Convertibles Calendar

ON THE HORIZON

ADVANCED SEMICONDUCTOR ENGINEERING INC.: (Symbol: ASX): $135 million of five-year convertible notes, with a $15 million greenshoe; via lead manager Goldman Sachs International; the Taiwanese semiconductor testing firm also plans to sell 60 million American Depositary Shares, which will each represent five ordinary shares with a par value of NT$10 each; timing will be as soon as the registration statement at the Securities and Exchange Commission becomes effective.

http://www.sec.gov/Archives/edgar/data/1122411/000119312503094347/df3.htm

GENWORTH FINANCIAL INC. (Symbol: GNW proposed): $600 million mandatory convertible, or equity units, with $25 par; part of General Electric Co.'s spinoff of its insurance unit Genworth Financial Inc., which would divest 30% of GE's ownership with the remaining to be sold later; GE plans to use proceeds to invest in growth initiatives and reduce parent-supported debt at GE Capital Corp.; joint lead managers are Morgan Stanley and Goldman Sachs & Co.; offerings to be completed by the end of June.

GOODYEAR TIRE & RUBBER CO. (Symbol: GT): at least $250 million of debt securities and at least $75 million of equity or equity-linked securities by Dec. 31, plus refinance its term loan and revolving credit facilities due April 2005 by Dec. 1, 2004; per a new master contract with the United Steelworkers of America.

XL CAPITAL LTD.: (Symbol: XL): at least $750 million, mostly mandatory convertibles, in the first half of 2004.

RECENT SHELF FILINGS WITH THE SEC:

BEDFORD PROPERTY INVESTORS, INC. (Symbol: BED): $250 million shelf filed Jan. 23 for debt securities, preferred stock and common stock; securities may be issued as convertibles; Lafayette, Calif. industrial and suburban office real estate investment trust will use proceeds for general working capital purposes.

http://www.sec.gov/Archives/edgar/data/910079/000119312504008176/ds3.htm

CRIIMI MAE INC. (Symbol: CMM): $200 million shelf filed Jan. 27 for common stock, preferred stock, debt securities and warrants; securities may be issued as convertibles; Rockville, Md. commercial mortgage company will use proceeds to invest in real estate-related assets, to repay debt or for working capital and general corporate purposes.

http://www.sec.gov/Archives/edgar/data/847322/000104746904001971/a2126357zs-3.htm

METLIFE, INC. (Symbol: MET): $5.044 billion shelf filed Jan. 21 for debt securities, preferred stock, depositary shares, common stock, warrants, purchase contracts, units and trust preferreds; securities may be issued as convertibles; includes $44 million previously registered but unsold; New York provider of insurance and financial services will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1099219/000095012304000556/y93227sv3.txt

NEWMONT MINING CORP. (Symbol: NEM): $1 billion shelf filed Jan. 23 for common stock, preferred stock, warrants and debt securities; securities may be issued as convertibles; Denver gold miner will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/71824/000095012704000070/form_s3.txt

UNITED STATES STEEL CORP. (Symbol: X): $697.9 million shelf filed Jan. 27 for debt securities, common stock, preferred stock, depositary shares, warrants, stock purchase contracts and stock purchase units; securities may be issued as convertibles; includes $97.9 million previously registered but unsold; Pittsburgh steel company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1163302/000095015204000519/j0514601sv3.txt

URS CORP. (Symbol: URS): $325 million shelf filed Jan. 27 for common stock, preferred stock, depositary shares, warrants and debt securities; securities may be issued as convertibles; includes $154.8 million previously registered but unsold; San Francisco professional engineering firm will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/102379/000095014904000202/f95913sv3.htm

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