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Structured Products Calendar
BANK OF AMERICA CORP.
• Callable non-inversion notes due April 8, 2026 linked to the two-year and 30-year Constant Maturity Swap Rates; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement April 8; Cusip: 06048WFS4
• Floating-rate notes due April 12, 2021 linked to the Consumer Price Index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settling April 12; Cusip: 06048WFW5
• Five-year 0% Leveraged Index Return Notes linked to an industrial metals basket comprised of aluminum, copper, lead, nickel and zinc; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due April 2012 linked to the common stock of Apple Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Five-year variable coupon certificates of deposit linked to a basket of the futures contracts of Brent crude oil, soybean and sugar and the spot prices of copper and gold; via Merrill Lynch, Pierce, Fenner & Smith Inc. as agent and Incapital LLC as distributor; pricing in April; Cusip: 06051ACJ9
• 0% Accelerated Return Notes due June 2012 based on the performance of Dell, Inc. shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% enhanced buffer market-linked step-up notes due April 2014 linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Market Index Target-Term Securities due April 2016 linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Return Notes linked to the Investable Volatility index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due May 2012 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Strategic Accelerated Redemption Securities linked to the Market Vectors Russia exchange-traded fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% notes due April 2014 linked to the MSCI India index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Leveraged Index Return Notes due April 2013 linked to MSCI Singapore Free index and the MSCI Taiwan index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due July 2012 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due April 2012 linked to the common stock of Microsoft Corp.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% currency-linked step-up notes due April 2014 linked to Norwegian krone, the Swedish krona, the British pound and the euro; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Four-year 0% market-linked step-up notes tied to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Relative Value Strategic Accelerated Redemption Securities linked to the performance of the SPDR Gold trust versus the PowerShares DB U.S. Dollar Index bullish fund; Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Relative Value Strategic Accelerated Redemption Securities linked to the performance of the SPDR S&P 500 ETF trust versus the iShares Barclays 20+ Year Treasury Bond fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Six-year variable-coupon notes linked to the stocks of Apple Inc., Charles Schwab Corp., Cisco Systems, Inc., Deere & Co., FexEx Corp., Halliburton Co., JPMorgan Chase & Co., Las Vegas Sands Corp., NIKE Inc., Oracle Corp., Priceline.com Inc., Salesforce.com, Inc., UnitedHealth Group Inc., Wal-Mart Stores, Inc., Whole Foods Market, Inc. and Yahoo! Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Capped Leveraged Index Return Notes linked to copper; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Leveraged Index Return Notes linked to the Dow Jones Global Titans 50 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
• 0% two-year Capped Leveraged Index Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April or May
BANK OF MONTREAL
• 10.75% reverse exchangeable notes due Oct. 20, 2011 linked to Akamai Technologies, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFK8
• 16.9% reverse convertible securities due July 20, 2011 linked to the common stock of AMR Corp.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEU7
• 18.85% reverse convertible securities due July 20, 2011 linked to the common stock of Aruba Networks Inc.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEV5
• 19.85% reverse convertible securities due July 20, 2011 linked to the common stock of ATP Oil & Gas Corp.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEW3
• 11% reverse exchangeable notes due Oct. 20, 2011 linked to Baidu, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFL6
• 11.67%-14.67% reverse exchangeable notes due Oct. 20, 2011 linked to Caterpillar, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEQ6
• 18.7% reverse exchangeable notes due July 20, 2011 linked to Ciena Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFC6
• 15.25% reverse exchangeable notes due Oct. 20, 2011 linked to Delta Air Lines, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFM4
• 12.25% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFS1
• 16% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Green Mountain Coffee Roasters, Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFN2
• 30.7% reverse convertible securities due July 20, 2011 linked to the common stock of Harbin Electric, Inc.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QET0
• 13.25% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Jabil Circuit, Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFT9
• 22.6% reverse convertible securities due July 20, 2011 linked to the common stock of JDS Uniphase Corp.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEX1
• 24.6% reverse exchangeable notes due July 20, 2011 linked to LDK Solar Co. Ltd. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEZ6
• 17.92%-20.92% reverse exchangeable notes due Oct. 20, 2011 linked to lululemon athletica inc. common stock; 65% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QES2
• 14.45% reverse exchangeable notes due July 20, 2011 linked to MGM Resorts International shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFE2
• 16% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Netflix Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFP7
• 19.15% reverse exchangeable notes due July 20, 2011 linked to Northern Oil & Gas, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFF9
• 19.25% reverse exchangeable notes due July 20, 2011 linked to Nvidia Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFG7
• 22.5% reverse exchangeable notes due July 20, 2011 linked to Omnivision Technologies, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFH5
• 21.55% reverse exchangeable notes due July 20, 2011 linked to Renesola Ltd. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFA0
• 12.75% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Sears Holdings Corp.; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFQ5
• 11.98%-14.98% reverse exchangeable notes due Oct. 20, 2011 linked to Sony Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEP8
• 9.11%-12.11% reverse exchangeable notes due Oct. 20, 2011 linked to Southwest Airlines Co. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QER4
• 31.05% reverse convertible securities due July 20, 2011 linked to the common stock of St. Joe Co.; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QEY9
• 9.5% reverse exchangeable notes due Oct. 20, 2011 linked to the common stock of Suncor Energy, Inc.; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFR3
• 14.4% reverse exchangeable notes due July 20, 2011 linked to United States Steel Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFJ1
• 19.7% reverse exchangeable notes due July 20, 2011 linked to US Airways Group, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFD4
• 19.15% reverse exchangeable notes due July 20, 2011 linked to Vertex Pharmaceuticals Inc. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 15; Cusip: 06366QFB8
• Commodity-linked notes due April 28, 2017 linked to copper spot price, nickel spot price, silver spot price, gold spot price, sugar futures contract, Brent crude oil futures contract and cotton futures contract; via BMO Capital Markets Corp.; pricing April 26
• 0% bullish enhanced return notes due April 30, 2013 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFV4
• 0% buffered bullish enhanced return notes due April 30, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFW2
• 0% buffered bullish digital return notes due April 30, 2013 linked to the iShares MSCI Japan index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFX0
• 0% uspide booster notes due April 30, 2014 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QGA9
• 0% upside booster notes due April 30, 2014 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QFZ5
• 0% buffered bullish booster notes due April 30, 2013 linked to the SPDR Gold Trust; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06366QGB7
BANK OF THE WEST
• Growth opportunity market-linked certificates of deposit due April 30, 2018 linked to the common shares of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., Dominion Resources Inc., Kimberly-Clark Corp., Southern Co. and Verizon Communications Inc.; via BNP Paribas Securities Corp.; pricing April 26; Cusip: 06426XAV2
• Market-linked certificates of deposit due April 29, 2016 linked to a basket of ADRs of AstraZeneca PLC, GlaxoSmithKline PLC and Nokia Corp. and the common stocks of Altria Group, Inc., AT&T Inc., Barrick Gold Corp., Campbell Soup Co., Colgate-Palmolive Corp., Kimberly-Clark Corp. and Southern Co.; via BNP Paribas Securities Corp. as agent and Advisors Asset Management, Inc. as distributor; pricing April 26; Cusip: 06426XAU4
• Market-linked certificates of deposit due April 29, 2016 linked to a basket of stocks of Baxter International Inc., Bristol-Myers Squibb Co., General Mills Inc., Merck & Co. Inc., Monsanto Co., Newmont Mining Corp., Reynolds American Inc., Sprint Nextel Corp., Verizon Communications Inc. and Whole Foods Market Inc.; via BNP Paribas Securities Corp. as agent and Advisors Asset Management, Inc. as distributor; pricing April 26; Cusip: 06426XAS9
• Market-linked certificates of deposit due April 28, 2017 linked to a basket of stocks of Baxter International Inc., Bristol-Myers Squibb Co., General Mills Inc., Merck & Co. Inc., Monsanto Co., Newmont Mining Corp., Reynolds American Inc., Sprint Nextel Corp., Verizon Communications Inc. and Whole Foods Market Inc.; a BNP Paribas Securities Corp. as agent and Advisors Asset Management, Inc. as distributor; pricing April 26; Cusip: 06426XAT7
BARCLAYS BANK PLC
• 7.5%-9.5% autocallable yield notes due Oct. 14, 2011 linked to the S&P 500 index and the United States Natural Gas Fund, LP; via Barclays Capital Inc.; pricing April 11; Cusip: 06738KGW5
• 0% notes due April 21, 2014 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Barclays Capital Inc.; pricing April 15; Cusip: 06738KFT3
• Buffered return optimization securities due May 4, 2012 linked to a basket of corn and soybeans futures contracts; via UBS Financial Services Inc. and Barclays Capital Inc; pricing April 15; Cusip: 06741K742
• Buffered iSuper Track notes due April 18, 2013 linked to the iShares Dow Jones U.S. Real Estate index fund; 85% trigger; via Barclays Capital Inc.; pricing April 15; Cusip: 06738KFV8
• 8.25%-10.25% autocallable yield notes due April 19, 2012 linked to the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; via Barclays Capital Inc.; pricing April 15; Cusip: 06738KGU9
• 0% notes with upside leverage due April 1, 2014 linked to the S&P 500 index; via Barclays Capital Inc.; pricing April 15; Cusip: 06738KFS5
• 9% reverse convertible notes due April 27, 2012 linked to Bank of America Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFZ7
• 8% reverse convertible notes due April 27, 2012 linked to Ford Motor Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFW4
• 10% reverse convertible notes due Oct. 31, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFY0
• 8.5% reverse convertible notes due Oct. 31, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGF0
• 11.75% reverse convertible notes due July 29, 2011 linked to Goodyear Tire & Rubber Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGA1
• 0% Super Track notes due April 29, 2015 linked to Hang Seng China Enterprises index, the Korea Composite Stock Price Index 200 and the MSCI Taiwan Price index; via Barclays Capital Inc.; pricing April 26; Cusip: 06738KGK1
• 13.25% reverse convertible notes due July 29, 2011 linked to Hecla Mining Co. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGB9
• 15.75% reverse convertible notes due July 29, 2011 linked to InterDigital, Inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGC7
• 10.1% reverse convertible notes due Oct. 31, 2011 linked to InterOil Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGH6
• 15.25% reverse convertible notes due July 29, 2011 linked to LDK Solar Co., Ltd. (American Depositary Share) stock; via Barclays Capital; pricing April 26; Cusip: 06741JGD5
• 10.5% reverse convertible notes due April 27, 2012 linked to lululemon athletica inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGJ2
• 10% reverse convertible notes due April 27, 2012 linked to Nokia Corp. (American depositary shares) stock; via Barclays Capital; pricing April 26; Cusip: 06741JFX2
• 11.75% reverse convertible notes due Oct. 31, 2011 linked to Nvidia Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGE3
• 9.75% reverse convertible notes due Oct. 31, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFT1
• 9.25% reverse convertible notes due Oct. 31, 2011 linked to Research in Motion Ltd. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFU8
• 0% annual autocallable notes due May 1, 2014 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing April 26; Cusip: 06738KGJ4
• 11.3% reverse convertible notes due April 27, 2012 linked to Silver Wheaton Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGK9
• 12.1% reverse convertible notes due Oct. 31, 2011 linked to United Continental Holdings, Inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JGG8
• 10.75% reverse convertible notes due Oct. 31, 2011 linked to United States Steel Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JFV6
• 0% double short leverage securities due April 30, 2014 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing April 26; Cusip: 06738KGG0
• 0% contingent return optimization securities due April 30, 2013 linked to the Russell 2000 index; 75% trigger; via Barclays Capital Inc. and UBS Financial Services Inc.; pricing April 26; Cusip: 06741K767
• 0% trigger performance securities due April 29, 2016 linked to the S&P 500 index; 50% trigger; via Barclays Capital Inc. and UBS Financial Services Inc.; pricing April 26; Cusip: 06741K759
• 0% notes due Dec. 2, 2013 linked to the S&P 500 VIX Short-Term Futures Index (Excess Return) and the S&P 500 VIX Mid-Term Futures Index (Excess Return); via Barclays Capital Inc.; pricing April 26; Cusip: 06738KFU0
CITIBANK, NA
• 0% market-linked certificates of deposit due April 28, 2017 linked to Brent blend crude oil, New York Harbor unleaded gasoline, silver, copper, nickel, corn, soybeans, coffee and cotton; via Citigroup Global Markets Inc. and Advisors Asset Management, Inc.; pricing April 26; Cusip: 172986CW9
• Callable CMS spread range accrual market-linked certificates of deposit due 2031; via Citigroup Global Markets Inc. and Advisors Asset Management, Inc.; Cusip: 172986CX7
• Callable leveraged CMS spread market-linked certificates of deposit due 2031; via Citigroup Global Markets Inc.; Cusip: 172986CY5
CITIGROUP FUNDING INC.
• 0.5% market-linked notes due Oct. 26, 2016 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 1730T0MB2
• 0% jump securities due Oct. 29, 2012 linked to the iShares Dow Jones U.S. Real Estate index fund; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G164
• 7%-9% annualized Equity LinKed Securities due Oct. 26, 2011 linked to Bank of America Corp. shares; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G198
• 8%-10% annualized Equity LinKed Securities due Oct. 26, 2011 linked to the common stock of Potash Corp. of Saskatchewan Inc.; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17316G180
CREDIT SUISSE AG, NASSAU BRANCH
• 0% buffered return enhanced notes due April 17, 2012 linked to the performance of the Australian dollar, Indonesian rupiah, Singapore dollar and South Korean won relative to the Japanese yen; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing April 8; Cusip: 22546E4P6
• Annualized callable yield notes due Oct. 17, 2011 linked to the Russell 2000 index, the U.S. Natural Gas Fund, LP, and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22546E4M3
• Callable yield notes due April 16, 2012 linked to the Russell 2000 index, the U.S. Natural Gas Fund, LP, and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22546E4N1
• 8% to 10% callable yield notes due April 20, 2012 linked to the iShares Silver Trust and the Market Vectors Gold Miners ETF; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22546E3F9
• 8% to 10% annualized callable yield notes due Oct. 20, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22546E3C6
• 7.5% to 10% callable yield notes due April 20, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22546E3G7
• 9% to 11% callable yield notes due April 20, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22546E3E2
• 10% to 12% annualized callable yield notes due Oct. 20, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22546E3D4
• 0% callable Cert PLUS securities due April 25, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546E4Q4
• CS global basket notes due April 27, 2015 linked to equal weights of copper, sugar, Brent crude oil, corn, nickel, cotton, soybeans and silver; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22546E4S0
• 7%-9% callable yield notes due July 30, 2012 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22546E4D3
• 0% Buffered Accelerated Return Equity Securities due April 28, 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22546E4E1
• 0% Accelerated Return Equity Securities due April 30, 2015 linked to the Credit Suisse Commodities Benchmark Excess Return index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E4H4
• 0% notes due April 29, 2016 linked to the Credit Suisse Merger Arbitrage Liquid Risk Controlled Index; via Credit Suisse Securities (USA) LLC; pricing April 25
• 0% Cert PLUS securities due April 28, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Y8
• 0% callable Cert PLUS securities due Oct. 29, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3X0
• 0% callable Cert PLUS securities due May 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3M4
• 0% Cert PLUS securities due April 25, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546E4Q4
• 8% to 10% callable yield notes due Oct. 31, 2011 linked to the iShares Silver Trust and the Market Vectors Gold Miners ETF; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Q5
• 10% to 12% annualized callable yield notes due April 30, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E4B7
• 9%-11 callable yield notes due April 30, 2012 linked to the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3T9
• 0% Cert PLUS securities due April 28, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3Z5
• High/low coupon callable yield notes due April 30, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3W2
• 8.5%-10.5% annualized callable yield notes due Oct. 31, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3S1
• 9.75% to 11.75% annualized callable yield notes due Oct. 31, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E4A9
• High/low coupon callable yield notes due April 30, 2012 linked to the SPDR S&P Metals and Mining exchange-traded fund and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546E3V4
• 9%-11% annualized callable yield notes due Oct. 31, 2011 linked to the Russell 2000 index and the U.S. Natural Gas Fund, LP; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546E3R3
• 5.5%-7.5% callable yield notes due July 30, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 28; Cusip: 22546E4F8
• 0% Cert PLUS securities due May 4, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3N2
• 10%-12% callable yield notes due May 4, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3J1
• 9% to 11% callable yield notes due May 4, 2012 linked to the Russell 2000 index and the U.S. Natural Gas Fund, LP; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3K8
• 0% Cert PLUS securities due May 4, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3P7
• High/low coupon callable yield notes due May 4, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546EZ49
• 9.75%-11.75% annualized callable yield notes due Nov. 4, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546E3H5
DEUTSCHE BANK AG, LONDON BRANCH
• 0% autocallable securities due April 11, 2013 linked to the performance the Australian dollar, the Canadian dollar and the Norwegian krone relative to the Japanese yen; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing April 8; Cusip: 2515A15P2
• Capped knock-out notes due April 18, 2012 linked to the price of palladium; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing April 8; Cusip: 2515A15Q0
• Capped knock-out notes due April 25, 2012 linked to Rio Tinto plc American Depositary Shares; 75% trigger; via pricing April 8; Cusip: 2515A15S6
• 0% return enhanced notes due April 25, 2012 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing April 8; Cusip: 2515A15R8
• 7.4%-9.4% annualized trigger yield optimization notes due April 20, 2012 linked to the common stock of Autodesk, Inc.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 15; Cusip: 25154W829
• 7.4%-9.4% annualized trigger yield optimization notes due April 20, 2012 linked to the common stock of Carnival Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 15; Cusip: 25154W837
• 7.6%-9.6% annualized trigger yield optimization notes due April 20, 2012 linked to the common stock of Chesapeake Energy Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 15; Cusip: 25154W845
• 9.2%-11.2% annualized trigger yield optimization notes due April 20, 2012 linked to the common stock of Nvidia Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 15; Cusip: 25154W852
• 6.5%-8.5% annualized trigger yield optimization notes due April 20, 2012 linked to the common stock of Textron Inc.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 15; Cusip: 25154W860
• 0% alpha overlay securities due June 1, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return and the Deutsche Bank Commodity Harvest - 10 Index USD Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing April 26; Cusip: is 2515A15J6
• 0% buffered return optimization securities due April 30, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 26; Cusip: 25154W878
• 0% leveraged notes due June 20, 2012 linked to the Brazilian real, Indian rupee and Indonesia rupiah; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; Cusip: 2515A15C1
EKSPORTFINANS ASA
• 0% currency-linked notes due Oct. 7, 2015 linked to the performance of the Australian dollar, the Brazilian real, the Canadian dollar and the Swiss franc; via Wells Fargo Securities, LLC; pricing in April
• 0% Strategic Accelerated Redemption Securities due December 2011 linked to the front month corn futures contract; via Merrill Lynch & Co.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Strategic Accelerated Redemption Securities due October 2011 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the S&P MidCap 400 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due July 2012 linked to the silver spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
GOLDMAN SACHS GROUP, INC.
• 0% leveraged buffered basket-linked notes due April 25, 2012 linked to the Euro Stoxx 50, FTSE 100 and Topix indexes; via J.P. Morgan Securities LLC and Goldman Sachs & Co.; pricing April 8; Cusip: 38143UTT8
• 0% index-linked trigger notes due Oct. 15, 2012 tied to the S&P 500 index; via J.P. Morgan Securities LLC and Goldman Sachs & Co.; pricing April 8; Cusip: 38143UTU5
• 0% index-linked trigger notes due Oct. 15, 2012 tied to the S&P 500 index; via J.P. Morgan Securities LLC and Goldman Sachs & Co.; pricing April 8; Cusip: 38143UTS0
• 0% index-linked trigger notes due April 25, 2012 tied to the S&P 500 index; via J.P. Morgan Securities LLC and Goldman Sachs & Co.; pricing April 8; Cusip: 38143UTR2
• 10-year fixed-to-floating notes; via Goldman Sachs & Co.; Cusip: 38143UTN1
• Six-year 0% equity index-linked notes tied to the Dow Jones Industrial Average; via Goldman, Sachs & Co.; Cusip: 38143UTJ0
• Six- to seven-month 0% autocallable buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 10- to 11-month 0% leveraged index-linked notes tied to the MSCI EAFE index; via Goldman, Sachs & Co.
• 0% leveraged buffered index fund-linked notes with two-year maturity linked to the MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTP6
• 0% leveraged index-linked notes tied to the Russell 2000 index; via Goldman, Sachs & Co.
• 0% autocallable index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USK8
• 0% three-year leveraged buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USZ5
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143USL6
• 0% leveraged index-linked notes due in 13 to 15 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged index-linked notes due June 6, 2011 tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143USE2
• 0% leveraged index-linked notes due in 18 to 21 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 0% leveraged buffered index-linked notes due May 1, 2013 tied to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UTV3
• 24- to 28-month 0% buffered index-linked notes linked to the S&P 500 index; 70% trigger; via Goldman, Sachs & Co.
• 31- to 35-month 0% buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• Six-year 0% callable index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UTM3
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index and Libor; 70% to 75% trigger; via Goldman Sachs & Co.; Cusip: 38143UTL5
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index; 75% to 80% trigger; via Goldman Sachs & Co.; Cusip: 38143UTK7
• 0% five-year notes linked to the S&P 500 index, the MSCI EAFE index, the Russell 2000 index, the Dow Jones - UBS Commodity index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTH4
HSBC BANK USA, NA
• 0% Far East opportunity certificates of deposit due April 25, 2017 linked to the Hang Seng index, the TWSE index, the MSCI Singapore Free index and the Kospi 200 index; via HSBC Securities (USA) Inc.; pricing April 19; Cusip: 40431GQF9
• 0% certificates of deposit with minimum return due April 25, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 40431GPZ6
• 0.5% accumulated annual return certificates of deposit due April 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GQU6
• Income plus certificates of due April 26, 2018 with 5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPS2
• Income plus certificates of due April 26, 2018 with 7.5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPT0
• Income plus certificates of due April 26, 2018 with 10% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPU7
• Income plus certificates of due April 26, 2018 with 12.5% potential coupon linked to the common stocks of Home Depot, Inc., Kraft Foods, Inc., McDonald's Corp., Merck & Co., Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 21; Cusip: 40431GPV5
• Annual income opportunity certificates of deposit with auto cap feature due April 30, 2015 linked to Morningstar Economic Moat stock basket including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40431GPM5
• Annual income opportunity certificates of deposit with auto cap feature due April 30, 2018 linked to Morningstar Economic Moat stock basket including CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40431GQM4
HSBC USA INC.
• Capped knock-out buffer notes due April 25, 2012 linked to Chesapeake Energy Corp., Range Resources Corp., Southwestern Energy Co., Exxon Mobile Corp., Cenovus Energy Inc., ConocoPhillips, Baker Hughes Inc., Halliburton Co., Noble Corp., Arch Coal, Inc., Consol Energy Inc. and Teck Resources Ltd.; via J.P. Morgan Securities LLC; pricing April 8; Cusip: 4042K1GE7
• Return enhanced notes due April 25, 2012 linked to an equally weighted basket of twelve stocks (Teck Resources Ltd., Chesapeake Energy Corp., Range Resources Corp., Southwestern Energy Co., Exxon Mobile Corp., Cenovus Energy Inc., ConocoPhillips, Baker Hughes Inc., Halliburton Co., Noble Corp., Arch Coal, Inc. and Consol Energy Inc.); via J.P. Morgan Securities LLC; pricing April 8; Cusip: 4042K1GF4
• Fixed-to-floating notes due April 18, 2018; via HSBC Securities (USA) Inc.; pricing April 13; Cusip: 4042K1FL2
• 0% buffered Accelerated Market Participation Securities due April 27, 2012 linked to S&P 500 index, iShares MSCI EAFE index fund, MidCap SPDR Trust, Series 1, iShares MSCI Emerging Markets index fund and iShares Russell 2000 index fund; 80% trigger; via HSBC Securities (USA) Inc.; pricing April 14; Cusip: 4042K1FF5
• 8%-11% autocallable yield notes due April 12, 2012 linked to the S&P 500 and Russell 2000 indexes; via HSBC Securities (USA) Inc.; pricing April 14; Cusip: 4042K1FJ7
• 0% Accelerated Market Participation Securities due July 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FZ1
• 0% Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1GB3
• 0% Accelerated Market Participation Securities due July 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FY4
• 0% Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1GA5
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FX6
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Japan index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FW8
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FV0
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1FU2
• 0% emerging markets Currency Accelerated Return Securities due May 1, 2013 linked to Brazilian real, Indian rupee and Chinese renminbi; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1GC1
• 0% Asian Currency Accelerated Return Securities due May 1, 2013 linked to equal weights of the Philippine peso, Malaysian ringgit, Indonesian rupiah and Singapore dollar; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1GD9
• Autocallable yield notes due April 23, 2012 linked to the S&P 500 and Russell 2000 indexes; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1FN8
• 9% to 12% autocallable yield notes due April 23, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund, the Oil Service Holdrs trust and the Market Vectors Agribusiness ETF; 70% trigger; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 4042K1FP3
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FT5
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the iShares MSCI Japan index fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FS7
• 0% buffered return optimization securities due April 30, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433C882
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FQ1
• 0% buffered Accelerated Market Participation Securities due July 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 4042K1FR9
• 0% buffered return optimization securities due April 30, 2013 linked to the S&P MidCap 400 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433C809
• Annual income opportunity securities with auto cap due 2014 linked to Applied Materials, Inc., Amgen Inc., American Express Co., Home Depot, Inc., Hershey Co., McDonald's Corp., Medtronic, Inc., McGraw-Hill Cos., Inc., Monsanto Co., Merck & Co., Inc., Procter & Gamble Co. and United Parcel Service, Inc.; via HSBC Securities (USA) Inc.; Cusip: 4042K1FM0
JPMORGAN CHASE BANK, NA
• Callable variable-rate certificates of deposit due April 20, 2026 linked to Libor; via J.P. Morgan Securities LLC; settle on April 20; Cusip: 48123YWH5
• Callable variable-rate range accrual certificates of deposit due April 20, 2026 linked to Libor and the S&P 500 index; via J.P. Morgan Securities LLC and Incapital LLC; settling April 20; Cusip: 48123YWG7
• Contingent coupon certificates of deposit due April 30, 2018 linked to an equally weighted basket of stocks of Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Newmont Mining Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXK7
• Digital contingent coupon certificates of deposit due April 29, 2016 linked to an equally weighted basket of stocks of Amazon.com, Inc., Clorox Co., ConocoPhillips, Campbell Soup Co., Kraft Foods Inc., Lowe's Cos., Inc., Merck & Co., Inc., Newmont Mining Corp., Time Warner Cable Inc. and Verizon Communications Inc.; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXG6
• 0% certificates of deposit due April 29, 2016 linked to a basket of the Brazilian real, the Australian dollar, the Norwegian krone and the Canadian dollar; via J.P. Morgan Securities, LLC as agent and Incapital LLC as distributor; pricing April 26; Cusip: 48123YXF8
• Certificates of deposit due April 29, 2016 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing April 26; Cusip: 48123YWU6
• 0% certificates of deposit due April 29, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48123YWT9
• Annual income certificates of deposit due April 28, 2017 linked to the performance of the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing April 26; Cusip: 48123YXJ0
• Callable variable-rate certificates of deposit due April 20, 2026; via J.P. Morgan Securities LLC and Incapital LLC; pricing in April; Cusip: 48123YWM4
JPMORGAN CHASE & CO.
• 0% notes due April 25, 2012 linked to buffered return enhanced Euro Stoxx 50 index with a 51% weight, the FTSE 100 index with a 25% weight, and the Topix index with a 24% weight; via J.P. Morgan Securities LLC; pricing April 8; Cusip: 48125XLQ7
• Capped daily observation knock-out notes due April 25, 2012 linked to the class B subordinate voting shares of Teck Resources Ltd.; via J.P. Morgan Securities LLC; pricing April 8; Cusip: 48125XLR5
• 0% trigger autocallable optimization securities due April 19, 2012 linked to Newmont Mining Corp.; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 13; Cusip: 46634X252
• 12% upside autocallable single observation reverse exchangeable notes due April 18, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via J.P. Morgan Securities LLC; pricing April 14; Cusip: 48125XLL8
• 17.25% upside autocallable single observation reverse exchangeable notes due April 18, 2012 linked to LDK Solar Co., Inc. American Depositary Shares; via J.P. Morgan Securities LLC; pricing April 14; Cusip: 48125XLM6
• 13.75% upside autocallable single observation reverse exchangeable notes due April 18, 2012 linked to the common stock of Netflix, Inc.; via J.P. Morgan Securities LLC; pricing April 14; Cusip: 48125XLK0
• 8% autocallable yield notes due April 19, 2012 linked to the S&P 500 index and the SPDR S&P Metals & Mining exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 14; Cusip: 48125XMR4
• 6% Single observation reverse exchangeable notes due April 19, 2012 linked to common stock of 3M Co.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48125XKV7
• 6% Single observation reverse exchangeable notes due April 19, 2012 linked to common stock of Exxon Mobil Corp.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48125XKU9
• 6% Single observation reverse exchangeable notes due April 19, 2012 linked to common stock of International Business Machine Corp.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48125XKT2
• Contingent coupon market-linked certificates of deposit due April 25, 2016 linked to a basket of copper, corn, cotton, nickel, palladium, silver, soybean meal, sugar, the S&P GSCI Brent Crude Index Excess Return and the S&P GSCI Livestock Index Excess Return; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48123YWD4
• 0% buffered Performance Leveraged Upside Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46634X278
• 0% Performance Leveraged Upside Securities due May 24, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46634X286
• 12.25% reverse convertible notes due July 29, 2011 linked to AK Steel Holding Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XLT1
• 10.75% reverse convertible notes due April 27, 2012 linked to Akamai Technologies, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMK9
• 13.5% reverse convertible notes due July 29, 2011 linked to AMR Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XMA1
• 11.5% reverse convertible notes due Oct. 31, 2011 linked to Baidu, Inc. (ADS) stock; via JPMorgan; pricing April 26; Cusip: 48125XMG8
• 13.75% reverse convertible notes due Oct. 31, 2011 linked to DryShips Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMF0
• 11.75% reverse convertible notes due Oct. 31, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMC7
• 15% reverse convertible notes due Oct. 31, 2011 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XMH6
• 9.5% reverse convertible notes due April 27, 2012 linked to Halliburton Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XML7
• 9.5% reverse convertible notes due April 27, 2012 linked to International Paper Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XMM5
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the iShares MSCI EAFE index fund; via JPMorgan Securities LLC; pricing April 26; Cusip: 48125XLF1
• 10% reverse convertible notes due April 27, 2012 linked to Joy Global Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XMN3
• 15% reverse convertible notes due July 29, 2011 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XLW4
• 19.5% reverse convertible notes due July 29, 2011 linked to LDK Solar Co., Ltd. (Ads) stock; via JPMorgan; pricing April 26; Cusip: 48125XLY0
• 14.5% reverse convertible notes due July 29, 2011 linked to lululemon athletic inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XLX2
• 14.5% reverse convertible notes due July 29, 2011 linked to McMoRan Exploration Co. stock; via JPMorgan; pricing April 26; Cusip: 48125XLV6
• 15.25% reverse convertible notes due Oct. 31, 2011 linked to MGM Resorts International stock; via JPMorgan; pricing April 26; Cusip: 48125XMJ2
• 16% reverse convertible notes due July 29, 2011 linked to Netflix, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XLU8
• 19% reverse convertible notes due Oct. 31, 2011 linked to Patriot Coal Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XMD5
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the Russell 2000 index; via JPMorgan Securities LLC; pricing April 26; Cusip: 48125XLG9
• 0% buffered return enhanced notes due Oct. 31, 2012 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48125XLE4
• 0% buffered return enhanced notes due April 30, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48125XLD6
• 15.75% reverse convertible notes due July 29, 2011 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XLZ7
• 12% reverse convertible notes due Oct. 31, 2011 linked to United States Steel Corp. stock; via JPMorgan; pricing April 26; Cusip: 48125XMB9
• 11.25% reverse convertible notes due Oct. 31, 2011 linked to VMware, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48125XME3
MORGAN STANLEY
• Range accrual step-up notes with issuer fixed-rate conversion right due April 8, 2026 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61745ED65
• Fixed-to-floating notes due April 15, 2026 linked to the 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. Inc.; settling April 15; Cusip: 61745EE49
• Fixed-rate step-up notes with issuer floating-rate conversion right due April 15, 2026; via Morgan Stanley & Co. Inc.; settling April 15; Cusip: 61745EF22
• Contingent annual interest notes due April 28, 2016 linked to the common stocks of Abbott Laboratories, Altria Group, Inc., Bristol-Myers Squibb Co., CenturyLink, Inc., Consolidated Edison, Inc., Duke Energy Corp., FirstEnergy Corp., Frontier Communications Corp., Johnson & Johnson, Kraft Foods Inc., Lockheed Martin Corp., McDonald's Corp., Merck & Co., Inc., Pepco Holdings, Inc., Pfizer Inc., Pitney Bowes Inc., PPL Corp., Sysco Corp., TECO Energy, Inc. and Verizon Communications Inc.; via Morgan Stanley & Co. Inc.; pricing April 28; Cusip: 617482TL8
• 12% reverse convertible securities due July 28, 2011 linked to the common stock of AK Steel Holding Corp.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TD6
• Contingent income autocallable securities due April 24, 2012 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 61760E879
• 13.25% annualized reverse convertible securities due Oct. 28, 2011 linked to Arch Coal, Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TG9
• 13% annualized reverse convertible securities due Oct. 28, 2011 linked to Dean Foods Co. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TJ3
• 0% buffered jump securities due April 30, 2015 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TB0
• 0% equity-linked notes due July 28, 2017 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TA2
• 12.5% annualized reverse convertible securities due Oct. 28, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TH7
• 8%-10% annualized Equity LinKed Securities due Oct. 25, 2011 based on Halliburton Co. shares; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 61760E861
• 14% reverse convertible securities due July 28, 2011 linked to the common stock of lululemon athletic inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TF1
• 17% reverse convertible securities due July 28, 2011 linked to the common stock of Netflix, Inc.; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482TE4
• 0% commodity Leading Stockmarket Return Securities due Oct. 25, 2012 linked to the S&P GSCI Grains index-Excess Return; via Morgan Stanley & Co. Inc.; pricing April 25; Cusip: 617482SZ8
• Fixed-to-floating notes due April 25, 2023 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; settling April 25; Cusip: 61745EG62
• Leveraged CMS curve and S&P 500 index-linked accrual notes due April 26, 2026 with issuer fixed-rate conversion right; via Morgan Stanley & Co. Inc.; pricing April 26; Cusip: 61745EH46
• 0% trigger return optimization securities due April 30, 2014 linked to the iShares MSCI Emerging Markets index fund, the iShares MSCI EAFE index fund and the SPDR Trust, series 1; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing April 26; Cusip: 61760E564
• 0% performance allocation securities linked to the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing April 26; Cusip: 617482TK0
• Brazilian real-denominated senior fixed-rate step-up securities due April 18, 2014; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61747YCY9
• 0% Equity Leading Stockmarket Return Securities due April 2013 linked to the S&P 500 index, the iShares MSCI Emerging Markets index fund and the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E556
• 0% Performance Leveraged Upside Securities due April 2013 linked to the Market Vectors Gold Miners exchange-traded fund; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E549
• 0% trigger Performance Leveraged Upside Securities due April 2013 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in April; Cusip: 61760E572
NOMURA AMERICA FINANCE, LLC
• Callable range accrual step-up notes due April 15, 2026 linked to Libor; via Nomura Securities International, Inc.; settling April 15; Cusip: 65539AAU4
ROYAL BANK OF CANADA
• Trigger phoenix autocallable optimization securities due April 12, 2012 linked to the common stock of Starbucks Corp.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 8; Cusip: 78009C266
• Trigger phoenix autocallable optimization securities due April 12, 2012 linked to the common stock of Teck Resources Ltd.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 8; Cusip: 78009C274
• 0% trigger autocallable optimization securities due April 19, 2012 linked to the common stock of Arch Coal, Inc.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 13; Cusip: 78009C282
• 14.75% reverse convertible notes due July 19, 2011 linked to AK Steel Holding Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4C4
• 20.05% reverse convertible notes due July 19, 2011 linked to ATP Oil & Gas Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4E0
• 12.25% reverse convertible notes due Oct. 19, 2011 linked to Baidu, Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K5A7
• 10.25% reverse convertible notes due Oct. 19, 2011 linked to Cameco Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K5B5
• 12.4% reverse convertible notes due Oct. 19, 2011 linked to Cliffs Natural Resources Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K5N9
• 17.5% reverse convertible notes due July 19, 2011 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4G5
• 18.25% reverse convertible notes due July 19, 2011 linked to F5 Networks, Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4H3
• 12.4% reverse convertible notes due Oct. 19, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K5C3
• 14% reverse convertible notes due July 19, 2011 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4J9
• 13.25% reverse convertible notes due July 19, 2011 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4K6
• 12.5% reverse convertible notes due July 19, 2011 linked to Hecla Mining Co. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4L4
• 24.25% reverse convertible notes due July 19, 2011 linked to JDS Uniphase Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4M2
• 15.25% reverse convertible notes due July 19, 2011 linked to Las Vegas Sands Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4Q3
• 19.5% reverse convertible notes due July 19, 2011 linked to LDK Solar Co., Ltd. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4P5
• 15.25% reverse convertible notes due July 19, 2011 linked to MGM Resorts International stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4R1
• 17.25% reverse convertible notes due July 19, 2011 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4S9
• 14.75% reverse convertible notes due July 19, 2011 linked to Nvidia Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4T7
• 19.25% reverse convertible notes due July 19, 2011 linked to Patriot Coal Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4U4
• 10.75% reverse convertible notes due Oct. 19, 2011 linked to Petrohawk stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K5D1
• 23.5% reverse convertible notes due July 19, 2011 linked to Rambus Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4D2
• 13.25% reverse convertible notes due July 19, 2011 linked to Salesforce.com, Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4F7
• 16.75% reverse convertible notes due July 19, 2011 linked to Silver Wheaton Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4V2
• 16.25% reverse convertible notes due July 19, 2011 linked to STEC Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4W0
• 12.5% reverse convertible notes due July 19, 2011 linked to Supervalu Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4X8
• 13.75% reverse convertible notes due July 19, 2011 linked to Trina Solar Ltd. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4Y6
• 14% reverse convertible notes due July 19, 2011 linked to Tesoro Corp. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4Z3
• 15.75% reverse convertible notes due July 19, 2011 linked to US Airways Group, Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K4N0
• 24.5% reverse convertible notes due July 19, 2011 linked to Western Refining, Inc. stock; via RBC Capital Markets Corp.; pricing April 14; Cusip: 78008K5E9
• 0% commodity-linked notes due April 20, 2016 tied to the BNP Paribas Oscillator Commodities Target Volatility 8 USD Excess Return index; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78008K3K7
• 0% buffered bullish return notes due Oct. 18, 2012 linked to the iShares MSCI EAFE index fund; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78008K3W1
• 0% buffered bullish return notes due Oct. 18, 2012 linked to the iShares MSCI Emerging Markets index fund; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78008K3V3
• 0% buffered bullish enhanced return notes due Oct. 18, 2012 linked to the S&P 500 index; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78008K3T8
• 0% buffered bullish return notes due Oct. 18, 2012 linked to the iShares Russell 2000 index fund; 85% trigger; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78008K3U5
• 0% bullish enhanced return notes due Oct. 31, 2012 linked to the Energy Select Sector SPDR fund; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008K5L3
• 0% bullish digital notes due May 31, 2012 linked to iShares Silver Trust shares; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008K5P4
• 0% buffered bullish enhanced return notes due April 30, 2013 linked to the S&P 500 index; 85% trigger; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008K5J8
• Reedemable step-up notes due April 21, 2016; via RBC Capital Markets, LLC; pricing in April; Cusip: 78008K3Z4
• 0% Accelerated Return Notes due June 2012 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% Accelerated Return Notes due June 2012 linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• Six-month 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• One-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 0% direct investment notes due June 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing May 4; Cusip: 78008K5H2
ROYAL BANK OF SCOTLAND NV
• Annual reset coupon securities due April 14, 2014 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 11; Cusip: 78009KSC7
• Annual reset coupon securities due April 14, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 11; Cusip: 78009KSB9
• Callable fixed-rate step-up notes due April 15, 2026; via RBS Securities Inc.; pricing April 12; Cusip: 78009KSA1
• Callable capped CMS steepener notes due April 15, 2026 linked to the 30-year and two-year Constant Maturity Swap rates; via RBS Securities Inc.; pricing April 12; Cusip: 78009KSD5
• 0% capped enhanced participation notes with fixed buffer due April 29, 2013 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 26; Cusip: 78009PAE1
• 0% market-linked principal-protected notes due July 29, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 26; Cusip: 78009PAC5
• 0% capped market-linked principal-protected notes due April 29, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing April 26; Cusip: 78009PAD3
SG STRUCTURED PRODUCTS, INC.
• 1.5% annual income notes due April 13, 2018 linked to the SGI Smart Market Neutral Commodity index; via SG Americas Securities, LLC and distributor Advisors Asset Management, Inc.; pricing April 8; Cusip: 78423AN24
SUNTRUST BANKS, INC.
• 0% market-participation notes due April 29, 2016 linked to the Dow Jones Industrial Average; via SunTrust Robinson Humphrey, Inc.; pricing April 26; Cusip: 86802WAE8
AB SVENSK EXPORTKREDIT
• 0% enhanced growth securities with leveraged upside and fixed percentage buffered downside due Nov. 4, 2014 linked to crude oil, platinum, copper, corn and cotton; via Wells Fargo Securities, LLC; pricing in April
• 9.25% STEP Income Securities due April 2012 linked to the performance of Ford Motor Co. shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
• 13-month leveraged commodity index-linked notes tied to the Dow Jones-UBS Enhanced E95 Total Return index; via Goldman Sachs & Co.
• 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 13- to 15-month 0% equity index-linked notes tied to the Topix index; via Goldman Sachs & Co.
• 18- to 21-month 0% equity index-linked notes based on the MSCI EAFE index; via Goldman Sachs & Co.
UBS AG, JERSEY BRANCH
Fixed-rate callable step-up notes due April 12, 2021; via UBS Securities LLC; settlement date April 12; Cusip: 90261JGU1
• 0% trigger step performance securities due Oct. 22, 2012 linked to the Australian dollar, the Brazilian real, the Canadian dollar and the U.S. dollar relative to the Japanese yen; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 902669324
• Callable step-up fixed-rate notes due April 20, 2018; via UBS Investment Bank; settling April 20; Cusip: 90261JGV9
• 0% buffered return optimization securities due April 30, 2013 linked to iShares MSCI Emerging Markets index fund; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90267G756
UBS AG, LONDON BRANCH
• 0% trigger autocallable optimization securities due April 19, 2012 linked to Broadcom Corp. shares; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 13; Cusip: 90267G491
• 9% to 11.5% annualized trigger yield optimization notes due Oct. 21, 2011 linked to the common stock of Anadarko Petroleum Corp.; 82% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 90267G442
• 8.75% to 11.25% annualized trigger yield optimization notes due Oct. 21, 2011 linked to the common stock of Baker Hughes Inc.; 82% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 90267G459
• 8.5% to 11% annualized trigger yield optimization notes due Oct. 21, 2011 linked to the common stock of Hartford Financial Services Group, Inc.; 82% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 90267G467
• 7.75% to 10.25% annualized trigger yield optimization notes due Oct. 21, 2011 linked to the common stock of Macy's, Inc.; 82% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 90267G483
• 9.75% to 12.25% annualized trigger yield optimization notes due Oct. 21, 2011 linked to the common stock of NetApp, Inc.; 82% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 90267G475
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due Oct. 28, 2014 linked to the Russell 2000 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 25; Cusip: 90521AFD5
• 0% quarterly capped return market-linked certificates of deposit due April 28, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 25; Cusip: 90521AFE3
• 0% annual high watermark return certificates of deposit due April 28, 2016 linked to the S&P 500 index; via distributor Incapital LLC; pricing April 25; Cusip: 90521AFK9
• 0% market-linked certificates of deposit due Oct. 28, 2016 with average return linked to the S&P 500 index; via UnionBanc Investment Services, LLC; pricing April 25; Cusip: 90521AFL7
• 0% market-linked certificates of deposit due April 28, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing April 26; Cusip: 90521AFF0
WELLS FARGO & CO.
• Contingent annual interest market-linked certificates of deposit due April 30, 2015 based on an equally weighted basket of the S&P GSCI Brent Crude Oil Index Excess Return, the S&P GSCI Livestock Index Excess Return, copper, corn, cotton, nickel, palladium, silver, soybeans and sugar; via Incapital LLC as distributor; pricing April 21; Cusip: 949748E60
• 0% market-linked certificates of deposit due April 28, 2017 linked to Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via Incapital LLC as distributor; pricing April 25; Cusip: 949748E45
• 0% market-linked certificates of deposit due April 30, 2018 linked to Dow Jones - UBS Commodity index; via Incapital LLC; pricing April 21; Cusip: 949748E86
• 0% certificates of deposit due April 28, 2017 linked to the Dow Jones Industrial Average; via Incapital LLC as distributor; pricing April 25; Cusip: 949748E52
• 0% enhanced growth securities with leveraged upside and fixed percentage buffered downside due April 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; settlement in April; Cusip: 94986RDC2
• 0% enhanced growth securities due October 2013 linked to the Russell 2000 index; 90% trigger; via Wells Fargo Securities, LLC settlement in April; Cusip: 94986RDA6
• 0% enhanced growth securities due April 2015 linked SPDR S&P 500 exchange-traded fund trust, iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; pricing in April; Cusip: 94986RDB4
• 0% enhanced growth securities due November 2013 linked to the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settling May; Cusip: 94986RDG3
• 0% enhanced growth securities due November 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 60% trigger; via Wells Fargo Securities, LLC; settling May; Cusip: 94986RDK4
• 0% enhanced growth securities due May 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; settling May; Cusip: 94986RDJ7
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