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Structured Products Calendar
BANK OF AMERICA CORP.
Step-up callable notes due Jan. 30, 2020; via Merrill Lynch; pricing Jan. 28; Cusip: 06048WYZ7
Step-up callable notes due Jan. 30, 2024; via Merrill Lynch; pricing Jan. 28; Cusip: 06048WYW4
Step-up callable notes due Jan. 30, 2029; via Merrill Lynch; pricing Jan. 28; Cusip: 06048WZA1
BANK OF MONTREAL
Autocallable cash-settled notes with conditional interest payments due April 16, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index, the VanEck Vectors Gold Miners exchange-traded fund and the iShares MSCI Emerging Markets ETF; via BMO Capital Markets Corp.; pricing Jan. 11; Cusip: 06367WGS6
0% bullish digital return notes with barrier due Feb. 18, 2020 linked to the lesser performing of the Russell 2000 index and the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 15; Cusip: 06367WGR8
0% buffered bullish enhanced return notes due Feb. 7, 2020 linked to an equally weighted basket of the equity securities of 10 publicly traded companies in the Ameriprise Investment Research Group (IRG) 2019 Conviction List; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGP2
0% bullish enhanced return notes due Feb. 7, 2020 linked to an equally weighted basket of the equity securities of 10 publicly traded companies in the Ameriprise Investment Research Group (IRG) 2019 Conviction List; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGM9
Autocallable cash-settled notes with contingent interest payments due Feb. 28, 2020 linked to the Nasdaq-100 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGD9
Autocallable cash-settled notes with contingent interest payments due Feb. 28, 2020 linked to the Nasdaq-100 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGC1
0% bullish digital return notes with barrier due Feb. 28, 2020 linked to the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGK3
0% buffered bullish enhanced return notes due July 31, 2020 linked to the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGJ6
0% buffered autocallable notes with step-up call level and call amount due Jan. 31, 2024 linked to the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGQ0
Autocallable barrier notes with contingent coupons due April 30, 2020 linked to the SPDR S&P Oil &Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGG2
Autocallable barrier notes with contingent coupons due April 30, 2020 linked to the SPDR S&P Oil &Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGE7
Autocallable barrier notes with contingent coupons due April 30, 2020 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGH0
Autocallable barrier notes with contingent coupons due April 30, 2020 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 28; Cusip: 06367WGF4
BANK OF NOVA SCOTIA
0% Market Index Target-Term Securities due January 2023 linked to a basket of indexes; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2020 linked to a basket of three financial sector stocks; via BofA Merrill Lynch; pricing in January
Leveraged Index Return Notes due January 2021 linked to a basket of the Euro Stoxx 50 index, the FTSE 100 Index, the Nikkei Stock Average index, the Swiss Market index, the S&P/ASX 200 index and the Hang Seng Index; via BofA Merrill Lynch; pricing in January
0% Leveraged Index Return Notes due January 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
20- to 23-month 0% capped enhanced participation notes linked to the Euro Stoxx 50, Topix, FTSE 100, Swiss Market and S&P/ASX 200 indexes; via Scotia Capital (USA) Inc.; Cusip: 064159ND4
Capped buffered enhanced participation notes linked to the MSCI EAFE index; via Scotia Capital (USA) Inc.; Cusip: 064159MX1
0% digital notes due in 23 to 26 months linked to the S&P 500 index; via Scotia Capital Inc.; Cusip: 064159MW3
BARCLAYS BANK PLC
Phoenix autocallable notes due Jan. 19, 2023 linked to the least performing of the common stocks of Apple Inc., Walt Disney Co. and Nvidia Corp.; via Barclays; pricing Jan. 14; Cusip: 06747MAP1
0% dual directional notes due Jan. 21, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Jan. 15; Cusip: 06747MAH9
Trigger autocallable contingent yield notes due Jan. 23, 2024 linked to the S&P 500 index and the MSCI EAFE index; via Barclays and UBS Financial Services Inc.; pricing Jan. 18; Cusip: 06746Y101
Callable contingent coupon notes due Jan. 21, 2022 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Jan. 18; Cusip: 06741WEN6
Autocallable notes due April 23, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Jan. 18; Cusip: 06747M5J1
Trigger autocallable contingent yield notes due Jan. 23, 2029 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 18; Cusip: 06746Y200
0% autocallable notes due Jan. 30, 2026 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Jan. 28; Cusip: 06747M6Q4
Step-up callable contingent payment notes due Jan. 31, 2029 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Barclays; pricing Jan. 28; Cusip: 06747M5U6
4.85% buffered notes due Jan. 30, 2026 linked to the Russell 2000 index; via Barclays; pricing Jan. 28; Cusip: 06747M5Z5
Callable contingent coupon notes due Jan. 31, 2029 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx Banks index; 55% trigger; via Barclays; pricing Jan. 28; Cusip: 06747M5T9
Callable contingent coupon notes due Jan. 31, 2029 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Barclays; pricing Jan. 28; Cusip: 06747M5V4
Callable contingent coupon notes due Feb. 2, 2021 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the MSCI EAFE index; via Barclays; pricing Jan. 28; Cusip: 06747MAC0
0% buffered SuperTrack notes due July 30, 2021 linked to the S&P 500 index; via Barclays; pricing Jan. 28; Cusip: 06747M6C5
Callable contingent coupon notes due Jan. 30, 2026 linked to the lesser performing index of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Jan. 28; Cusip: 06747M5R3
Callable contingent coupon notes due Jan. 31, 2023 linked to the lesser performing index of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Jan. 28; Cusip: 06747M5Q5
Phoenix autocallable notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Jan. 28; Cusip: 06747M5K8
Phoenix autocallable notes due Jan. 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Jan. 28; Cusip: 06747M6L5
Callable range accrual notes due July 31, 2026 linked to the performance of the S&P 500 index; via Barclays; pricing Jan. 28; Cusip: 06747M7K6
Phoenix autocallable notes due April 30, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Jan. 28; Cusip: 06747M6A9
Buffered phoenix autocallable notes due July 31, 2026 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing Jan. 28; Cusip: 06747MAN6
0% notes due Nov. 3, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Jan. 31; Cusip: 06747M6R2
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities, LLC and Barclays; pricing Jan. 31; Cusip: 06747M6M3
Callable contingent coupon notes due Nov. 3, 2022 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Dow Jones Industrial Average; via Barclays; pricing Jan. 31; Cusip: 06747MAS5
0% buffered SuperTrack notes due Feb. 5, 2024 linked to the S&P 500 index; via Barclays; pricing Jan. 31; Cusip: 06747M6E1
Callable contingent coupon notes due Nov. 3, 2022 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Dow Jones Industrial Average; via Barclays; pricing Jan. 31; Cusip: 06747M6K7
Callable contingent coupon notes due Feb. 5, 2024 linked to the lesser performing index of the S&P 500 index, the Russell 2000 index and the Dow Jones Industrial Average; via Barclays; pricing Jan. 31; Cusip: 06747M6J0
Phoenix autocallable notes due May 5, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Jan. 31; Cusip: 06747M6B7
0% two-year market-linked step-up notes linked to an international equity index basket; via Barclays and BofA Merrill Lynch; pricing in January
BOFA FINANCE LLC
Contingent income autocallable securities due Jan. 26, 2029 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing Jan. 28; Cusip: 09709THZ7
0% notes due July 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BofA Merrill Lynch; pricing Jan. 28; Cusip: 09709TMG3
0% notes due Jan. 26, 2024 linked to the S&P 500 Daily Risk Control 10% USD Excess Return index; via BofA Merrill Lynch; pricing Jan. 28; Cusip: 09709TJM4
0% digital barrier notes due March 4, 2020 linked to the lesser performing of the S&P 500 index and the Dow Jones industrial average; via BofA Merrill Lynch; pricing Jan. 30; Cusip: 09709THV6
0% notes due Feb. 3, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BofA Merrill Lynch; pricing Jan. 30; Cusip: 09709TJH5
0% Accelerated Return Notes due March 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
20- to 23-month 0% leveraged buffered notes linked to the Euro Stoxx 50, Topix, FTSE 100, Swiss Market and S&P/ASX 200 indexes; via BofA Merrill Lynch; Cusip: 09709TMC2
0% leveraged notes due in 16 to 18 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via BofA Merrill Lynch; Cusip: 09709TMP3
CANADIAN IMPERIAL BANK OF COMMERCE
Step-up callable notes due Jan. 31, 2022; via CIBC World Markets Corp.; pricing Jan. 28; Cusip: 13605WPF2
Contingent coupon autocallable notes due Jan. 31, 2024 linked to the least performing of VanEck Vectors Gold Miners exchange-traded fund and SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Jefferies LLC; pricing Jan. 28; Cusip: 13605WPA3
0% notes due January 2022 linked to a basket of unequally weighted indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in January
25- to 28-month 0% capped leveraged buffered notes linked to the MSCI EAFE index; via CIBC World Markets; Cusip: 13605WNZ0
0% digital notes linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via CIBC World Markets Corp.; Cusip: 13605WNK3
0% digital notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPE5
0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WNG2
0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPD7
0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WNE7
0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WNC1
0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WND9
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Autocallable contingent coupon equity-linked securities due Jan. 25, 2022 linked to the worst performing of the common stocks of Apple Inc. and Alphabet Inc.; via Citigroup Global Markets Inc.; pricing Jan. 18; Cusip: 17326YJN7
0% buffer securities due Jan. 23, 2023 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc.; pricing Jan. 18; Cusip: 17326YFH4
0% dual directional barrier securities due July 27, 2022 linked to the S&P 500 index and the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing Jan. 22; Cusip: 17326YMN3
0% buffer securities due July 30, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 17326YJW7
0% enhanced barrier digital plus securities due Jan. 30, 2024 linked to the Stoxx Europe 600 index; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 17326Y2N5
Buffered digital securities due Feb. 2, 2022 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing Jan. 28; Cusip: 17326YHY5
0% market-linked notes due Feb. 2, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 28; Cusip: 17326YVM5
0% dual directional buffer securities due Feb. 1, 2024 linked to the worse performing of the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 28; Cusip: 17326YNP7
Autocallable contingent coupon equity-linked securities due July 31, 2020 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 28; Cusip: 17326YN28
0% dual directional market-linked notes due Feb. 2, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Jan. 28; Cusip: 17326YXC5
Autocallable securities due Feb. 1, 2024 linked to the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 28; Cusip: 17326YCT1
0% buffer securities due Feb. 1, 2024 linked to the SPDR Dow Jones Industrial Average ETF Trust; via Citigroup Global Markets Inc.; pricing Jan. 28; Cusip: 17326YQX7
0% buffer securities due Feb. 4, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Jan. 30; Cusip: 17326YBS4
0% buffer securities due Feb. 4, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326YSS6
Autocallable contingent coupon equity-linked securities due May 5, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326Y7A8
0% contingent bearish market-linked notes due Feb. 4, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326YML7
0% buffer securities due Feb. 4, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326YB54
0% buffered digital notes due Feb. 3, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326YGX8
Autocallable contingent coupon equity-linked securities due Feb. 3, 2022 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326YTK2
0% dual directional barrier securities due Feb. 3, 2022 linked to the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326YJ56
0% autocallable securities due Feb. 5, 2024 linked to the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 31; Cusip: 17326YG91
0% buffered index-linked notes due in 20 to 23 months linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; Cusip: 17326YHG4
0% buffered index-linked notes due in 16 to 18 months linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17326YN51
0% buffered digital notes due in 25 to 28 months linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17326YSQ0
0% absolute return trigger notes due in 24 to 27 months linked to the S&P 500 index; via Citigroup Global Markets Holdings Inc.; Cusip: 17326YSF4
0% absolute return trigger notes due in 24 to 27 months linked to the S&P 500 index; via Citigroup Global Markets Holdings Inc.; Cusip: 17326YD78
CREDIT SUISSE AG, LONDON BRANCH
Contingent coupon autocallable yield notes due July 20, 2026 linked to the worse performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; 80% trigger; via Incapital LLC; pricing Jan. 15; Cusip: 22551LTB6
0% absolute return buffered securities due July 20, 2020 to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Jan. 15; Cusip: 22551LT75
0% accelerated return equity securities due Jan. 23, 2025 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 15; Cusip: 22551LTZ3
0% buffered accelerated return equity securities due April 21, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 16; Cusip: 22551LTN0
Contingent coupon autocallable reverse convertible securities due April 24, 2020 linked to Apple Inc. stock; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22549JZZ6
0% digital barrier notes due July 24, 2020 linked to the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22551LSR2
Contingent coupon autocallable yield notes due Jan. 24, 2022 linked to the least performing of the common stocks of Johnson & Johnson and UnitedHealth Group Inc.; 60% trigger; via Credit Suisse Securities
(USA) LLC; pricing Jan. 18; Cusip: 22551LTF7
Contingent coupon callable yield notes due Jan. 14, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22551LSQ4
Contingent coupon callable yield notes due Jan. 14, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22551LSL5
Contingent coupon callable yield notes due Jan. 14, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22551LSN1
0% autocallable securities due Feb. 10, 2023 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22551LSK7
0% autocallable securities due Feb. 10, 2023 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22551LSJ0
0% absolute return barrier securities due Jan. 23, 2023 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 18; Cusip: 22551LTY6
Contingent coupon autocallable yield notes due Jan. 25, 2021 linked to the common stock of Advanced Micro Devices, Inc.; via Credit Suisse Securities (USA) LLC; pricing Jan. 22; Cusip: 22551LTW0
Contingent coupon autocallable yield notes due Jan. 31, 2022 linked to the common stocks of Chevron Corp., Humana Inc. and JPMorgan Chase & Co.; via Incapital LLC; pricing Jan. 28; Cusip: 22551LTG5
0% CS notes due Feb. 2, 2026 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LRE2
0% digital barrier notes due March 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LR69
0% trigger absolute return step securities due Jan. 31, 2024 linked to the S&P 500 index; via UBS Financial Services Inc.; 75% trigger; pricing Jan. 28; Cusip: 22549Y487
0% trigger gears due Jan. 31, 2022 linked to the Russell 2000 index; via UBS Financial Services Inc.; 75% trigger; pricing Jan. 28; Cusip: 22549Y483
Contingent coupon autocallable yield notes due July 31, 2020 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LR93
Contingent coupon autocallable yield notes due Jan. 29, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LRG7
0% CS notes due Feb. 2, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LSG6
0% capped gears due March 31, 2020 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing Jan. 28; Cusip: 22549Y446
Contingent coupon callable yield notes due Jan. 31, 2024 linked to the S&P 500 index and the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LRR3
Contingent coupon callable yield notes due Jan. 31, 2024 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LRM4
Contingent coupon autocallable yield notes due April 30, 2020 linked to the S&P 500 index and the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22551LR36
0% trigger gears due Jan. 31, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc.; 75% trigger; pricing Jan. 29; Cusip: 22549Y461
0% trigger gears due Jan. 31, 2029 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc.; 70% trigger; pricing Jan. 29; Cusip: 22549Y479
Market-linked securities due Jan. 27, 2022 autocallable with contingent coupon and contingent downside linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Wells Fargo Securities, LLC; pricing Jan. 30; Cusip: 22551LRN2
Market-linked securities due Jan. 28, 2021 autocallable with contingent coupon and contingent downside linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Wells Fargo Securities, LLC; pricing Jan. 30; Cusip: 22551LTJ9
Market-linked securities due Jan. 28, 2021 autocallable with contingent coupon and contingent downside linked to the SPDR S&P Biotech ETF; via Wells Fargo Securities, LLC; pricing Jan. 30; Cusip: 22551LTK6
Contingent coupon autocallable yield notes due May 5, 2020 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22551LS43
Contingent coupon autocallable yield notes due May 5, 2020 linked to the lowest performing of the S&P 500 index and the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22551LR51
0% buffered accelerated return equity securities due Aug. 5, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22551LSD3
Contingent coupon autocallable yield notes due Nov. 5, 2020 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22551LSE1
Contingent coupon callable yield notes due Feb. 5, 2024 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22551LS84
0% accelerated barrier notes due Feb. 5, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22551LSC5
0% autocallable securities due Feb. 5, 2024 linked to the lowest performing of the S&P 500 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22551LSA9
0% leveraged buffered notes due in 25 to 28 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Credit Suisse Securities (USA) LLC; Cusip: 22551LKF6
16- to 19-month 0% leveraged notes linked to a basket of the Euro Stoxx 50 index, the Topix index, the FTSE 100 index, the Swiss Market index and the S&P/ASX 200 index; via Credit Suisse Securities (USA) LLC; Cusip: 22551LTT7
0% leveraged buffered notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22551LTR1
0% digital buffered notes due in 16 to 18 months linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22551LKX7
0% leveraged index-linked notes tied to the S&P 500 index; via Credit Suisse International; Cusip: 22551LPN4
0% leveraged buffered notes linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; Cusip: 22551LPR5
GS FINANCE CORP.
0% leveraged buffered notes due Jan. 25, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 18; Cusip: 40056ER42
0% digital notes due Jan. 25, 2022 linked to the Financial Select Sector SPDR fund; via Goldman Sachs & Co.; pricing Jan. 18; Cusip: 40056ETP3
0% leveraged buffered notes due April 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 25; Cusip: 40056ETJ7
0% notes due Feb. 2, 2022 linked to the Euro Stoxx 50 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Jan. 28; Cusip: 40056ET40
0% leveraged buffered notes due Feb. 1, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EPK8
0% autocallable index-linked notes due Feb. 5, 2024 tied to the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQU5
Autocallable contingent coupon notes due Aug. 4, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQA9
Autocallable contingent coupon notes due Aug. 4, 2020 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQC5
0% autocallable index-linked notes due Feb. 5, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQV3
0% notes due Oct. 31, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQN1
0% notes due Nov. 2, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQK7
0% notes due July 31, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQL5
0% leveraged buffered notes due Feb. 1, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EPL6
0% leveraged buffered notes due Feb. 2, 2023 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQR2
Autocallable contingent coupon index-linked notes due Feb. 5, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EPD4
0% leveraged buffered notes due Aug. 2, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EPS1
Callable contingent coupon index-linked notes due Jan. 31, 2024 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056ERF7
0% autocallable notes due Feb. 2, 2022 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Jan. 28; Cusip: 40056EQQ4
0% autocallable index-linked notes due Feb. 5, 2024 tied to the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EQU5
0% leveraged notes due Feb. 2, 2027 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EPF9
0% leveraged buffered notes due Feb. 1, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 40056EPH5
Autocallable contingent coupon notes due Feb. 5, 2029 linked to the Euro Stoxx 50 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056EQF8
Callable contingent coupon notes due Jan. 31, 2029 linked to the Russell 2000 index and the Nasdaq-100 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056ER75
Callable contingent coupon notes due Jan. 31, 2029 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056ER83
Callable contingent coupon notes due Jan. 31, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056ERH3
Callable contingent coupon notes due Jan. 31, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056ERE0
Callable contingent coupon index-linked notes due Jan. 31, 2034 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056ERG5
Callable contingent coupon index-linked notes due Jan. 31, 2022 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056ERM2
Callable contingent coupon index-linked notes due Jan. 31, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056ERD2
Autocallable contingent coupon notes due Feb. 5, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40056EQE1
0% autocallable notes due Feb. 14, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Jan. 31; Cusip: 40056ESP4
0% notes due Feb. 4, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Jan. 31; Cusip: 40056ESV1
0% notes due Feb. 5, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Jan. 31; Cusip: 40056ESL3
0% autocallable index-linked notes due Feb. 7, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 31; Cusip: 40056ERY6
0% index-linked notes due Aug. 3, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 31; Cusip: 40056ESK5
0% leveraged notes due Feb. 5, 2024 linked to an unequally weighted basket of indexes and an exchange-traded fund; via Goldman Sachs & Co.; pricing Jan. 31; Cusip: 40056ESB5
0% autocallable notes due Feb. 19, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Feb. 4; Cusip: 40056ES74
0% buffered notes due Feb. 9, 2023 linked to the iShares MSCI Emerging Markets ETF; via Goldman Sachs & Co.; pricing Feb. 4; Cusip: 40056ESA7
0% leveraged buffered notes due Feb. 8, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Feb. 4; Cusip: 40056ES90
0% leveraged notes due in 36 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% initial weight, the Topix index with a 27% initial weight, the FTSE 100 index with a 20% initial weight, the Swiss Market index with a 9% initial weight and the S&P/ASX 200 index with an 8% initial weight); via Goldman Sachs & Co.; Cusip: 40056EGW2
0% digital notes due in 24 to 27 months linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 40056ESJ8
54-month 0% leveraged notes linked to an unequally weighted basket of the Euro Stoxx 50 index, the iShares MSCI Emerging Markets exchange-traded fund and the Nikkei 225 index; via Goldman Sachs & Co.; Cusip: 40056EPB8
0% buffered notes due in 18 months linked to a basket of indexes and exchange-traded funds (S&P 500 index with a 25% weight, the Euro Stoxx 50 index with a 22.5% weight, the iShares MSCI Emerging Markets exchange-traded fund with a 22.5% weight, the S&P MidCap 400 index with a 15% weight and the Russell 2000 index with a 15% weight); via Goldman Sachs & Co.; Cusip: 40056EQP6
0% buffered digital notes due in 36 months linked to the MSCI Emerging Markets index; via Goldman Sachs & Co.; Cusip: 40056ERN0
0% leveraged buffered notes due in 36 months linked to the S&P MidCap 400 index; via Goldman Sachs & Co.; Cusip: 40056EQX9
0% digital notes due in 18 to 21 months linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 40056EFN3
0% leveraged buffered notes due in 24 to 27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40056ED70
0% leveraged buffered notes due in 24 to 27 months linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40056EFG8
0% buffered digital notes due in 36 months linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40056ERS9
0% buffered digital notes due in 36 months linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 40056ERK6
0% leveraged buffered notes due in 36 months linked to the MSCI Emerging Markets index; via Goldman Sachs & Co.; Cusip: 40056EQY7
0% leveraged buffered notes due in 36 months linked to a basket of indexes; via Goldman Sachs & Co.; Cusip: 40056ERQ3
0% buffered digital notes due in 36 months linked to the S&P MidCap 400 index; Goldman Sachs & Co.; Cusip: 40056ERP5
HSBC USA, INC.
0% buffered market participation securities due April 23, 2020 linked to the NYSE FANG+ index; via HSBC Securities (USA) Inc.; pricing Jan. 17; Cusip: 40435UEB6
Autocallable barrier notes with step-down call threshold feature due Jan. 25, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 18; Cusip: 40435UCT9
Autocallable barrier notes with step-down call threshold feature due Jan. 25, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 18; Cusip: 40435UCS1
0% autocallable step-up notes due Feb. 9, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc.; pricing Jan. 18; Cusip: 40435UCX0
Autocallable contingent income barrier notes due Jan. 30, 2020 linked to the lesser performing of the common stocks of AT&T Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Jan. 25; Cusip: 40435UEH3
0% barrier digital return notes due March 2, 2020 linked to the lesser performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDX9
0% buffered digital notes due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDC5
0% buffered Accelerated Market Participation Securities due Aug. 2, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDP6
0% buffered Accelerated Market Participation Securities due Aug. 2, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDL5
0% buffered Accelerated Market Participation Securities due Aug. 2, 2021 linked to the NYSE FANG+ index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDU5
Autocallable contingent income barrier notes due Jan. 31, 2029 linked to the least performing of the Russell 2000 index, S&P 500 index and Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UEC4
0% buffered Accelerated Market Participation Securities due Aug. 2, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDN1
0% buffered Accelerated Market Participation Securities due Aug. 2, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDK7
0% buffered Accelerated Market Participation Securities due Aug. 2, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDM3
0% buffered Accelerated Market Participation Securities due Aug. 2, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UDJ0
0% performance allocator notes due Jan. 31, 2024 linked to three baskets of the S&P 500 index and the Russell 2000 index; the Euro Stoxx 50 index and the FTSE 100 index; and the S&P/ASX 200 index and the Nikkei 225 index; via HSBC Securities (USA) Inc.; pricing Jan. 28; Cusip: 40435UCZ5
0% performance allocator notes due Feb. 7, 2022 linked to three baskets of the S&P 500 index and the Russell 2000 index; the Euro Stoxx 50 index and the FTSE 100 index; and the S&P/ASX 200 index and the Nikkei 225 index; via HSBC Securities (USA) Inc.; pricing Jan. 31; Cusip: 40435UCY8
0% autocallable market-linked step-up notes due January 2022 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2024 linked to an index basket (Euro Stoxx 50 index with an initial weight of 40%, the FTSE 100 index with an initial weight of 20%, the Nikkei Stock Average index with an initial weight of 20%, the Swiss Market index with an initial weight of 7.5%, the S&P/ASX 200 index with an initial weight of 7.5% and the Hang Seng index with an initial weight of 5%); via BofA Merrill Lynch; pricing in January
JPMORGAN CHASE FINANCIAL CO. LLC
0% step-up autocallable notes due Jan. 20, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing Jan. 14; Cusip: 48130WNJ6
Autocallable contingent interest notes due Jan. 19, 2024 linked to the Nasdaq-100, Russell 2000 and Euro Stoxx 50 indexes; via J.P. Morgan Securities LLC; pricing Jan. 16; Cusip: 48130WSA0
0% capped buffered return enhanced notes due July 23, 2020 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing Jan. 18; Cusip: 48130WPV7
0% capped buffered return enhanced notes due July 23, 2020 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing Jan. 18; Cusip: 48130WPU9
0% dual directional trigger Performance Leveraged Upside Securities due Jan. 21, 2022 linked to the Energy Select Sector SPDR fund; via J.P. Morgan Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing Jan. 18; Cusip: 48130X844
Callable range accrual notes due Jan. 25, 2021 linked to the five-year U.S. dollar ICE swap rate; via J.P. Morgan Securities LLC; pricing Jan. 18; Cusip: 43130UPU3
0% review notes due Feb. 10, 2023 linked to the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 18; Cusip: 48130WPK1
0% review notes due Feb. 10, 2023 linked to the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 18; Cusip: 48130WPJ4
Contingent income autocallable securities due July 23, 2019 linked to Tesla, Inc. common stock; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Jan. 18; Cusip: 48130X836
Autocallable contingent interest notes due Jan. 29, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index via J.P. Morgan Securities LLC; pricing Jan. 24; Cusip: 48130WNC1
0% autocallable contingent buffered equity notes due Jan. 31, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WC90
0% uncapped dual directional contingent buffered return enhanced notes due Jan. 31, 2022 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WNX5
0% notes due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WNW7
0% capped buffered return enhanced notes due July 31, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WRK9
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2024 linked to the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WPB1
0% capped buffered return enhanced notes due July 30, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WB91
0% capped buffer gears due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Jan. 28; Cusip: 48130X885
Autocallable contingent interest notes due Jan. 31, 2022 linked to the least performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WPS4
0% autocallable contingent buffered equity notes due Jan. 31, 2024 linked to the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WNT4
0% autocallable contingent buffered equity notes due Jan. 31, 2024 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WC82
0% uncapped dual directional contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WNY3
0% uncapped dual directional contingent buffered return enhanced notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WNZ0
0% capped dual directional contingent buffered return enhanced notes due Jan. 31, 2024 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WPD7
0% autocallable buffered equity notes due Jan. 30, 2026 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WNR8
0% capped buffered return enhanced notes due Feb. 28, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WB75
Autocallable contingent interest notes due July 31, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WMY4
0% capped buffered return enhanced notes due July 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WRH6
Callable contingent interest notes due Feb. 1, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WRL7
0% capped buffered return enhanced notes due July 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WB83
0% uncapped dual directional contingent buffered equity notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WPA3
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WPC9
0% uncapped buffered return enhanced notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 28; Cusip: 48130WC25
0% notes due Jan. 31, 2024 linked to a basket of equally-weighted indexes (Russell 2000 index, the Euro Stoxx 50 index and the S&P 500 index); via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQB0
0% notes due Jan. 31, 2024 linked to a basket of equally-weighted indexes and an exchange-traded fund (Russell 2000 index, the Euro Stoxx 50 index, the S&P 500 index and the iShares MSCI Emerging Markets ETF, each with a 25% weight); via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WPZ8
0% notes due Jan. 31, 2024 linked to a basket of equally-weighted indexes; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQA2
0% notes due Jan. 31, 2024 linked to a basket of equally-weighted indexes (Russell 2000 index and the Euro Stoxx 50 index, each with a 50% weight); via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQE4
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WA84
0% capped buffered return enhanced notes due July 31, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WB59
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQG9
0% notes due Jan. 31, 2024 linked to an equally-weighted basket of three indexes; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQC8
0% capped buffered return enhanced notes due July 31, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WB42
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WA76
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WA92
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2024 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQH7
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2024 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQH7
Autocallable contingent interest notes due Feb. 6, 2020 linked to the least performing of the Nasdaq-100 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WC66
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WA68
Autocallable contingent interest notes due Feb. 6, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WNP2
Autocallable contingent interest notes due Feb. 6, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WNQ0
0% capped notes due Jan. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WPX3
0% digital notes due Feb. 28, 2020 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQP9
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQF1
Autocallable contingent interest notes due Jan. 31, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WNU1
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WA50
0% uncapped buffered equity notes due Jan. 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQK0
0% capped buffered return enhanced notes due July 31, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WB34
0% autocallable contingent buffered equity notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WC33
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQJ3
0% uncapped contingent buffered return enhanced notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQJ3
Autocallable contingent interest notes due Jan. 31, 2024 linked to the least performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WPL9
0% uncapped dual directional contingent buffered equity notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQM6
Autocallable contingent interest notes due Feb. 6, 2020 linked to the least performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WNN7
0% notes due Jan. 31, 2022 linked to an equally-weight basket of the S&P 500 Low Volatility High Dividend index and the Euro Stoxx Select Dividend 30 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WPY1
0% uncapped dual directional contingent buffered return enhanced notes due Jan. 31, 2022 linked to the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WPG0
0% uncapped dual directional contingent buffered return enhanced notes due Jan. 31, 2024 linked to the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WPH8
0% autocallable contingent buffered equity notes due Jan. 31, 2024 linked to the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WC74
0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WPF2
0% autocallable contingent buffered equity notes due Jan. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WC33
0% uncapped contingent buffered equity notes due Jan. 31, 2024 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WQL8
0% capped buffered return enhanced notes due July 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WB26
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WA35
0% uncapped buffered return enhanced notes due Jan. 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48130WA27
MORGAN STANLEY FINANCE LLC
0% buffered Performance Leveraged Upside Securities due Jan. 20, 2022 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing Jan. 14; Cusip: 61768DYT6
0% Performance Leveraged Upside Securities due Jan. 13, 2025 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 13; Cusip: 61768DWZ4
Contingent income autocallable securities due Jan. 21, 2022 linked to the common stock of Colgate-Palmolive Co.; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing Jan. 18; Cusip: 61768W731
Contingent income autocallable securities due Jan. 21, 2022 linked to the common stock of Goldman Sachs Group, Inc.; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing Jan. 18; Cusip: 61768W749
Trigger autocallable contingent yield notes due Jan. 23, 2029 linked to the S&P 500 index and the MSCI Emerging Markets index; via Morgan Stanley as agent and UBS Financial Services, Inc. as dealer; pricing Jan. 18; Cusip: 61768W632
Callable contingent income securities due Jan. 14, 2022 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 18; Cusip: 61768DWK7
Callable contingent income securities due Jan. 14, 2022 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 18; Cusip: 61768DWJ0
0% buffered Performance Leveraged Upside Securities due Jan. 23, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 18; Cusip: 61768DYZ2
0% buffered Performance Leveraged Upside Securities due Jan. 25, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 18; Cusip: 61768DZA6
0% jump securities with autocallable feature due Jan. 21, 2022 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Dow Jones Industrial Average; pricing Jan. 18; Cusip: 61768DYR0
0% buffered Performance Leveraged Upside Securities due Jan. 25, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 18; Cusip: 61768DWQ4
0% buffered Performance Leveraged Upside Securities due Jan. 25, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 18; Cusip: 61768DWR2
0% market-linked notes due Jan. 25, 2024 linked to the S&P 500 Daily Risk Control 10% USD Excess Return index; via Morgan Stanley & Co. LLC; pricing Jan. 22; Cusip: 61768DYY5
0% equity-linked partial principal at risk securities due Feb. 2, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DWA9
Contingent income autocallable securities due Feb. 2, 2022 linked to the worst performing of the Financial Select Sector SPDR fund, the Health Care Select Sector SPDR fund and the Technology Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DYL3
Contingent income autocallable securities due Feb. 2, 2021 linked to the worst performing of the Nasdaq-100 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DXL4
0% buffered participation securities due Nov. 2, 2021 linked to the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DVY8
Contingent income buffered autocallable securities due Feb. 2, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DXC4
Contingent income buffered autocallable securities due July 31, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DXF7
Contingent income autocallable securities due May 1, 2020 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DXM2
0% jump securities with autocallable feature due Feb. 2, 2022 linked to the worse performing of the Russell 2000 index and the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DWY7
0% enhanced buffered jump securities due Feb. 1, 2024 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DVN2
0% buffered participation securities due Feb. 1, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DVM4
0% accelerated return securities due Feb. 1, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DWF8
0% buffered Performance Leveraged Upside Securities due Feb. 1, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DVR3
0% trigger Performance Leveraged Upside Securities due Feb. 1, 2024 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DVS1
0% trigger participation securities due Aug. 2, 2021 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 28; Cusip: 61768DVZ5
0% trigger absolute return step securities due Jan. 31, 2024 linked to a basket of indexes; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 29; Cusip: 61768W640
0% trigger Performance Leveraged Upside Securities due Feb. 1, 2024 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61768DVX0
0% buffer allocation securities due Jan. 31, 2024 linked to a basket of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc. and Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61768W657
0% buffer allocation securities due Jan. 31, 2024 linked to a basket of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc. and Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61768W665
0% buffered Performance Leveraged Upside Securities due Feb. 4, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWP6
0% market-linked notes due Aug. 3, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWM3
0% buffered Performance Leveraged Upside Securities due Feb. 3, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWN1
0% market-linked notes due Feb. 3, 2022 linked to the Morgan Stanley ETF-MAP 2 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing Jan. 31; Cusip: 61768W467
0% market-linked notes due Feb. 3, 2022 linked to the Morgan Stanley ETF-MAP 2 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing Jan. 31; Cusip: 61768W467
0% enhanced trigger jump securities due Feb. 5, 2024 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DXT7
0% dual directional buffered participation securities due Feb. 4, 2021 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DXQ3
0% trigger Performance Leveraged Upside Securities due Feb. 5, 2024 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWG6
0% jump securities with autocallable feature due Feb. 3, 2022 linked to the worse performing of the Russell 2000 index and the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DXB6
0% dual directional knock-out notes with daily trigger monitoring due Feb. 4, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DXS9
0% contingent minimum repayment lock-in securities due Feb. 5, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768W533
0% jump notes with autocallable feature due Feb. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWX9
0% buffered Performance Leveraged Upside Securities due Feb. 4, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWE1
0% buffered Performance Leveraged Upside Securities due Feb. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWL5
0% market-linked notes due Feb. 5, 2024 linked to an equally-weighted basket consisting of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWS0
0% dual directional trigger Performance Leveraged Upside Securities due Feb. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWT8
10% to 12% fixed-income autocallable securities due Feb. 5, 2020 linked to the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWV3
6.5% to 8.5% fixed-income autocallable securities due May 5, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768DWU5
0% buffered Performance Leveraged Upside Securities due Feb. 3, 2021 linked to the Tokyo Stock Price index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing Jan. 31; Cusip: 61768W525
0% trigger participation securities due Feb. 1, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 1; Cusip: 61768DYN9
0% digital notes linked to the Euro Stoxx 50 index, the Tokyo Stock Price index, the FTSE 100 index, the Swiss Market index and the S&P/ASX 200 index; via Morgan Stanley & Co. LLC; Cusip: 61768DUG8
0% leveraged buffered notes due 27 to 30 months linked to the S&P 500 index; via Morgan Stanley; Cusip: 61768DUD5
0% capped leveraged notes due in 18 to 21 months linked to the S&P 500 index; via Morgan Stanley & Co. LLC; Cusip: 61768DPR0
ROYAL BANK OF CANADA
Autocallable contingent coupon barrier notes due Jan. 21, 2022 linked to the worst performing of the common stocks of Amazon.com, Inc., Facebook, Inc., Alphabet Inc. and Netflix Inc.; via RBC Capital Markets, LLC; pricing Jan. 18; Cusip: 78013XVT2
Autocallable contingent coupon barrier notes due Jan. 21, 2022 linked to the worst performing of the common stocks of Bank of America Corp., Goldman Sachs Group, Inc. and Wells Fargo and Co.; via RBC Capital Markets, LLC; pricing Jan. 18; Cusip: 78013XVQ8
Autocallable contingent coupon barrier notes due Jan. 21, 2022 linked to the common stock of Facebook, Inc.; via RBC Capital Markets, LLC; pricing Jan. 18; Cusip: 78013XVK1
Autocallable contingent coupon barrier notes due Jan. 21, 2022 linked to the lesser performing of the S&P 500 index, the Dow Jones Industrial Average and the Russell 2000 index; via RBC Capital Markets, LLC; pricing Jan. 18; Cusip: 78013XVX3
Autocallable contingent coupon barrier notes due Jan. 21, 2022 linked to the worst performing of the common stocks of Walt Disney Co. and Nike, Inc.; via RBC Capital Markets, LLC; pricing Jan. 18; Cusip: 78013XVP0
Autocallable contingent coupon barrier notes due Jan. 21, 2022 linked to the common stock of Wynn Resorts, Ltd.; via RBC Capital Markets, LLC; pricing Jan. 18; Cusip: 78013XVN5
0% capped buffer gears due Jan. 29, 2021 linked to the Russell 2000 index; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing Jan. 28; Cusip: 78014H169
0% absolute return notes with rebate feature due Aug. 2, 2021 linked to a basket comprised of the S&P 500 index and the Russell 200 index; via RBC Capital Markets, LLC; pricing Jan. 28; Cusip: 78013XWW4
0% notes due Aug. 2, 2022 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Jan. 28; Cusip: 78013XWF1
0% buffered absolute return notes due Feb. 1, 2024 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 28; Cusip: 78013XWT1
0% buffered return notes due Feb. 1, 2024 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 28; Cusip: 78013XWS3
0% barrier booster notes due Jan. 31, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 28; Cusip: 78013XWU8
0% market-linked securities leveraged upside participation and fixed percentage buffered downside due Aug. 5, 2021 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Jan. 31; Cusip: 78013XV96
0% market-linked securities leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2022 linked to the Energy Select Sector SPDR fund; via Wells Fargo Securities LLC; pricing Jan. 31; Cusip: 78013XVA3
0% leveraged buffered notes due in 18 to 21 months linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78013XSQ2
0% leveraged notes due in 19 to 22 months linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78013XT65
0% leveraged index-linked notes in 16 to 9 months linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78013XR67
TORONTO-DOMINION BANK
Autocallable contingent interest barrier notes due July 30, 2020 linked to the shares of Bank of America Corp., Citigroup Inc. and Wells Fargo & Co.; via TD Securities (USA) LLC; pricing Jan. 28; Cusip: 89114QGU6
0% leveraged buffered notes due July 30, 2021 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Jan. 28; Cusip: 89114QHJ0
Autocallable contingent interest barrier notes due Jan. 31, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Jan. 28; Cusip: 89114QGV4
0% capped leveraged buffered notes due Feb. 1, 2021 linked to the iShares MSCI EAFE ETF; via TD Securities (USA) LLC; pricing Jan. 28; Cusip: 89114QHH4
0% capped leveraged buffered notes due Feb. 1, 2021 linked to the iShares MSCI Emerging Markets ETF; via TD Securities (USA) LLC; pricing Jan. 28; Cusip: 89114QHG6
Autocallable contingent interest barrier notes due July 30, 2020 linked to the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via TD Securities (USA) LLC; pricing Jan. 28; Cusip: 89114QGT9
Callable step-up notes due Jan. 31, 2021; via TD Securities (USA) LLC; pricing Jan. 29; Cusip: 89114QGS1
Fixed-to-floating notes due Jan. 31, 2021; via TD Securities (USA) LLC; pricing Jan. 29; Cusip: 89114QGN2
0% market-linked securities with leveraged upside participation and contingent downside due Feb. 5, 2024 linked to the S&P 500 index; via TD Securities (USA) LLC and Wells Fargo Securities LLC; pricing Jan. 30; Cusip: 89114QGK8
Autocallable contingent interest barrier notes due Aug. 5, 2020 linked to the shares of Bank of America Corp., Citigroup Inc. and Wells Fargo & Co.; via TD Securities (USA) LLC; pricing Jan. 31; Cusip: 89114QGX0
0% leveraged buffered notes due Aug. 4, 2021 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Jan. 31; Cusip: 89114QHD3
Autocallable contingent interest barrier notes due Feb. 2, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Jan. 31; Cusip: 89114QGY8
Autocallable contingent interest barrier notes due Aug. 5, 2020 linked to the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via TD Securities (USA) LLC; pricing Jan. 31; Cusip: 89114QGW2
17- to 20-month 0% leveraged capped buffered notes linked to a basket of unequally-weighted indexes; via TD Securities (USA) LLC; Cusip: 89114QGM4
0% digital notes due in 25 to 28 months linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; Cusip: 89114QEE4
36- to 39-month 0% leveraged capped buffered notes linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; Cusip: 89114QHK7
0% leveraged capped notes due in 19 to 22 months linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QHT8
0% autocallable buffered index-linked notes due in 36 months linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QGA0
13- to 15-month 0% leveraged capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QHL5
0% leveraged capped buffered notes with a term of 28 to 31 months linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QEW4
0% leveraged buffered notes due in 48 to 51 months linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QEX2
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Jan. 24, 2020 linked to the common stocks of MasterCard Inc. and Visa Inc.; via UBS Securities LLC and Morgan Stanley Smith Barney LLC; pricing Jan. 18; Cusip: 90281B882
Trigger autocallable contingent yield notes due Jan. 21, 2022 linked to the worst performing of the Nasdaq 100 index and the S&P 500 index; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 18; Cusip: 90281B841.
0% capped gears due March 31, 2020 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 28; Cusip: 90281B833
0% trigger gears due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 29; Cusip: 90281B825
0% capped leveraged buffered notes due in 24 to 27 months linked to the Euro Stoxx 50 index; via UBS Securities LLC; Cusip: 90270KVC0
0% leveraged buffered notes due in 18 to 21 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via RBC Capital Markets, LLC; Cusip: 78013XR91
0% capped leveraged buffered notes due in 19 to 22 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via UBS Securities LLC; Cusip: 90270KVH9
16- to 19-month 0% digital notes linked to the Euro Stoxx 50 index; via UBS Securities LLC; Cusip: 90270KWK1
0% capped leveraged buffered notes due in 21 to 24 months linked to the iShares MSCI Emerging Markets ETF; via UBS Securities LLC; Cusip: 90270KVE6
0% capped leveraged buffered notes due in 21 to 24 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KVQ9
WELLS FARGO & CO.
Market-linked securities due Jan. 22, 2024 callable with contingent coupon and contingent downside linked to the lesser performing of the Dow Jones Industrial Average, the Nasdaq-100 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Jan. 16; Cusip: 95001BC28
Step-up callable notes due Jan. 30, 202; via Wells Fargo Securities, LLC; pricing Jan. 28; Cusip: 95001D3M0
Step-up callable notes with 4.125% initial rate due Jan. 30, 2029; via Wells Fargo Securities LLC; pricing Jan. 28; Cusip: 95001D3P3
0% market-linked securities with upside participation to a cap and fixed percentage buffered downside due Jan. 29, 2021; via Wells Fargo Securities, LLC; pricing Jan. 28; Cusip: 95001BBR4
Market-linked securities callable range accrual securities with fixed percentage buffered downside due Jan. 31, 2024 linked to the performance of the S&P 500 index; via Wells Fargo Securities, LLC; pricing Jan. 28; Cusip: 95001BBV5
Market-linked securities autocallable with contingent coupon and contingent downside due May 1, 2020 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Jan. 28; Cusip: 95001BBW3
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Feb. 3, 2021 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing Jan. 31; Cusip: 95001BBS2
Market-linked securities autocallable with contingent coupon and contingent downside due May 1, 2020 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Jan. 31; Cusip: 95001BBX1
Market-linked securities due Feb. 2, 2024 callable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Jan. 31; Cusip: 95001BBU7
0% market linked securities leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 9, 2021 linked to the SPDR S&P 500 ETF Trust; via Wells Fargo Securities, LLC; pricing Jan. 31; Cusip: 95001H2B6
0% digital securities due in 21 to 24 months with buffered downside linked to the MSCI EAFE index; via Wells Fargo Securities LLC; Cusip: 95001BC44
0% buffered enhanced return securities due in 19 to 22 months with capped upside and buffered downside linked to the MSCI EAFE index; via Wells Fargo Securities LLC; Cusip: 95001BC51
0% buffered enhanced return securities due in 24 to 27 months with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001BBK9
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