP | New Issue: UBS prices $99,999 19.38% trigger yield optimization notes linked to Alpha Natural
|
| 5/9/2012 | SP | New Issue: UBS prices $199,993 15.53% trigger yield optimization notes linked to Alpha Natural
|
| 5/8/2012 | SP | New Issue: UBS prices $199,992 11.26% trigger yield optimization notes linked to Alpha Natural
|
| 5/8/2012 | SP | New Issue: UBS prices $124,971 11.44% trigger yield optimization notes linked to Alpha Natural
|
| 5/7/2012 | SP | New Issue: UBS prices $219,942 16.81% trigger yield optimization notes linked to Alpha Natural
|
| 5/1/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 4/27/2012 | SP | New Issue: Barclays prices $115,000 18% reverse convertibles linked to Alpha Natural
|
| 4/27/2012 | SP | New Issue: Deutsche Bank prices $5.45 million 9.48% airbag notes linked to Alpha Natural Resources
|
| 4/26/2012 | SP | New Issue: UBS prices $230,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 4/25/2012 | SP | Deutsche Bank plans 7.25%-9.75% airbag notes linked to Alpha Natural
|
| 4/25/2012 | SP | New Issue: Bank of Montreal prices $546,000 reverse exchangeable notes linked to Alpha Natural
|
| 4/25/2012 | SP | New Issue: UBS prices $329,974 11.77% trigger yield optimization notes linked to Alpha Natural
|
| 4/23/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 4/23/2012 | SP | New Issue: UBS prices $169,904 16.1% trigger yield optimization notes linked to Alpha Natural
|
| 4/20/2012 | SP | New Issue: UBS prices $199,972 19.46% trigger yield optimization notes linked to Alpha Natural
|
| 4/20/2012 | SP | New Issue: UBS prices $459,935 19.08% trigger yield optimization notes linked to Alpha Natural
|
| 4/20/2012 | SP | New Issue: UBS prices $573,881 19.46% trigger yield optimization notes linked to Alpha Natural
|
| 4/20/2012 | SP | UBS increases coupon of $199,973 trigger notes linked to Alpha Natural
|
| 4/20/2012 | SP | UBS increases coupon of $573,882 trigger notes linked to Alpha Natural
|
| 4/19/2012 | SP | New Issue: UBS prices $159,975 19.46% trigger yield optimization notes linked to Alpha Natural
|
| 4/19/2012 | SP | New Issue: UBS prices $199,972 19.24% trigger yield optimization notes linked to Alpha Natural
|
| 4/19/2012 | SP | New Issue: UBS prices $573,881 19% trigger yield optimization notes linked to Alpha Natural
|
| 4/13/2012 | SP | New Issue: UBS prices $119,939 12.45% trigger yield optimization notes linked to Alpha Natural
|
| 4/9/2012 | SP | New Issue: UBS prices $248,890 12.64% trigger yield optimization notes linked to Alpha Natural
|
| 4/5/2012 | SP | Barclays to price 18% reverse convertibles linked to Alpha Natural
|
| 4/4/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 4/2/2012 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 3/28/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 3/26/2012 | SP | New Issue: UBS prices $131,978 12.56% trigger yield optimization notes linked to Alpha Natural
|
| 3/20/2012 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 3/15/2012 | SP | New Issue: Bank of Montreal prices $59,000 14% reverse exchangeables linked to Alpha Natural
|
| 3/7/2012 | SP | New Issue: UBS prices $99,986 11.92% trigger yield optimization notes linked to Alpha Natural
|
| 3/2/2012 | SP | New Issue: UBS prices $249,985 10.77% trigger yield optimization notes linked to Alpha Natural
|
| 3/1/2012 | SP | Bank of Montreal plans 14% reverse exchangeables on Alpha Natural
|
| 2/29/2012 | SP | New Issue: UBS prices $17.51 million contingent absolute return autocallables linked to Alpha Natural
|
| 2/28/2012 | SP | New Issue: UBS prices $149,973 11.17% trigger yield optimization notes linked to Alpha Natural
|
| 2/27/2012 | SP | New Issue: UBS prices $149,987 12% trigger yield optimization notes linked to Alpha Natural
|
| 2/27/2012 | SP | New Issue: UBS prices $99,991 11% trigger yield optimization notes linked to Alpha Natural
|
| 2/24/2012 | SP | New Issue: UBS prices $99,988 11.97% trigger yield optimization notes linked to Alpha Natural
|
| 2/24/2012 | SP | New Issue: UBS prices $99,947 15.03% trigger yield optimization notes linked to Alpha Natural
|
| 2/24/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/23/2012 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallable optimization securities linked to Alpha Natural
|
| 2/22/2012 | SP | New Issue: UBS prices $184,921 12.15% trigger yield optimization notes linked to Alpha Natural
|
| 2/22/2012 | SP | New Issue: UBS prices $99,983 12.26% trigger yield optimization notes linked to Alpha Natural
|
| 2/22/2012 | SP | New Issue: UBS prices $99,983 12.26% trigger yield optimization notes linked to Alpha Natural
|
| 2/22/2012 | SP | UBS to price contingent absolute return autocallables linked to Alpha
|
| 2/22/2012 | SP | New Issue: UBS prices $102,946 12.15% trigger yield optimization notes linked to Alpha Natural
|
| 2/22/2012 | SP | New Issue: UBS prices $159,954 12.23% trigger yield optimization notes linked to Alpha Natural
|
| 2/21/2012 | SP | New Issue: UBS prices $114,969 12.49% trigger yield optimization notes linked to Alpha Natural
|
| 2/17/2012 | SP | New Issue: UBS prices $99,986 13.83% trigger yield optimization notes linked to Alpha Natural
|
| 2/10/2012 | SP | New Issue: UBS prices $269,964 14.99% trigger yield optimization notes linked to Alpha Natural
|
| 2/2/2012 | SP | New Issue: UBS prices $174,959 16.11% trigger yield optimization notes linked to Alpha Natural
|
| 1/27/2012 | SP | New Issue: UBS prices $159,928 15.06% trigger yield optimization notes linked to Alpha Natural
|
| 1/27/2012 | SP | New Issue: UBS prices $674,895 14.41% trigger yield optimization notes linked to Alpha Natural
|
| 1/26/2012 | SP | New Issue: UBS prices $169,939 16.53% trigger yield optimization notes linked to Alpha Natural
|
| 1/26/2012 | SP | New Issue: UBS prices $253,784 11.1% trigger yield optimization notes linked to Alpha Natural
|
| 1/26/2012 | SP | New Issue: UBS prices $99,980 21.17% trigger yield optimization notes linked to Alpha Natural
|
| 1/25/2012 | SP | New Issue: UBS prices $99,997 19.38% trigger yield optimization notes linked to Alpha Natural
|
| 1/24/2012 | SP | New Issue: UBS prices $199,971 12.16% trigger yield optimization notes linked to Alpha Natural
|
| 1/23/2012 | SP | New Issue: UBS prices $99,980 11.81% trigger yield optimization notes linked to Alpha Natural
|
| 1/23/2012 | SP | New Issue: UBS prices $99,980 12.85% trigger yield optimization notes linked to Alpha Natural
|
| 1/20/2012 | SP | New Issue: UBS prices $299,983 18.23% trigger yield optimization notes linked to Alpha Natural
|
| 1/20/2012 | SP | New Issue: UBS prices $99,948 22.23% trigger yield optimization notes linked to Alpha Natural
|
| 1/19/2012 | SP | New Issue: Bank of Montreal prices $273,000 19.75% reverse exchangeables on Alpha Natural
|
| 1/12/2012 | SP | New Issue: UBS prices $99,944 22.71% trigger yield optimization notes linked to Alpha Natural
|
| 12/30/2011 | SP | New Issue: RBC prices $6.11 million 8.82% airbag notes linked to Alpha Natural
|
| 12/29/2011 | SP | New Issue: UBS prices $99,997 8.03% trigger yield optimization notes linked to Alpha Natural Resources
|
| 12/23/2011 | SP | New Issue: UBS prices $102,385 16.41% trigger yield optimization notes linked to Alpha Natural
|
| 12/21/2011 | SP | New Issue: UBS prices $400,000 17.58% trigger yield optimization notes linked to Alpha Natural
|
| 12/21/2011 | SP | RBC plans 8.3%-11.3% airbag yield notes on Alpha Natural Resources
|
| 12/16/2011 | SP | New Issue: UBS prices $119,976 15.51% trigger yield optimization notes on Alpha Natural Resources
|
| 12/15/2011 | SP | New Issue: UBS prices $194,858 13.73% trigger yield optimization notes on Alpha Natural Resources
|
| 12/15/2011 | SP | New Issue: UBS prices $99,992 19.05% trigger yield optimization notes on Alpha Natural Resources
|
| 12/14/2011 | SP | New Issue: UBS prices $119,935 19.16% trigger yield optimization notes linked to Alpha Natural
|
| 12/14/2011 | SP | New Issue: UBS prices $99,985 15.65% trigger yield optimization notes on Alpha Natural Resources
|
| 12/12/2011 | SP | New Issue: UBS prices $149,987 23.02% trigger yield optimization notes linked to Alpha Natural
|
| 12/12/2011 | SP | New Issue: UBS prices $262,840 26.81% trigger yield optimization notes linked to Alpha Natural
|
| 12/8/2011 | SP | New Issue: UBS prices $99,937 18.43% trigger yield notes linked to Alpha Natural
|
| 11/28/2011 | SP | New Issue: UBS prices $219,945 20.4% trigger yield notes linked to Alpha Natural
|
| 11/23/2011 | SP | New Issue: UBS prices $99,992 29.96% trigger yield optimization notes on Alpha Natural Resources
|
| 11/18/2011 | SP | New Issue: UBS prices $114,929 17.86% trigger yield notes linked to Alpha Natural Resources
|
| 10/31/2011 | SP | New Issue: JPMorgan prices $7.43 million 11.21% airbag notes linked to Alpha Natural Resources
|
| 10/26/2011 | SP | JPMorgan plans 9.75%-12.75% airbag yield optimization notes linked to Alpha Natural Resources
|
| 10/21/2011 | SP | UBS to price 10.7%-13.2% airbag yield optimization notes linked to Alpha Natural Resources
|
| 10/18/2011 | SP | New Issue: UBS sells $99,990 21.1% trigger yield notes on Alpha Natural Resources
|
| 10/18/2011 | SP | New Issue: UBS sells $99,990 18.67% trigger yield notes on Alpha Natural Resources
|
| 9/30/2011 | SP | New Issue: UBS prices $99,986 14.75% trigger yield optimization notes on Alpha
|
| 9/27/2011 | SP | New Issue: UBS prices $274,956 15.3% trigger yield optimization notes linked to Alpha Natural
|
| 9/23/2011 | SP | New Issue: UBS prices $399,970 13.84% trigger yield notes linked to Alpha Natural Resources
|
| 9/2/2011 | SP | New Issue: UBS prices $114,880 15.22% trigger yield optimization notes linked to Alpha Natural
|
| 7/29/2011 | SP | New Issue: UBS prices $12.96 million 12.04% trigger yield notes linked to Alpha Natural Resources
|
| 7/28/2011 | SP | New Issue: Barclays prices $500,000 12% reverse convertibles linked to Alpha Natural
|
| 7/27/2011 | SP | New Issue: UBS prices $133,500 trigger phoenix autocallables linked to Alpha Natural Resources
|
| 7/25/2011 | SP | UBS plans 9.8%-11.8% trigger yield optimization notes on Alpha Natural
|
| 7/22/2011 | SP | New Issue: UBS prices $203,000 trigger phoenix autocallables linked to Alpha Natural Resources
|
| 7/21/2011 | SP | New Issue: UBS prices $236,000 trigger phoenix autocallables linked to Alpha Natural Resources
|
| 7/20/2011 | SP | New Issue: UBS prices $169,937 14% trigger yield notes linked to Alpha Natural Resources
|
| 7/8/2011 | SP | Barclays to price 12% reverse convertibles linked to Alpha Natural
|
| 5/11/2011 | SP | New Issue: RBC prices $535,000 9.1% reverse convertibles linked to Alpha Natural
|
| 4/19/2011 | SP | New Issue: UBS prices $14.01 mln trigger phoenix autocallables on Alpha Natural
|
| 4/18/2011 | SP | Barclays calls trigger optimization securities tied to Alpha Natural
|
| 4/12/2011 | SP | UBS plans trigger phoenix securities linked to Alpha Natural Resources
|
| 3/16/2011 | SP | New Issue: Barclays prices $11.03 million 0% autocallable notes linked to Alpha Natural Resources
|
| 3/8/2011 | SP | Barclays plans 0% autocallable notes linked to Alpha Natural Resources
|
| 2/25/2011 | SP | New Issue: Barclays prices $500,000 12% reverse convertibles linked to Alpha Natural
|
| 2/25/2011 | SP | New Issue: JPMorgan prices $775,000 12% upside callable reverse exchangeables on Alpha Natural
|
| 2/23/2011 | SP | New Issue: Citigroup sells $100.11 million 10% synthetic buy-write notes on Alpha Natural
|
| 2/8/2011 | SP | New Issue: RBC prices $512,000 8% reverse convertibles linked to Alpha Natural
|
| 2/3/2011 | SP | Barclays to price 12% reverse convertibles linked to Alpha Natural
|
| 1/31/2011 | SP | New Issue: Barclays prices $5 million more 13.2% reverse convertibles linked to Alpha Natural stock
|
| 1/31/2011 | SP | New Issue: JPMorgan prices $1 million 13% reverse convertibles linked to Alpha Natural
|
| 1/28/2011 | SP | New Issue: Barclays prices $1.5 million 13.5% reverse convertibles linked to Alpha Natural
|
| 1/7/2011 | SP | Barclays to price 13.5% reverse convertibles linked to Alpha Natural
|
| 12/30/2010 | SP | New Issue: Barclays prices $1.5 million 13.2% reverse convertibles linked to Alpha Natural
|
| 12/9/2010 | SP | Barclays to price 13.2% reverse convertibles linked to Alpha Natural
|
| 10/29/2010 | SP | New Issue: UBS sells $13.53 million 11.5% yield optimization notes on Alpha Natural
|
| 10/22/2010 | SP | UBS plans 9.75% to 11.75% yield optimization notes on Alpha Natural
|
| 10/8/2010 | SP | Barclays to price 10.75% reverse convertibles linked to Alpha Natural
|
| 8/10/2010 | SP | Barclays to price 10% reverse convertibles linked to Alpha Natural
|
| 7/27/2010 | SP | New Issue: Barclays prices $250,000 13.25% reverse convertibles linked to Alpha Natural
|
| 7/8/2010 | SP | Barclays to price 13.25% reverse convertibles linked to Alpha Natural
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| 5/11/2010 | SP | Barclays to price 11% reverse convertibles linked to Alpha Natural
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| 4/30/2010 | SP | New Issue: Barclays prices $0.75 million 11% reverse convertibles linked to Alpha Natural
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| 4/12/2010 | SP | Barclays to price 11% reverse convertibles linked to Alpha Natural
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| 3/31/2010 | SP | New Issue: Barclays prices $0.25 million 10.5% reverse convertibles linked to Alpha Natural
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| 3/5/2010 | SP | Barclays to price 10.5% reverse convertibles linked to Alpha Natural
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| 2/25/2010 | SP | New Issue: Barclays prices $1 million 10.75% reverse convertibles linked to Alpha Natural
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| 2/9/2010 | SP | Barclays to price 10.75% reverse convertibles linked to Alpha Natural
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 11.75% reverse convertibles linked to Alpha Natural
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| 1/28/2010 | SP | New Issue: Barclays sells $3.64 million 10.65% yield optimization notes on Alpha Natural via UBS
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| 1/21/2010 | SP | Barclays to price 8.75%-10.75% yield optimization notes linked to Alpha Natural Resources via UBS
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| 1/8/2010 | SP | Barclays to price 11.75% reverse convertibles linked to Alpha Natural
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| 10/29/2009 | SP | New Issue: RBC prices $1 million 14% reverse convertibles linked to Alpha Natural
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| 9/9/2008 | SP | Natixis to price 26.3% reverse convertibles linked to Alpha Natural Resources for Eksportfinans
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| 7/11/2008 | SP | Morgan Stanley to price 25%-27% RevCons linked to Alpha Natural Resources
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| 6/27/2008 | SP | New Issue: RBC prices $0.233 million 21.25% reverse convertibles linked to Alpha Natural
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| 6/11/2008 | SP | RBC plans 21.25% reverse convertibles linked to Alpha Natural Resources
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