Convertibles Calendar

JAN. 5 WEEK

COEUR D'ALENE MINES CORP. (Symbol: CDE): $130 million of 20-year convertible senior notes, with $19.5 million greenshoe; price talk of 1.5-2.0% yield, 20-24% initial conversion premium; provisional call for 7 years at 150%, with coupon make-whole; puts in years 7, 10 and 15; 120% contingent conversion trigger; full dividend protection; Idaho-based mining company to use proceeds for general corporate purposes, which may include the development of its Kensington gold project and its San Bartolome silver project; via sole bookrunner Deutsche Bank Securities; management call scheduled at 11 a.m. ET on Wednesday, with pricing following the market.

ON THE HORIZON

ADVANCED SEMICONDUCTOR ENGINEERING INC.: (Symbol: ASX): $135 million of five-year convertible notes, with a $15 million greenshoe; via lead manager Goldman Sachs International; the Taiwanese semiconductor testing firm also plans to sell 60 million American Depositary Shares, which will each represent five ordinary shares with a par value of NT$10 each; timing will be as soon as the registration statement at the Securities and Exchange Commission becomes effective.

http://www.sec.gov/Archives/edgar/data/1122411/000119312503094347/df3.htm

GOODYEAR TIRE & RUBBER CO. (Symbol: GT): at least $250 million of debt securities and at least $75 million of equity or equity-linked securities by Dec. 31, plus refinance its term loan and revolving credit facilities due April 2005 by Dec. 1, 2004; per a new master contract with the United Steelworkers of America.

KOMAG INC. (Symbol: KOMG): $70 million of 20-year convertible notes, with $10.5 million greenshoe, and 6 million shares of common stock; the notes will be non-callable for 7 years, with puts in years 7, 10 and 15; via bookrunner Bear Stearns & Co. Inc.; joint lead manager is U.S. Bancorp Piper Jaffray Inc. and co-managers are Needham & Co. Inc. and Thomas Weisel Partners LLC; proceeds to redeem $114 million outstanding senior secured notes due 2007, and general corporate purposes; pricing will be scheduled once registrations clear the Securities and Exchange Commission.

RECENT SHELF FILINGS WITH THE SEC:

AMERICAN TOWER CORP. (Symbol: AMT): $1 billion shelf filed Dec. 30 for debt securities, preferred stock, depositary shares, class A common stock, warrants, stock purchase contracts and equity units; securities may be issued as convertibles; includes $150 million previously registered but unsold; Boston antenna leasing company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1221054/000119312503100449/ds3.htm

MAXIM PHARMACEUTICALS, INC. (Symbol: MAXM): $75 million shelf filed Dec. 29 for common stock, preferred stock, depositary shares, warrants, stock purchase contracts and stock purchase units; securities may be issued as convertibles; San Diego bio-pharmaceutical company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1013351/000104746903042135/a2125651zs-3.htm

XEROX CORP. (Symbol: XRX): $2.5 billion shelf filed Dec. 30 for debt securities, convertible debt securities, preferred stock, convertible preferred stock, common stock, warrants, depositary shares, securities purchase contracts and securities purchase units; securities may be issued as convertibles; includes $358.5 million previously registered but unsold; Stamford, Conn. document company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/108772/000119312503100393/ds3.htm

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