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Prospect News home > News index > List of issuers H > Headlines for HSBC USA Inc. > News item

Published on 4/12/2019 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF MONTREAL

• Redeemable step-up coupon notes due April 30, 2026; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06367WKC6

• 0% buffered bullish enhanced return notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJW4

• 0% bullish booster percentage notes with barrier due April 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJX2

• Autocallable barrier notes with contingent coupon due July 31, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJU8

• Autocallable barrier notes with contingent coupon due July 31, 2020 linked to the VanEck Vectors Gold Miners ETF; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJV6

BANK OF NOVA SCOTIA

• 0% autocallable market-linked securities with a fixed percentage buffered downside due May 3, 2022 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. as agent with Wells Fargo Securities, LLC as dealer; pricing April 30; Cusip: 064159NU6

• 0% Capped Leveraged Index Return Notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% notes due April 2022 linked to a basket of unequally weighted indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in April

• 0% notes due April 2024 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% Capped Leveraged Index Return Notes due April 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% market-linked step-up notes due April 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• Autocallable market-linked step-up notes due April 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% capped buffered notes due in 24 to 27 months linked to the S&P 500 index; via Scotia Capital (USA) as underwriter with Goldman Sachs & Co. as dealer; Cusip: 064159NR3

BARCLAYS BANK PLC

• Contingent income autocallable securities due April 21, 2022 linked to the common stock of Citigroup Inc.; via Barclays with Morgan Stanley Wealth Management as dealer; pricing April 18; Cusip: 06747A623

• Phoenix autocallable notes due April 22, 2022 linked to the least performing of the MSCI EAFE index and the iShares MSCI Emerging Markets ETF; via Barclays; pricing April 18; Cusip: 06747MPD2

• Phoenix autocallable notes due April 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones Industrial Average; via Barclays; pricing April 25; Cusip: 06747MKC9

• Phoenix autocallable notes due April 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones industrial average; via Barclays; pricing April 30; Cusip: 06747MLC8

• 0% barrier lock-in notes due April 28, 2023 linked to the S&P 500 index; via Barclays; pricing April 30; Cusip: 06747MLD6

• Callable contingent coupon notes due April 30, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing April 30; Cusip: 06747MKR6

• Phoenix autocallable notes due July 31, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing April 30; Cusip: 06747ML38

• Contingent income autocallable securities due April 18, 2022 linked to Chevron Corp. common stock; via Barclays and Morgan Stanley Wealth Management; pricing April 12; Cusip: 06747A771

• 0% capped buffered notes due April 29, 2020 linked to the iShares MSCI Emerging Markets ETF; via Barclays with J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA as placement agents; pricing April 12; Cusip: 06747MP34

• Phoenix autocallable notes due April 17, 2029 linked to the lesser performing of the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing April 12; Cusip: 06747MN51

• 0% digital notes due July 15, 2020 linked to the S&P 500 index; via Barclays, J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing April 12; Cusip: is 06747MNY8

• 0% contingent barrier notes due Oct. 15, 2020 linked to the S&P 500 index; via Barclays, J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing April 12; Cusip: 06747MP26

• 0% contingent barrier return enhanced notes due April 18, 2022 linked to the S&P 500 index; via Barclays, J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing April 12; Cusip: 06747MNZ5

• 0% SuperTrack notes due April 17, 2024 linked to the Vanguard FTSE All-World ex-US Small-Cap exchange-traded fund; via Barclays; pricing April 12; Cusip: 06747MLR5

• 0% dual directional buffered participation notes due Nov. 4, 2020 linked to the Dow Jones industrial average; via Barclays with Morgan Stanley Wealth Management handling distribution; pricing April 12; Cusip: 06747A870

• Buffered phoenix autocallable notes due Oct. 20, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing April 15; Cusip: 06747MMT0

• Trigger autocallable contingent yield notes due April 22, 2022 linked to the Nasdaq-100 index and the Russell 2000 index; via Barclays and UBS Financial Services Inc.; pricing April 16; Cusip: 06747A128

• Trigger autocallable contingent yield notes due April 19, 2024 linked to the S&P 500 index and the Russell 2000 index; via Barclays and UBS Financial Services Inc.; pricing April 16; Cusip: 06747A748

• Trigger autocallable contingent yield notes due April 19, 2029 linked to the Nasdaq-100 index and the Dow Jones industrial average; via Barclays and UBS Financial Services Inc.; pricing April 16; Cusip: 06747A110

• Fixed- to floating-rate notes due April 23, 2029 linked to the spread between the 10-year U.S. dollar ICE swap rate; via Barclays; pricing April 17; Cusip: 06747MMG8

• 0% buffered SuperTrack notes due April 22, 2021 linked to the lesser performing of the iShares Edge MSCI Min Vol Emerging Markets ETF and the iShares Edge MSCI Min Vol EAFE ETF; via Barclays; pricing April 17; Cusip: 06747MLE4

• Callable contingent coupon notes due April 21, 2022 linked to the least performing of the Russell 2000 index and the iShares MSCI EAFE ETF; via Barclays; pricing April 17; Cusip: 06747MNT9

• Callable contingent coupon notes due April 22, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing April 17; Cusip: 06747MP42

• Callable contingent coupon notes due April 22, 2022 linked to the least performing of the Euro Stoxx 50 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing April 18; Cusip: 06747MP91

• 0% annual autocallable notes due April 24, 2025 linked to the least performing index of the Dow Jones industrial average, the S&P 500 index and the Russell 2000 index; via Barclays; pricing April 18; Cusip: 06747MMY9

• 0% annual autocallable notes due April 21, 2023 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing April 18; Cusip: 06747MLV6

• 0% notes due July 22, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing April 18; Cusip: 06747MLW4

• Callable contingent coupon notes due April 21, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing April 18; Cusip: 06747MLT1

• 0% notes due Oct. 28, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing April 25; Cusip: 06747MMQ6

• 0% notes due April 28, 2022 linked to the Euro Stoxx 50 index; via Barclays; pricing April 25; Cusip: 06747MKK1

• Phoenix autocallable notes due April 28, 2022 linked to the least performing of the common stocks of Citigroup Inc., CVS Health Corp. and 3M; via Barclays; pricing April 25; Cusip: 06747MMZ6

• Callable contingent coupon notes due April 30, 2029 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing April 25; Cusip: 06747MME3

• 0% capped buffer gears due April 30, 2021 linked to the iShares MSCI Emerging Markets ETF; via Barclays; pricing April 25; Cusip: 06747A821

• 0% notes due April 28, 2023 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing April 25; Cusip: 06747MKT2

• 0% buffered digital plus notes due April 30, 2024 linked to the S&P 500 index; via Barclays; pricing April 25; Cusip: 06747MLJ3

• Step-up callable contingent payment notes due April 30, 2029 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing April 25; Cusip: 06747MLZ7

• Phoenix autocallable notes due April 30, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing April 25; Cusip: 06747MM45

• Phoenix autocallable notes due April 28, 2022 linked to the least performing of the common stocks of Walt Disney Co., Goldman Sachs Group, Inc. and Intel Corp.; via Barclays; pricing April 25; Cusip: 06747MN28

• Phoenix autocallable notes due April 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones industrial average; via Barclays; pricing April 30; Cusip: 06747MLC8

• 0% barrier lock-in notes due April 28, 2023 linked to the S&P 500 index; via Barclays; pricing April 30; Cusip: 06747MLD6

• Phoenix autocallable notes due July 31, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing April 30; Cusip: 06747ML38

• 0% notes due Oct. 29, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing April 30; Cusip: 06747MMR4

• 0% market-linked securities with leveraged upside participation and fixed-percentage buffered downside due May 3, 2024 linked to the Euro Stoxx 50 index; via Barclays and Wells Fargo Securities, LLC; pricing April 30; Cusip: 06747MMC7

• Callable contingent coupon notes due April 29, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing April 30; Cusip: 06747ML20

• 0% dual directional notes due Oct. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing April 30; Cusip: 06747MKD7

• 8.5% STEP Income Securities due April 2020 linked to the common stock of Amazon.com, Inc.; via BofA Merrill Lynch; pricing in April

BOFA FINANCE LLC

• Contingent income autocallable yield notes due Oct. 28, 2022 linked to the worst performing of the Dow Jones industrial average and the Russell 2000 index; via BofA Merrill Lynch; pricing April 26; Cusip: 09709TPY1

• Autocallable notes due Oct. 29, 2026 linked to the S&P 500 Low Volatility High Dividend index; via BofA Merrill Lynch; pricing April 26; Cusip: 09709TPS4

• Contingent income buffered autocallable notes due Oct. 29, 2026 linked to the least performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via BofA Merrill Lynch; pricing April 26; Cusip: 09709TPT2

• 0% autocallable market-linked step-up notes due April 2022 linked to an equity index basket (Euro Stoxx 50 index with an initial weight of 40%, the FTSE 100 index with an initial weight of 20%, the Nikkei Stock Average index with an initial weight of 20%, the Swiss Market index with an initial weight of 7.5%, the S&P/ASX 200 index with an initial weight of 7.5% and the Hang Seng index with an initial weight of 5%); via BofA Merrill Lynch; pricing in April

• Autocallable market-linked step-up notes due April 2024 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April

• 0% Bear Strategic Accelerated Redemption Securities due April 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April

• 0% leveraged buffered notes due in 19 to 22 months linked to the MSCI EAFE index; via BofA Merrill Lynch; Cusip: 09709TPG0

• 0% leveraged buffered notes due in 16 to 19 months linked to the S&P 500 index; via BofA Merrill Lynch; Cusip: 09709TPZ8

CANADIAN IMPERIAL BANK OF COMMERCE

• 0% Accelerated Return Notes due June 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April

• Autocallable market-linked step-up notes due April 2022 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% digital index-linked notes due in 27 to 30 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQL8

• 0% capped leveraged notes due in 13 to 15 months tied to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPZ8

• 0% capped leveraged notes due in 13 to 15 months tied to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQD6

• 0% digital index-linked notes due in 16 to 19 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPW5

• 19- to 22-month 0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQH7

• 0% digital index-linked notes due in 23 to 26 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQF1

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• 0% autocallble market-linked notes due Oct. 29, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17326YF76

• 21- to 24-month 0% buffered digital notes linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17326Y6F8

• Trigger autocallable contingent yield notes due April 19, 2024 linked to the least performing of the Dow Jones industrial average and the MSCI Emerging Markets index; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing April 16; Cusip: 17326W647

• Autocallable contingent coupon equity-linked securities due Oct. 21, 2019 linked to the worse performing of the common stocks of Netflix, Inc., Facebook, Inc., Alphabet Inc. and Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing April 16; Cusip: 17324XGG9

• 7.85% autocallable equity-linked securities due April 21, 2020 tied to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 16; Cusip: 17326YBT2

• 0% autocallable securities due April 24, 2025 linked to the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 18; Cusip: 17326Y5S1

• 0% autocallble market-linked notes due Oct. 29, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17326YF76

• Autocallable contingent coupon equity-linked securities due April 27, 2020 linked to the worst performing of the common stocks of Verizon Communications Inc. and AT&T Inc.; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17324XHE3

• Autocallable contingent coupon equity-linked securities due April 27, 2020 linked to the worse performing of the common stocks of Apple Inc. and Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17324XJB7

• 0% buffer securities due May 6, 2020 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing April 23; Cusip: 17326YGL4

• 0% dual directional market-linked notes due April 28, 2022 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YZF6

• 0% buffered digital securities due April 28, 2022 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YZ41

• 0% index-linked notes due April 29, 2027 tied to the Dow Jones Industrial Average; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5K7

• 0% enhanced barrier digital plus securities due April 30, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YQA7

• 0% buffered digital plus securities due April 30, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YXY7

• Autocallable contingent coupon equity-linked securities due April 30, 2024 linked to the least performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YDP8

• Autocallable contingent coupon equity-linked securities due April 30, 2024 linked to the lesser performing of the Dow Jones industrial average, the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YGP5

• 0% market-linked notes due April 28, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YXR2

• Contingent coupon equity-linked securities due Oct. 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YZ66

• 0% autocallable securities due April 30, 2024 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YGB6

• 0% contingent upside participation market-linked notes due Oct. 29, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YCE4

• 0% autocallable market-linked notes due April 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YKE5

• Callable contingent coupon notes due May 1, 2024 linked to the least performing of the Dow Jones industrial average, the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YWX0

• Callable step-up coupon notes due April 30, 2022; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YVU7

• Callable step-up coupon notes due Oct. 30, 2024; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326Y2S4

• Floating-rate notes due May 2, 2024 linked to Libor; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YTF3

• 0% market-linked securities – leveraged upside participation to a cap and fixed percentage buffered downside due May 3, 2024 linked to an ETF basket; via Wells Fargo Securities LLC and Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YQU3

• Callable step-up coupon notes due April 30, 2022; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YVU7

• Callable step-up coupon notes due April 30, 2029; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YY42

• 0% notes due May 5, 2022 linked to the iShares MSCI EAFE ETF; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YFF8

• 0% buffer securities due June 4, 2020 linked to the iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YHD1

• 0% autocallable securities due May 5, 2022 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326Y4H6

• 0% buffer securities due June 4, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YUJ3

• 0% buffered digital securities due May 5, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YJV9

• 21- to 24-month 0% buffered digital notes linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17326Y6F8

• 0% buffered equity notes due in 24 to 27 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Citigroup Global Markets Inc.; Cusip: 17326YHZ2

• 0% buffered digital notes due in 16 to 18 months linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17326YCL8

• 0% buffered digital securities due in 13 to 15 months linked to the SPDR S&P Metals & Mining ETF; via Citigroup Global Markets Inc.; Cusip: 17326YUB0

• 17- to 20-month 0% buffered notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17326YB39

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon autocallable yield notes due July 20, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22552F6T4

• Contingent coupon autocallable yield notes due Oct. 19, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 15; Cusip: 22552F5B4

• 0% dual directional trigger jump securities due April 21, 2022 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC and Morgan Stanley Smith Barney LLC; pricing April 15; Cusip: 22550F112

• Trigger autocallable contingent yield notes due April 22, 2022 linked to the MSCI Emerging Markets index and the Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing April 16; Cusip: 22550F161

• Contingent coupon autocallable reverse convertible securities due July 20, 2020 linked to Bank of America Corp. stock; via Credit Suisse Securities (USA) LLC; pricing April 16; Cusip: 22549JJ92

• Trigger autocallable contingent yield notes due April 22, 2022 linked to the S&P 500 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC; pricing April 16; Cusip: 22550F211

• 0% digital buffered notes due April 28, 2022 linked to the Dow Jones Industrial Average; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F4A7

• Contingent coupon autocallable yield notes due April 29, 2022 linked to the least performing of the shares of Apple Inc., Amazon.com, Inc., Alphabet Inc. and Netflix, Inc.; via Incapital LLC; pricing April 25; Cusip: 22552F7H9

• Step-up contingent coupon callable yield notes due April 29, 2022 linked to the Nasdaq-100 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F7C0

• Contingent coupon callable yield notes due April 29, 2022 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx Banks index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F7A4

• Contingent coupon autocallable yield notes due April 30, 2024 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx Banks index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F670

• Contingent coupon autocallable yield notes due Oct. 30, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F5A6

• Contingent coupon autocallable yield notes due April 30, 2024 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F7D8

• 9.45% to 10.45% autocallable yield notes due April 29, 2022 linked to the least performing of the shares of Apple Inc., Amazon.com, Inc., Alphabet Inc. and Netflix, Inc.; via Incapital LLC; pricing April 25; Cusip: 22552FA69

• Callable contingent income securities due April 29, 2021 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22552FAW2

• Contingent coupon autocallable yield notes due May 2, 2022 linked to the least performing of the shares of Walt Disney Co., FedEx Corp. and Home Depot, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22552FAS1

• 0% trigger absolute return step securities due April 30, 2024 linked to Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22550F153

• 0% allocation securities due April 30, 2024 linked to a basket of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22550F187

• Contingent coupon autocallable reverse convertible securities due Aug. 3, 2020 linked to the common stock of Alaska Air Group, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22549JK41

• Contingent coupon autocallable reverse convertible securities due Aug. 3, 2020 linked to the common stock of Netflix, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22549JK33

• 0% dual directional buffered notes due Nov. 4, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC as agent with Morgan Stanley Smith Barney LLC handling distribution; pricing April 30; Cusip: 22550F252

• 0% CS notes due May 3, 2024 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552FA44

• Contingent coupon autocallable yield notes due May 4, 2020 linked to the lowest performing of the Nasdaq-100 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552FA28

• 0% digital barrier notes due June 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4L3

• Contingent coupon callable yield notes due Feb. 3, 2022 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4G4

• 0% digital plus barrier securities due May 3, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4R0

• Contingent coupon autocallable yield notes due Aug. 3, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F6S6

• 0% buffered accelerated return equity securities due June 3, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4M1

• Contingent coupon autocallable yield notes due Aug. 3, 2020 linked to the lowest performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F6U1

• 0% buffered accelerated return equity securities due Nov. 4, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4P4

• Contingent coupon autocallable yield notes due May 3, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil &Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F3W0

• Autocallable market-linked securities with contingent coupon and contingent downside due April 27, 2023 linked to worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing April 29; Cusip: 22552F6W7

GS FINANCE CORP.

• 0% autocallable notes due April 23, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 16; Cusip: 40056FBL8

• 0% step-down trigger autocallable notes due April 19, 2024 linked to the lesser performing of the Nasdaq-100 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 16; Cusip: 36257D477

• Callable contingent coupon notes due April 23, 2024 linked to the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 16; Cusip: 40056FBH7

• 0% autocallable notes due April 30, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F5E1

• 0% autocallable notes due April 30, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F5D3

• Autocallable contingent coupon notes due Oct. 23, 2020 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4M4

• Trigger autocallable contingent yield notes due April 19, 2029 linked to the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and Goldman Sachs & Co. LLC; pricing April 16; Cusip: 36257D485

• Autocallable contingent coupon notes due Oct. 23, 2020 linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4N2

• 0% buffered index-linked notes due April 19, 2024 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4R3

• Autocallable contingent coupon index-linked notes due Oct. 23, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4M4

• Callable contingent coupon notes due April 22, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4Q5

• Autocallable contingent coupon index-linked notes due Oct. 23, 2020 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4N2

• Callable contingent coupon notes due April 19, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4Q5

• 0% autocallable index-linked notes due April 23, 2024 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 16; Cusip: 40056F4L6

• 0% buffered notes due Oct. 22, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 17; Cusip: 40056F6U4

• Contingent income autocallable securities due April 21, 2022 linked to the common stock of Nike, Inc.; via Goldman Sachs & Co. LLC with Morgan Stanley Wealth Management as dealer; pricing April 18; Cusip: 36257D519

• Callable contingent coupon notes due April 12, 2023 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 18; Cusip: 40056F7B5

• Callable contingent coupon notes due April 29, 2024 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 24; Cusip: 40056F6K6

• 0% leveraged index-linked notes due April 30, 2025 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5L5

• 0% autocallable index-linked notes due May 2, 2024 tied to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5P6

• 0% index-linked notes due May 29, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAH8

• 0% market-linked notes due Sept. 20, 2023 linked to an equally weighted basket consisting of the Euro Stoxx 50 index, the S&P 500 index and the Topix index; via Goldman Sachs & Co. LLC and Morgan Stanley Wealth Management; pricing April 26; Cusip: 36257D436

• 0% bearish barrier early redeemable market-linked notes with daily barrier observation linked to the S&P 500 index, due between July 10, 2020 and Aug. 10, 2020; via UBS Financial Services Inc. and Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056FAZ8

• Callable contingent coupon notes due April 30, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056F7E9

• 0% leveraged index-linked notes due April 28, 2022 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F6B6

• 0% leveraged buffered notes due April 30, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5N1

• Autocallable contingent coupon index-linked notes due Aug. 3, 2020 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAK1

• 0% index-linked notes due Oct. 3, 2022 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FB20

• 0% notes due Jan. 30, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6R1

• 0% notes due Jan. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6S9

• 0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAD7

• 0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F7M1

• 0% index-linked notes due Oct. 3, 2022 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FB20

• 0% notes due Jan. 30, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6R1

• 0% notes due Jan. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6S9

• 0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FA21

• 0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 38149J2M1

• 0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAD7

• 0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F7M1

• 0% leveraged buffered notes due April 30, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5R2

• 0% autocallable notes due May 11, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FA54

• 0% autocallable notes due May 11, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FA70

• Callable buffered monthly range accrual notes due Oct. 30, 2026 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAW5

• Autocallable contingent coupon index-linked notes due Nov. 2, 2020 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5S0

• 0% index-linked notes due Jan. 28, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F6F7

• 4% callable fixed-coupon buffered notes due April 30, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F6A8

• 0% leveraged buffered notes due April 30, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5M3

• 0% autocallable index-linked notes due May 2, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5Q4

• Autocallable contingent coupon notes due Nov. 2, 2020 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F4T9

• 0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5Z4

• 0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5U5

• 0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5T8

• 0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5V3

• 0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5X9

• 0% buffered index-linked notes due April 30, 2024 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F4S1

• 0% leveraged notes due July 30, 2020 linked to the lesser performing of the Dow Jones industrial average and the S&P MidCap 400 index; via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056FBK0

• 0% market-linked notes due Sept. 20, 2023 linked to an equally-weight basket of indexes (Euro Stoxx 50 index, the S&P 500 index and the Topix index); via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 36257D436

• Callable buffered monthly range accrual notes due April 30, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40056F6J9

• Callable contingent coupon notes due Oct. 30, 2026 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40056F6H3

• Callable contingent coupon notes due May 2, 2022 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056F6M2

• 0% trigger jump securities due May 5, 2021 linked to the Apple Inc. stock; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 36257D501

• 0% leveraged buffered notes due May 5, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAP0

• 0% notes due May 3, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056F6X8

• 0% autocallable notes due May 14, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056F7H2

• 0% autocallable notes due May 14, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FA96

• 0% index-linked notes due June 3, 2020 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAJ4

• Contingent income callable securities due May 3, 2029 linked to the S&P 500 index; via Goldman Sachs & Co. LLC as underwriter with Morgan Stanley Wealth Management handling distribution; pricing April 30; Cusip: 40056FAL9

• 0% leveraged buffered notes due May 3, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAM7

• Autocallable contingent coupon index-linked notes due Nov. 6, 2020 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 30; Cusip: 40056F4U6

• Autocallable contingent coupon index-linked notes due Nov. 6, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 30; Cusip: 40056F5W1

• 0% autocallable index-linked notes due May 9, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 30; Cusip: 40056F5Y7

• 0% leveraged buffered notes due May 5, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAF2

• 0% notes due May 4, 2023 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB87

• 0% leveraged buffered notes due Nov. 4, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB95

• 0% leveraged buffered notes due Nov. 4, 2021 linked to the MSCI Emerging Markets index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB79

• 0% leveraged buffered notes due May 5, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB53

• 0% leveraged buffered notes due May 5, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB61

• 0% leveraged buffered notes due in 24 to 27 months linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 40056EYQ5

• 0% index-linked notes due in 36 months tied to the MSCI Emerging Markets index and the MSCI AC ASIA index; via Goldman Sachs & Co.; Cusip: 40056EYK8

• 0% autocallable notes due in 84 months linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; Cusip: 40056F2W4

• 0% autocallable notes due in 84 months linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; Cusip: 40056EZX9

• 36-month 0% notes linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; Cusip: 40056EU30

• 0% leveraged buffered digital notes due in 72 months linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40056EXP8

• 0% leveraged basket-linked notes due in 18 to 21 months linked to an unequally weighted basket of ordinary shares of the 22 Spanish companies included in the MSCI Spain 25/50 index; via Goldman Sachs & Co.; Cusip: 40056EYJ1

HSBC USA, INC.

• Autocallable contingent income barrier notes due April 30, 2029 linked to the least performing of the Russell 2000 index, S&P 500 index and Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40435ULF9

• 0% buffered uncapped market participation securities due May 3, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40435UKJ2

• 0% performance allocator notes due April 30, 2024 linked to three baskets of regional indexes (U.S. basket consists of the S&P 500 index, Russell 2000 index; Europe basket consists of the Euro Stoxx 50 index, FTSE 100 index; Asia Pacific basket consists of the S&P/ASX 200 index, Nikkei 225 index); via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40435UKE3

• 0% buffered Performance Leveraged Upside Securities due May 5, 2021 linked to the Topix index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40436B501

• 0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKP8

• 0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKQ6

• 0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKN3

• 0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKM5

• 0% barrier digital return notes due June 3, 2020 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKY9

• 6.75% autocallable yield notes due Aug. 3, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKX1

• 0% buffered uncapped market participation securities due May 3, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKK9

• 0% performance allocator notes due May 3, 2022 linked to three baskets of regional indexes (U.S. basket consists of the S&P 500 index, Russell 2000 index; Europe basket consists of the Euro Stoxx 50 index, FTSE 100 index; Asia Pacific basket consists of the S&P/ASX 200 index, Nikkei 225 index); via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKD5

• 0% autocallable barrier notes with step-up premium and contingent return feature due May 3, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435ULH5

• 0% buffered uncapped market participation securities due May 3, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKL7

• 0% digital dual directional barrier securities due May 3, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKG8

• Autocallable barrier notes with contingent return due May 3, 2024 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435ULA0

• 0% buffered uncapped market participation securities due May 3, 2022 linked to the Invesco S&P 500 Low Volatility Portfolio ETF; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435ULB8

• 0% digital dual directional barrier notes due May 8, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 1; Cusip: 40435UJG0

• 0% leveraged buffered notes due in 21 to 24 months linked to the MSCI EAFE index; via HSBC Securities (USA) Inc.; Cusip: 40435UJY1

• 27- to 30-month 0% leveraged buffered capped notes linked to a basket of indexes; via HSBC Securities (USA) Inc.; Cusip: 40435UJX3

• 0% autocallable barrier notes with step-up premium and contingent return feature due May 6, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 18; Cusip: 40435ULE2

• 0% autocallable barrier notes with step-up premium and contingent return feature due May 10, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 18; Cusip: 40435ULD4

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due April 21, 2022 linked to the least performing of the common stocks of Alphabet Inc., Amazon.com, Inc., Netflix, Inc. and Facebook, Inc.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48132CBV4

• Autocallable contingent interest notes due April 21, 2022 linked to the least performing of the common stocks of CVS Health Corp. and Walgreens Boots Alliance, Inc.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48132CBU6

• Autocallable contingent interest notes due July 20, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48130WV99

• Autocallable contingent interest notes due Oct. 20, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48130WW31

• Autocallable contingent interest notes due July 20, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48130WV81

• Autocallable contingent interest notes due Oct. 20, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48130WW23

• 0% step-up autocallable notes due April 20, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48130WV73

• Autocallable contingent interest notes due April 20, 2023 linked to the least performing of the common stocks of Skyworks Solutions, Inc., Goldman Sachs Group, Inc. and Delta Air Lines, Inc.; via J.P. Morgan Securities LLC; pricing April 17; Cusip: 48132CBY8

• 0% contingent buffered digital notes due May 21, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing April 17; Cusip: 48132CAY9

• Autocallable yield notes due July 22, 2020 linked to the least performing of the Nasdaq-100 index, the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 17; Cusip: 48132CBE2

• Autocallable contingent interest notes due April 22, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 17; Cusip: 48132CBQ5

• Contingent income autocallable securities due Oct. 23, 2019 linked to General Electric Co. common stock; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing April 18; Cusip: 48130X1

• 0% contingent buffered digital notes due Oct. 22, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing April 18; Cusip: 48130WQ20

• Callable contingent interest notes due April 13, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing April 18; Cusip: 48130WP88

• Autocallable contingent interest notes due July 28, 2020 linked to Amazon.com, Inc. stock; via J.P. Morgan Securities LLC; pricing April 23; Cusip: 48132CBR3

• 0% uncapped buffered equity notes due Dec. 30, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48132CBF9

• 0% digital notes due July 31, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WX48

• 0% capped buffered return enhanced notes due July 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR52

• Autocallable yield notes due Oct. 30, 2020 tied to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WU25

• 0% capped buffered return enhanced notes due Oct. 29, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS36

• 0% capped buffered return enhanced notes due Oct. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR60

• 0% uncapped buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS51

• 0% step-up autocallable buffered equity notes due April 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WQ95

• 0% step-up autocallable notes due April 30, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR78

• 0% step-up autocallable notes due April 30, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR86

• 0% capped buffered return enhanced notes due July 31, 2020 tied to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48132CBA0

• Autocallable contingent interest notes due Oct. 30, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS85

• Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS69

• 0% notes due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV24

• 0% notes due April 29, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV32

• Autocallable contingent interest notes due July 31, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT76

• 0% uncapped contingent buffered return enhanced notes due April 28, 2023 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAA1

• Autocallable contingent interest notes due July 31, 2020 linked to the lesser performing of the Nasdaq-100 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT68

• Autocallable contingent interest notes due July 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT84

• Autocallable yield notes due July 31, 2020 tied to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT92

• 0% digital notes due May 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WZ38

• 0% capped notes due April 30, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WU82

• 0% uncapped contingent buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAC7

• 0% uncapped contingent buffered return enhanced notes due April 28, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WZ95

• 0% uncapped contingent buffered equity notes due April 30, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAE3

• 0% uncapped dual directional contingent buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WZ79

• 0% notes due April 30, 2024 linked to an equally-weighted basket of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV57

• 0% uncapped contingent buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAB9

• 0% notes due April 29, 2022 linked to an equally-weighted basket of the S&P 500 Low Volatility High Dividend index and the Euro Stoxx Select Dividend 30 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV40

• 0% autocallable contingent buffered equity notes due April 30, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip; 48130WU58

MORGAN STANLEY FINANCE LLC

• 0% jump securities with autocallable feature due May 15, 2024 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 18; Cusip: 61768D4E2

• 0% buffered Performance Leveraged Upside Securities due April 25, 2023 tied to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 18; Cusip: 61768D4C6

• 0% buffered Performance Leveraged Upside Securities due April 25, 2024 tied to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 18; Cusip: 61768D4D4

• 0% jump securities with autocallable feature due April 28, 2025 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 18; Cusip: 61768D5Y7

• 0% buffered Performance Leveraged Upside Securities due Oct. 28, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4S1

• 0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4V4

• 0% buffered participation securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4P7

• 0% dual directional trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4T9

• 0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4U6

• 0% jump securities with autocallable feature due April 28, 2022 linked to the lesser performing of the Russell 2000 index and the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5C5

• 0% equity-linked partial principal at risk securities due Oct. 28, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5J0

• 0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5L5

• 0% buffered Performance Leveraged Upside Securities due April 30, 2024 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4K8

• Contingent income autocallable securities due Oct. 29, 2020 linked to the least performing of the Dow Jones industrial average and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5M3

• 0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4Z5

• 0% trigger gears due April 30, 2029 linked to a basket consisting of the Euro Stoxx 50, FTSE 100, Nikkei 225, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 61768X804

• 0% trigger participation securities due May 1, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61768D5V3

• 0% buffered Performance Leveraged Upside Securities due April 29, 2021 tied to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61768D3U7

• 0% trigger Performance Leveraged Upside Securities due May 3, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4Q5

• 0% buffered Performance Leveraged Upside Securities due May 3, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4M4

• 0% dual directional trigger Performance Leveraged Upside Securities due May 3, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4B8

• 0% buffered Performance Leveraged Upside Securities due May 5, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4R3

• 0% trigger Performance Leveraged Upside Securities due May 3, 2024 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4N2

• 0% equity-linked partial principal at risk securities due May 5, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D5H4

• 0% jump securities with autocallable feature due May 5, 2022 linked to the worse performing of the Russell 2000 index and the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D5B7

• 21- to 24-month 0% capped leveraged buffered notes linked to a basket of indexes; via Morgan Stanley & Co. LLC; Cusip: 61768D6C4

• 0% buffered digital notes due in 23 to 26 months linked to the MSCI EAFE index; via Morgan Stanley & Co. LLC; Cusip: 61768D2R5

ROYAL BANK OF CANADA

• Autocallable contingent coupon barrier notes due April 21, 2022 linked to the lesser performing of the common stocks of Boeing Co. and General Electric Co.; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78013X4K1

• Autocallable contingent coupon barrier notes due April 21, 2022 linked to the least performing of the common stocks of Amazon.com, Inc., Facebook, Inc., Alphabet Inc. and Netflix Inc.; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78013X4P0

• Autocallable contingent coupon barrier notes due April 21, 2022 linked to the least performing of the common stocks of Apple Inc., Intel Corp. and Microsoft Corp.; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78013X4N5

• Autocallable contingent coupon barrier notes due April 21, 2022 linked to the lesser performing of the common stocks of Cisco Systems, Inc. and Intel Corp.; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78013X4M7

• Autocallable contingent coupon barrier notes due April 21, 2022 linked to the lesser performing of the common stocks of CVS Health Corp. and Walgreens Boots Alliance, Inc.; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78013X4L9

• Autocallable contingent coupon barrier notes due April 21, 2022 linked to the common stock of Square, Inc.; via RBC Capital Markets, LLC; pricing April 15; Cusip: 78013X4J4

• 0% trigger absolute return step securities due April 30, 2024 linked to a basket of six indexes; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 26; Cusip: 78014H540

• 0% Capped Leveraged Index Return Notes due April 2021 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in April

• 0% Leveraged Index Return Notes due in April 2021 linked to a basket of indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due June 2020 linked to a basket of Citigroup Inc., KeyCorp and Wells Fargo & Co. common stocks; via BofA Merrill Lynch; pricing in April

TORONTO-DOMINION BANK

• 0% buffered notes due April 29, 2024 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing April 25; Cusip: 89114QJ58

• 0% market-linked securities with leveraged upside participation and contingent downside due May 2, 2022 linked to the Dow Jones industrial average; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing April 29; Cusip: 89114QL89

• 0% market-linked securities – leveraged upside participation to a cap and contingent downside principal at risk due May 2, 2022 linked to an ETF basket; via Wells Fargo Securities LLC; pricing April 29; Cusip: 78013X4C9

• 0% leveraged buffered notes due May 4, 2022 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QK80

• 0% capped leveraged buffered notes due May 4, 2022 linked to the iShares MSCI EAFE ETF; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL63

• 0% capped leveraged buffered notes due May 4, 2022 linked to the iShares MSCI Emerging Markets ETF; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL55

• 0% capped leveraged buffered notes due May 4, 2022 linked to the Russell 2000 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL48

• 0% capped leveraged buffered notes due May 4, 2022 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL30

• 0% digital buffered notes due May 4, 2022 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QK72

• Autocallable contingent interest barrier notes due May 2, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL71

• 0% contingent absolute return barrier notes due May 2, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QK98

• 30- to 33-month 0% leveraged capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QH50

UBS AG, LONDON BRANCH

• 0% bearish barrier early redeemable market-linked notes with daily barrier observation linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 15; Cusip: 90270KZH5

• 0% capped buffer gears due Oct. 26, 2020 linked to the Dow Jones Industrial Average; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 18; Cusip: 90270KZD4

• 0% capped buffer gears due Oct. 26, 2020 linked to the Dow Jones Industrial Average; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 18; Cusip: 90270KZC6

• Trigger autocallable contingent yield notes due April 29, 2021 tied to the lesser performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 90270KYY9

• 0% digital index-linked notes due in 24 to 27 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KA66

• 0% capped leveraged buffered notes due in 22 to 25 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KYM5

• 0% capped leveraged buffered notes due in 24 to 27 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KZF9

WELLS FARGO FINANCE LLC

• 0% market-linked securities – leveraged upside participation to a cap and fixed percentage buffered downside due Oct. 28, 2021 linked to the Russell 2000 index and the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 25; Cusip: 95001H4N8

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 95001H4P3

• 0% market-linked securities with contingent fixed return and contingent downside due May 8, 2023 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 95001H4E8

• 0% market-linked securities with upside participation and fixed percentage buffered downside due May 2, 2024 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 95001H4R9

• 0% market linked securities – autocallable with fixed percentage buffered downside due May 8, 2023 tied to the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; pricing April 30; Cusip: 95001H4D0

• 0% market linked securities – autocallable with fixed percentage buffered downside due May 8, 2023 tied to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 30; Cusip: 95001H4C2

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