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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-up callable notes due Feb. 6, 2024; via Bank of America Merrill Lynch; settling Feb. 6; Cusip: 06048WKJ8
• Step-up callable notes due Feb. 10, 2016; via Bank of America Merrill Lynch; settlement Feb. 10; Cusip: 06048WKM1
• Step-up callable notes due Feb. 15, 2032; via Bank of America Merrill Lynch; settling Feb. 15; Cusip: 06048WKF6
• Step-down callable notes due Feb. 15, 2032; via Bank of America Merrill Lynch; settling Feb. 15; Cusip: 06048WKE9
• 0% Market Index Target-Term Securities due February 2017 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in February
• Zero-coupon notes due February 2015 linked to the S&P 500 index; 50% trigger; via Bank of America Merrill Lynch; pricing in February
• 0% lock-in notes due March 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due May 2013 linked to the silver spot price; via Bank of America Merrill Lynch; pricing in February
BANK OF MONTREAL
• 13% annualized reverse exchangeable notes due May 15, 2012 linked to Abercrombie & Fitch Co. shares; 80% trigger; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2C0
• 13% annualized reverse exchangeable notes due May 15, 2012 linked to Arch Coal Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2B2
• 14% annualized reverse exchangeable notes due May 15, 2012 linked to Aruba Networks Inc. shares; via BMO Capital Markets Corp; pricing Feb. 10; Cusip: 06366Q2D8
• 12% annualized reverse exchangeable notes due May 15, 2012 linked to Bank of America Corp. shares; via BMO Capital Markets Corp; pricing Feb. 10; Cusip: 06366Q2E6
• 11% annualized reverse exchangeable notes due May 15, 2012 linked to Baidu, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2F3
• 12% annualized reverse exchangeable notes due May 15, 2012 linked to Chesapeake Energy Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2G1
• 11% reverse exchangeable notes due May 15, 2012 linked to the common stock of lululemon athletica inc.; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2J5
• 11% reverse exchangeable notes due May 15, 2012 linked to the common stock of MercadoLibre, Inc.; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2K2
• 12% reverse exchangeable notes due May 15, 2012 linked to the common stock of Netflix Inc.; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2L0
• 11% annualized reverse exchangeable notes due May 15, 2012 linked to Salesforce.com, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2H9
• 9% annualized reverse exchangeable notes due May 15, 2012 linked to Transocean Ltd. shares; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2M8
• 10% annualized reverse exchangeable notes due May 15, 2012 linked to United States Steel Corp. shares; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2P1
• 9% annualized reverse exchangeable notes due May 15, 2012 linked to Wynn Resorts Ltd. shares; via BMO Capital Markets Corp.; pricing Feb. 10; Cusip: 06366Q2N6
• 0.5% currency-linked basket tracking notes due February 2013 linked to the Australian dollar, the Canadian dollar, the New Zealand dollar and the Norwegian krone; via BMO Capital Markets Corp.; pricing in February
BARCLAYS BANK PLC
• 0% autocallable notes due Aug. 8, 2012 linked to the Brent crude futures contract; via Barclays Capital Inc. with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing Feb. 3; Cusip: 06738KM73
• 0% capped market plus notes due Feb. 14, 2013 linked to the spot price of gold; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 06738KM65
• 0% notes due Aug. 13, 2013 linked to Technology Select Sector SPDR fund; 71% trigger; via Barclays Capital Inc.; pricing Feb. 3; Cusip: 06738KM99
• 0% notes due Feb. 11, 2015 linked to the EquityCompass Share Buyback index; via Barclays Capital Inc.; pricing Feb. 7; Cusip: 06738KH79
• Fixed-rate step-up callable notes due Feb. 15, 2022; via Barclays Capital Inc.; pricing Feb. 10; Cusip: 06738KL74
• 8.25% reverse convertible notes due Feb. 28, 2013 linked to MetLife, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRN1
• 10% reverse convertible notes due Aug. 31, 2012 linked to Peabody Energy stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRL5
• 11% reverse convertible notes due Feb. 28, 2013 linked to Superior Energy Services, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRM3
• 0% equity-linked notes due Feb. 5, 2018 linked to the iShares MSCI EAFE index fund; via Barclays Capital Inc. and Morgan Stanley Smith Barney LLC; pricing Feb. 28; Cusip: 06741L427
• 0% Capped Leveraged Index Return Notes due February 2014 linked to the Dow Jones U.S. Real Estate index; via Bank of America Merrill Lynch; pricing in February
• 0% Strategic Accelerated Redemption Securities due March 2013 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due April 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
• 0% market-linked step-up notes due February 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
CITIGROUP FUNDING INC.
• 8.5%-10.5% annualized single observation Equity LinKed Securities due Aug. 8, 2012 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via Citigroup Global Markets Inc.; pricing Feb. 3; Cusip: 17317U188
• 0% buffer notes due Feb. 13, 2014 linked to the SPDR Gold Trust; via Citigroup Global Markets Inc.; pricing Feb. 10; Cusip: 1730T0VX4
• Variable-coupon notes due Feb. 28, 2016 linked to Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Motors Co., Halliburton Co., Intel Corp. and Mattel, Inc.; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip: 1730T0VT3
• 0% buffered digital notes due March 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 1730T0VY2
• 0% dual directional trigger Performance Leveraged Upside Securities due Feb. 27, 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC; pricing Feb. 28; Cusip: 17317U238
• 0% trigger jump securities due February 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 28; Cusip: 17317U220
• 0% Performance Leveraged Upside Securities due April 2013 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing in February; Cusip: 17317U246
CREDIT SUISSE AG, NASSAU BRANCH
• High/low coupon callable yield notes due Feb. 8, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 3; Cusip: 22546TMH1
• 5.5%-6.5% callable yield notes due Feb. 11, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 7; Cusip: 22546TLJ8
• 7.5%-9.5% callable yield notes due Feb. 11, 2013 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 7; Cusip: 22546TLP4
• 0% accelerated return securities due February 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing between Feb. 10 and Feb. 16; Cusip: 22546TMJ7
• 0% Cert Plus securities due between Feb. 13, 2015 and Feb. 20, 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing between Feb. 10 and Feb. 16; Cusip: 22546TMJ7
• High/low coupon callable yield notes due Feb. 21, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 15; Cusip: 22546TLU3
• 7%-9% callable yield notes due Feb. 21, 2013 linked to the S&P 500 index, Russell 2000 index and Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 15; Cusip: 22546TMD0
• 0% digital-plus barrier notes due Feb. 26, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 17; Cusip: 22546TLW9
• 5.75% to 6.75% callable yield notes due May 28, 2013 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities(USA) LLC; pricing Feb. 17; Cusip: 22546TMG3
• 0% digital barrier notes due May 24, 2013 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 17; Cusip: 22546TMF5
• 0% digital barrier notes due March 28, 2013 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546TLY5
• 7% to 9% annualized callable yield notes due Aug. 28, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546TLV1
• High/low coupon callable yield notes due March 5, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22546TMA6
• 0% digital barrier notes due April 2, 2013 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 29; Cusip: 22546TMC2
• 0% callable Cert Plus securities due March 5, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 29; Cusip: 22546TLC3
• High/low coupon callable yield notes due March 5, 2013 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 29; Cusip: 22546TLZ2
DEUTSCHE BANK AG, LONDON BRANCH
• 0% notes due Aug. 7, 2013 linked to the performance of the Brazilian real, the Canadian dollar and the Mexican peso relative to the U.S. dollar; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 2515A1GM7
• 0% review notes due Feb. 21, 2013 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 2515A1GP0
• 0% optimal entry return enhanced notes due May 1, 2013 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 2515A1GN5
• 0% capped buffered underlying securities due Feb. 25, 2015 linked to S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; 80%trigger; via Deutsche Bank Securities Inc.; pricing Feb. 17; Cusip: 2515A1GQ8
• 0% buffered return optimization securities due Feb. 28, 2014 linked to the iShares MSCI Emerging Markets index fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Feb. 24; Cusip: 25154V706
• 0% digital payment securities due 2013 linked to the S&P 500 index; 75% trigger; via Deutsche Bank Securities Inc.; Cusip: 2515A1F22
GOLDMAN SACHS BANK USA
• Contingent-coupon basket-linked certificates of deposit due 2018 linked to the common stocks of Applied Materials, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Best Buy Co., Inc., Cliffs Natural Resources Inc., Corning Inc., Devon Energy Corp., Gap Inc., Ford Motor Co., Forest Laboratories, Inc., Freeport-McMoRan Copper & Gold Inc., Hospira, Inc., JPMorgan Chase & Co., Leucadia National Corp., L-3 Communications Holdings, Inc., Lincoln National Corp., Mosaic Co., Newfield Exploration Co., Peabody Energy Corp. and Western Digital Corp.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AHU2
• Contingent-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Intel Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJH9
• Contingent-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Intel Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJT3
• Variable-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Intel Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJJ5
• 0% equity index-linked certificates of deposit due 2019 linked to the Euro Stoxx 50 index, the S&P 500 index, the S&P/TSX 60 index and the Topix; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJG1
GOLDMAN SACHS GROUP, INC.
• 0% equity-linked trigger notes due Feb. 21, 2013 linked to the common stock of Apple Inc.; via Goldman Sachs & Co. (underwriter) and J.P. Morgan Securities LLC (agent); pricing Feb. 3; Cusip: 38143UQ38
• 0% leveraged buffered basket-linked notes due Feb. 21, 2013 linked to the Euro Stoxx 50, FTSE 100 and Topix indexes, each converted into dollars; via Goldman Sachs & Co. and J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 38143UQ46
• 0% index-linked trigger notes due Feb. 21, 2013 linked to the S&P 500 index; via Goldman Sachs & Co. (underwriter) and J.P. Morgan Securities LLC (agent); pricing Feb. 3; Cusip: 38143UP88
• 0% leveraged buffered index-linked notes due Feb. 21, 2013 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 3; Cusip: 38143UQ20
• Callable step-up fixed-rate notes due February 2021; via Goldman Sachs & Co. and Incapital LLC; settlement in February; Cusip: 38143UR37
• 5.5-year 0% equity index-linked notes tied to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143UP54
• 18- to 21-month 0% leveraged buffered commodity-linked notes tied to the ICE Brent Crude futures contract; 85% trigger; via Goldman Sachs & Co.
• 13- to 15-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% leveraged buffered index-linked notes due in 18 to 21 months tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; 90% trigger; via Goldman Sachs & Co.
• 0% buffered index-linked digital notes due in 13 months tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UQ61
• 13- to 15-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 20- to 23-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 24-month 0% buffered index-linked digital notes tied to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143UP62
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 30-month 0% autocallable knock-out equity notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UP54
• Three-year 0% leveraged buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UQ79
• 15-year callable quarterly index-linked range accrual notes tied to the S&P 500 index; 72.5% to 77.5% trigger; via Goldman Sachs & Co.; 38143UR29
• 0% commodity index-linked notes due in 18 to 21 months tied to the S&P GSCI Enhanced Commodity Index Excess Return; via Goldman Sachs & Co.
• 13- to 15-month 0% leveraged index-linked notes tied to the Topix index; via Goldman Sachs & Co.
HSBC BANK USA, NA
• 0% Global Opportunity certificates of deposit due Feb. 28, 2019 linked to the Dow Jones industrial average, Euro Stoxx 50 index and TWSE index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 40431GK24
• Annual income opportunity certificates of deposit with auto cap due Feb. 28, 2019 linked to Amgen Inc., Applied Materials, Inc., Exelon Corp., General Electric Co., Intel Corp., Lorillard, Inc., PepsiCo, Inc., Pfizer Inc., Procter & Gamble Co. and Time Warner Cable Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GK65
• Income Plus certificates of deposit due Feb. 28, 2019 with 3% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GJ59
• Income Plus certificates of deposit due Feb. 28, 2019 with 5% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GJ67
• Income Plus certificates of deposit due Feb. 28, 2019 with 6.25% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GJ75
• Annual Income Opportunity certificates of deposit with auto cap feature due March 1, 2019 linked to AstraZeneca plc, Encana Corp., General Mills, Inc., Gerdau SA, Home Depot, Inc., Icici Bank Ltd., Randgold Resources Ltd., Taiwan Semiconductor Manufacturing Co., Unilever NV and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GJ91
• Annual income opportunity CDs with auto cap due March 1, 2017 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold, Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GJ42
• Annual Income Opportunity certificates of deposit with auto cap feature due March 1, 2018 linked to Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GK81
• Head-Start Annual Income Opportunity certificates of deposit with auto cap feature due March 1, 2019 linked to the common stocks of Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; pricing Feb. 24; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GJ34
• Annual Income Opportunity certificates of deposit with minimum return due March 1, 2019 linked to Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GH93
HSBC USA INC.
• 0% trigger phoenix autocallable optimization securities due Feb. 9, 2015 linked to the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 3; Cusip: 40433K520
• 0% buffered Accelerated Market Participation Securities due Aug. 8, 2013 linked to the S&P 500 index and the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 3; Cusip: 4042K1VU4
• 0% buffered uncapped market participation securities due Jan. 29, 2015 linked to the Dow Jones industrial average; 75% to 80% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1XG3
• 0% buffered performance plus securities due Feb. 26, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WL3
• 0% buffered performance plus securities due Feb. 25, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WM1
• 0% buffered uncapped market participation securities due Feb. 26, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WJ8
• 0% buffered uncapped market participation securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WK5
• Annual income opportunity notes with auto cap due March 2, 2015 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.); via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WX7
• Annual income opportunity notes with auto cap due Feb. 29, 2016 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.); via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WY5
• Annual income opportunity notes with auto cap due Feb. 28, 2019 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.); via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1XA6
• Head start annual income opportunity notes with auto cap due Feb. 28, 2017 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WZ2
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WR0
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WT6
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WQ2
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WS8
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WN9
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WP4
• 0% buffered return optimization securities due Feb. 28, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Feb. 24; Cusip: 40433K538
• 8%-10% autocallable yield notes due March 1, 2013 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 4042K1WV1
• 11%-13% autocallable yield notes due March 1, 2013 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 4042K1WU3
• 9.5% coupon-bearing notes due February 2013 linked to the common stock of Chesapeake Energy Corp.; via Bank of America Merrill Lynch; pricing in February
• 8% STEP Income Securities due February 2013 linked to Citigroup, Inc. common stock; via Bank of America Merrill Lynch; pricing in February
JPMORGAN CHASE & CO.
• Trigger phoenix autocallable optimization securities due Feb. 7, 2013 linked to DISH Network Corp. shares; 70% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities, LLC; pricing Feb. 3; Cusip: 48126B434
• Trigger phoenix autocallable optimization securities due Feb. 7, 2013 linked to Devon Energy Corp. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities, LLC; pricing Feb. 3; Cusip: 48126B426
• Trigger phoenix autocallable optimization securities due Feb. 7, 2013 linked to eBay Inc. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities, LLC; pricing Feb. 3; Cusip: 48126B418
• Autocallable contingent interest notes due Feb. 21, 2013 linked to the Financial Select Sector SPDR fund; via J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 48125VLQ1
• 0% trigger autocallable optimization securities due Feb. 7, 2013 linked to SanDisk Corp. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 48126B392
• 0% review notes due Feb. 21, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 3; Cusip: 48125VLP3
• 15.25% reverse convertible notes due May 17, 2012 linked to AK Steel Holding Corp. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMF4
• 14% reverse convertible notes due Aug. 17, 2012 linked to Bank of America Corp. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VML1
• 11.75% reverse convertible notes due Aug. 17, 2012 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMK3
• 12.25% reverse convertible notes due Aug. 17, 2012 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMN7
• 11% reverse convertible notes due Aug. 17, 2012 linked to Halliburton Co. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMM9
• 19.5% reverse convertible notes due May 17, 2012 linked to Netflix, Inc. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMG2
• 16.25% reverse convertible notes due May 17, 2012 linked to Research In Motion Ltd. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMJ6
• 14% reverse convertible notes due May 17, 2012 linked to United States Steel Corp. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMH0
• 0% autocallable dual directional notes due Feb. 28, 2013 linked to the first nearby month futures contract for Brent crude oil; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip: 48125VLB4
• Range accrual notes due Feb. 28, 2027 linked to the six-month Libor rate and the S&P 500 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Feb. 23; Cusip: 48125VLD0
• Digital contingent coupon notes due Feb. 28, 2018 linked to Barrick Gold Corp., CenturyLink, Inc., Kinross Gold Corp., Lorillard, Inc., Mead Johnson Nutrition Co., Altria Group, Inc., PG&E Corp., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.; via J.P. Morgan Securities LLC; pricing on Feb. 24; Cusip: 48125VME7
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLS7
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLT5
• 0% notes due Feb. 29, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VMA5
• Annual income notes due Feb. 29, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLX6
• Annual income notes due Feb. 28, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLY4
• Annual income notes due Feb. 27, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLZ1
• 0% return notes due May 30, 2013 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLW8
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the Russell 2000 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLR9
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLU2
• 0% buffered return enhanced notes due Feb. 28, 2014 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLV0
• 0% notes due Feb. 28, 2018 linked to the S&P 500 index, the Dow Jones industrial average, the Dow Jones - UBS Commodity index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VMC1
• 0% notes due Feb. 28, 2018 linked to the S&P 500 Dividend Aristocrats Daily Risk Control 8% Excess Return index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VMD
LLOYDS TSB BANK PLC
• Fixed-rate step-up callable notes due Feb. 17, 2027; via Bank of America Merrill Lynch; pricing Feb. 10; Cusip: 5394E8AK5
MORGAN STANLEY
• Australian dollar-denominated fixed-rate step-up securities due Feb. 13, 2017; via Morgan Stanley & Co. International plc; settling Feb. 13; ISIN: XS0741298110
• Fixed-to-floating notes due Feb. 15, 2019 linked to the 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. LLC; settling Feb. 15; Cusip: 61745E6T3
• Range accrual notes due Feb. 15, 2020 linked to the S&P 500 index and six-month Libor; via Morgan Stanley & Co. LLC; settling Feb. 15; Cusip: 61745E6Z9
• 0% buffered jump securities due Aug. 29, 2016 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482F82
• 0% market-linked notes due Feb. 28, 2019 linked to the Dow Jones industrialaverage; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482F90
• 0% buffered Performance Leveraged Upside Securities due Feb. 28, 2014 linked to the S&P 500 index; 90% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482G24
• 0% commodity-linked notes due Feb. 28, 2018 linked to the price of gold; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482M27
• Leveraged CMS curve and S&P 500 index-linked notes due Feb. 28, 2032; via Morgan Stanley & Co. LLC; settling Feb. 28; Cusip: 61745E7F2
• Contingent income autocallable securities due February 2013 linked to Amazon.com, Inc. shares; 80% trigger; via Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC; pricing in February; Cusip: 61760T454
• 6%-8% annualized Equity LinKed Securities due August 2012 linked to Baker Hughes Inc. shares; 80% trigger; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760T447
• 0% market-linked notes due February 2018 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760T439
• Contingent income autocallable securities due February 2013 linked to JPMorgan Chase & Co. shares; 75% trigger; via Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC; pricing in February; Cusip: 61760T421
ROYAL BANK OF CANADA
• 8.5%-11% annualized airbag yield optimization notes due Aug. 9, 2012 linked to Aruba Networks, Inc. shares; 75% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 3; Cusip: 78010V279
• 8.25%-10.75% annualized airbag yield optimization notes due Aug. 9, 2012 linked to Cliffs Natural Resources, Inc. shares; 80% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 3; Cusip: 78010V295
• 0% direct investment notes due March 8, 2013 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Feb. 3; Cusip: 78008TK29
• 8%-10.5% annualized airbag yield optimization notes due Aug. 9, 2012 linked to Las Vegas Sands Corp. shares; 85% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 3; Cusip: 78008C200
• 7.2%-9.7% trigger yield optimization notes due Feb. 8, 2013 linked to Macy's Inc. shares; 80% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 3; Cusip; 78010V238
• 8.1%-10.6% trigger yield optimization notes due Feb. 8, 2013 linked to Pan American Silver Corp. shares; 70% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 3; Cusip; 78010V24
• 8.1%-10.6% trigger yield optimization notes due Feb. 8, 2013 linked to Rio Tinto plc American Depository Shares; 80% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 3; Cusip; 78010V25
• 7.65%-10.15% trigger yield optimization notes due Feb. 8, 2013 linked to Weatherford International Ltd. shares; 65% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 3; Cusip; 78010V261
• Fixed-to-floating notes due Feb. 15, 2019; via RBC Capital Markets, LLC; settling Feb. 15; Cusip: 78008TN67
• 13- to 15-month 0% buffered equity index-linked notes due 2013 tied to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• 0% digital notes with fixed buffer due Sept. 1, 2015 linked to the Dow Jones industrial average; via RBS Securities Inc.; pricing Feb. 27; Cusip: 78009PCM1
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due April 2013 linked to the Dow Jones-UBS Agriculture Sub-Index-Excess Return; via Bank of America Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due April 2013 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in February
UBS AG, JERSEY BRANCH
• 0% return optimization securities due March 28, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24; Cusip: 90267Y443
UBS AG, LONDON BRANCH
• Contingent absolute return autocallable optimization securities due Feb. 11, 2013 linked to Baker Hughes Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 3; Cusip: 90267Y484
• Contingent absolute return autocallable optimization securities due Feb. 11, 2013 linked to Cummins Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 3; Cusip: 90267Y476
• Contingent absolute return autocallable optimization securities due Feb. 11, 2013 linked to MetLife, Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 3; Cusip: 90267Y468
• Contingent absolute return autocallable optimization securities due Feb. 11, 2013 linked to Micron Technology, Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 3; Cusip: 90267Y450
• 0% contingent return optimization securities due Feb. 8, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24; Cusip: 90267Y435
WELLS FARGO & CO.
• Fixed-to-floating notes due Feb. 15, 2017; via Wells Fargo Securities, LLC; pricing Feb. 10; Cusip: 94986RHH7
• 0% market-linked notes due September 2018 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; settling in March; Cusip: 94986RHG9
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