KBW files automatic shelf registration for stock, preferreds and debt

By Devika Patel

Knoxville, Tenn., June 17 - KBW, Inc. filed an automatic shelf registration in an S-3-ASR filing with the Securities and Exchange Commission.

The registration covers common stock, preferred stock, depositary shares, senior and subordinated debt securities, warrants, stock purchase contracts and stock purchase units.

The securities may be structured as convertibles.

Proceeds will be used for general corporate purposes.

KBW is based in New York and provides investment banking services. It is the parent company of Keefe, Bruyette & Woods, Inc.

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