New Issue: Barclays prices $4.13 million trigger autocallables tied to Caterpillar

By Jennifer Chiou

New York, Nov. 13 - Barclays Bank plc priced $4,134,800 of trigger autocallable optimization notes due Nov. 14, 2018 linked to Caterpillar Inc. shares, according to a 424B2 filing with the Securities and Exchange Commission.

The notes will be called at par plus an annualized call premium of 9% if Caterpillar closes above its initial share price on any quarterly observation date after one year.

The payout at maturity will be par unless Caterpillar stock finishes below its 68.5% trigger, in which case investors will be exposed to any losses.

UBS Financial Services Inc. and Barclays are the underwriters.

Issuer:	Barclays Bank plc
Issue:	Trigger autocallable optimization securities
Underlying stock:	Caterpillar Inc. (Symbol: CAT)
Amount:	$4,134,800
Maturity:	Nov. 14, 2018
Coupon:	0%
Price:	Par of $10
Payout at maturity:	Par unless Caterpillar stock finishes below trigger level, in which case exposure to any losses
Call:	At par plus 9% annualized if Caterpillar closes above initial level on any quarterly observation date beginning on Nov. 14, 2014
Initial share price:	$84.24
Trigger level:	$57.70, 68.5% of initial price
Pricing date:	Nov. 8
Settlement date:	Nov. 13
Underwriters:	UBS Financial Services Inc. and Barclays
Fees:	2.5%
Cusip:	06742E638

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