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Structured Products Calendar
ABN AMRO BANK NV
• 11% reverse convertible notes due Nov. 24, 2010 linked to Amazon.com, Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Nov. 20
• 15.5% reverse convertible notes due May 25, 2010 linked to Caterpillar Inc. stock; 80% trigger; via RBS Securities Inc.; pricing Nov. 20
• 17.25% reverse convertible notes due May 25, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Nov. 20
• 13.65% reverse convertible notes due May 25, 2010 linked to Halliburton Co. stock; 80% trigger; via RBS Securities Inc.; pricing Nov. 20
• 17% reverse convertible notes due Feb. 25, 2010 linked to MetLife, Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Nov. 20
• 14.35% reverse convertible notes due May 25, 2010 linked to National Oilwell Varco, Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Nov. 20
• 17% reverse convertible notes due May 25, 2010 linked to Peabody Energy Corp. stock; 75% trigger; via RBS Securities Inc.; pricing Nov. 20
• 11% reverse convertible notes due May 25, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 75% trigger; via RBS Securities Inc.; pricing Nov. 20
BANK OF AMERICA CORP.
• 0% Currency Market Index Target-Term Securities due December 2011 linked to Brazilian real, Chinese renminbi and Indian rupee; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November
• Five-year 0% Market Index Target-Term Securities linked to the Dow Jones - UBS Commodity Index Excess Return; via Merrill Lynch & Co. and First Republic Securities Co.; pricing in November
• Five-year 0% Market Index Target-Term Securities linked to the Dow Jones Industrial Average; via Merrill Lynch & Co. and First Republic Securities Co.; pricing in November
• 0% Capped Leveraged Index Return Notes due November 2011 linked to FTSE/Xinhua China 25 index and the Bovespa index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November
• Bear Accelerated Return Notes due May 2010 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November
• 9% two-year callable Stock Return Income Debt Securities payable at maturity with shares of Amazon.com, Inc. common stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
• Two-year 0% Market Index Target-Term Securities due November 2011 linked the Brazilian real and Mexican peso against the dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC, Inc.; pricing in November or December
• Two-year zero-coupon 100% principal-protected market-linked step up notes linked to the Dow Jones Stoxx 600 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
• 0% five-year Market Index Target-Term Securities linked to gold; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
• One-year 8% STEP Income Securities linked to Microsoft Corp. common stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
• Two-year zero-coupon 100% principal-protected market-linked step up notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
• Two-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
BARCLAYS BANK DELAWARE
• Certificates of deposit due Nov. 25, 2014 linked to the stocks of Apple Inc., Advanced Micro Devices, Inc., Bank of America Corp., Deere & Co., General Electric Co., Randgold Resources Ltd., Massey Energy Co., Micron Technology, Supervalu Inc. and Tesoro Corp.; via Barclays Capital Inc.; settlement Nov. 30
• Zero-coupon certificates of deposit due Nov. 25, 2014 linked to the performance of Barclays Capital Trade-Weighted Dollar Diversification index; via Barclays Capital Inc.; settlement Nov. 30
• Certificates of deposit due Nov. 25, 2014 linked to soybeans, WTI Crude, sugar, copper, lead, tin, nickel, zinc, platinum and gasoline; via Barclays Capital Inc.; settlement Nov. 30
• Zero-coupon certificates of deposit due Nov. 25, 2014 linked to S&P 500 index, Australian dollar, the Brazilian real, the Russian ruble, the Dow Jones-UBS Commodity index and the Consumer Price Index; via Barclays Capital Inc.; settlement Nov. 30
BARCLAYS BANK PLC
• 0% notes due Nov. 24, 2010 linked to Dow Jones Euro Stoxx 50 index, FTSE 100 index and Topix index; 90% trigger; via JPMorgan Chase Bank, NA and JPMorgan Securities Inc.; pricing Nov. 6
• 0% buffered return enhanced notes due Nov. 15, 2011 linked to the Dow Jones - UBS Commodity Index 3 Month Forward index; via Barclays Capital Inc.; pricing Nov. 6
• 8%-12% annualized reverse convertible notes due May 12, 2010 linked to the common stock of General Electric Co.; 75% trigger; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing Nov. 6
• 0% Buffered Super Track Notes due Nov. 16, 2011 linked to the S&P 500 index; 80% trigger; via Barclays Capital Inc.; pricing Nov. 10
• Medium-term notes due Nov. 21, 2012 linked to the Barclays Capital Corals Total Return index; via Barclays Capital Inc.; pricing Nov. 15
• Medium-term notes due Nov. 23, 2011 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Nov. 20
• 0% double short leverage securities due Dec. 1, 2010 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Nov. 24
• 0.25%-1% bearish notes due Nov. 28, 2014 linked to the Barclays Capital 10Y Treasury Futures index; via Barclays Capital Inc.; pricing Nov. 24
• Zero-coupon 100% principal-protected notes due Nov. 30, 2015 linked to the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via Barclays Capital Inc.; pricing Nov. 24
• Zero-coupon 100% principal-protected notes due Nov. 30, 2015 linked to the S&P index; via Barclays Capital Inc.; pricing on Nov. 24
• 0% double short leverage securities due Dec. 28, 2010 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Dec. 21
CITIBANK, NA
• 0% market-linked deposits due 2015 linked to the Russell 2000 index; via Citigroup Global Markets Inc. and Incapital LLC
CITIGROUP FUNDING INC.
• 8%-11% 13-month Equity LinKed Securities linked to Bank of America Corp. common stock; 65% trigger; via Citigroup Global Markets Inc.; pricing in November
• 95% principal-protected notes due 2011 linked to equal weights of the Brazilian real, Australian dollar, Norwegian krone and Chinese yuan; via Citigroup Global Markets Inc.; pricing in November
• 11%-13% Equity LinKed Securities due 13 months after issue linked to the common stock of Dow Chemical Co.; Citigroup Global Markets Inc.; pricing in November
• 2% minimum coupon principal-protected notes due 2014 linked to the price of gold; via Citigroup Global Markets Inc.; pricing in November
• 0% upturn notes due 2011 linked to the iShares MSCI Emerging Markets index fund; via Citigroup Global Markets Inc.; pricing in November
• 0% upturn notes linked to the Market Vectors Gold Miners exchange-traded fund; via Citigroup Global Markets Inc.; pricing in November
• 0% upturn notes due 2011 linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; pricing in November
• 0% upturn notes due 2011 linked to the S&P BRIC 40 index; via Citigroup Global Markets Inc.; pricing in November
• 10%-12% six-month Equity LinKed Securities linked to the common stock of American Express Co.; 75% trigger; via Citigroup Global Markets, Inc.
CREDIT SUISSE, NASSAU BRANCH
• 8%-10% callable yield notes due Nov. 23, 2010 linked to the S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 18
• Zero-coupon principal-protected ProNotes due Nov. 28, 2014 linked Dow Jones Euro Stoxx 50 index, the FTSE 100 index and the Nikkei 225 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 0% Accelerated Return Equity Securities due Nov. 29, 2012 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 9.5%-12% callable yield notes due Nov. 30, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 8%-10% callable yield notes due May 27, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 11.5%-14% callable yield notes due Dec. 3, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 7.25%-10% callable yield notes due Dec. 3, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 7.25%-9.5% callable yield notes due Nov. 30, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 10%-12.5% callable yield notes due Nov. 30, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 6%-8% callable yield notes due May 27, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 0% Accelerated Return Equity Securities due Nov. 29, 2013 linked to the S&P 100 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 0% Accelerated Return Equity Securities due May 31, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 7%- 9% callable yield notes due Nov. 30, 2010 linked to the S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 24
• 10.25% callable yield notes due Dec. 3, 2010 linked to the Energy Select Sector SPDR fund and the SPDR Gold Trust; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 0% Accelerated Return Equity Securities due Dec. 5, 2011 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 0% Booster Cert PLUS securities due Dec. 5, 2011 linked to the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 0% Accelerated Return Equity Securities due Dec. 5, 2012 linked to the S&P 100 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 0% Buffered Accelerated Return Equity Securities due June 3, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 0% Accelerated Return Equity Securities due Jan. 5, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 8%-10.5% callable yield notes due Dec. 3, 2010 linked to the S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
• 8%-10% callable yield notes due June 3, 2010 linked to the S&P 500 and Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing Nov. 30
DEUTSCHE BANK AG, LONDON BRANCH
• 0% market contribution securities due Nov. 16, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 13
• Range accrual notes due Nov. 25, 2024 linked to Libor; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 18
• 0% market contribution securities due Nov. 28, 2014 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 23
• 0% capped Buffered Underlying Securities due May 31, 2011 linked to iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 24
• Equity basket notes due Nov. 30, 2012 linked to the Oil Services Holdrs trust, Market Vectors Gold Miners ETF, SPDR S&P Metals & Mining ETF, iShares Dow Jones U.S. Real Estate index fund, iShares MSCI EAFE index fund, PowerShares QQQ trust, series 1 and iShares Barclays 1-3 Year Treasury Bond fund; via Deutsche Bank Securities Inc.; pricing Nov. 24
• Equity basket notes due Nov. 28, 2014 linked to the Oil Services Holdrs trust, Market Vectors Gold Miners ETF, SPDR S&P Metals & Mining ETF, iShares Dow Jones U.S. Real Estate index fund, iShares MSCI EAFE index fund, PowerShares QQQ trust, series 1 and iShares Barclays 1-3 Year Treasury Bond fund; via Deutsche Bank Securities Inc.; pricing Nov. 24
• 7%-10.3% annualized reverse exchangeable notes due May 28, 2010 linked to the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Nov. 24
• 0% enhanced participation securities due Dec. 30, 2010 linked to the S&P 500 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 24
• 0% capped Buffered Underlying Securities due May 31, 2011 linked to S&P 500 and Russell 2000; Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 24
• Return optimization securities with contingent protection due Nov. 30, 2012 linked to Standard & Poor's Depositary Receipts, iShares MSCI EAFE Index Fund and the iShares MSCI Emerging Markets Index Fund; UBS Financial Services Inc. and Deutsche Bank Securities; pricing Nov. 24
EKSPORTFINANS ASA
• 10%-14% annualized reverse convertible notes due May 12, 2010 linked to the common stock of Valero Energy Corp.; via Morgan Stanley & Co. Inc.; pricing Nov. 6
• 0% Performance Leveraged Upside Securities due Dec. 28, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in November
• 14-month 0% Accelerated Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
• 12%-13% enhanced yield securities due May 20, 2010 linked to Dow Chemical Co. common stock; 70% trigger; via Wells Fargo Securities, LLC
• 13%-14% enhanced yield securities due May 20, 2010 linked to Hartford Financial Services Group, Inc. common stock; 60% trigger; via Wells Fargo Securities, LLC
• 9%- 10% annualized enhanced yield securities due May 20, 2010 linked to the iShares Russell 2000 index fund; via Wells Fargo Securities, LLC
• 12%-13% enhanced yield securities due May 20, 2010 linked to Peabody Energy Corp. common stock; 70% trigger; via Wells Fargo Securities, LLC
GOLDMAN SACHS GROUP, INC.
• Five-year notes linked to the 10-year Constant Maturity Swap rate; via Goldman, Sachs & Co.
• Two-year 0% leveraged buffered equity index-linked notes linked to the MSCI EAFE and S&P 500 indexes; 88.5% trigger; via Goldman, Sachs & Co.
• 24- to 28-month 0% buffered equity index-linked notes linked to the MSCI EAFE index; 84% to 86% trigger; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 24- to 28-month 0% buffered equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 27- to 31- month 0% buffered equity index-linked notes linked to the S&P 500 index; 84% to 86% trigger; via Goldman Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• Six-year 0% basket-linked notes tied to the SPDR Gold Trust and the iShares Silver Trust; via Goldman, Sachs & Co.
HSBC BANK USA, NA
• 0% certificates of deposit with minimum return due Nov. 24, 2015 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Nov. 19
• 0% certificates of deposit due Nov. 24, 2015 linked to the Dow Jones - UBS Commodity index; via HSBC Securities (USA) Inc.; pricing Nov. 19
• 0% barrier multi-coupon opportunity certificates of deposit due Nov. 24, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 19
• 0% bullish skewed absolute return certificates of deposit due March 28, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 23
• 0% absolute return certificates of deposit due Sept. 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 23
• 0% absolute return certificates of deposit due March 28, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 23
• Annual income opportunity certificates of deposit due Nov. 30, 2012 linked to the stocks of ABB Ltd., BP plc, Cameco Corp., Cemex SAB de CV, China Mobile Ltd., Corning Inc., Credit Suisse Group AG, CSX Corp., Petroleo Brasileiro SA and SAP AG; via HSBC Securities (USA) Inc.; pricing Nov. 24
• Annual income opportunity series 5 certificates of deposit with minimum annual coupon due Nov. 30, 2015 linked to Biogen Idec Inc., eBay Inc., Hess Corp., Lowe's Cos., Inc., Nucor Corp., PepsiCo, Inc., U.S. Bancorp, Viacom Inc. (class B shares), Waste Management, Inc. and Yum! Brands, Inc.; via HSBC Securities (USA) Inc.; pricing Nov. 24
HSBC USA, INC.
• Zero-coupon 95% principal-protected notes due Nov. 11, 2011 linked to the South Korean won, Indonesian rupiah and the Singapore dollar, all relative to the U.S. dollar; via J.P. Morgan Securities Inc.; pricing Nov. 6
• 0% buffered return enhanced notes due Nov. 24, 2010 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Nov. 6
• 0% return enhanced notes due Nov. 24, 2010 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Nov. 6
• 0% best of performance notes due Nov. 18, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 13
• 0% bearish accelerated market participation securities due Dec. 20, 2010 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 13
• 0% bearish accelerated market participation securities due Feb. 14, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 13
• Semiannual income opportunity securities due Nov. 24, 2014 linked to the iShares MSCI Emerging Markets index fund, Market Vectors Gold Miners ETF, iShares Dow Jones U.S. Real Estate index fund, PowerShares QQQ trust, series 1, Energy Select Sector SPDR fund and Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Nov. 19
• 0% accelerated market participation securities due Dec. 27, 2010 linked to the Dow Jones Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities due Feb. 25, 2011 linked to the Dow Jones Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities with partial protection due Feb. 25, 2011 linked to the Dow Jones Euro Stoxx 50 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities with partial protection due May 25, 2011 linked to the Dow Jones Euro Stoxx 50 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities with partial protection due Feb. 25, 2011 linked to the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities with partial protection due May 25, 2011 linked to the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities due Dec. 27, 2010 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities due Feb. 25, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities due Dec. 27, 2010 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities due Feb. 25, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities with partial protection due Feb. 25, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% accelerated market participation securities with partial protection due May 25, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 20
• 0% return optimization securities with contingent protection due Nov. 30, 2012 linked to the iShares MSCI EAFE index fund with a 70% weight and the iShares MSCI Emerging Markets index fund with a 30% weight; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Nov. 24
• 0% step performance securities due Nov. 30, 2011 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing Nov. 24
• Multi-coupon securities due November 2015 linked to the iShares MSCI Emerging Markets index fund, Market Vectors Gold Miners ETF, Semiconductor Holdrs trust, Energy Select Sector SPDR fund, Financial Select Sector SPDR fund and Health Care SPDR fund; via HSBC Securities (USA) Inc.; pricing in November
JPMORGAN CHASE BANK, NA
• Callable leveraged spread certificates of deposit due Nov. 5, 2024 linked to the 10-year and two-year Constant Maturity Swap rates; via J.P. Morgan Securities Inc.; settlement Nov. 5
• Contingent coupon certificates of deposit due Nov. 15, 2015 linked to a basket of equally weighted stocks, including Apple Inc., Bank of America Corp., Chevron Corp., Walt Disney Co., Exelon Corp., Freeport-McMoRan Copper & Gold Inc., General Electric Co., Johnson & Johnson, McDonald's Corp., Monsanto Co., Microsoft Corp., Pfizer Inc., Procter & Gamble Co., the Southern Co., AT&T Inc., United Technologies Corp., Verizon Communications Inc., Wells Fargo & Co., Wal-Mart Stores, Inc. and Exxon Mobil Corp.; via J.P. Morgan Securities Inc. and Morgan Stanley as distributor; pricing Nov. 20
• 0% equity-linked certificates of deposit due Nov. 25, 2015 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities Inc. and Morgan Stanley as distributor; pricing Nov. 20
• 0% certificates of deposit due Nov. 27, 2015 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities Inc.; pricing Nov. 23
• Contingent coupon certificates of deposit due Nov. 28, 2014 linked to the stocks of Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV (Schlumberger Ltd)., Wells Fargo & Co. and Wal-Mart Stores, Inc.; via agent J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Nov. 24
• Contingent coupon certificates of deposit due Nov. 28, 2015 linked to the stocks of Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV (Schlumberger Ltd)., Wells Fargo & Co. and Wal-Mart Stores, Inc.; via agent J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Nov. 24
• Contingent coupon certificates of deposit due Nov. 28, 2014 linked to the stocks of CVS Caremark Corp., Costco Wholesale Corp., Coca-Cola Co., McDonald's Corp., Monsanto Co., Microsoft Corp., Newmont Mining Corp., Nokia Corp., Procter & Gamble Co. and Wells Fargo & Co.; via agent J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Nov. 24
• 0% certificates of deposit due Nov. 30, 2015 linked to the JPMorgan Efficiente (USD) index; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Nov. 24
• 0% certificates of deposit due May 30, 2014 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Nov. 24
JPMORGAN CHASE & CO.
• 11.5% reverse convertible notes due Nov. 30, 2010 linked to Apple Inc. stock; 80% trigger; via JPMorgan; pricing Nov. 24
• 13.5% reverse convertible notes due Nov. 30, 2010 linked to Bank of America Corp. stock; 65% trigger; via JPMorgan; pricing Nov. 24
• 15% reverse convertible notes due May 27, 2010 linked to Bank of America Corp. stock; 70% trigger; via JPMorgan; pricing Nov. 24
• 11.5% reverse convertible notes due Nov. 30, 2010 linked to Deere & Co. stock; 75% trigger; via JPMorgan; pricing Nov. 24
• 14.5% reverse convertible notes due May 27, 2010 linked to Dow Chemical Co. stock; 75% trigger; via JPMorgan; pricing Nov. 24
• 22% reverse convertible notes due March 1, 2010 linked to DryShips Inc. stock; 70% trigger; via JPMorgan; pricing Nov. 24
• 0% buffered return enhanced notes due May 31, 2011 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities Inc.; pricing Nov. 24
• 18.5% reverse convertible notes due May 27, 2010 linked to Joy Global Inc. stock; 70% trigger; via JPMorgan; pricing Nov. 24
• 25% reverse convertible notes due March 1, 2010 linked to Las Vegas Sands Corp. stock; 65% trigger; via JPMorgan; pricing Nov. 24
• 12% reverse convertible notes due Nov. 30, 2010 linked to Noble Corp. stock; 75% trigger; via JPMorgan; pricing Nov. 24
• 0% buffered return enhanced notes due Feb. 28, 2011 linked to the Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Nov. 24
• 0% buffered return enhanced notes due May 31, 2011 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Nov. 24
• 0% buffered return enhanced notes due May 31, 2011 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Nov. 24
• 0% return optimization securities with partial protection due May 31, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Nov. 24
• 12% reverse convertible notes due Nov. 30, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 80% trigger; via JPMorgan; pricing Nov. 24
• 16.5% reverse convertible notes due March 1, 2010 linked to United States Steel Corp. stock; 75% trigger; via JPMorgan; pricing Nov. 24
• 13.5% reverse convertible notes due Nov. 30, 2010 linked to Wells Fargo & Co. stock; 70% trigger; via JPMorgan; pricing Nov. 24
MORGAN STANLEY
• Zero-coupon 95% capital-protected notes due Nov. 16, 2011 linked to the Australian dollar, Brazilian real, Canadian dollar and Norwegian krone, all relative to the U.S. dollar; via J.P. Morgan Securities Inc.; pricing Nov. 6
• Floating-rate notes due Nov. 9, 2019 linked to the 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. Inc.; pricing in November
• CMS curve and S&P 500 index-linked range accrual notes due Nov. 16, 2029; via Morgan Stanley & Co. Inc.; pricing in November
• Zero-coupon capital-protected notes due May 30, 2013 linked to the Australian dollar, British pound, Canadian dollar, euro, Japanese yen, Swiss france, Brazilian real, Chinese renminbi and Indian rupee; via Morgan Stanley & Co.; pricing in November
• 9%-10% contingent coupon capital-protected notes due Nov. 28, 2014 linked to the Brazilian real, Russian ruble and Indian rupee, against the dollar; via Morgan Stanley & Co. Inc.; pricing in November
• 0% buffered jump securities due May 2011 linked to the price of gold; 90% trigger; via Morgan Stanley & Co. Inc.; pricing in November
• 0% jump securities due May 26, 2011 linked to the iShares FTSE/Xinhua China 25 index fund; via Morgan Stanley & Co. Inc.; pricing in November
• 0% jump securities due Dec. 29, 2010 linked to the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing in November
• 0% buffered Performance Leveraged Upside Securities due Nov. 28, 2011 linked to the iShares MSCI EAFE Index Fund; via Morgan Stanley & Co. Inc.; pricing in November
• Zero-coupon capital-protected notes due November 2014 linked to the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing in November
• Six-month Libor and S&P 500 index range accrual notes due Nov. 16, 2024; via Morgan Stanley & Co. Inc.; pricing in November
• 0% bear market Performance Leveraged Upside Securities due Dec. 16, 2010 linked to the Nasdaq 100 index; via Morgan Stanley & Co. Inc.; pricing in November
• 0% buffered Performance Leveraged Upside Securities due Nov. 28, 2011 linked to the S&P 500 index; 10% trigger; via Morgan Stanley & Co. Inc.; pricing in November
• 0% jump securities due Nov. 28, 2011 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in November
• Zero-coupon capital-protected notes due May 28, 2015 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in November
• 0% buffered Performance Leveraged Upside Securities due May 27, 2011 linked to the Dow Jones - UBS Commodity Index; via Morgan Stanley & Co. Inc.
ROYAL BANK OF CANADA
• 0% step performance securities due Nov. 30, 2011 linked to the iShares MSCI EAFE index fund; via UBS Financial Services Inc. and RBC Capital Markets Corp.; pricing Nov. 24
• 14-month 0% Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner and Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
SUNTRUST BANK
• Certificates of deposit due Nov. 21, 2014 linked to the Brazilian real relative to the dollar; via distributor Incapital LLC; pricing Nov. 19
• Certificates of deposit due Nov. 25, 2014 linked to the S&P 500 index; via distributor Incapital LLC; pricing Nov. 19
• 0% certificates of deposit due Nov. 25, 2014 linked to the Dow Jones Industrial Average; via Incapital; settlement Nov. 24
• 0% certificates of deposit due Nov. 26, 2014 linked to the price of gold; via Incapital; settlement Nov. 25
AB SVENSK EXPORTKREDIT
• 14-month 0% Accelerated Return Notes linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in November or December
UBS AG
• 0% double long leverage securities due Feb. 10, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 5
• 0% double short leverage securities due Feb. 10, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 5
• 0% double long leverage securities due Nov. 11, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 5
• 0% double short leverage securities due Nov. 11, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 5
• 0% double long leverage securities due Feb. 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 19
• 0% double short leverage securities due Feb. 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 19
• 0% double long leverage securities due Nov. 26, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 19
• 0% double short leverage securities due Nov. 26, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 19
• 16.25% reverse convertible notes due March 1, 2010 linked to Alcoa Inc. common stock; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Nov. 24
• 0% autocallable optimization securities with contingent protection due Dec. 2, 2010 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 24
• 11.5% reverse convertible notes due March 1, 2010 linked to Ford Motor Co. common stock; 70% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Nov. 24
• 16% reverse convertible notes due March 1, 2010 linked to Freeport-McMoRan Copper & Gold Inc. common stock; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Nov. 24
• 12.5% reverse convertible notes due May 27, 2010 linked to General Electric Co. common stock; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Nov. 24
• 15.85% reverse convertible notes due May 27, 2010 linked to Peabody Energy Corp. common stock; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Nov. 24
• 0% performance securities with contingent protection due Nov. 28, 2014 linked to the S&P 500 index with participation rate of 106%-116%; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 24
• 0% barrier optimization securities with partial protection due May 31, 2011 linked to the S&P 500 index; 85% trigger; via UBS Financial Services Inc.; pricing Nov. 24
• 19.75% reverse convertible notes due May 27, 2010 linked to Wynn Resorts, Ltd. common stock; 65% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Nov. 24
• 0% double long leverage securities due March 10, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 3
• 0% double short leverage securities due March 10, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 3
• 0% double long leverage securities due Dec. 9, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 3
• 0% double short leverage securities due Dec. 9, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 3
• 0% double long leverage securities due March 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% double short leverage securities due March 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% double long leverage securities due Dec. 23, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% double short leverage securities due Dec. 23, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
WELLS FARGO BANK NA
• Certificates of deposit due Nov. 30, 2015 linked to the Dow Jones - UBS Commodity index; via Wells Fargo & Co.; pricing Nov. 20
• Certificates of deposit due Nov. 30, 2015 linked to the SGI WISE US Vol Target 8% (USD-Excess Return) index; via SG America Securities, LLC and Incapital as distributor; pricing Nov. 20
WELLS FARGO & CO.
• Contingent annual interest certificates of deposit due Nov. 30, 2015 linked to equal weights of West Texas Intermediate crude oil, natural gas, corn, soybeans, the S&P GSCI Wheat Index Excess Return, the S&P GSCI Livestock Index Excess Return, grade A copper, gold, silver and platinum; via Morgan Stanley as distributor; pricing Nov. 20
• 0% enhanced growth securities with partial principal protection due December 2011 linked to the iShares MSCI EAFE 500 index fund; via Wells Fargo Securities, LLC
• 0% enhanced growth securities with partial principal protection due June 2013 linked to the S&P 500, S&P MidCap 400 and Russell 2000 indexes; via Wells Fargo Securities, LLC
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