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Prospect News home > News index > List of issuers B > Headlines for Bank of America Corp. > News item

Published on 2/14/2019 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Step-up callable notes due Feb. 15, 2024; via BofA Merrill Lynch; pricing Feb. 15; Cusip: 06048WZB9

BANK OF MONTREAL

• Notes due Feb. 22, 2022 linked to the Raymond James CEFR Domestic Equity Price Return index; via BMO Capital Markets Corp.; pricing Feb. 15; Cusip: 06367WGV9

• Notes due Feb. 22, 2022 linked to the Raymond James CEFR Domestic Equity Price Return index; via BMO Capital Markets Corp.; pricing Feb. 15; Cusip: 06367WGU1

• 0% buffered bullish digital return notes due Feb. 29, 2024 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06367WGZ0

• 0% bullish digital return notes with barrier due March 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06367WHP1

BANK OF NOVA SCOTIA

• 60-month 0% digital notes linked to the S&P 500 index; via Scotia Capital (USA) Inc. as agent and Goldman Sachs & Co. as dealer; Cusip: 064159NK8

BARCLAYS BANK PLC

• 0% buffered SuperTrack notes due Feb. 19, 2021 linked to the S&P 500 index; via Barclays; pricing Feb. 15.; Cusip: 06747MEH5

• Callable contingent coupon notes due Feb. 18, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Feb. 15; Cusip: 06747MCA2

• Trigger autocallable contingent yield notes due Feb. 18, 2022 linked to the Russell 2000 index and the Nasdaq-100 index; via Barclays and UBS Financial Services Inc.; pricing Feb. 15; Cusip: 06746Y622

• Phoenix autocallable notes due Feb. 19, 2027 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Feb. 15; Cusip: 06747ME69

• Callable contingent coupon notes due Feb. 25, 2021 linked to the common stock of Kraft Heinz Co.; via Barclays; pricing Feb. 21; Cusip: 06747MEB8

• 0% barrier SuperTrack notes due Feb. 27, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Feb. 22; Cusip: 06747MED4

• 4.2% buffered notes due Feb. 28, 2022 linked to the Russell 2000 index; via Barclays; pricing Feb. 25; Cusip: 06747MBU9

• 0% buffered digital notes due Feb. 28, 2022 linked to the Russell 2000 index; via Barclays; pricing Feb. 25; Cusip: 06747MBR6

• 4.35% buffered notes due Feb. 29, 2024 linked to the Russell 2000 index; via Barclays; pricing Feb. 25; Cusip: 06747MBV7

• 4.55% buffered notes due Feb. 27, 2026 linked to the Russell 2000 index; via Barclays; pricing Feb. 25; Cusip: 06747MBW5

• 0% notes due Feb. 29, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Feb. 25; Cusip: 06747MC38

• 0% buffered digital plus notes due Feb. 29, 2024 linked to the S&P 500 index; via Barclays; pricing Feb. 25; Cusip: 06747MBT2

• 0% buffered SuperTrack notes due Feb. 29, 2024 linked to the S&P 500 index; via Barclays; pricing Feb. 25; Cusip: 06747MBX3

• 0% buffered digital notes due Aug. 29, 2022 linked to the S&P 500 index; via Barclays; pricing Feb. 25; Cusip: 06747MBS4

• 0% buffered SuperTrack notes due Aug. 30, 2021 linked to the S&P 500 index; via Barclays; pricing Feb. 25; Cusip: 06747MBY1

• 0% capped trigger gears due Feb. 28, 2022 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing Feb. 26; Cusip: 06746Y697

• 0% buffered Performance Leveraged Upside Securities due March 3, 2021 linked to the Euro Stoxx 50 index; via Barclays with Morgan Stanley Wealth Management as dealer; pricing Feb. 28; Cusip: 06746Y580

• 0% buffered SuperTrack notes due Feb. 28, 2022 linked to the lesser performing of the iShares MSCI Emerging Markets ETF and the iShares MSCI EAFE ETF; via Barclays; pricing Feb. 28; Cusip: 06747MC46

• Contingent income callable securities due March 5, 2029 linked to the S&P 500 index; via Barclays as agent with Morgan Stanley Wealth Management as distributor; pricing Feb. 28; Cusip: 06747MEA0

• 0% buffered Performance Leveraged Upside Securities due Sept. 3, 2021 linked to the S&P 500 index; via Barclays with Morgan Stanley Wealth Management as dealer; pricing Feb. 28; Cusip: 06746Y598

• 0% buffered SuperTrack notes due Feb. 28, 2023 linked to the S&P 500 index; via Barclays; pricing Feb. 28; Cusip: 06747MC79

• 0% barrier lock-in notes due Feb. 29, 2024 linked to the S&P 500 index; via Barclays; pricing Feb. 28; Cusip: 06747MDJ2

• 0% buffered lock-in notes due Feb. 29, 2024 linked to the S&P 500 index; via Barclays; pricing Feb. 28; Cusip: 06747MDH6

• 0% buffered SuperTrack notes due Feb. 29, 2024 linked to the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing Feb. 28; Cusip: 06747MBM7

• 0% dual directional notes due Aug. 31, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Feb. 28; Cusip: 06747MC61

• Phoenix autocallable notes due May 29, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; 70% trigger; via Barclays; pricing Feb. 28; Cusip: 06747MBL9

BOFA FINANCE LLC

• Step-up callable notes due Feb. 21, 2031; via BofA Merrill Lynch; pricing Feb. 21; Cusip: 06048WZD5

• Contingent income issuer callable notes due Feb. 28, 2022 linked to the lesser performing of the Russell 2000 index and the Nasdaq-100 index; via BofA Merrill Lynch; pricing Feb. 25; Cusip: 09709TMR9

• 0% barrier notes due Feb. 29, 2024 linked to the lesser performing of the S&P 500 index and the Dow Jones Industrial Average; via BofA Merrill Lynch; pricing Feb. 25; Cusip: 09709TMD0

• Contingent income autocallable notes due March 1, 2029 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing Feb. 25; Cusip: 09709TND9

• Step-up callable notes due Feb. 28, 2029; via BofA Merrill Lynch; pricing Feb. 26; Cusip: 06048WZC7

• 0% buffered notes due April 1, 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing Feb. 27; Cusip: 09709TMH1

• Dual directional conditional participation daily trigger observation notes due March 4, 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing Feb. 27; Cusip: 09709TMY4

• 0% Accelerated Return Notes due April 2020 linked to common stocks of Citigroup Inc., KeyCorp and Wells Fargo & Co.; via BofA Merrill Lynch; pricing in February

• 0% Accelerated Return Notes due April 2020 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via BofA Merrill Lynch; pricing in February

• 0% Accelerated Return Notes due April 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February

• Autocallable market-linked step-up notes due February 2024 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February

• 0% Accelerated Return Notes due February 2021 tied to the S&P 500 index; via BofA Merrill Lynch pricing in February

• 0% Accelerated Return Notes due April 2020 tied to the S&P 500 index; via BofA Merrill Lynch pricing in February

• 0% autocallable market-linked step-up notes due February 2025 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February

• 0% capped Leveraged Index Return Notes due February 2021 linked to S&P 500 index; via BofA Merrill Lynch; pricing in February

• 0% Accelerated Return Notes due April 2020 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in February

CANADIAN IMPERIAL BANK OF COMMERCE

• Step-up callable notes due Feb. 28, 2022; via Jefferies LLC; pricing Feb. 25; Cusip: 13605WPR6

• Step-up callable notes due Feb. 28, 2024; via Jefferies LLC; pricing Feb. 25; Cusip: 13605WPS4

• 0% leveraged buffered notes due March 3, 2023 linked to the S&P 500 index; via CIBC World Markets Corp.; pricing Feb. 28; Cusip: 13605WPU9

• 24- to 27-month 0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPV7

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Autocallable contingent coupon equity-linked securities due Feb. 23, 2022 linked to Caterpillar Inc. stock; via Citigroup Global Markets Inc.; pricing Feb. 15; Cusip: 17326YDC7

• Callable contingent coupon notes due Feb. 17, 2022 linked to the least performing of the Materials Select Sector SPDR fund and the Industrial Select Sector SPDR fund; via Citigroup Global Markets Inc.; pricing Feb. 15; Cusip: 17326YWF9

• 0% dual directional barrier securities due Feb. 18, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 15; Cusip: 17326YAN6

• 0% dual directional barrier securities due Feb. 18, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 15; Cusip: 17326YV78

• Callable contingent coupon notes due Feb. 27, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Feb. 15; Cusip: 17326YUY0

• Contingent income autocallable securities due Feb. 18, 2022 linked to the common stock of Wynn Resorts, Ltd.; via Citigroup Global Markets Inc. as agent with Morgan Stanley Wealth Management as dealer; pricing Feb. 15; Cusip: 17326W845

• 0% autocallable securities due Feb. 23, 2024 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Feb. 19; Cusip: 17326YCF1

• Autocallable contingent coupon equity-linked securities due Feb. 24, 2023 linked to the worst performing of the Russell 2000 index, the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the iShares MSCI EAFE ETF; Citigroup Global Markets Inc.; pricing Feb. 19; Cusip: 17326Y3G9

• Autocallable contingent coupon equity-linked securities due Feb. 25, 2020 linked to Microsoft Corp. stock; via Citigroup Global Markets Inc.; pricing Feb. 20; Cusip: 17324XKE9

• Autocallable contingent coupon equity-linked securities due Feb. 27, 2023 linked to the least performing of the Euro Stoxx 50 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 22; Cusip: 17326YB70

• 0% market-linked notes due March 2, 2022 linked to an equally weighted basket of indexes and an exchange-traded fund; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17326YJF4

• 0% buffered digital securities due March 2, 2022 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17326YSW7

• 0% barrier digital securities due March 4, 2025 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17326YCX2

• Autocallable contingent coupon equity-linked securities due Aug. 30, 2021 linked to the worse performing of the common stocks of Netflix, Inc., Apple Inc., Alphabet Inc. and Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17324XLM0

• 0% dual directional buffer securities due Feb. 29, 2024 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17326YE28

• 0% buffer securities due Feb. 29, 2024 linked to the SPDR Dow Jones Industrial Average ETF Trust; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17326YNB8

• 0% enhanced barrier digital plus securities due March 13, 2020 linked to the SPDR S&P 500 exchange-traded fund; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17324XLA6

• Callable fixed to float CMS spread range accrual securities due Feb. 28, 2034 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing Feb. 26; Cusip: 17326YCC8

• Floating-rate trigger callable contingent yield notes due Feb. 28, 2029 linked to the least performing of the S&P 500 index, the Nasdaq-100 index and the MSCI Emerging Markets index; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing Feb. 26; Cusip: 17326W886

• Callable fixed to float CMS spread range accrual securities due March 2, 2026 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing Feb. 26; Cusip: 17326YXP6

• 7% to 8% single observation Equity Linked Securities due March 2, 2020 linked to Morgan Stanley shares; via Citigroup Global Markets Inc.; pricing Feb. 26; Cusip: 17324XKN9

• 0% dual directional barrier securities due Aug. 31, 2021 linked to the SPDR S&P 500 ETF Trust; via Citigroup Global Markets Inc.; pricing Feb. 26; Cusip: 17324XME7

• Autocallable contingent coupon equity-linked securities due March 3, 2020 linked to Amazon.com, Inc. stock; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 17324XLD0

• 7% to 8% single observation Equity Linked Securities due March 3, 2020 linked to the common stock of Netflix, Inc.; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 17324XGU8

• 0% enhanced barrier digital plus securities due March 1, 2024 linked to the lesser performing of the S&P 500 index and the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 17326YSV9

• Autocallable contingent coupon equity-linked securities due March 4, 2021 linked to the least performing of the VanEck Vectors Junior Gold Miners ETF and the VanEck Vectors Gold Miners ETF; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 17324XHB9

• 0% dual directional market-linked notes due March 3, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 17326YNA0

• Callable step-up coupon notes due March 5, 2022; via Citigroup Global Markets Inc.; pricing Feb. 28; Cusip: 17326YTJ5

• 0% partial principal at risk securities due March 3, 2021 linked to the MSCI Europe index; via Citigroup Global Markets Inc. as underwriter with Morgan Stanley Wealth Management handling distribution; pricing Feb. 28; Cusip: 17326W795

• 0% market-linked notes due March 4, 2026 linked to the S&P 500 index; via Citigroup Global Markets Inc. with Morgan Stanley Wealth Management as dealer; pricing Feb. 28; Cusip: 17326W282

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon autocallable yield notes due May 21, 2020 linked to the lesser performing of the Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 15; Cusip: 22551LWK2

• Contingent coupon autocallable yield notes due Aug. 21, 2020 linked to the lesser performing of the Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 15; Cusip: 22551LWB2

• Contingent coupon autocallable yield notes due March 4, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA as placement agents; pricing Feb. 15; Cusip: 22551LXK1

• Contingent income autocallable securities due Feb. 18, 2022 linked to the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Feb. 15; Cusip: 22551LWD8

• Callable contingent income securities due Feb. 19, 2021 to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse International as agent with Morgan Stanley Smith Barney LLC handling distribution; pricing Feb. 15; Cusip: 22551LXE5

• 0% CS autocallable notes due Feb. 20, 2026 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; Feb. 15; Cusip: 22551LX96

• 0% autocallable securities due Feb. 27, 2023 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 15; Cusip: 22551LXC9

• Contingent coupon callable yield notes due March 3, 2025 linked to the lowest performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Credit Suisse Securities (USA) LC; pricing Feb. 22; Cusip: 22551LXF2

• Contingent coupon autocallable yield notes due Feb. 28, 2024 linked to the lesser performing of the Nasdaq-100 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22551LVH0

• 0% capped gears due April 30, 2020 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing Feb. 25; Cusip: 22549Y644

• 0% buffered accelerated return equity securities due Aug. 31, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; Feb. 25; Cusip: 22551LWX4

• 0% buffered accelerated return equity securities due March 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22551LV31

• Market-linked principal at risk securities that are autocallable with a contingent coupon and contingent downside due March 1, 2021 linked to the iShares MSCI Brazil ETF; via Wells Fargo Securities, LLC; pricing Feb. 27; Cusip: 22551LVW7

• Market-linked securities due March 1, 2022 – autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the iShares MSCI Emerging Markets ETF and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; Feb. 27; Cusip: 22551LVV9

• Market-linked securities due March 1, 2022 – autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; Feb. 27; Cusip: 22551LVU1

• 0% buffered Performance Leveraged Upside Securities due Sept. 2, 2020 linked to an equally-weighted basket of 10 stocks (Merck & Co., Inc., Cisco Systems, Inc., Procter & Gamble Co., JPMorgan Chase & Co., Coca-Cola Co., Pfizer Inc., ConocoPhillips, Exxon Mobil Corp., Microsoft Co. and Comcast Corp.); via Credit Suisse Securities (USA) LLC as agent with Morgan Stanley Smith Barney LLC handling distribution; pricing Feb. 28; Cusip: 22549Y735

• Autocallable contingent income securities due Sept. 2, 2020 linked to the worst performing of the S&P 500 index and the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC as agent and Morgan Stanley Smith Barney LLC as distributor; pricing Feb. 28; Cusip: 22551LXH8

• 0% digital barrier notes due April 2, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22551LXM7

• Contingent coupon callable yield notes due March 7, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; Feb. 28; Cusip: 22551LWM8

• 0% accelerated barrier notes due March 4, 2024 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22551LWV8

• 0% digital plus barrier notes due March 4, 2024 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22551LWU0

• 0% buffered accelerated return equity securities due Sept. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22551LV49

• Contingent coupon autocallable yield notes due Feb. 28, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; Feb. 28; Cusip: 22551LX62

GOLDMAN SACHS GROUP, INC.

• Callable step-up fixed-rate notes due February 2024; via Goldman Sachs & Co. and Incapital LLC; pricing in February; Cusip: 38150AC78

GS FINANCE CORP.

• 0% leveraged buffered notes due Aug. 23, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Feb. 15; Cusip: 40056EUR7

• 0% index-linked notes due March 4, 2020 tied to the S&P 500 index; via Goldman Sachs & Co. as agent with JPMorgan as placement agent; pricing Feb. 15; Cusip: 40056EXH6

• Callable contingent coupon notes due Feb. 22, 2022 linked to the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Goldman Sachs & Co.; pricing Feb. 15; Cusip: 40056EXE3

• Autocallable contingent coupon notes due Feb. 23, 2022 linked to the least performing of the common stocks of Walt Disney Co. and CBS Corp.; 70% trigger; via Goldman Sachs & Co. LLC; pricing Feb. 15; Cusip: 40056EU71

• Callable contingent coupon notes due Feb. 22, 2023 linked to the Nasdaq-100 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via Goldman Sachs & Co.; pricing Feb. 19; Cusip: 40056EXG8

• Autocallable contingent coupon equity-linked notes due March 1, 2022 linked to the common stocks of Walt Disney Co. and CBS Corp.; via Goldman Sachs & Co.; pricing Feb. 22; Cusip: 40056EU71

• 0% notes due Feb. 29, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EW38

• 0% leveraged buffered notes due Feb. 29, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EV21

• 0% autocallable notes due March 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EUJ5

• 0% autocallable notes due March 11, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EUL0

• 0% autocallable notes due March 11, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EUK2

• 0% leveraged notes due Feb. 28, 2025 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EV54

• 0% notes due Nov. 30, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 40056EUU0

• 0% autocallable notes due March 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 40056EWH7

• 0% notes due Aug. 30, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EVE5

• 0% notes due Dec. 1, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Feb. 25; Cusip: 40056EUV8

• 0% leveraged buffered notes due Feb. 29, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 40056EV39

• Autocallable contingent coupon index-linked notes due March 5, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 40056EVH8

• Callable contingent coupon notes due Feb. 28, 2022 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 40056EVU9

• 0% capped gears due April 30, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. as agent with UBS Financial Services Inc. as selling agent; pricing Feb. 26; Cusip: 36257D196

• Autocallable contingent coupon notes due March 5, 2029 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 40056EVQ8

• 0% dual directional buffered participation securities due Sept. 2, 2020 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130X554

• 0% dual directional buffered participation securities due Sept. 3, 2020 linked to an equally-weighted basket consisting of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Feb. 28; Cusip: 48130X547

• 0% capped buffered return enhanced notes due March 4, 2021 linked to a basket of indexes and an exchange-traded fund; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WZF1

• Autocallable contingent coupon notes due Sept. 4, 2020 linked to the Russell 2000 index and the Nasdaq-100 index; via Goldman Sachs & Co.; pricing Feb. 28; Cusip: 40056EW20

• Autocallable contingent interest notes due March 3, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WZD6

• 0% absolute return trigger notes due Sept. 3, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 28; Cusip: 40056EVW5

• 0% ETF-linked notes due Sept. 6, 2022 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via Goldman Sachs & Co.; pricing Feb. 28; Cusip: 40056EX78

• 0% index-linked notes due March 4, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 28; Cusip: 40056EX86

• 0% autocallable notes due March 13, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Feb. 28; Cusip: 40056EWU8

• 0% autocallable notes due March 13, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing Feb. 28; Cusip: 40056EWT1

• 36-month 0% notes linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; Cusip: 40056EU30

HSBC USA, INC.

• 0% performance allocator notes due Aug. 21, 2024 linked to a basket of the S&P 500 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Feb. 15; Cusip: 40435UGD0

• Contingent income autocallable securities due Feb. 18, 2022 linked to the common stock of General Mills, Inc.; via HSBC Securities (USA) Inc. as agent with Morgan Stanley Wealth Management handling distribution; pricing Feb. 15; Cusip: 40436A313

• Phoenix quarterly review notes with a memory coupon feature due March 4, 2020 linked to the American Depositary Shares of Alibaba Group Holding Ltd.; via HSBC Securities (USA) Inc. as underwriter with J.P. Morgan Securities LLC and JPMorgan Chase Bank NA as placement agents; via Feb. 15; Cusip: 40435UGK4

• Phoenix quarterly review notes with a memory coupon feature due March 4, 2020 linked to the common stock of Nvidia Corp.; via HSBC Securities (USA) Inc. as underwriter with J.P. Morgan Securities LLC and JPMorgan Chase Bank NA as placement agents; via Feb. 15; Cusip: 40435UGL2

• 0% buffered return enhanced notes due Aug. 23, 2021 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 40435UGH1

• 0% performance allocator notes due Aug. 21, 2024 linked to the S&P 500 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 15; Cusip: 40435UGD0

• 0% autocallable barrier notes with step-up premium and contingent return feature due March 8, 2023 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 15; Cusip: 40435UES9

• 0% buffered digital notes due Feb. 28, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40435UFB5

• 0% barrier enhanced participation notes due Feb. 28, 2024 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40435UFS8

• 0% buffered uncapped market participation securities due Feb. 28, 2024 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40435UFE9

• 0% buffered uncapped market participation securities due March 6, 2023 linked to the MSCI EAFE index; via 0% buffered uncapped market participation securities due March 6, 2023 linked to the MSCI EAFE index Feb. 28; Cusip: 40435UGG3

• 0% notes due February 2022 linked to a basket of indexes; via BofA Merrill Lynch; pricing in February

• 0% Leveraged Index Return Notes due February 2021 linked to a basket of indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in February

• 0% Capped Leveraged Index Return Notes due February 2021 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in February

• 0% autocallable market-linked step-up notes due February 2022 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February

• 0% Capped Leveraged Index Return Notes due February 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February

• 0% notes due February 2024 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February

• 0% autocallable market-linked step-up notes due February 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February

JPMORGAN CHASE & CO.

• Callable step-up fixed-rate notes due Feb. 28, 2023; via J.P. Morgan Securities LLC; pricing Feb. 26; Cusip: 48130UQC2

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due May 20, 2020 linked to the common stock of Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WZC8

• 0% capped buffered return enhanced notes due Aug. 20, 2020 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WUV1

• 0% capped buffered enhanced participation equity notes due Feb. 18, 2021 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WZM6

• Contingent income autocallable securities due Aug. 20, 2019 linked to the common stock of Netflix, Inc.; via J.P. Morgan Securities LLC as agent with Morgan Stanley Smith Barney LLC handling distribution; pricing Feb. 15; Cusip: 48130X562

• 0% digital dual directional buffered notes due May 20, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WZS3

• 0% digital dual directional buffered notes due May 20, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WZU8

• 0% capped buffered enhanced participation equity notes due Feb. 18, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WZN4

• Callable contingent interest notes due Feb. 17, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR Fund; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WUM1

• 0% uncapped dual directional contingent buffered return enhanced notes due Feb. 18, 2022 linked to the Stoxx Europe 600 index; via J.P. Morgan Securities LLC; pricing Feb. 15; Cusip: 48130WUT6

• Autocallable contingent interest notes due Feb. 25, 2022 linked to the common stock of Nvidia Corp.; via J.P. Morgan Securities LLC; pricing Feb. 20; Cusip: 48130W2C4

• 0% capped buffered return enhanced notes due Feb. 24, 2023 tied to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 21; Cusip: 48130W2D2

• 0% uncapped contingent buffered return enhanced notes due Feb. 29, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WVD0

• 0% capped gears due April 30, 2020 linked to the iShares MSCI Emerging Markets ETF; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130X539

• 0% uncapped dual directional contingent buffered return enhanced notes due Feb. 28, 2022 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WUZ2

• 0% uncapped dual directional contingent buffered return enhanced notes due Feb. 29, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WVB4

• 0% uncapped dual directional contingent buffered return enhanced notes due Feb. 28, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WUY5

• 0% capped buffered return enhanced notes due March 2, 2021 tied to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WZG9

• 0% autocallable contingent buffered equity notes due Feb. 29, 2024 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WVZ1

• Callable contingent interest notes due Feb. 29, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WYS4

• 0% autocallable contingent buffered equity notes due Feb. 29, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WVY4

• 0% capped dual directional buffered returned enhanced notes due Feb. 28, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WVC2

• 0% uncapped contingent buffered return enhanced notes due Feb. 29, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48130WVG3

• 0% capped buffered equity notes due March 11, 2020 linked to the SPDR Dow Jones Industrial Average ETF Trust; via J.P. Morgan Securities LLC; pricing Feb. 27; Cusip: 48130WUS8

• Autocallable contingent interest notes due June 2, 2020 linked to the common stock of Apple Inc.; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WZX2

• 0% capped buffered return enhanced notes due Aug. 31, 2020 tied to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WXB2

• 0% capped buffered return enhanced notes due Aug. 31, 2020 tied to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WXA4

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWT4

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWS6

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWQ0

• 0% review notes due March 5, 2025 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones Industrial Average; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WZK0

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWP2

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWT4

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWU1

• 0% uncapped dual directional contingent buffered return enhanced notes due Feb. 28, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WYB1

• Autocallable contingent interest notes due Feb. 28, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WVP3

• 0% uncapped dual directional contingent buffered return enhanced notes due Aug. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WYA3

• 0% uncapped contingent buffered return enhanced notes due Feb. 28, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WYD7

• 0% uncapped dual directional contingent buffered return enhanced notes due Feb. 29, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WYC9

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWU1

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWS6

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWQ0

• 0% capped buffered return enhanced notes due Aug. 31, 2020 tied to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWZ0

• Autocallable yield notes due May 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WVL2

• 0% capped buffered return enhanced notes due Aug. 31, 2020 tied to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWY3

• 0% capped buffered return enhanced notes due Feb. 26, 2021 tied to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWP2

• 0% uncapped buffered return enhanced notes due Feb. 28, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48130WWL1

MORGAN STANLEY FINANCE LLC

• Contingent income autocallable securities due Feb. 18, 2022 linked to Netflix Inc. common stock; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768X200

• Contingent income autocallable securities due Feb. 18, 2022 linked to Palo Alto Networks, Inc. common stock; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768X192

• 0% jump securities with autocallable feature due March 12, 2025 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768DH32

• 11.3% contingent income autocallable securities due Feb. 23, 2023 linked to the worst performing of the common stocks of salesforce.com Inc., Microsoft Corp., and RingCentral, Inc.; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768DR23

• 0% jump notes with autocallable feature due Feb. 20, 2026 linked to the S&P 500 Daily Risk Control 10% USD Excess Return index; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768DQ99

• Callable contingent income securities due Feb. 17, 2022 linked to the SPDR S&P Biotech ETF and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768DG66

• Callable contingent income securities due Feb. 17, 2022 linked to the SPDR S&P Biotech ETF and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768DG74

• Contingent income buffered autocallable securities due Feb. 19, 2021 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the Market Vectors Gold Miners ETF; via Morgan Stanley & Co. LLC; pricing Feb. 15; Cusip: 61768DP25

• 0% market-linked notes due Feb. 29, 2024 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61768DZW8

• 0% enhanced buffered jump securities due Feb. 29, 2024 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61768DZY4

• 0% enhanced buffered jump securities due March 2, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61768DZX6

• 0% accelerated return securities due Feb. 29, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61768DM36

• 0% buffered participation securities due Feb. 29, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61768DK20

• 0% jump securities with autocallable feature due March 5, 2025 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Feb. 26: Cusip: 61768DR31

• Contingent minimum repayment lock-in securities due Sept. 3, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 28; Cusip: 61768X127

• 0% jump securities with an autocallable feature due March 7, 2025 linked to the worst performing of the S&P 500 index, Russell 2000 index and Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing Feb. 28; Cusip: 61768DN76

• 0% Performance Leveraged Upside Securities due June 3, 2020 linked to the Tokyo Stock Price index; via Morgan Stanley & Co. LLC as agent and Morgan Stanley Wealth Management as distributor; pricing Feb. 28; Cusip: 61768W889

• 24- to 27-month 0% capped leveraged buffered notes linked to a basket of the Euro Stoxx 50 index, the Tokyo Stock Price index, the FTSE 100 index, the Swiss Market index and the S&P/ASX 200 index; via Morgan Stanley & Co. LLC; Cusip: 61768DJ89

ROYAL BANK OF CANADA

• Accrual notes due Feb. 26, 2021 linked to the 10-year U.S. dollar ICE swap rate; via RBC Capital Markets, LLC; pricing Feb. 22; Cusip: 78014RAK6

• 0% capped gears due March 31, 2020 linked to an equally weighted basket of 25 selected equity securities; via RBC Capital Markets, LLC; pricing Feb. 25; Cusip: 78014H243

• 0% best profile notes due March 2, 2023 linked to the best performing basket of exchange-traded funds; via RBC Capital Markets LLC; pricing Feb. 25; Cusip: 78013GHM0

• 0% buffered enhanced return notes due Feb. 26, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets Corp.; pricing Feb. 25; Cusip: 78013XZK7

• 0% buffered enhanced return notes due Feb. 26, 2021 linked to the iShares U.S. Real Estate exchange-traded fund; via RBC Capital Markets LLC; pricing Feb. 25; Cusip: 78013XZJ0

• 0% trigger absolute return step securities due Feb. 29, 2024 linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Nikkei 225 index, the Swiss Market index, the S&P/ASX 200 index and the Hang Seng index; via UBS Financial Services Inc.; pricing Feb. 26; Cusip: 78014H276

• 4.85% to 5.05% fixed-coupon notes due March 3, 2023 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Feb. 28; Cusip: 78013XZG6

• 0% Performance Leveraged Upside Securities due June 3, 2020 linked to the S&P 500 index; via RBC Capital Markets Corp. with Morgan Stanley Wealth Management as dealer; pricing Feb. 28; Cusip: 78014H284

• 0% leveraged buffered notes due in 20 to 23 months linked to a weighted basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via RBC Capital Markets, LLC; Cusip: 78013XXU7

TORONTO-DOMINION BANK

• 0% contingent absolute return barrier notes due Feb. 22, 2022 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC and BNP Paribas Securities Corp.; pricing Feb. 15; Cusip: 89114QD47

• Autocallable contingent interest barrier notes due Feb. 24, 2021 linked to the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing Feb. 21; Cusip: 89114QA57

• 0% leveraged buffered notes due Feb. 24, 2022 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Feb. 21; Cusip: 89114QA65

• 0% digital buffered notes due Feb. 24, 2022 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing Feb. 21; Cusip: 89114QB31

• 0% contingent absolute return barrier notes due Feb. 23, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing Feb. 21; Cusip: 89114QB49

• Autocallable contingent interest barrier notes due Feb. 23, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Feb. 21; Cusip: 89114QB64

• Callable step-up notes due Feb. 25, 2024; via TD Securities (USA) LLC; pricing Feb. 21; Cusip: 89114QC89

• 0% digital buffered notes due March 1, 2022 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing Feb. 25; Cusip: 89114QB72

• Autocallable contingent interest barrier notes due Feb. 28, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Feb. 25; Cusip: 89114QC71

• 0% contingent absolute return barrier notes due Feb. 28, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing Feb. 25; Cusip: 89114QB98

• 0% digital index-linked notes due in 21 to 24 months linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QD21

UBS AG, LONDON BRANCH

• Contingent income autocallable securities due Aug. 20, 2019 linked to the common stock of Nvidia Corp.; via UBS Securities LLC as agent with Morgan Stanley Smith Barney LLC handling distribution; pricing Feb. 15; Cusip: 90281C260

• Trigger autocallable yield notes due March 8, 2023 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 15; Cusip: 90270KXF1

• Callable step-up notes due Aug. 27, 2025; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 25; Cusip: 90270KXT1

• 0% bearish barrier early redeemable market-linked notes with daily barrier observation linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 25; Cusip: 90270KXM6

• 0% capped Performance Leveraged Upside Securities due June 3, 2020 linked to the Russell 2000 index; via UBS Securities LLC as agent with Morgan Stanley Wealth Management as distributor; pricing March 5; Cusip: 90281C302

• 0% capped leveraged buffered notes due in 60 to 63 months linked to the Euro Stoxx 50 index; via UBS Securities LLC; Cusip: 90270KXC8

WELLS FARGO & CO.

• Floating-rate notes due Feb. 26, 2021; via Wells Fargo Securities, LLC; pricing Feb. 22; Cusip: 95001D3U2

WELLS FARGO FINANCE LLC

• Step-up callable notes due Feb. 27, 2026; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 95001D3T5

• 0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due March 2, 2021 linked to the Russell 2000 index; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 95001BCK8

• Market-linked securities – callable with contingent coupon and contingent downside – due March 6, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 95001H2R1

• Market-linked securities due March 6, 2029 – callable with contingent coupon and contingent downside linked to the lesser performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 95001H2S9

• Market-linked securities linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing Feb. 25; Cusip: 95001H2Q3

• 0% market-linked securities with upside participation and fixed percentage buffered downside due Feb. 29, 2024 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 95001H2V2

• 0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 30, 2021 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 95001H2U4

• Market-linked securities due March 7, 2022 – callable with contingent coupon and contingent downside linked to the lowest performing of the S&P 500 index and the iShares MSCI EM ETF; via Wells Fargo Securities, LLC; pricing Feb. 25; Cusip: 95001H2X8

• Market-linked securities – callable with contingent coupon and contingent downside – due Feb. 29, 2024 linked to the lowest performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Wells Fargo Securities, LLC; pricing Feb. 25; Cusip: 95001H2Z3

• 0% market-linked securities with leveraged upside participation to a cap and contingent downside due March 8, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing Feb. 27; Cusip: 95001H2N0

• Market-linked securities due March 10, 2022 – callable with contingent coupon and contingent downside linked to the lowest performing of the S&P 500 index and the iShares MSCI EM ETF; via Wells Fargo Securities, LLC; pricing Feb. 27; Cusip: 95001H2Y6

• 21- to 24-month 0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; Cusip: 95001BCG7

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