KBW files automatic shelf registration for stock, debt securities, warrants

By Angela McDaniels

Tacoma, Wash., Sept. 5 - KBW, Inc. registered to sell securities under an automatic shelf in an S-3 filing with the Securities and Exchange Commission on Friday.

The shelf covers common stock, preferred stock, depositary shares, senior debt securities, subordinated debt securities, warrants, stock purchase contracts and stock purchase units. Debt securities and preferreds may be convertible.

Proceeds will be used for general corporate purposes, which may include repayment of debt, acquisitions, additions to working capital, capital expenditures and investments in the company's subsidiaries.

KBW is based in New York and provides investment banking services. It is the parent company of Keefe, Bruyette & Woods, Inc.

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