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Structured Products Calendar
ABN AMRO BANK NV
• 17.15% reverse convertible notes due June 30, 2010 linked to AK Steel Holding Corp. stock; 70% trigger; via RBS Securities Inc.; pricing Dec. 23
• 16.75% reverse convertible notes due June 30, 2010 linked to Alcoa Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 11.25% reverse convertible notes due June 30, 2010 linked to Apple Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 14.5% reverse convertible notes due March 31, 2010 linked to Arch Coal, Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 13% reverse convertible notes due March 31, 2010 linked to Bank of America Corp. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 12.65% reverse convertible notes due June 30, 2010 linked to Caterpillar Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 17.5% reverse convertible notes due March 31, 2010 linked to CBS Corp. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 15% reverse convertible notes due June 30, 2010 linked to Chesapeake Energy Corp. stock; 70% trigger; via RBS Securities Inc.; pricing Dec. 23
• 13.85% reverse convertible notes due June 30, 2010 linked to Deere & Co. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 16% reverse convertible notes due March 31, 2010 linked to DryShips, Inc. stock; 65% trigger; via RBS Securities Inc.; pricing Dec. 23
• 14.35% reverse convertible notes due March 31, 2010 linked to Elan Corp., plc stock; 70% trigger; via RBS Securities Inc.; pricing Dec. 23
• 14.75% reverse convertible notes due March 31, 2010 linked to First Solar, Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Dec. 23
• 13.15% reverse convertible notes due March 31, 2010 linked to Ford Motor Co. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 13.45% reverse convertible notes due March 31, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 12.85% reverse convertible notes due June 30, 2010 linked to General Electric Co. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 16.45% reverse convertible notes due June 30, 2010 linked to Goldcorp Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 11.25% reverse convertible notes due June 30, 2010 linked to Goldman Sachs Group, Inc. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 24.25% reverse convertible notes due March 31, 2010 linked to Hartford Financial Services Group, Inc. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 10.25% reverse convertible notes due Dec. 30, 2010 linked to J.C. Penney Co., Inc. stock; 65% trigger; via RBS Securities Inc.; pricing Dec. 23
• 18.65% reverse convertible notes due June 30, 2010 linked to Joy Global Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Dec. 23
• 12.45% reverse convertible notes due June 30, 2010 linked to JPMorgan Chase & Co. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 25% reverse convertible notes due March 31, 2010 linked to Las Vegas Sands Corp. stock; 65% trigger; via RBS Securities Inc.; pricing Dec. 23
• 9.65% reverse convertible notes due June 30, 2010 linked to Lowe's Cos., Inc. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 11% reverse convertible notes due June 30, 2010 linked to MetLife, Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Dec. 23
• 13.25% reverse convertible notes due June 30, 2010 linked to MetLife, Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Dec. 23
• 14.5% reverse convertible notes due March 31, 2010 linked to Mosaic Co. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 21.35% reverse convertible notes due March 31, 2010 linked to Palm, Inc. stock; 60% trigger; via RBS Securities Inc.; pricing Dec. 23
• 12.35% reverse convertible notes due March 31, 2010 linked to Peabody Energy Corp. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 15.35% reverse convertible notes due March 31, 2010 linked to Research In Motion Ltd. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 20.85% reverse convertible notes due March 31, 2010 linked to Silver Wheaton Corp. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
• 14.5% reverse convertible notes due March 31, 2010 linked to Starwood Hotels & Resorts Worldwide, Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 17.15% reverse convertible notes due March 31, 2010 linked to United States Steel Corp. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 10.35% reverse convertible notes due Dec. 30, 2010 linked to Wells Fargo Co. stock; 65% trigger; via RBS Securities Inc.; pricing Dec. 23
• 15.15% reverse convertible notes due June 30, 2010 linked to Wells Fargo & Co. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 15.35% reverse convertible notes due June 30, 2010 linked to Whole Foods Market, Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Dec. 23
• 10.65% reverse convertible notes due June 30, 2010 linked to Yahoo! Inc. stock; 80% trigger; via RBS Securities Inc.; pricing Dec. 23
BANK OF AMERICA CORP.
• 9% two-year callable Stock Return Income Debt Securities payable at maturity with shares of Amazon.com, Inc. common stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 0% Accelerated Return Notes due February 2011 linked to the price of crude oil; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• Two-year zero-coupon 100% principal-protected market-linked step up notes linked to the Dow Jones Stoxx 600 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• One-year 8% STEP Income Securities linked to Microsoft Corp. common stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 0% Accelerated Return Notes due February 2011 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 0% Market Index Target-Term Securities due December 2014 linked to the MSCI World index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 0% Capped Leveraged Index Return Notes due January 2012 linked to the Rogers International Commodity Index - Excess Return; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 0% Capped Leveraged Index Return Notes due January 2012 linked to the S&P 500 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• Zero-coupon 100% principal-protected market-linked step up notes due in January 2012 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 0% Strategic Accelerated Redemption Securities due January 2012 based on the S&P 500 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 8% STEP Income Securities due January 2011 based on the common stock of Union Pacific Corp.; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December
• 14-month 0% long short notes linked to the Dow Jones Stoxx 600/Nikkei 225 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December or January
• Two-year 0% Strategic Accelerated Redemption Securities linked to the Financial Select Sector SPDR fund; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December or January
• Two-year 0% Capped Leveraged Index Return Notes linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in December or January
BARCLAYS BANK DELAWARE
• Certificates of deposit Dec. 29, 2014 linked to the stocks of Advanced Micro Devices, Inc., Bank of America Corp., Deere & Co., Ford Motor Co., General Electric Co., Massey Energy Co., Micron Technology, Inc., Randgold Resources Ltd., Supervalu Inc. and Tesoro Corp.; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Dec. 23
• Certificates of deposit due Dec. 29, 2014 linked to the performance of the Brazilian real relative to the dollar; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing Dec. 23
• Certificates of deposit due Dec. 29, 2014 linked to soybeans, sugar, platinum, copper, lead, tin, nickel, zinc, WTI crude and gasoline RBOB; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing Dec. 23
• 0.5%-1% certificates of deposit due Dec. 29, 2014 linked to the S&P 500 index; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Dec. 23
• Zero-coupon certificates of deposit due Dec. 29, 2014 linked to S&P 500 index, the Brazilian real, the Dow Jones-UBS Commodity index and the Consumer Price Index; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing Dec. 23
• Certificates of deposit due Dec. 29, 2014 linked to the price of WTI Crude; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing Dec. 23
BARCLAYS BANK PLC
• 0% buffered return enhanced notes due Dec. 27, 2011 linked to the Dow Jones - UBS Commodity Index 3 Month Forward index; via Barclays Capital Inc.; pricing Dec. 18
• 0% Super Track Notes due June 24, 2011 linked to the Australian dollar, Canadian dollar and Norwegian krone versus the Japanese yen; via Barclays Capital Inc.; pricing Dec. 21
• 0% double short leverage securities due Dec. 28, 2010 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Dec. 21
• 0% double short leverage securities due Dec. 24, 2012 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Dec. 21
• Zero-coupon principal-protected notes due Dec. 28, 2012 linked to Brazilian real, Russian ruble, Indian rupee and Chinese yuan; via Barclays Capital Inc.; pricing Dec. 22
• 0% Buffered Super Track Notes due Dec. 28, 2011 linked to the Dow Jones - UBS Commodity index; 15% trigger; via Barclays Capital Inc.; pricing Dec. 22
• Zero-coupon 100% principal-protected notes due Dec. 26, 2014 linked to institutional-class shares of the Pimco High Yield fund; via Barclays Capital Inc.; pricing Dec. 22
• 9.75% reverse convertible notes due Dec. 28, 2010 linked to AES Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 13.75% reverse convertible notes due Dec. 28, 2010 linked to AK Steel Holding Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Amazon.com, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Anadarko Petroleum Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12.5% reverse convertible notes due June 28, 2010 linked to Arch Coal, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Archer-Daniels-Midland Co. stock; 80% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Baker Hughes Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 9.75% reverse convertible notes due Dec. 28, 2010 linked to Barrick Gold Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12% reverse convertible notes due June 28, 2010 linked to Bucyrus International, Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Cabot Oil & Gas Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Canadian Natural Resources Ltd. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 8.5% reverse convertible notes due Dec. 28, 2010 linked to Caterpillar Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12% reverse convertible notes due June 28, 2010 linked to Cemex, S.A.B. De C.V. (Adr) stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 12% reverse convertible notes due June 28, 2010 linked to Chicago Bridge & Iron Co. N.V. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due June 28, 2010 linked to Chesapeake Energy Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12.25% reverse convertible notes due June 28, 2010 linked to Cliffs Natural Resources Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 15% reverse convertible notes due March 26, 2010 linked to Continental Airlines, Inc. (Class B) stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10% reverse convertible notes due June 28, 2010 linked to Dow Chemical Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 11% reverse convertible notes due March 26, 2010 linked to Eldorado Gold Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 9.25% reverse convertible notes due Dec. 28, 2010 linked to El Paso Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 13% reverse convertible notes due June 28, 2010 linked to First Solar, Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10% reverse convertible notes due June 28, 2010 linked to Ford Motor Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12.5% reverse convertible notes due June 28, 2010 linked to Forest Oil Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 9.5% reverse convertible notes due June 28, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 11.25% reverse convertible notes due June 28, 2010 linked to Frontier Oil Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 11.5% reverse convertible notes due Dec. 28, 2010 linked to Garmin Ltd. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10% reverse convertible notes due Dec. 28, 2010 linked to Goldcorp Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12.25% reverse convertible notes due June 28, 2010 linked to Goodyear Tire & Rubber Co. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due June 28, 2010 linked to Green Mountain Coffee Roasters, Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due June 28, 2010 linked to Harley-Davidson, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 14% reverse convertible notes due June 28, 2010 linked to Hartford Financial Services Group, Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due Dec. 28, 2010 linked to IntercontinentalExchange, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due Dec. 28, 2010 linked to International Paper Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9.5% reverse convertible notes due June 28, 2010 linked to J.C. Penney Co., Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12% reverse convertible notes due June 28, 2010 linked to Joy Global Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due June 28, 2010 linked to Kinross Gold Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 17% reverse convertible notes due March 26, 2010 linked to Las Vegas Sands Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 13% reverse convertible notes due June 28, 2010 linked to Lincoln National Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 11.25% reverse convertible notes due June 28, 2010 linked to Massey Energy Co. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 20% reverse convertible notes due March 26, 2010 linked to MGM Mirage stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10% reverse convertible notes due June 28, 2010 linked to Mosaic Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.5% reverse convertible notes due June 28, 2010 linked to Motorola, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12.5% reverse convertible notes due June 28, 2010 linked to Nabors Industries Ltd. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9.25% reverse convertible notes due June 28, 2010 linked to National Oilwell Varco, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9.25% reverse convertible notes due Dec. 28, 2010 linked to Noble Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 18% reverse convertible notes due March 26, 2010 linked to Palm, Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 18% reverse convertible notes due March 26, 2010 linked to Patriot Coal Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 11.75% reverse convertible notes due June 28, 2010 linked to Patterson-UTI Energy, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due June 28, 2010 linked to Peabody Energy Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due June 28, 2010 linked to Plains Exploration & Production Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 8.5% reverse convertible notes due Dec. 28, 2010 linked to Potash Corp. of Saskatchewan Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 11% reverse convertible notes due June 28, 2010 linked to Prudential Financial, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10% reverse convertible notes due June 28, 2010 linked to RadioShack Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due Dec. 28, 2010 linked to Research in Motion Ltd. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 8.5% reverse convertible notes due Dec. 28, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 11% reverse convertible notes due June 28, 2010 linked to Seagate Technology stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 13.5% reverse convertible notes due June 28, 2010 linked to Silver Wheaton Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10.5% reverse convertible notes due Dec. 28, 2010 linked to Southwestern Energy Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Suncor Energy Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 15.25% reverse convertible notes due June 28, 2010 linked to SunPower Corp. (Class A) stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 19% reverse convertible notes due June 28, 2010 linked to Suntech Power Holdings Co., Ltd (Adr) stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due June 28, 2010 linked to Superior Energy Services, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 12.25% reverse convertible notes due June 28, 2010 linked to Terex Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 23
• 12.75% reverse convertible notes due June 28, 2010 linked to Tesoro Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due June 28, 2010 linked to United States Steel Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 9% reverse convertible notes due Dec. 28, 2010 linked to Valero Energy Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 11.5% reverse convertible notes due June 28, 2010 linked to Weatherford International Ltd. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10% reverse convertible notes due Dec. 28, 2010 linked to Wells Fargo & Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 10.25% reverse convertible notes due Dec. 28, 2010 linked to Whole Foods Market, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 23
• 0% Buffered Super Track Notes due June 30, 2011 linked to the Dow Jones - UBS Commodity index; via Barclays Capital Inc.; pricing Dec. 24
• 0% Super Track Notes due June 30, 2011 based on the Dow Jones - UBS Commodity index; via Barclays Capital Inc.; pricing Dec. 24
• 10.25% reverse convertible notes due Dec. 30, 2010 linked to Alcoa Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 28
• 11.75% reverse convertible notes due Dec. 30, 2010 linked to Alcoa Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 28
• 9.25% reverse convertible notes due Dec. 30, 2010 linked to American Express Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 10.75% reverse convertible notes due Dec. 30, 2010 linked to American Express Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 10.75% reverse convertible notes due June 30, 2010 linked to Bank of America Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 12.25% reverse convertible notes due June 30, 2010 linked to Bank of America Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 9.5% reverse convertible notes due June 30, 2010 linked to Bank of New York Mellon Corp. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• 11% reverse convertible notes due June 30, 2010 linked to Bank of New York Mellon Corp. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• Zero-coupon buffered Super Track Notes due June 30, 2011 linked to Brazilian real, Australian dollar, Norwegian krone and Canadian dollar, all against U.S. dollar; 90% trigger; via Barclays Capital Inc.; pricing Dec. 28
• 10.5% reverse convertible notes due March 31, 2010 linked to Capital One Financial Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 12.5% reverse convertible notes due March 31, 2010 linked to Capital One Financial Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 11% reverse convertible notes due Dec. 30, 2010 linked to Carpenter Technology Corp. stock; 65% trigger; via Barclays Capital; pricing Dec. 28
• 12.5% reverse convertible notes due Dec. 30, 2010 linked to Carpenter Technology Corp. stock; 65% trigger; via Barclays Capital; pricing Dec. 28
• Zero-coupon 100% principal-protected notes due Dec. 31, 2015 based on Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via Barclays Capital Inc.; pricing Dec. 28
• 8% reverse convertible notes due Dec. 30, 2010 linked to Emerson Electric Co. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• 8% reverse convertible notes due June 30, 2010 linked to Family Dollar Stores, Inc. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• 0% Buffered Super Track Notes due June 30, 2011 linked to the Financial Select Sector SDPR fund; via Barclays Capital Inc.; pricing Dec. 28
• 0% Super Track Notes due June 30, 2011 linked to the Financial Select Sector SDPR fund; via Barclays Capital Inc.; pricing Dec. 28
• 8.5% reverse convertible notes due Dec. 30, 2010 linked to Flowserve Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 28
• 10% reverse convertible notes due Dec. 30, 2010 linked to Flowserve Corp. stock; 70% trigger; via Barclays Capital; pricing Dec. 28
• 0% Buffered Super Track Notes due June 30, 2011 linked to the iShares MSCI EAFE index fund; via Barclays Capital Inc.; pricing Dec. 28
• 0% Super Track Notes due Jan. 31, 2011 linked to the iShares MSCI EAFE index fund; via Barclays Capital Inc.; pricing Dec. 28
• 0% Buffered Super Track Notes due Dec. 30, 2011 based on the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Dec. 28
• 0% Buffered Super Track Notes due Jan. 31, 2011 linked to the iShares MSCI Emerging Markets index fund with 9.6%-12.8% cap; via Barclays Capital Inc.; pricing Dec. 28
• 0% Buffered Super Track Notes due Jan. 31, 2011 linked to the iShares MSCI Emerging Markets index fund with 10.2%-13.4% cap; via Barclays Capital Inc.; pricing Dec. 28
• 0% Super Track Notes due Jan. 31, 2011 linked to the iShares MSCI Emerging Markets index fund with 20%-23.5% cap; via Barclays Capital Inc.; pricing Dec. 28
• 0% Super Track Notes due Jan. 31, 2011 linked to the iShares MSCI Emerging Markets index fund with 23.5%-27.2% cap; via Barclays Capital Inc.; pricing Dec. 28
• 8.5% reverse convertible notes due Dec. 30, 2010 linked to JPMorgan Chase & Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 9.75% reverse convertible notes due Dec. 30, 2010 linked to JPMorgan Chase & Co. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 8.25% reverse convertible notes due June 30, 2010 linked to Martin Marietta Materials, Inc. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• 10% reverse convertible notes due June 30, 2010 linked to Martin Marietta Materials, Inc. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• 10.75% reverse convertible notes due Dec. 30, 2010 linked to MetLife, Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 28
• 12.25% reverse convertible notes due Dec. 30, 2010 linked to MetLife, Inc. stock; 70% trigger; via Barclays Capital; pricing Dec. 28
• 10% reverse convertible notes due June 30, 2010 linked to Morgan Stanley stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 11.5% reverse convertible notes due June 30, 2010 linked to Morgan Stanley stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 8% reverse convertible notes due Dec. 30, 2010 linked to Northern Trust Corp. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• 9.25% reverse convertible notes due Dec. 30, 2010 linked to Northern Trust Corp. stock; 80% trigger; via Barclays Capital; pricing Dec. 28
• 9% reverse convertible notes due June 30, 2010 linked to Old Dominion Freight Line, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 10.25% reverse convertible notes due June 30, 2010 linked to Old Dominion Freight Line, Inc. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• Zero-coupon 100% principal-protected notes due Dec. 31, 2015 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Dec. 28
• 8.5% to 11.5% annualized yield optimization notes with contingent protection due June 30, 2010 linked to Goldman Sachs Group, Inc.; 80% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Dec. 29
• 8.5% to 11.5% annualized yield optimization notes with contingent protection due June 30, 2010 linked to the common stock of Hess Corp.; 75% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Dec. 29
• 0% Performance Leveraged Upside Securities due Jan. 28, 2011 linked to the S&P 500 index; via Morgan Stanley Smith Barney LLC; pricing in December
• 0% Super Track Notes due Jan. 31, 2011 based on the S&P 500 index; via Barclays Capital Inc.; pricing Dec. 28
• 9.5% reverse convertible notes due Dec. 30, 2010 linked to Simon Property Group, Inc. stock; 65% trigger; via Barclays Capital; pricing Dec. 28
• 11% reverse convertible notes due Dec. 30, 2010 linked to Simon Property Group, Inc. stock; 65% trigger; via Barclays Capital; pricing Dec. 28
• 8.5% reverse convertible notes due Dec. 30, 2010 linked to T. Rowe Price Group stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 10% reverse convertible notes due Dec. 30, 2010 linked to T. Rowe Price Group stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 9.5% reverse convertible notes due Dec. 30, 2010 linked to Tupperware Brands Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 11% reverse convertible notes due Dec. 30, 2010 linked to Tupperware Brands Corp. stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 8% reverse convertible notes due Dec. 30, 2010 linked to U.S. Bancorp stock; 75% trigger; via Barclays Capital; pricing Dec. 28
• 9% reverse convertible notes due Dec. 30, 2010 linked to U.S. Bancorp stock; 75% trigger; via Barclays Capital; pricing Dec. 28
CITIGROUP FUNDING, INC.
• 0% Index Leading Stockmarket Return Securities due Jan. 9, 2013 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC; pricing in December
• 0% Performance Leveraged Upside Securities due June 28, 2011 linked to the Dow Jones - UBS Commodity index; via Citigroup Global Markets Inc.; pricing in December
• 8% to 10% Equity LinKed Securities due Jan. 26, 2011 based on the common stock of General Electric Co.; 75% trigger; via Citigroup Global Markets, Inc.; pricing in December
• 0% buffered Performance Leveraged Upside Securities due Jan. 9, 2012 linked to the iShares MSCI EAFE index fund; via Citigroup Global Markets Inc.; pricing in December
• 0% buffered Performance Leveraged Upside Securities due Jan. 9, 2012 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing in December
• 0% principal-protected notes due June 24, 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing in December
• 0% buffer notes due 2012 linked to the S&P GSCI Natural Gas Excess Return index; 90% trigger; via Citigroup Global Markets Inc.; pricing in December
• Callable leveraged CMS spread principal-protected notes due 2029; via Citigroup Global Markets Inc.
• Non-callable principal-protected notes due 2019 linked to the Constant Maturity Swap rate; via Citigroup Global Markets Inc.
• 2% minimum coupon principal-protected notes due 2015 linked to the Russell 2000 index; Citigroup Global Markets Inc.
CREDIT SUISSE, NASSAU BRANCH
• 0% enhanced participation securities due March 24, 2014 linked to the Credit Suisse Long/Short Equity Liquid index; 80%; via Credit Suisse Securities (USA) LLC; pricing Dec. 18
• 0% buffered return enhanced notes due Jan. 14, 2011 linked to the Hang Seng China Enterprises, Kospi 200, MSCI Taiwan, Hang Seng and MSCI Singapore indexes and their related currencies; via J.P. Morgan Securities Inc. and JPMorgan Chase Bank, NA; pricing Dec. 18
• 0% Buffered Accelerated Return Equity Securities due June 27, 2011 linked to the Russell 2000 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 18
• 0% outperformance notes due March 23, 2010 linked to the S&P 500 Diversified Financial Services Industry index and the S&P 500 Consumer Finance Industry index; via J.P. Morgan Securities Inc. and JPMorgan Chase Bank, NA; pricing Dec. 18
• 0% Buffered Accelerated Return Equity Securities due June 27, 2011 linked to the S&P 500 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 18
• 8.5% callable yield notes due Nov. 23, 2010 based on the S&P 500 index and Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 22
• Zero-coupon 90% principal-protected ProNotes due Dec. 28, 2012 linked to the Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via Credit Suisse Securities (USA) LLC; pricing Dec. 23
• 0% Accelerated Return Equity Securities due Dec. 28, 2012 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 23
• 8%-10% callable yield notes due June 29, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23
• 9.5%-12% callable yield notes due Dec. 29, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23
• 7%-9% callable yield notes due Dec. 29, 2010 linked to the Russell 2000 and S&P 500 indexes; via Credit Suisse Securities (USA) LLC; pricing Dec. 23
• 0% Buffered Accelerated Return Equity Securities due Jan. 3, 2012 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 28
• 10%-12% price callable yield notes due Jan. 10, 2011 linked to the Energy Select Sector SPDR fund and SPDR Gold trust; via Credit Suisse Securities (USA) LLC; pricing Jan. 5
• 0% Accelerated Return Equity Securities due Jan. 10, 2012 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Jan. 5
• 11.5%-14% callable yield notes due Jan. 10, 2011 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 5
• 8%-10% callable yield notes due July 9, 2010 linked to the Russell 2000 and S&P 500 indexes; via Credit Suisse Securities (USA) LLC; pricing Jan. 5
• 8%-10.5% callable yield notes due Jan. 10, 2011 linked to the Russell 2000 and S&P 500 indexes; via Credit Suisse Securities (USA) LLC; pricing Jan. 5
• 0% Buffered Accelerated Return Equity Securities due July 8, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 5
CREDIT SUISSE, NEW YORK BRANCH
• 0% two times leveraged bear notes due January 2011 linked to the iShares Barclays 20+ Year Treasury Bond fund; via Credit Suisse Securities (USA) LLC and distributor Morgan Stanley Smith Barney; pricing Dec. 18
DEUTSCHE BANK AG, LONDON BRANCH
• 0% capped Buffered Underlying Securities due Dec. 21, 2012 linked to the Dow Jones-UBS Commodity index; via Deutsche Bank Securities Inc.; pricing Dec. 18
• 0% capped Buffered Underlying Securities due June 21, 2013 linked to the Dow Jones-UBS Commodity index; 90% trigger; via Deutsche Bank Securities Inc.; pricing Dec. 18
• 0% capped Buffered Underlying Securities due Dec. 23, 2011 linked to the iShares MSCI EAFE and iShares MSCI Emerging Markets index funds; via Deutsche Bank Securities Inc.; pricing Dec. 18
• 0% enhanced participation notes due Dec. 23, 2011 linked to the Oil Services Holdrs trust; via Deutsche Bank Securities Inc.; pricing Dec. 18
• 0% enhanced participation notes due Dec. 23, 2011 linked to the PowerShares QQQ Trust, series 1; via Deutsche Bank Securities Inc.; pricing Dec. 18
• 0% capped Buffered Underlying Securities due Dec. 23, 2011 linked to the Russell 2000 and S&P 500 indexes; via Deutsche Bank Securities Inc.; pricing Dec. 18
• 0% Buffered Accelerated Return Equity Securities due Jan. 24, 2011 linked to the iShares Dow Jones U.S. Real Estate index fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 21
• 0% market contribution securities due Dec. 29, 2014 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Dec. 23
• 0% return optimization securities with contingent protection due Dec. 31, 2012 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Dec. 28
• 0% alpha overlay securities due March 3, 2011 linked the Deutsche Bank Commodity Booster - Dow Jones - UBS 14 TV Index Excess Return and the Deutsche Bank Commodity Harvest - 10 Index USD Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Jan. 29
EKSPORTFINANS ASA
• 0% enhanced growth securities with leveraged upside and buffered downside due Dec. 30, 2011 linked to the S&P 500 index; via agent Wells Fargo Securities, LLC; pricing in December
• 13%-14% enhanced yield securities due April 1, 2010 linked to Bank of America Corp. common stock; 75% trigger; via Wells Fargo Securities, LLC
• 9%-10% enhanced yield securities due July 1, 2010 linked to JPMorgan Chase & Co. common stock; 75% trigger; via Wells Fargo Securities, LLC
• 13%-14% enhanced yield securities due July 1, 2010 linked to MetLife, Inc. common stock; 75% trigger; via Wells Fargo Securities, LLC
• 10.5%-11.5% enhanced yield securities due July 1, 2010 linked to Research In Motion Ltd. common stock; 70% trigger; via Wells Fargo Securities, LLC
• 9.5%-10.5% enhanced yield securities due July 1, 2010 linked to Schlumberger Ltd. common stock; 75% trigger; via Wells Fargo Securities, LLC
GOLDMAN SACHS BANK USA
• Five- to 51/2-year 0% equity index basket-linked deposit notes linked to Dow Jones Industrial Average and the Dow Jones Euro Stoxx 50 index; via Goldman, Sachs & Co. and Incapital LLC; pricing Dec. 22
GOLDMAN SACHS GROUP, INC.
• 0% underlier-linked notes due Jan. 14, 2011 linked to the Dow Jones Euro Stoxx 50, FTSE 100 and Topix indexes; via Goldman, Sachs & Co. and J.P. Morgan Securities Inc.; pricing Dec. 18
• 15-year callable CMS spread notes linked to 30-year and two-year Constant Maturity Swap rates; via Goldman, Sachs & Co.
• 13- and 15-month 0% buffered equity index-linked notes linked to the iShares FTSE/Xinhua China 25 index fund; 85% trigger; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered notes linked to the iShares MSCI Emerging Markets index fund; via Goldman, Sachs & Co.
• 53- to 62-week 0% buffered equity index-linked notes based on the MSCI EAFE index; 87.5% trigger; via Goldman Sachs & Co.
• Two-year 0% leveraged buffered equity index-linked notes linked to the MSCI EAFE and S&P 500 indexes; 88.5% trigger; via Goldman, Sachs & Co.
• 18- to 21-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 24- to 27-month 0% absolute return trigger notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 24- to 28-month 0% buffered equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 29- to 34-month 0% buffered equity index-linked notes based on the S&P 500 index; 83.75% to 86.25% trigger; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• Five-year look back notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 13- to 15-month 0% buffered equity index-linked notes linked to equal weights of the S&P 500 and MSCI EAFE indexes; via Goldman Sachs & Co.
HARRIS NA
• Principal-protected contingent annual income range certificates of deposit due Dec. 31, 2014 linked to the stocks of Coca-Cola Co., Wells Fargo & Co., Procter & Gamble Co., American Express Co., Kraft Foods Inc., ConocoPhillips, Johnson & Johnson, Wesco Financial Corp., Moody's Corp., NIKE, Inc., Union Pacific Corp., Washington Post, US Bancorp, Wal-Mart Stores Inc. and Costco Wholesale Corp.; pricing Dec. 28
• Zero-coupon callable principal-protected certificates of deposit due Dec. 31, 2014 linked to the S&P 500 index; via distributor Incapital LLC; pricing Dec. 28
• Contingent payout principal-protected certificates of deposit due Dec. 31, 2014 linked to the S&P 500 index; via distributor Incapital LLC; pricing Dec. 28
HSBC BANK USA, NA
• 0% certificates of deposit with minimum return due Dec. 23, 2015 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Dec. 18
• 0% sector selector certificates of deposit with minimum return due Dec. 24, 2015 linked to the iShares MSCI Emerging Markets index fund, Market Vectors Gold Miners, Energy Select Sector SPDR fund, Financial Select Sector SPDR fund, Healthcare Select Sector SPDR fund and Semiconductor Holdrs Trust; via HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Dec. 21
• Annual income opportunity certificates of deposit due Dec. 29, 2015 linked to Alcoa Inc., Apple Inc., Archers Daniel Midland Co., AT&T Inc., Bristol Myers Squibb Co., Carnival Corp., Chesapeake Energy Corp., Coca-Cola Co., CSX Corp., Excelon Corp., Fedex Corp., Freeport-McMoran Copper & Gold Inc., Goldman Sachs Group, Intel Corp., Occidental Petroleum Corp., Southern Co., Starbucks Corp., US Bancorp, Verizon Communications Inc. and Wellpoint Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 23
• Annual income opportunity certificates of deposit due Dec. 29, 2015 linked Barrick Gold Corp., Archer-Daniels-Midland Co., Cameco Corp., El Paso Corp., Freeport-McMoRan Copper & Gold Inc., International Paper Co., Mosaic Co., Schlumberger Ltd., Transocean Ltd. and Weyerhaeuser Co.; via HSBC Securities (USA) Inc.; pricing Dec. 23
• Annual income market-linked certificates of deposit due Dec. 29, 2015 linked to Carnival Corp., CSX Corp., Starbucks Corp., Fedex Corp., Archers Daniel Midland Co., Apple Inc., Coca-Cola Co., Intel Corp., Chesapeake Energy Corp., Alcoa Inc., Occidental Petroleum Corp., Freeport-McMoran Copper & Gold Inc., Goldman Sachs Group, Inc., AT&T Inc., US Bancorp, Verizon Communications Inc., Bristol Myers Squibb Co., Exelon Corp., Southern Co. and Wellpoint Inc.; via Morgan Stanley Smith Barney; pricing Dec. 23
• 0% absolute return certificates of deposit due Oct. 31, 2011 based on the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 23
• 0% absolute return certificates of deposit due April 26, 2012 based on the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 23
• Annual income opportunity series 4 certificates of deposit due Dec. 31, 2012 linked to ABB Ltd., BP plc, Cameco Corp., Cemex SAB de CV, China Mobile Ltd., Corning Inc., Credit Suisse Group, CSX Corp., Petroleo Brasileiro and SAP AG; via HSBC Securities (USA) Inc.; pricing Dec. 28
• Annual income opportunity series 4 certificates of deposit due Dec. 31, 2015 linked to ABB Ltd., BP plc, Cameco Corp., Cemex SAB de CV, China Mobile Ltd., Corning Inc., Credit Suisse Group, CSX Corp., Petroleo Brasileiro and SAP AG; via HSBC Securities (USA) Inc.; pricing Dec. 28
• Annual income opportunity certificates of deposit due Dec. 31, 2012 linked to the stocks of Biogen Idec Inc., eBay Inc., Hess Corp., Lowe's Cos., Inc., Nucor Corp., PepsiCo, Inc., U.S. Bancorp, Viacom Inc. (class B shares), Waste Management, Inc. and Yum! Brands, Inc.; via HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Dec. 28
• Annual income opportunity certificates of deposit due Dec. 31, 2015 linked to the stocks of Biogen Idec Inc., eBay Inc., Hess Corp., Lowe's Cos., Inc., Nucor Corp., PepsiCo, Inc., U.S. Bancorp, Viacom Inc. (class B shares), Waste Management, Inc. and Yum! Brands, Inc.; via HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Dec. 28
HSBC USA, INC.
• 0% buffered return enhanced notes due Jan. 14, 2011 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Dec. 18
• 0% accelerated market participation securities due Jan. 28, 2011 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% accelerated market participation securities due March 28, 2011 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% buffered accelerated market participation securities due March 28, 2011 linked to the Hang Seng China Enterprises index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% buffered accelerated market participation securities due June 28, 2011 linked to the Hang Seng China Enterprises index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% accelerated market participation securities due Jan. 28, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% accelerated market participation securities due March 28, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% buffered accelerated market participation securities due March 28, 2011 linked to the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% buffered accelerated market participation securities due June 28, 2011 linked to the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% accelerated market participation securities due Jan. 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% accelerated market participation securities due March 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% bearish accelerated market participation securities due Jan. 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% bearish accelerated market participation securities due March 28, 2011 linked to the S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% buffered accelerated market participation securities due March 28, 2011 linked to the S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% buffered accelerated market participation securities due June 28, 2011 linked to the S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22
• 0% performance securities with contingent protection due Dec. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Dec. 28
• 0% return optimization securities with contingent protection due Dec. 31, 2012 linked to Standard & Poor's Depositary Receipts, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Dec. 28
JPMORGAN CHASE BANK, NA
• Callable countdown CMS range accrual certificates of deposit due Dec. 24, 2024; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Dec. 21
• 0% equity-linked certificates of deposit due Dec. 29, 2015 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% certificates of deposit due Dec. 31, 2014 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Dec. 22
• Digital basket contingent coupon certificates of deposit due Dec. 29, 2015 linked to the stocks of Apple Inc., Amgen Inc., Bristol-Myers Squibb Co., Dell Inc., DirecTV Group, inc., General Dynamics Corp., Gilead Sciences, Inc., Medtronic, Inc., Monsanto Co. and NIKE, Inc.; via J.P. Morgan Securities Inc.; pricing Dec. 23
• 0% equity-linked knock-out certificates of deposit due Dec. 31, 2013 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities Inc.; pricing Dec. 23
• 0% equity, commodity and fixed-income-linked certificates of deposit due Dec. 29, 2015 linked to the MSCI World index, the Dow Jones - UBS Commodity index and the JPMorgan GBI Bond Index Total Return hedged into dollars; via J.P. Morgan Securities Inc.; pricing Dec. 23
• Contingent coupon certificates of deposit due Dec. 31, 2015 linked to Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV (Schlumberger Ltd.), Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc.; pricing Dec. 28
• Contingent coupon certificates of deposit due Dec. 31, 2015 with semiannual coupons linked to the stocks of Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV (Schlumberger Ltd.), Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Dec. 28
• Callable leveraged spread certificates of deposit due Dec. 30, 2024 linked to the 10-year and two-year Constant Maturity Swap rates; via J.P. Morgan Securities Inc.; settlement Dec. 30
• Callable six-month Libor range accrual certificates of deposit due Dec. 30, 2024; via J.P. Morgan Securities Inc.; settlement Dec. 30
• Callable six-month Libor range accrual certificates of deposit due Dec. 30, 2024 with step up; via J.P. Morgan Securities Inc.; settlement Dec. 30
JPMORGAN CHASE & CO.
• 0% market plus notes due June 23, 2010 linked to the price of gold; via J.P. Morgan Securities Inc.; pricing Dec. 18
• 10% reverse convertible notes due June 25, 2010 linked to Goldman Sachs Group, Inc. stock; 80% trigger; via JPMorgan; pricing Dec. 22
• 12% reverse convertible notes due June 25, 2010 linked to Goldman Sachs Group, Inc. stock; 80% trigger; via JPMorgan; pricing Dec. 22
• 0% buffered return enhanced notes due Dec. 30, 2011 linked to the iShares Emerging Markets index fund; 85% trigger; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% buffered return enhanced notes due June 30, 2011 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% buffered return enhanced notes due Dec. 30, 2011 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% buffered return enhanced notes due June 30, 2011 linked to the iShares Russell 2000 index fund; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% principal-protected notes due Dec. 31, 2014 based on the JPMorgan Efficiente (USD) index; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% principal-protected notes due Dec. 31, 2015 based on the JPMorgan Efficiente (USD) index; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% semiannual review notes due June 27, 2011 linked to the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 10% reverse convertible notes due June 25, 2010 linked to Noble Corp. stock; 75% trigger; via JPMorgan; pricing Dec. 22
• 12% reverse convertible notes due June 25, 2010 linked to Noble Corp. stock; 75% trigger; via JPMorgan; pricing Dec. 22
• 0% buffered return enhanced notes due June 30, 2011 linked to the Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% buffered return enhanced notes due Dec. 30, 2011 linked to the Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% buffered return enhanced notes due June 30, 2011 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% buffered return enhanced notes due Dec. 30, 2011 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% buffered return enhanced notes due June 30, 2011 based on the S&P MidCap 400 index; 85% trigger; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 0% principal-protected notes due Dec. 31, 2014 based on the S&P 500 Risk Control 10% Excess Return index; via J.P. Morgan Securities Inc.; pricing Dec. 22
• 15% reverse convertible notes due April 1, 2010 linked to AK Steel Holding Corp. stock; 80% trigger; via JPMorgan; pricing Dec. 28
• 12.75% reverse convertible notes due July 1, 2010 linked to Allegheny Technologies Inc. stock; 70% trigger; via JPMorgan; pricing Dec. 28
• 15.75% reverse convertible notes due April 1, 2010 linked to AMR Corp. stock; 75% trigger; via JPMorgan; pricing Dec. 28
• 10% reverse convertible notes due Dec. 31, 2010 linked to Apple Inc. stock; 80% trigger; via JPMorgan; pricing Dec. 28
• 11.5% reverse convertible notes due Dec. 31, 2010 linked to Bank of America Corp. stock; 70% trigger; via JPMorgan; pricing Dec. 28
• 10.5% reverse convertible notes due Dec. 31, 2010 linked to Caterpillar Inc. stock; 75% trigger; via JPMorgan; pricing Dec. 28
• 15.25% reverse convertible notes due July 1, 2010 linked to Joy Global Inc. stock; ; 70% trigger; via JPMorgan; pricing Dec. 28
• 0% barrier optimization securities with partial protection due June 30, 2011 linked to the S&P 500 index; 85% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Dec. 28
• 11% reverse convertible notes due July 1, 2010 linked to Wells Fargo & Co. stock; ; 75% trigger; via JPMorgan; pricing Dec. 28
• 10.75% reverse convertible notes due April 1, 2010 linked to Wynn Resorts, Ltd. stock; 75% trigger; via JPMorgan; pricing Dec. 28
• 0% buffered return enhanced notes due July 6, 2011 based on the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Dec. 31
• 0% Performance Leveraged Upside Securities due June 30, 2011 based on the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities Inc.; pricing in December
• 0% Bear Market Performance Leveraged Upside Securities due Jan. 31, 2011 linked inversely to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing in December
MORGAN STANLEY
• 0% buffered currency-linked securities due Dec. 28, 2011 linked to the performance of the dollar relative to the Japanese yen; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Dec. 18
• Zero-coupon 95% principal-protected currency-linked notes due June 29, 2012 linked to the Australian dollar, Brazilian real, Russian ruble and South African rand; via Morgan Stanley & Co. Inc. and distributor Morgan Stanley Smith Barney; pricing Dec. 23
• Zero-coupon principal-protected currency-linked notes due Sept. 30, 2013 linked to the Australian dollar, British pound, Canadian dollar, euro, Japanese yen, Swiss franc, Brazilian real, Chinese renminbi and Indian rupee; via Morgan Stanley & Co. Inc. and distributor Morgan Stanley Smith Barney; pricing Dec. 23
• 8% to 11% Equity Linked Securities June 29, 2010 linked to JPMorgan Chase & Co.; 75% trigger; via Morgan Stanley & Co. Inc.; pricing Dec. 23
• Senior floating-rate notes due Dec. 24, 2019 linked to 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. Inc.; pricing in December
• Leveraged callable CMS curve-linked notes due Dec. 22, 2024; via Morgan Stanley & Co. Inc.; pricing in December
• 100% principal-protected CMS curve and S&P 500 index-linked range accrual notes due Dec. 21, 2029; via Morgan Stanley & Co. Inc.; pricing in December
ROYAL BANK OF CANADA
• Redeemable range accrual notes due Dec. 23, 2024 linked to Libor; via RBC Capital Markets Corp.; pricing Dec. 21
• 0% buffered bullish enhanced return notes due Dec. 28, 2011 linked to the iShares Russell Microcap index fund; 85% trigger; via RBC Capital Markets Corp.; pricing Dec. 22
• 0% buffered bullish enhanced return notes due Dec. 28, 2011 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Dec. 22
• 10% reverse convertible notes due June 30, 2010 linked to Aflac, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 21% reverse convertible notes due March 31, 2010 linked to Alcatel-Lucent stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 13% reverse convertible notes due March 31, 2010 linked to Alcoa Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 11.5% reverse convertible notes due March 31, 2010 linked to Allegheny Technologies, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 0% direct investment notes due Jan. 31, 2011 linked to the stocks of Allete, Inc., American Water Works Co., Inc., American States Water Co., Crane Co., California Water Services Group, DTE Energy Co., the Empire District Electric Co., Alliant Energy Corp., PNM Resources Inc., Sabesp, Veolia Environment and Aqua America Inc.; via RBC Capital Markets Corp.; pricing Dec. 23
• 10% reverse convertible notes due June 30, 2010 linked to American Express Co. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 14.5% reverse convertible notes due March 31, 2010 linked to Arch Coal, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 25% reverse convertible notes due March 31, 2010 linked to ATP Oil & Gas Corp. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 13.5% reverse convertible notes due June 30, 2010 linked to Bank of America Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 12.75% reverse convertible notes due March 31, 2010 linked to Chesapeake Energy Corp. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 15.25% reverse convertible notes due March 31, 2010 linked to Citigroup Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 22.5% reverse convertible notes due March 31, 2010 linked to Continental Airlines Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 24.5% reverse convertible notes due March 31, 2010 linked to DryShips Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 24% reverse convertible notes due March 31, 2010 linked to Elan Corp. plc stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 18% reverse convertible notes due March 31, 2010 linked to First Solar, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 14% reverse convertible notes due March 31, 2010 linked to Ford Motor Co. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 13% reverse convertible notes due March 31, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 15.75% reverse convertible notes due June 30, 2010 linked to Frontier Oil Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 22.25% reverse convertible notes due March 31, 2010 linked to Fuel Systems Solutions Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 17% reverse convertible notes due March 31, 2010 linked to Genworth Financial Inc. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 22.5% reverse convertible notes due March 31, 2010 linked to Genworth Financial Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 13.75% reverse convertible notes due March 31, 2010 linked to Green Mountain Coffee Roasters, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 20% reverse convertible notes due March 31, 2010 linked to Hartford Financial Services Group, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 18.5% reverse convertible notes due March 31, 2010 linked to KeyCorp stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 28% reverse convertible notes due March 31, 2010 linked to Las Vegas Sands Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 18% reverse convertible notes due March 31, 2010 linked to Lincoln National Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 12% reverse convertible notes due March 31, 2010 linked to Market Vectors Gold Miners ETF stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 14.5% reverse convertible notes due March 31, 2010 linked to Mosaic Co. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 28% reverse convertible notes due March 31, 2010 linked to Northern Oil and Gas, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 10% reverse convertible notes due June 30, 2010 linked to NYSE Euronext stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 27% reverse convertible notes due March 31, 2010 linked to Palm, Inc. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 13.25% reverse convertible notes due June 30, 2010 linked to Peabody Energy Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 9.75% reverse convertible notes due June 30, 2010 linked to Petroleo Brasileiro S.A. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 12.75% reverse convertible notes due June 30, 2010 linked to Research In Motion Ltd. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 0% buffered bullish digital notes due June 30, 2011 linked to the Russell 2000 index; 85% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 0% buffered bullish enhanced return notes due Dec. 31, 2013 based on S&P GSCI Gold Excess Return index, S&P GSCI Silver Excess Return index, S&P GSCI Copper Excess Return index and S&P GSCI Sugar Excess Return index; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• Zero-coupon principal-protected notes due June 30, 2015 linked to the SGI Smart Market Neutral Commodity Index (USD - Excess Return); via RBC Capital Markets Corp.; pricing Dec. 23
• 22.25% reverse convertible notes due March 31, 2010 linked to Sprint Nextel Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 14.75% reverse convertible notes due June 30, 2010 linked to Starwood Hotels & Resorts Worldwide, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 10% reverse convertible notes due March 31, 2010 linked to UnitedHealth Group Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 17.15% reverse convertible notes due March 31, 2010 linked to United States Steel Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 11% reverse convertible notes due June 30, 2010 linked to Vale SA stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 15.15% reverse convertible notes due June 30, 2010 linked to Wells Fargo & Co. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 13% reverse convertible notes due March 31, 2010 linked to Yamana Gold Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Dec. 23
• 0% step performance securities due Dec. 30, 2011 linked to the iShares MSCI EAFE index fund; via UBS Financial Services Inc. and RBC Capital Markets Corp.; pricing Dec. 28
• 0% direct investment notes due Feb. 8, 2011 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets Corp.; pricing Jan. 6
• 14-month 0% Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner and Smith Inc. and First Republic Securities Co., LLC; pricing in December
• Redeemable range accrual notes due Dec. 23, 2019 linked to Libor; via RBC Capital Markets Corp.
• Redeemable range accrual notes due Dec. 16, 2024 linked to Libor; via RBC Capital Markets Corp.
SG STRUCTURED PRODUCTS, INC.
• Leveraged callable CMS spread notes due Dec. 31, 2029; via SG Americas Securities, LLC and distributor Advisors Asset Management, Inc.; settlement Dec. 31
• 0% bearish principal-protected index notes series 2009-4 due Dec. 31, 2014 linked to the SGI Bond 10Y USD index;via SG Americas Securities, LLC and distributor Advisors Asset Management, Inc.; to be marketed through Dec. 28, settlement Dec. 31
UBS AG
• 0% double long leverage securities due March 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% double long leverage securities due Dec. 23, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% double short leverage securities due March 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% double short leverage securities due Dec. 23, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% floating-rate notes due Dec. 30, 2019 based on the dollar 10-year Constant Maturity Swap rate; via UBS Investment Bank; pricing Dec. 22
• 0% performance securities due Dec. 31, 2012 linked to the UBS V10 Currency Index with Volatility Cap; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 23
• 11.5% reverse convertible notes due June 30, 2010 linked to the common stock of Alcoa Inc.; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 12.25% reverse convertible notes due March 31, 2010 linked to the common stock of Arch Coal, Inc.; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 11% reverse convertible notes due March 31, 2010 linked to the common stock of Dow Chemical Co.; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 18% reverse convertible notes due March 31, 2010 linked to the common stock of DryShips Inc.; 70% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 15% reverse convertible notes due June 30, 2010 linked to the common stock of First Solar, Inc.; 70% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 11.5% reverse convertible notes due June 30, 2010 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 21% reverse convertible notes due March 31, 2010 linked to the common stock of Las Vegas Sands Corp.; 70% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 0% autocallable optimization securities with contingent protection due June 30, 2011 linked to the Market Vectors Gold Miners exchange-traded fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28
• 0% return optimization securities with partial protection due June 30, 2011 based on the S&P 500 index; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28
• 13.5% reverse convertible notes due June 30, 2010 linked to the common stock of United States Steel Corp.; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Dec. 28
• 7.5% to 9.5% annualized yield optimization notes with contingent protection due Dec. 30, 2011 linked to the common stock of Applied Materials Inc.; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 29
• 8.5% to 10.5% annualized yield optimization notes with contingent protection due Dec. 30, 2011 linked to the common stock of CBS Corp.; 60% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 29
UNION BANK, NA
• Zero-coupon principal-protected capped return market-linked certificates of deposit due June 23, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Dec. 18
• Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due Dec. 23, 2013 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Dec. 18
• Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due June 24, 2013 linked to the Dow Jones - UBS Commodity index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Dec. 21
WELLS FARGO BANK, NA
• Certificates of deposit due Dec. 26, 2013 based on Brazilian Real, Russian Ruble, Indian Rupee and Chinese Renminbi; via Incapital LLC; pricing Dec. 18
• Certificates of deposit due Dec. 28, 2015 linked to the Dow Jones - UBS Commodity index; via Incapital LLC; pricing Dec. 18
• Certificates of deposit due Dec. 28, 2015 linked to the price of gold; via Incapital LLC; pricing Dec. 18
• 0% certificates of deposit due Dec. 29, 2015 linked to the Dow Jones Euro Stoxx 50 index; via Morgan Stanley & Co. Inc. and distributors Advisors Asset Management, Inc. and Morgan Stanley Smith Barney; pricing Dec. 21
• Contingent annual interest market-linked certificates of deposit due Dec. 29, 2015 linked to West Texas Intermediate crude oil, natural gas, corn, soybeans, zinc, gold, silver, platinum, the S&P GSCI Wheat Index Excess Return and the S&P GSCI Livestock Index Excess Return; via Morgan Stanley & Co. Inc.; pricing Dec. 21
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