Convertibles Calendar

ON THE HORIZON

ADVANCED SEMICONDUCTOR ENGINEERING INC.: (Symbol: ASX): $135 million of five-year convertible notes, with a $15 million greenshoe; via lead manager Goldman Sachs International; the Taiwanese semiconductor testing firm also plans to sell 60 million American Depositary Shares, which will each represent five ordinary shares with a par value of NT$10 each; timing will be as soon as the registration statement at the Securities and Exchange Commission becomes effective.

http://www.sec.gov/Archives/edgar/data/1122411/000119312503094347/df3.htm

CONSECO INC. (Symbol: CNO): $350 million of mandatory convertibles and $800 million of common stock; proceeds to take out its $859.7 million of 10.5% step-up payable-in-kind convertible preferreds, repay debt under its senior credit facility, which matures in 2009 and currently has a weighted average interest rate of 7.8%, contribute capital to insurance subsidiaries and general corporate purposes; joint bookrunners of the mandatory offering are Goldman Sachs & Co. and Morgan Stanley with JPMorgan in the syndicate; joint bookrunners of the stock offering are Goldman Sachs & Co. and Morgan Stanley with Banc of America Securities in the syndicate.

http://www.sec.gov/Archives/edgar/data/1224608/000095013704000416/c82126sv1.txt

GENWORTH FINANCIAL INC. (Symbol: GNW proposed): $600 million mandatory convertible, or equity units, with $25 par; part of General Electric Co.'s spin-off of its insurance unit Genworth Financial Inc., which would divest 30% of GE's ownership with the remaining to be sold later; GE plans to use proceeds to invest in growth initiatives and reduce parent-supported debt at GE Capital Corp.; joint lead managers are Morgan Stanley and Goldman Sachs & Co.; offerings to be completed by the end of June.

RECENT SHELF FILINGS WITH THE SEC:

ARMOR HOLDINGS, INC. (Symbol: AH): $500 million shelf filed March 23 for debt securities, preferred stock, common stock and warrants; securities may be issued as convertibles; Jacksonville, Fla. manufacturer of security products and vehicle armor will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1284377/000095013604000827/file001.txt

BOEING CO. (Symbol: BA): $1 billion shelf filed March 23 for debt securities and common stock; securities may be issued as convertibles; Chicago aerospace firm will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/12927/000104746904008995/a2131349zs-3.htm

DURATEK, INC. (Symbol: DRTK): $125 million shelf filed March 18 for debt securities, warrants, preferred stock and common stock; securities may be issued as convertibles; Columbia, Md. provider of radioactive materials disposal and operator of nuclear facilities will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/785186/000104746904008374/a2131268zs-3.htm

FORTUNE BRANDS, INC. (Symbol: FO): $2 billion shelf filed March 23 for debt securities, preferred stock, common stock and warrants; securities may be issued as convertibles; Lincolnshire, Ill. consumer branded products company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/789073/000119312504047345/ds3.htm

GLIMCHER REALTY TRUST (Symbol: GRT): $400 million shelf filed March 24 for debt securities, preferred shares, common shares, warrants, rights, purchase contracts and units; securities may be issued as convertibles; Columbus, Ohio retail real estate investment trust will use proceeds for general purposes.

http://www.sec.gov/Archives/edgar/data/912898/000095015204002223/l06534asv3.txt

HOST MARRIOTT CORP. (Symbol: HMT): $1 billion shelf filed March 24 for common stock, preferred stock, depositary shares, warrants and subscription rights; preferreds may be issued as convertibles; Bethesda, Md. upscale and full-service hotels real estate investment trust will use proceeds for development or acquisition of particular hotel properties, capital expenditures, repayment or repurchase of debt and capital stock, working capital and for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1070750/000119312504048310/ds3.htm

LTC PROPERTIES, INC. (Symbol: LTC): $200 million shelf filed March 23 for debt securities, preferred stock and common stock; securities may be issued as convertibles; includes $45 million previously registered but unsold; Malibu, Calif. long-term care and health-related real estate investment trust will use proceeds for general business purposes.

http://www.sec.gov/Archives/edgar/data/887905/000095014804000682/v97530orsv3.htm

PRIMEDIA INC. (Symbol: PRM): $1 billion shelf filed March 19 for debt securities, preferred stock, common stock, warrants, warrant units, stock purchase contracts, stock purchase units and stock purchase contracts; securities may be issued as convertibles; New York publishing company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/884382/000104746904008569/a2130130zs-3.htm

RYLAND GROUP, INC. (Symbol: RYL): $350 million shelf filed March 19 for debt securities, common stock, preferred stock, depositary shares, warrants, stock purchase contracts and stock purchase units; securities may be issued as convertibles; Calabasas Calif. homebuilder and mortgage finance company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/85974/000095013304001038/w95356sv3.htm

SOUTHERN UNION CO. (Symbol: SUG): $1 billion shelf filed March 19 for debt securities, common stock, preferred stock, warrants, securities purchase contracts, securities purchase units and depositary shares; securities may be issued as convertibles; Wilkes-Barre, Pa. transporter and distributor of natural gas will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/203248/000020324804000167/s3filing31904.txt

STANDARD PACIFIC CORP. (Symbol: SPF): $800 million shelf filed March 18 for debt securities, warrants, preferred stock and common stock; securities may be issued as convertibles; includes some previously registered but unsold securities; Irvine, Calif. homebuilder will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/878560/000119312504044898/ds3.htm

TIVO INC. (Symbol: TIVO): $100 million shelf filed March 18 for debt securities, warrants, preferred stock and common stock; securities may be issued as convertibles; includes $25.6 million previously registered but unsold securities; Alviso, Calif. provider of digital video recorders will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1088825/000119312504044868/ds3.htm

UNITEDHEALTH GROUP INC. (Symbol: UNH): $2 billion shelf filed March 19 for debt securities, common stock, preferred stock, depositary shares, warrants, purchase contracts, purchase units and trust preferreds; securities may be issued as convertibles; includes $250 million previously registered but unsold; Minneapolis health care services company will add proceeds to its general funds.

http://www.sec.gov/Archives/edgar/data/731766/000095013404003797/c83285s3sv3.htm

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