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Structured Products Calendar
BANK OF AMERICA CORP.
• 0% Market Index Target-Term Securities due August 2015 linked to the Dow Jones-UBS Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• Five-year 0% Leveraged Index Return Notes linked to the prices of gold and silver; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• Capped floating-rate notes with a minimum coupon due July 29, 2020 linked to Libor; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in July
• 0% Capped Leveraged Index Return Notes due July 2013 linked to the Russell 2000 index, the MSCI Emerging Markets index and the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in July
• 0% Capped Leveraged Index Return Notes due July 2012 based on S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; 85% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Bear Accelerated Return Notes due January 2011 based on the performance of the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• Six-month 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Strategic Accelerated Redemption Securities due January 2011 based on S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• One-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Strategic Accelerated Redemption Securities due August 2011 based on S&P 500 index; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Accelerated Return Notes due September 2011 based on S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co. LLC; pricing in July
• 0% Capped Leveraged Index Return Notes due July 2012 based on S&P 500 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% market-linked step up notes due July 2012 based on S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Market Index Target-Term Securities due July 2015 based on S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Accelerated Return Notes due September 2011 linked to the S&P MidCap 400 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co. LLC; pricing in July
• 10-year floating-rate notes linked to the 10-year Constant Maturity Swap rate; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July or August
• One-year 0% Strategic Accelerated Redemption Securities linked to the SPDR Euro Stoxx 50 exchange-traded fund; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July or August
• 14-month 0% Accelerated Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July or August
BANK OF AMERICA, NA
• Certificates of deposit due July 2015 linked to the stocks of Abercrombie & Fitch Co., Altria Group, Inc., Archer-Daniels-Midland Co., Barrick Gold Corp., Boeing Co., Caterpillar Inc., Deere & Co., General Electric Co., JPMorgan Chase & Co., McDonald's Corp., Monsanto Co., Nokia Corp., Reynolds American Inc., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Incapital LLC; pricing July 26
• 0% market participation certificates of deposit due July 2030 based on the 30-year Constant Maturity Swap rate and two-year CMS rate; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in July
BARCLAYS BANK DELAWARE
• Certificates of deposit due July 28, 2015 linked to the common stocks of Aetna Inc., Broadcom Corp., Celanese Corp., Cigna Corp., FedEx Corp., Ford Motor Co., Genworth Financial, Inc., Humana, Inc., Mattel, Inc., Mead Johnson Nutrition Co., Newmont Mining Corp., News Corp., Nvidia Corp., SanDisk Corp., Schlumberger NV, Time Warner Cable Inc., UnitedHealth Group Inc., WellPoint, Inc., Yahoo! Inc. and Zions Bancorp.; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing July 23
• Certificates of deposit due July 26, 2013 linked to equal weights of the common shares of Barrick Gold Corp., Research In Motion Ltd. and SunTrust Banks Inc., the class A shares of Abercrombie & Fitch Co. and the ADSs of Baidu Inc., Panasonic Corp., Petroleo Brasileiro SA, Nokia Corp., Teva Pharmaceutical Industries Ltd. and Vodafone Group plc; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing July 23
• Certificates of deposit due July 28, 2015 linked to equal weights of the common shares of Barrick Gold Corp., Research In Motion Ltd. and SunTrust Banks Inc., the class A shares of Abercrombie & Fitch Co. and the ADSs of Baidu Inc., Panasonic Corp., Petroleo Brasileiro SA, Nokia Corp., Teva Pharmaceutical Industries Ltd. and Vodafone Group plc; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing July 23
• Certificates of deposit due July 28, 2015 linked to copper, gasoline RBOB, lead, nickel, palladium, platinum, soybeans, sugar, tin and zinc; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing July 23
• Certificates of deposit due July 23, 2013 linked to the Russell 2000 index; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing July 23
• 0.5%-1% certificates of deposit due July 28, 2015 linked to the S&P 500 index; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing July 23
BARCLAYS BANK PLC
• 15.5% reverse convertible notes due Jan. 27, 2011 linked to AK Steel Holding Corp. stock; via Barclays Capital; pricing July 23
• 11% reverse convertible notes due Jan. 27, 2011 linked to Alcoa Inc. stock; via Barclays Capital; pricing July 23
• 13.25% reverse convertible notes due Oct. 28, 2010 linked to Alpha Natural Resources, Inc. stock; via Barclays Capital; pricing July 23
• 9.2% reverse convertible notes due July 28, 2011 linked to Amazon.com, Inc. stock; via Barclays Capital; pricing July 23
• 17% reverse convertible notes due July 28, 2011 linked to Anadarko Petroleum Corp. stock; via Barclays Capital; pricing July 23
• 9.25% reverse convertible notes due Jan. 27, 2011 linked to Apache Corp. stock; via Barclays Capital; pricing July 23
• 8.5% reverse convertible notes due July 28, 2011 linked to Apple Inc. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due July 28, 2011 linked to Arch Coal, Inc. stock; via Barclays Capital; pricing July 23
• 12.1% reverse convertible notes due Jan. 27, 2011 linked to Baidu, Inc. (American depositary share) stock; via Barclays Capital; pricing July 23
• 8.75% reverse convertible notes due July 28, 2011 linked to Bank of America Corp. stock; via Barclays Capital; pricing July 23
• 9% reverse convertible notes due July 28, 2011 linked to Bank of America Corp. stock; via Barclays Capital; pricing July 23
• 0% bearish notes due July 28, 2015 based on Barclays Capital 10Y Treasury Futures index; via Barclays Capital Inc.; pricing July 23
• 9.5% reverse convertible notes due Jan. 27, 2011 linked to Blackstone Group LP stock; via Barclays Capital; pricing July 23
• 0% buffered return enhanced notes due Aug. 10, 2011 linked to a long currency basket of the Brazilian real, Turkish lira and Indonesian rupiah and a short currency basket of the dollar and Japanese yen; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing July 23
• 14% reverse convertible notes due Jan. 27, 2011 linked to Bucyrus International, Inc. stock; via Barclays Capital; pricing July 23
• 10.5% reverse convertible notes due Jan. 27, 2011 linked to Chesapeake Energy Corp. stock; via Barclays Capital; pricing July 23
• 11.5% reverse convertible notes due Jan. 27, 2011 linked to Chicago Bridge & Iron Co. N.V. stock; via Barclays Capital; pricing July 23
• 18.75% reverse convertible notes due Oct. 28, 2010 linked to Cliffs Natural Resources Inc. stock; via Barclays Capital; pricing July 23
• 13.75% reverse convertible notes due Jan. 27, 2011 linked to Consol Energy Inc. stock; via Barclays Capital; pricing July 23
• 8.75% reverse convertible notes due Jan. 27, 2011 linked to Corning Inc. stock; via Barclays Capital; pricing July 23
• 11% reverse convertible notes due Jan. 27, 2011 linked to Cummins Inc. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to Deere and Co. stock; via Barclays Capital; pricing July 23
• 8.5% reverse convertible notes due Jan. 27, 2011 linked to Dell Inc. stock; via Barclays Capital; pricing July 23
• 10% reverse convertible notes due Jan. 27, 2011 linked to Dell Inc. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to Dell Inc. stock; via Barclays Capital; pricing July 23
• 10.5% reverse convertible notes due Jan. 27, 2011 linked to Dow Chemical Co. stock; via Barclays Capital; pricing July 23
• 15.5% reverse convertible notes due Jan. 27, 2011 linked to DryShips Inc. stock; via Barclays Capital; pricing July 23
• 10% reverse convertible notes due Jan. 27, 2011 linked to Eldorado Gold Corp. stock; via Barclays Capital; pricing July 23
• 12% reverse convertible notes due Jan. 27, 2011 linked to Fifth Third Bancorp stock; via Barclays Capital; pricing July 23
• 9.25% reverse convertible notes due Jan. 27, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing July 23
• 10% reverse convertible notes due Jan. 27, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing July 23
• 14.5% reverse convertible notes due Oct. 28, 2010 linked to Foster Wheeler AG stock; via Barclays Capital; pricing July 23
• 10.15% reverse convertible notes due July 28, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital; pricing July 23
• 8.75% reverse convertible notes due July 28, 2011 linked to General Electric Co. stock; via Barclays Capital; pricing July 23
• 13.5% reverse convertible notes due Jan. 27, 2011 linked to Goodyear Tire & Rubber Co. stock; via Barclays Capital; pricing July 23
• 10.6% reverse convertible notes due Jan. 27, 2011 linked to Halliburton Co. stock; via Barclays Capital; pricing July 23
• 12% reverse convertible notes due Jan. 27, 2011 linked to Harley-Davidson, Inc. stock; via Barclays Capital; pricing July 23
• 11.75% reverse convertible notes due Jan. 27, 2011 linked to International Paper Co. stock; via Barclays Capital; pricing July 23
• 19% reverse convertible notes due Oct. 28, 2010 linked to InterOil Corp. stock; via Barclays Capital; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the iShares MCSI EAFE index fund; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the iShares MCSI EAFE index fund; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the iShares MCSI Emerging Markets index fund; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the iShares MCSI Emerging Markets index fund; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the iShares Russell 2000 index fund; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the iShares Russell 2000 index fund; via Barclays Capital Inc.; pricing July 23
• 9.25% reverse convertible notes due Jan. 27, 2011 linked to Janus Capital Group Inc. stock; via Barclays Capital; pricing July 23
• 0% Super Track notes due July 31, 2012 linked to the bearish performance of the Japanese yen relative to the dollar; via Barclays Capital Inc.; pricing July 23
• 15.5% reverse convertible notes due Oct. 28, 2010 linked to Joy Global Inc. stock; via Barclays Capital; pricing July 23
• 8.25% reverse convertible notes due July 28, 2011 linked to JPMorgan Chase & Co. stock; via Barclays Capital; pricing July 23
• 9.25% reverse convertible notes due July 28, 2011 linked to JPMorgan Chase & Co. stock; via Barclays Capital; pricing July 23
• 11% reverse convertible notes due Jan. 27, 2011 linked to KeyCorp stock; via Barclays Capital; pricing July 23
• 10.8% reverse convertible notes due Jan. 27, 2011 linked to Lincoln National Corp. stock; via Barclays Capital; pricing July 23
• 10% reverse convertible notes due Jan. 27, 2011 linked to MetLife, Inc. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to MetLife, Inc. stock; via Barclays Capital; pricing July 23
• 9.75% reverse convertible notes due Jan. 27, 2011 linked to Morgan Stanley stock; via Barclays Capital; pricing July 23
• 9.25% reverse convertible notes due July 28, 2011 linked to Mosaic Co. stock; via Barclays Capital; pricing July 23
• 13.25% reverse convertible notes due Oct. 28, 2010 linked to National Oilwell Varco, Inc. stock; via Barclays Capital; pricing July 23
• 8.75% reverse convertible notes due July 28, 2011 linked to NCR Corp. stock; via Barclays Capital; pricing July 23
• 11.5% reverse convertible notes due Oct. 28, 2010 linked to Noble Corporation stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to Noble Corp. stock; via Barclays Capital; pricing July 23
• 8.5% reverse convertible notes due July 28, 2011 linked to Noble Corp. stock; via Barclays Capital; pricing July 23
• 19% reverse convertible notes due Oct. 28, 2010 linked to Patriot Coal Corp. stock; via Barclays Capital; pricing July 23
• 11% reverse convertible notes due Jan. 27, 2011 linked to Patterson-UTI Energy, Inc. stock; via Barclays Capital; pricing July 23
• 10% reverse convertible notes due Oct. 28, 2010 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing July 23
• 10.5% reverse convertible notes due Jan. 27, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing July 23
• 11% reverse convertible notes due Jan. 27, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing July 23
• 11.25% reverse convertible notes due Jan. 27, 2011 linked to Prudential Financial, Inc. stock; via Barclays Capital; pricing July 23
• 10.5% reverse convertible notes due Jan. 27, 2011 linked to Research In Motion Ltd. stock; via Barclays Capital; pricing July 23
• 0% annual autocallable notes due July 26, 2013 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing July 23
• 0% notes due July 28, 2015 linked to the S&P 500 Dynamic Veqtor Total Return index; via Barclays Capital Inc.; pricing July 23
• 0% knock-out notes due July 26, 2012 based on S&P 500 index; via Barclays Capital Inc.; pricing July 23
• 0% notes due July 28, 2015 based on S&P 500 index; via Barclays Capital Inc.; pricing July 23
• 0% notes due July 28, 2016 linked to the S&P 500 index; via Barclays Capital Inc.; pricing July 23
• 0% notes due July 28, 2016 linked to the S&P BRIC 40 index; via Barclays Capital Inc.; pricing July 23
• 12.1% reverse convertible notes due Jan. 27, 2011 linked to SanDisk Corp. stock; via Barclays Capital; pricing July 23
• 9.5% reverse convertible notes due Jan. 27, 2011 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; via Barclays Capital; pricing July 23
• 13.7% reverse convertible notes due July 28, 2011 linked to Sears Holdings Corp. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to Southwestern Energy Co. stock; via Barclays Capital; pricing July 23
• 10.5% reverse convertible notes due Jan. 27, 2011 linked to Southwestern Energy Co. stock; via Barclays Capital; pricing July 23
• Zero-coupon Super Track notes due Aug. 26, 2011 linked to the SPDR Trust, series 1; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Aug. 26, 2011 linked to the SPDR trust, series 1; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the SPDR S&P 500 ETF trust; via Barclays Capital Inc.; pricing July 23
• 0% Super Track notes due Jan. 26, 2012 linked to the SPDR S&P 500 ETF trust; via Barclays Capital Inc.; pricing July 23
• 10.75% reverse convertible notes due Jan. 27, 2011 linked to Starwood Hotels & Resorts Worldwide, Inc. stock; via Barclays Capital; pricing July 23
• 16.5% reverse convertible notes due Oct. 28, 2010 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing July 23
• 18% reverse convertible notes due Jan. 27, 2011 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing July 23
• 10.5% reverse convertible notes due July 28, 2011 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing July 23
• 13% reverse convertible notes due Jan. 27, 2011 linked to Terex Corp. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to Tesoro Corp. stock; via Barclays Capital; pricing July 23
• 11.5% reverse convertible notes due Jan. 27, 2011 linked to Textron Inc. stock; via Barclays Capital; pricing July 23
• 14% reverse convertible notes due Jan. 27, 2011 linked to Titanium Metals Corp. stock; via Barclays Capital; pricing July 23
• 15.5% reverse convertible notes due Jan. 27, 2011 linked to TRW Automotive Holdings Corp. stock; via Barclays Capital; pricing July 23
• 14% reverse convertible notes due Jan. 27, 2011 linked to UAL Corp. stock; via Barclays Capital; pricing July 23
• 14% reverse convertible notes due Jan. 27, 2011 linked to USG Corp. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to Valero Energy Corp. stock; via Barclays Capital; pricing July 23
• 11.65% reverse convertible notes due Jan. 27, 2011 linked to Walter Energy, Inc. stock; via Barclays Capital; pricing July 23
• 11.25% reverse convertible notes due Jan. 27, 2011 linked to Weatherford International Ltd. stock; via Barclays Capital; pricing July 23
• 8.5% reverse convertible notes due July 28, 2011 linked to Wells Fargo & Co. stock; via Barclays Capital; pricing July 23
• 10.25% reverse convertible notes due Jan. 27, 2011 linked to Whole Foods Market, Inc. stock; via Barclays Capital; pricing July 23
• 11% reverse convertible notes due Jan. 27, 2011 linked to Zions Bancorporation stock; via Barclays Capital; pricing July 23
• 0% double short leverage securities due July 26, 2011 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 26
• 0% double short leverage securities due July 26, 2013 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 26
• 0% return optimization securities with contingent protection due July 31, 2013 based on the Dow Jones-UBS Commodity index; 70% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 27
• 0% return optimization securities with partial protection due Jan. 31, 2012 linked to the price of gold; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 27
• 0% return optimization securities with contingent protection due July 31, 2013 based on iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 60% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 27
• 0% performance-tracking securities due July 31, 2013 based on S&P 500 Dynamic Veqtor Total Return index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 27
• 8.5%-10.5% yield optimization notes due July 31, 2012 linked the common stock of Alcoa Inc.; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 28; Cusip 06740H229
• 10.25%-12.25% yield optimization notes due July 31, 2012 linked to the common stock of The Dow Chemical Co.; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing July 28; Cusip 06740H237
CITIBANK, NA
• Market-linked certificates of deposit due July 22, 2016 linked to a basket of 20 stocks including American Electric Power Co., Inc., American Express Co., Amgen Inc., AT&T Inc., Boeing Co., Bristol-Myers Squibb Co., Consolidated Edison, Inc., CVS Caremark Corp., E. I. du Pont de Nemours and Co., Google Inc., Hess Corp., Hewlett Packard Co., Kraft Foods Inc., Lowe's Cos., Inc., Monsanto Co., Peabody Energy Corp., Southwest Airlines Co., Time Warner Inc., Verizon Communications Inc. and Wells Fargo & Co.; via Citigroup Global Markets Inc. as agent and Advisors Asset Management, Inc. as distributor; pricing July 26
CITIGROUP FUNDING, INC.
• 8%-10% annualized Equity LinKed Securities due Jan. 26, 2011 linked to the common stock of Apple Inc.; via Citigroup Global Markets Inc.; pricing in July
• 7%-9% annualized Equity LinKed Securities due Jan. 26, 2011 linked to the common stock of Barrick Gold Corp.; via Citigroup Global Markets Inc.; pricing in July
• 9%- 11% annualized Equity LinKed Securities due Jan. 26, 2011 linked to the common stock of Boeing Co.; via Citigroup Global Markets Inc.; pricing in July
• 14.5%-15% annualized Equity LinKed Securities due Jan. 24, 2011 linked to the common stock of SanDisk Corp.; via Citigroup Global Markets Inc.; pricing in July
• Strategic market access notes due September 2011 linked to the common units of El Paso Pipeline Partners, LP, Energy Transfer Equity, LP, Enterprise Products Partners LP, Inergy, LP, Magellan Midstream Partners, LP, NuStar Energy LP, NuStar GP Holdings, LLC, Oneok Partners, LP, Plains All American Pipeline, LP, Regency Energy Partners LP, Spectra Energy Partners, LP, Suburban Propane Partners, LP, Targa Resources Partners LP, Teekay Offshore Partners LP and Western Gas Partners, LP; via Citigroup Global Markets Inc.
CREDIT SUISSE AG, NASSAU BRANCH
• 0% capped knock-out notes due Aug. 16, 2011 linked to the common stocks of Broadcom Corp., CA, Inc., Cisco Systems, Inc., Hewlett-Packard Co., International Business Machines Corp., Marvell Technology Group Ltd., Oracle Corp., Qualcomm Inc., SanDisk Corp. and Seagate Technology; via J.P. Morgan Securities Inc. and JPMorgan Chase Bank, NA; pricing July 23
• 0% Buffered Accelerated Return Equity Securities due July 30, 2012 linked to the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing July 23
• 0% Buffered Accelerated Return Equity Securities due July 30, 2012 based on Russell 2000 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing July 23
• 0% Buffered Accelerated Return Equity Securities due March 30, 2012 based on S&P 500 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing July 27
• 0% Buffered Accelerated Return Equity Securities due July 30, 2012 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 27
• 9%-11% callable yield notes due Jan. 31, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 27
• 10%-12% callable yield notes due Aug. 1, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 27
• 10.75%-12.75% callable yield notes due Aug. 1, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 27
• High/low coupon callable yield notes due Aug. 1, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 27
• 8%-10% bearish callable yield notes due Aug. 1, 2011 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 27
• 9.25%-11.25% callable yield notes due Aug. 1, 2011 based on S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing July 27
• 0% CS global basket notes due Aug. 1, 2016 linked to the best performing of three baskets consisting of the SPDR S&P 500 ETF Trust, the iShares Barclays 20+ Year Treasury Bond Fund and the SPDR Gold Trust; via Credit Suisse Securities (USA) LLC; pricing July 27
• 10.75% callable yield notes due Aug. 4, 2011 linked to the iShares Silver trust and the Utilities Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing July 30
• 6% callable yield notes due Aug. 4, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 30
• 0% Buffered Accelerated Return Equity Securities due Nov. 4, 2011 based on S&P 500 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing July 30
• 0% CS global basket notes due Aug. 4, 2015 linked to the best performing of three baskets consisting of the SPDR S&P 500 ETF Trust, the iShares Barclays 20+ Year Treasury Bond Fund and the SPDR Gold Trust; via Credit Suisse Securities (USA) LLC; pricing July 30
• 9%-11% callable yield notes due Feb. 4, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 30
• 9%-11% callable yield notes due Aug. 4, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 30
• High/low coupon callable yield notes due Aug. 4, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 30
• Performance yield notes due Feb. 6, 2012 linked to the worst performing of the S&P 500 index, the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 30
• 9.25%-11.25% callable yield notes due Aug. 4, 2011 based on S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing July 30
• 9.5%-11.5% bearish callable yield notes due Aug. 4, 2011 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 30
DEUTSCHE BANK AG, LONDON BRANCH
• 0% performance securities with contingent protection due July 30, 2015 linked to the Dow Jones - UBS Commodity index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 27
• 0% return optimization securities with partial protection due Jan. 31, 2012 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 27
• 0% market contribution securities due Aug. 23, 2013 linked to the Deutsche Bank Allocator Total Return index; via Deutsche Bank Securities Inc.; pricing Aug. 20
EKSPORTFINANS ASA
• Accelerated Return Notes due October 2011 based on the spot price of gold; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• Bear Accelerated Return Notes due January 2011 based on the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 14-month 0% Accelerated Return Notes linked to the spot price of silver; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
GOLDMAN SACHS GROUP, INC.
• 0% index-linked trigger notes due Feb. 7, 2012 based on the S&P 500 index; 67.3% trigger; via Goldman, Sachs & Co. with J.P. Morgan Securities Inc. as co-agent; pricing July 23
• 0% index-linked trigger notes due Feb. 7, 2012 based on the S&P 500 index; 70% trigger; via Goldman, Sachs & Co. with J.P. Morgan Securities Inc. as co-agent; pricing July 23
• 0% leveraged buffered index-linked notes due Aug. 16, 2011 linked to the S&P 500 index; via Goldman, Sachs & Co. and J.P. Morgan Securities Inc.; pricing July 23
• 1% notes due 2015 linked to the 10-year Constant Maturity Treasury rate; via Goldman, Sachs & Co.
• Six-year 0% equity index-linked notes based on the performance of the Dow Jones Industrial Average; via Goldman, Sachs & Co.
• 18-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman, Sachs & Co.
• 0% buffered index-linked notes due April 11, 2011 tied to the S&P 500 index; via Goldman, Sachs & Co.
• 12- to 13-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 15-month 0% buffered index-linked notes linked to the S&P 500 index with 14.25%-16.75% cap; via Goldman, Sachs & Co.
• 15-month 0% buffered index-linked notes linked to the S&P 500 index with 17.5%-20.5% cap; via Goldman, Sachs & Co.
• 18- to 19-month 0% leveraged buffered index-linked notes based on S&P 500 index; 85% trigger; via Goldman, Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 24- to 27-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
HARRIS NA
• Principal-protected contingent annual payout certificates of deposit due July 29, 2016 linked to an equally weighted basket of common stocks including Altria Group, Inc., Apple Inc., Barrick Gold Corp., Coca-Cola Co., ConocoPhillips, Merck & Co., Inc., McDonald's Corp., Verizon Communications Inc., Wal-Mart Stores Inc. and Wells Fargo & Co.; via Incapital LLC as distributor; pricing July 27
• Principal-protected contingent semiannual payout certificates of deposit due July 30, 2015 linked to an equally weighted basket of common stocks including Altria Group, Inc., Apple Inc., Barrick Gold Corp., Coca-Cola Co., ConocoPhillips, McDonald's Corp., Merck & Co., Inc., Verizon Communications Inc., Wal-Mart Stores, Inc. and Wells Fargo & Co.; via Incapital LLC as distributor; pricing July 27
• Principal-protected certificates of deposit due July 30, 2015 inversely linked to the performance of the Barclays 7-10 Year Treasury index; via Incapital LLC as distributor; pricing July 27
• Principal-protected certificates of deposit due July 29, 2016 linked to the iShares Dow Jones Select Dividend index fund; via Incapital LLC as distributor; pricing July 27
HSBC BANK USA, NA
• Annual income opportunity certificates of deposit due July 29, 2016 linked to an Emerging Market Explorers Series basket of stocks including the ADRs of Anglogold Ashanti, Baidu Inc., Gold Fields Ltd., Harmony Gold Mining, Icici Bank Ltd., Teva Pharmaceutical, Turkcell Iletism Hizmet, Tata Motors Ltd. and Yingli Green Energy Holding, as well as the stock of Check Point Software Tech, Infosys Technologies Ltd. and Mobile Telesystems; via HSBC Securities (USA) Inc.; pricing July 26
• 0% knock-out barrier certificates of deposit due July 29, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26
• 0% knock-out barrier certificates of deposit due July 29, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26
• Annual income opportunity certificates of deposit with auto cap feature due Aug. 1, 2016 linked to the stocks of Amgen Inc., AstraZeneca plc, Barrick Gold Corp., Credit Suisse Group, Ebay Inc., Nike Inc., Petrochina Co. Ltd., Research In Motion Ltd., SAP AG, Sony Corp., UBS AG and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing July 27
• Annual income opportunity certificates of deposit with auto cap feature due Aug. 1, 2016 linked to the stocks of Applied Materials Inc., Biogen Idec Inc., Dominion Resources Inc., Ford Motor Co., Las Vegas Sands Corp., McDonald's Corp., Newmont Mining Corp., Nucor Corp., Procter & Gamble Co., PNC Financial Services Group Inc., Sandisk Corp. and Valero Energy Corp.; via HSBC Securities (USA) Inc.; pricing July 27
• Annual income opportunity certificates of deposit with auto cap feature due July 30, 2015 linked to the stocks of Biogen Idec Inc., Dominion Resources Inc., Ford Motor Co., General Electric Co., Las Vegas Sands Corp., McDonald's Corp., Newmont Mining Corp., Nucor Corp., Procter & Gamble Co., Sandisk Corp., U.S. Bancorp and Valero Energy Corp.; via HSBC Securities (USA) Inc.; pricing July 27
HSBC USA INC.
• 0% buffered Accelerated Market Participation Securities due Oct. 28, 2011 based on the performance of the iShares FTSE/Xinhua China 25 index fund; 90% trigger; via HSBC Securities (USA) Inc.; pricing July 23
• 0% buffered Accelerated Market Participation Securities due Jan. 30, 2012 linked to the iShares FTSE/Xinhua China 25 index fund; via HSBC Securities (USA) Inc.; pricing July 23
• 0% Accelerated Market Participation Securities due Aug. 29, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 23
• 0% Accelerated Market Participation Securities due Oct. 28, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 23
• 0% buffered Accelerated Market Participation Securities due Oct. 28, 2011 based on the performance of the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing July 23
• 0% buffered Accelerated Market Participation Securities due Jan. 30, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 23
• 0% Accelerated Market Participation Securities due Aug. 29, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 23
• 0% Accelerated Market Participation Securities due Oct. 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 23
• 0% buffered Accelerated Market Participation Securities due Oct. 28, 2011 based on S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing July 23
• 0% buffered Accelerated Market Participation Securities due Jan. 30, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 23
• 0% autocallable notes due July 29, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26
• Annual income opportunity securities with auto cap due Aug. 1, 2013 linked to the common shares of Amgen Inc. and eBay Inc., the class B shares of Nike, Inc. and the ADSs of AstraZeneca plc, Barrick Gold Corp., Credit Suisse Group Corp., PetroChina Co. Ltd., Research In Motion Ltd., SAP Corp., Sony Corp., UBS Corp. and Vodafone Group plc; HSBC Securities (USA) Inc.; pricing July 27
• Annual income opportunity securities with auto cap due July 30, 2015 linked to a basket of 12 common stocks including Archer-Daniels-Midland Co., Amazon.com, Inc., Bank of America Corp., Berkshire Hathaway Inc., Exelon Corp., First Solar, Inc., Gilead Sciences Inc., Applied Materials Inc., Newmont Mining Corp., Pfizer Inc., Verizon Communications Inc. and Waste Management, Inc.; via HSBC Securities (USA) Inc.; pricing July 27; Cusip 4042K03B9
• 0% performance securities with contingent protection due July 31, 2015 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing July 27
• 7.5%-9.5% yield optimization notes with contingent protection due Jan. 31, 2011 linked to the common stock of CVS Caremark Corp.; via UBS Financial Services Inc. and HSBC USA Inc.; pricing July 28; Cusip 40432R757
• 8.25%-10.5% yield optimization notes with contingent protection due Jan. 31, 2011 linked to the common stock of Intel Corp.; via UBS Financial Services Inc. and HSBC USA Inc.; pricing July 28; Cusip 40432R765
• 0% best-of performance notes due Aug. 5, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 30
• 0% Accelerated Market Participation Securities due July 2012 linked to the FTSE 100 index; via HSBC Securities (USA) Inc.; pricing in July
JPMORGAN CHASE BANK, NA
• Contingent coupon certificates of deposit due July 29, 2016 linked to an equally weighted basket of 10 stocks including Abbott Laboratories, Altria Group, Inc., Amazon.com, Inc., Bristol-Myers Squibb Co., Campbell Soup Co., Dow Chemical Co., Goldcorp Inc., Qualcomm Inc. and Wells Fargo & Co. and the class B common stock of Berkshire Hathaway Inc.; via J.P. Morgan Securities Inc. as agent and Incapital LLC as distributor; pricing July 27
• Digital contingent coupon certificates of deposit due July 29, 2016 linked to a basket of 10 stocks including Abbott Laboratories, Amazon.com, Inc., CVS Caremark Corp., Dell Inc., General Electric Co., Goldcorp Inc., Nike, Inc., Reynolds American Inc., Time Warner Inc. and Whole Foods Market, Inc.; via J.P. Morgan Securities Inc. as agent and Incapital LLC as distributor; pricing July 27
• Leveraged and capped contingent coupon certificates of deposit due July 29, 2016 linked to a basket of common stocks including Amazon.com, Inc., Barrick Gold Corp., General Mills, Inc., Merck & Co., Molson Coors Brewing Co., Qualcomm Inc., Reynolds American Inc., Schlumberger NV, Wells Fargo & Co. as well as the ADSs of LM Ericsson Telephone Co.; via J.P. Morgan Securities Inc. as agent and Incapital LLC as distributor; pricing July 27
JPMORGAN CHASE & CO.
• Capped leveraged floating-rate notes due July 30, 2015 linked to the 10-year Constant Maturity Swap rate; via J.P. Morgan Securities Inc.; pricing July 23
• 0% return enhanced notes due Feb. 28, 2011 based on the performance of the S&P 500 index; via J.P. Morgan Securities Inc.; pricing July 23
• 0% jump securities due Dec. 28, 2011 based on the performance of the iShares FTSE/Xinhua China 25 index fund; via J.P. Morgan Securities Inc.; pricing July 26
• 0% buffered Performance Leveraged Upside Securities due July 27, 2012 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities Inc.; pricing July 26
• 0% buffered Performance Leveraged Upside Securities due July 31, 2012 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities Inc.; pricing July 26
• 12% reverse convertible notes due July 29, 2011 linked to Apple Inc. stock; via JPMorgan; pricing July 27
• 14.2% reverse convertible notes due Jan. 31, 2011 linked to Bank of America Corp. stock; via JPMorgan; pricing July 27
• 8% upside auto callable single observation reverse exchangeable notes due July 29, 2011 linked to the class B common stock of Berkshire Hathaway Inc.; 80% trigger; via J.P. Morgan Securities Inc.; pricing July 27
• 12% reverse convertible notes due July 29, 2011 linked to Caterpillar Inc. stock; via JPMorgan; pricing July 27
• 15.85% reverse convertible notes due Jan. 31, 2011 linked to Dow Chemical Co. stock; via JPMorgan; pricing July 27
• 13.7% reverse convertible notes due Jan. 31, 2011 linked to Ford Motor Co. stock; via JPMorgan; pricing July 27
• 14.85% reverse convertible notes due Oct. 29, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing July 27
• 11% reverse convertible notes due July 29, 2011 linked to General Electric Co. stock; via JPMorgan; pricing July 27
• 0% buffered return enhanced notes due Jan. 31, 2012 based on the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities Inc.; pricing July 27
• 10.65% reverse convertible notes due July 29, 2011 linked to Monsanto Co. stock; via JPMorgan; pricing July 27
• 24% reverse convertible notes due Oct. 29, 2010 linked to Netflix, Inc. stock; via JPMorgan; pricing July 27
• 0% buffered return enhanced notes due Jan. 31, 2012 based on the Russell 2000 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing July 27
• 0% buffered return enhanced notes due Jan. 31, 2012 based on the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing July 27
• 0% buffered return enhanced notes due July 31, 2012 based on the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing July 27
• 12%- 15% callable yield notes due Jan. 31, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities Inc.; pricing July 27
• 12%- 15% callable yield notes due July 29, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities Inc.; pricing July 27
• 13.5% reverse convertible notes due Jan. 31, 2011 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; via JPMorgan; pricing July 27
• 22% reverse convertible notes due Oct. 29, 2010 linked to Sprint Nextel Corp. stock; via JPMorgan; pricing July 27
• 19.5% reverse convertible notes due Oct. 29, 2010 linked to United States Steel Corp. stock; via JPMorgan; pricing July 27
• 17.4% reverse convertible notes due Feb. 15, 2011 linked to Halliburton Co. stock; via JPMorgan; pricing Aug. 10
• 0% buffered return enhanced notes due Feb. 13, 2012 linked to the iShares Russell 2000 index fund; via J.P. Morgan Securities Inc.; pricing Aug. 10
• 10.25% reverse convertible notes due Feb. 15, 2011 linked to Yahoo! Inc. stock; via JPMorgan; pricing Aug. 10
• Libor range accrual notes due Aug. 17, 2020, extended from July 28, 2020; via J.P. Morgan Securities Inc.; pricing Aug. 12
• Callable leveraged note due Aug. 18, 2025 based on the 10-year Constant Maturity Swap rate and two-year CMS rate; via J.P. Morgan Securities Inc.; pricing Aug. 13
MORGAN STANLEY
• 0% currency-linked securities due July 30, 2012 linked to the Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing July 23
• 8%-10% annualized Equity LinKed Securities due Jan. 25, 2011 based on the common stock of Amazon.com, Inc.; via Morgan Stanley & Co. Inc.; pricing July 26
• 0% Commodity Leading Stockmarket Return Securities due Jan. 31, 2012 based on the performance of gold; via Morgan Stanley & Co. Inc.; pricing July 26
• 0% jump securities due Aug. 25, 2011 linked to the Philadelphia Oil Service Sector index; via Morgan Stanley & Co. Inc.; pricing July 26
• Range accrual notes due July 28, 2020 based on Libor; via J.P. Morgan Securities Inc.; settlement July 28
• Leveraged callable notes due July 30, 2025 linked to 30-year Constant Maturity Swap rate and the two-year CMS rate and S&P 500 index; via Morgan Stanley & Co. Inc.; settlement July 30
• 0% buffered jump securities due Dec. 23, 2011 based on the performance of the Brazilian real relative to the dollar; via Morgan Stanley & Co. Inc; pricing in July
• Leveraged callable CMS curve-linked notes due July 16, 2030; via Morgan Stanley & Co. Inc.; pricing in July
• Leveraged CMS curve and S&P 500 index-linked callable notes due July 16, 2030; via Morgan Stanley & Co. Inc.; pricing in July
• Callable Sifma Municipal Swap index and Libor accrual notes due July 2025; via Morgan Stanley & Co. Inc.; pricing in July
• Range accrual step up notes due July 30, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in July
• 0% Performance Leveraged Upside Securities due Aug. 25, 2011 based on S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in July
ROYAL BANK OF CANADA
• 0% buffered bullish notes due July 28, 2015 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing July 23; Cusip 78008KDZ3
• 17.5% reverse convertible notes due Oct. 29, 2010 linked to Aflac, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 14.25% reverse convertible notes due Oct. 29, 2010 linked to Alcoa Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 13.5% reverse convertible notes due Oct. 29, 2010 linked to Amazon.com, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 12.75% reverse convertible notes due Oct. 29, 2010 linked to American Express Co. stock; via RBC Capital Markets Corp.; pricing July 27
• 14.5% reverse convertible notes due Oct. 29, 2010 linked to Apollo Group, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 12% reverse convertible notes due Oct. 29, 2010 linked to Apple Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 19.25% reverse convertible notes due Oct. 29, 2010 linked to Arch Coal Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 13.75% reverse convertible notes due Oct. 29, 2010 linked to Bank of America Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 15.25% reverse convertible notes due Oct. 29, 2010 linked to Chesapeake Energy Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 25% reverse convertible notes due Oct. 29, 2010 linked to Continental Airlines, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 20.75% reverse convertible notes due Oct. 29, 2010 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 25% reverse convertible notes due Oct. 29, 2010 linked to DryShips Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 10.25% reverse convertible notes due Oct. 29, 2010 linked to eBay Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 0% autocallable optimization securities with contingent protection due Aug. 2, 2011 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc. and RBC Capital Markets Corp.; pricing July 27; Cusip 78009C852
• 17.5% reverse convertible notes due Oct. 29, 2010 linked to First Solar, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 14.75% reverse convertible notes due Oct. 29, 2010 linked to Ford Motor Co. stock; via RBC Capital Markets Corp.; pricing July 27
• 18.5% reverse convertible notes due Oct. 29, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 16.75% reverse convertible notes due Oct. 29, 2010 linked to Frontier Oil Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 10.25% reverse convertible notes due Oct. 29, 2010 linked to General Electric Co. stock; via RBC Capital Markets Corp.; pricing July 27
• 22.25% reverse convertible notes due Oct. 29, 2010 linked to Genworth Financial Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 18.75% reverse convertible notes due Oct. 29, 2010 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 20% reverse convertible notes due Oct. 29, 2010 linked to Hartford Financial Services Group, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 11% reverse convertible notes due Oct. 29, 2010 linked to iShares MSCI Brazil Index stock; via RBC Capital Markets Corp.; pricing July 27
• 22.25% reverse convertible notes due Oct. 29, 2010 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 11.25% reverse convertible notes due Oct. 29, 2010 linked to JPMorgan Chase & Co. stock; via RBC Capital Markets Corp.; pricing July 27
• 14.5% reverse convertible notes due Oct. 29, 2010 linked to KeyCorp stock; via RBC Capital Markets Corp.; pricing July 27
• 25.25% reverse convertible notes due Oct. 29, 2010 linked to Las Vegas Sands Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 15% reverse convertible notes due Oct. 29, 2010 linked to Lincoln National Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 15.75% reverse convertible notes due Oct. 29, 2010 linked to Mosaic Co. stock; via RBC Capital Markets Corp.; pricing July 27
• 21.25% reverse convertible notes due Oct. 29, 2010 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 19% reverse convertible notes due Oct. 29, 2010 linked to Northern Oil and Gas, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 12.25% reverse convertible notes due Oct. 29, 2010 linked to NYSE Euronext stock; via RBC Capital Markets Corp.; pricing July 27
• 16.75% reverse convertible notes due Oct. 29, 2010 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 12.25% reverse convertible notes due Oct. 29, 2010 linked to Petroleo Brasileiro S.A. stock; via RBC Capital Markets Corp.; pricing July 27
• 12.25% reverse convertible notes due Oct. 29, 2010 linked to Potash Corp. of Saskatchewan, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 17.75% reverse convertible notes due Oct. 29, 2010 linked to Rackspace Hosting, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 15.25% reverse convertible notes due Oct. 29, 2010 linked to Research In Motion Ltd. stock; via RBC Capital Markets Corp.; pricing July 27
• 21% reverse convertible notes due Oct. 29, 2010 linked to Sprint Nextel Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 16.5% reverse convertible notes due Oct. 29, 2010 linked to Starwood Hotels & Resorts Worldwide, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• 27.75% reverse convertible notes due Oct. 29, 2010 linked to Trina Solar Ltd. stock; via RBC Capital Markets Corp.; pricing July 27
• 16.75% reverse convertible notes due Oct. 29, 2010 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing July 27
• 16.5% reverse convertible notes due Oct. 29, 2010 linked to Vale SA stock; via RBC Capital Markets Corp.; pricing July 27
• 14.75% reverse convertible notes due Oct. 29, 2010 linked to Wells Fargo & Co. stock; via RBC Capital Markets Corp.; pricing July 27
• 17.5% reverse convertible notes due Oct. 29, 2010 linked to Wynn Resorts Ltd. stock; via RBC Capital Markets Corp.; pricing July 27
• 14.25% reverse convertible notes due Oct. 29, 2010 linked to Yamana Gold, Inc. stock; via RBC Capital Markets Corp.; pricing July 27
• Redeemable CMS countdown range accrual notes due July 28, 2025; via RBC Capital Markets Corp.; pricing in July
• 14-month 0% Accelerated Return Notes linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner and Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% direct investment notes due Sept. 9, 2011 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets Corp.; pricing Aug. 4
• 11.5%-15% reverse convertible notes due Feb. 15, 2011 linked to the common stock of Caterpillar Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Aug. 10; Cusip 78008KDY6
• 0% buffered bullish enhanced return notes due Feb. 15, 2012 linked to the iShares MSCI Emerging Markets index fund; via RBC Capital Markets Corp.; pricing Aug. 10; Cusip 78008KEB5
• 0% buffered bullish enhanced return notes due Feb. 15, 2012 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Aug. 10; Cusip 78008KEA7
ROYAL BANK OF SCOTLAND NV
• 12.25% reverse convertible notes due Oct. 29, 2010 linked to Alcoa Inc. stock; via RBS Securities Inc.; pricing July 27
• 11.25% reverse convertible notes due Jan. 31, 2011 linked to American Express Co. stock; via RBS Securities Inc.; pricing July 27
• 10.25% reverse convertible notes due Jan. 31, 2011 linked to Apple Inc. stock; via RBS Securities Inc.; pricing July 27
• 12.5% reverse convertible notes due Oct. 29, 2010 linked to Arch Coal, Inc. stock; via RBS Securities Inc.; pricing July 27
• 11.25% reverse convertible notes due Jan. 31, 2011 linked to Bank of America Corp. stock; via RBS Securities Inc.; pricing July 27
• 10.25% reverse convertible notes due July 29, 2011 linked to Best Buy Co., Inc. stock; via RBS Securities Inc.; pricing July 27
• 11.5% reverse convertible notes due Jan. 31, 2011 linked to Boeing Co. stock; via RBS Securities Inc.; pricing July 27
• 13.75% reverse convertible notes due Jan. 31, 2011 linked to Capital One Financial Corp. stock; via RBS Securities Inc.; pricing July 27
• 13.75% reverse convertible notes due Oct. 29, 2010 linked to Consol Energy Inc. stock; via RBS Securities Inc.; pricing July 27
• 10.5% reverse convertible notes due Jan. 31, 2011 linked to Corning Inc. stock; via RBS Securities Inc.; pricing July 27
• 10.75% reverse convertible notes due Jan. 31, 2011 linked to Deere & Co. stock; via RBS Securities Inc.; pricing July 27
• 12.5% reverse convertible notes due Oct. 29, 2010 linked to Delta Air Lines, Inc. stock; via RBS Securities Inc.; pricing July 27
• 10.75% reverse convertible notes due Jan. 31, 2011 linked to Goldcorp Inc. stock; via RBS Securities Inc.; pricing July 27
• 11% reverse convertible notes due Jan. 31, 2011 linked to Goldman Sachs Group, Inc. stock; via RBS Securities Inc.; pricing July 27
• 11.75% reverse convertible notes due Oct. 29, 2010 linked to Goodyear Tire & Rubber Co. stock; via RBS Securities Inc.; pricing July 27
• 11.75% reverse convertible notes due Oct. 29, 2010 linked to International Paper Co. stock; via RBS Securities Inc.; pricing July 27
• 16.75% reverse convertible notes due Oct. 29, 2010 linked to Las Vegas Sands Corp. stock; via RBS Securities Inc.; pricing July 27
• 12.5% reverse convertible notes due Oct. 29, 2010 linked to Lincoln National Corp. stock; via RBS Securities Inc.; pricing July 27
• Annual reset coupon securities due July 30, 2015 linked to the S&P 500 index; via RBS Securities Inc.; pricing July 27
• 13% reverse convertible notes due Oct. 29, 2010 linked to United States Steel Corp. stock; via RBS Securities Inc.; pricing July 27
• 10% reverse convertible notes due Oct. 29, 2010 linked to Wells Fargo & Co. stock; via RBS Securities Inc.; pricing July 27
SG STRUCTURED PRODUCTS, INC.
• Bearish principal-protected index notes due July 30, 2015 linked to the SGI Bond 10Y USD index; via SG Americas Securities, LLC and distributor is Advisors Asset Management, Inc.; pricing July 27
AB SVENSK EXPORTKREDIT
• 9% STEP Income Securities due August 2011 based on Dell Inc. shares; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Accelerated Return Notes due September 2011 based on the performance of the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% Accelerated Return Notes due September 2011 linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in July
• 0% enhanced growth securities with leveraged upside and buffered downside due Feb. 5, 2014 linked the S&P 500 index; via Wells Fargo Securities, LLC; pricing in July
• 24- to 27-month 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
UBS AG
• Return optimization securities due in 2012 linked to the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing in July or August
UBS AG, JERSEY BRANCH
• 0% performance securities due July 31, 2013 linked to the UBS V10 Currency Index with Volatility Cap; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 27
UBS AG, LONDON BRANCH
• 0% return optimization securities with contingent protection due July 31, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Securities LLC; pricing July 28
• 0% performance allocation securities due July 31, 2015 based on the best performing of three global equity portfolios, consisting of the SPDR trust, iShares MSCI EAFE and iShares MSCI Emerging Markets; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 28
UNION BANK, NA
• Zero-coupon principal-protected capped return market-linked certificates of deposit due July 28, 2016 linked to the Dow Jones Industrial Average; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing July 23
• Zero-coupon principal-protected capped return market-linked certificates of deposit due July 28, 2017 linked to the S&P 500 index; via UnionBanc Investment Services, LLC; pricing July 23
• Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due July 28, 2014 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing July 23
• Zero-coupon principal-protected market-linked certificates of deposit due July 28, 2014 linked the Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing July 26
• Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due Jan. 28, 2013 linked to the Dow Jones - UBS Commodity index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing July 26
WELLS FARGO BANK, NA
• 0% market-linked certificates of deposit due July 29, 2016 linked to the Dow Jones - UBS Commodity index; via distributor Incapital LLC; pricing July 23
• 0% certificates of deposit due July 31, 2017 linked to the S&P 500 index; via Barclays Capital Inc.; pricing July 23
• 0% market-linked certificates of deposit due July 29, 2016 linked to the SGI WISE US Vol Target 8% (USD-Excess Return) index; via distributor Incapital LLC; pricing July 23
• 0% market-linked certificates of deposit due July 31, 2014 linked to the performance of the U.S. dollar relative to the Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via distributor Incapital LLC; pricing July 23
WELLS FARGO & CO.
• 0% enhanced growth securities due August 2013 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in August
• 0% enhanced growth securities due July 2013 based on iShares MSCI Australia index fund, the iShares MSCI Brazil index fund, the iShares MSCI Canada index fund and iShares MSCI Mexico Investable Market index fund; 80% trigger; via Wells Fargo Securities, LLC
• 0% enhanced growth securities due July 2012 based on Russell 2000 index; 90% trigger; via Wells Fargo Securities, LLC
• 0% enhanced growth securities due August 2013 based on Russell 2000 index; 80% trigger; via Wells Fargo Securities, LLC
• 0% enhanced growth securities due August 2013 based on S&P 500 index, the MSCI EAFE index, the MSCI Emerging Markets index and the Russell 2000 index; 15% trigger; via Wells Fargo Securities, LLC
• 0% enhanced growth securities due January 2014 based on SPDR S&P 500 exchange-traded fund trust, iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the MSCI Emerging Markets index fund; 40% trigger; via Wells Fargo Securities, LLC
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