Prospect News: Prospect News

E-mail us: service@prospectnews.com Or call: 212 374 2800

Bank Loans - CLOs - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products

Add to balance / Manage account

User:

Log out

Prospect News home > News index > List of issuers Calendar > Headlines for 2018 > News item

Published on 9/14/2018 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Floating-rate notes due Sept. 25, 2026 linked to the Consumer Price Index; via BofA Merrill Lynch; pricing Sept. 21; Cusip: 06048WXQ8

• Step-up callable notes due March 26, 2022; via BofA Merrill Lynch; settlement on Sept. 26; Cusip: 06048WXN5

• Step-up callable notes due Sept. 26, 2023; via BofA Merrill Lynch; settlement on Sept. 26; Cusip: 06048WXK1

• Step-up callable notes due Sept. 26, 2030; via BofA Merrill Lynch; settlement on Sept. 26; Cusip: 06048WXJ4

• Fixed- to floating-rate notes due Sept. 28, 2028 linked to the 10-year U.S. dollar ICE swap rate; via BofA Merrill Lynch; pricing Sept. 26; Cusip: 06048WXL9

BANK OF MONTREAL

• Buffered notes with contingent interest payments due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBP7

• Autocallable cash-settled notes with conditional interest payments due Sept. 30, 2019 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; 70% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBR3

• Autocallable cash-settled notes with conditional interest payments due Sept. 30, 2019 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBQ5

• 0% buffered bullish digital return notes due March 31, 2021 linked to the Russell 2000 index; 85% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBL6

• 0% buffered bullish enhanced return notes due March 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBX0

• Autocallable barrier notes with contingent coupons due Dec. 31, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBS1

• Autocallable barrier notes with contingent coupons due Dec. 31, 2019 linked to the VanEck Vectors Gold Miners ETF; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBT9

• Autocallable cash-settled notes with conditional interest payments due Sept. 30, 2022 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; 65% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06367WBM4

BANK OF NOVA SCOTIA

• 0% market-linked securities with leveraged upside participation to a cap and contingent downside due April 4, 2022 linked to the S&P 500 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC; pricing Sept. 27; Cusip: 064159MC7

• 0% autocallable market-linked step-up notes due September 2020 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in September

• 0% autocallable market-linked step-up notes due September 2021 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September

• 0% Accelerated Return Notes due November 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September

• 0% market-linked step-up notes due September 2023 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September

• 18- to 21-month 0% capped enhanced participation notes linked to the Russell 2000 index; via Scotia Capital (USA) Inc. with Goldman Sachs & Co. as dealer; Cusip: 064159ME3

BARCLAYS BANK PLC

• 0% barrier digital notes due Sept. 21, 2021 linked to the iShares MSCI Emerging Markets ETF; via Barclays; pricing Sept. 17: Cusip: 06746XQN6

• 0% SuperTrack notes due Sept. 21, 2023 linked to the lesser-performing of the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing Sept. 18; Cusip: 06746XQY2

• 0% SuperTrack notes due Sept. 21, 2023 linked to the lesser-performing of the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing Sept. 18; Cusip: 06746XQX4

• Floating-rate notes due Sept. 25, 2020 linked to the Consumer Price Index; via Barclays; pricing Sept. 19; Cusip: 06746XQK2

• Step-up fixed-rate callable notes due Sept. 27, 2023; via Barclays; pricing Sept. 20; Cusip: 06746XQJ5

• 0% notes due Sept. 28, 2020 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Sept. 21; Cusip: 06746XPL1

• 0% notes due March 26, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Sept. 21; Cusip: 06746XPJ6

• 0% SuperTrack notes due Sept. 28, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing Sept. 21; Cusip: 06746XPN7

• 0% SuperTrack notes due Sept. 28, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing Sept. 21; Cusip: 06746XPM9

• 0% annual autocallable notes due Sept. 28, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Sept. 21; Cusip: 06746XPG2

• Capital at-risk steepener notes due Sept. 27, 2021 linked to the spread between the 30-year U.S. dollar ICE swap rate and the two-year U.S. dollar ICE swap rate; via Barclays; pricing Sept. 24; Cusip: 06746XP72

• 0% notes due March 26, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Sept. 25; Cusip: 06746XQ71

• 0% notes due June 26, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Sept. 25; Cusip: 06746XQ89

• Phoenix autocallable notes due Sept. 28, 2021 linked to the least performing of the common stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via Barclays; pricing Sept. 25; Cusip: 06746XP49

• 0% buffered SuperTrack notes due Sept. 27, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing Sept. 25; Cusip: 06746XP98

• 0% capped buffer gears due March 31, 2020 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing Sept. 25; Cusip: 06746U646

• Callable contingent coupon notes due Sept. 28, 2028 linked to the lesser performing index of the Russell 2000 index and the Euro Stoxx Banks index; via Barclays; pricing Sept. 25; Cusip: 06746XPY3

• Callable contingent coupon notes due Sept. 28, 2028 linked to the lesser performing index of the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing Sept. 25; Cusip: 06746XPB3

• 0% dual directional notes due Sept. 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Sept. 25; Cusip: 06746XPK3

• 0% buffered digital notes due March 28, 2022 linked to the S&P 500 index; via Barclays; pricing Sept. 25; Cusip: 06746XNS8

• 0% capped buffer gears due Sept. 30, 2020 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Sept. 25; Cusip: 06746U638

• 0% trigger absolute return step securities due Sept. 29, 2023 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Sept. 25; Cusip: 06746U612

• Phoenix autocallable notes due Sept. 30, 2019 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via Barclays; pricing Sept. 25; Cusip: 06746XPU1

• Callable contingent coupon notes due Sept. 28, 2028 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Sept. 25; Cusip: 06746XPA5

• 0% notes due Sept. 28, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Sept. 25; Cusip: 06746XPR8

• Buffered phoenix autocallable notes due March 30, 2026 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing Sept. 25; Cusip: 06746XP31

• 0% capped buffer gears due Sept. 30, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Sept. 26; Cusip: 06746U620

• 0% trigger gears due Sept. 30, 2021 linked to a basket of indexes; via UBS Financial Services Inc. and Barclays; pricing Sept. 26; Cusip: 06746U588

• 0% trigger gears due Sept. 29, 2023 linked to a basket of indexes; via UBS Financial Services Inc. and Barclays; pricing Sept. 26; Cusip: 06746U596

• Phoenix autocallable notes due Sept. 30, 2019 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via Barclays; pricing Sept. 27; Cusip: 06746XPV9

• Autocallable market-linked securities with contingent coupon and contingent downside due Sept. 29, 2022 linked to the least performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Barclays and Wells Fargo Securities, LLC; pricing Sept. 27; Cusip: 06746XNM1

• 0% notes due June 30, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Sept. 28; Cusip: 06746XQ63

• 0% buffered SuperTrack notes due Sept. 29, 2021 linked to the iShares MSCI Emerging Markets ETF and the iShares MSCI EAFE ETF; via Barclays; pricing Sept. 28; Cusip: 06746XPQ0

• 0% dual directional notes due April 7, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Sept. 28; Cusip: 06746XPS6

• 0% buffered SuperTrack notes due Sept. 29, 2022 linked to the S&P 500 index; via Barclays; pricing Sept. 28; Cusip: 06746XP56

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Oct. 3, 2023 linked to the S&P 500 index; via Wells Fargo Securities, LLC and Barclays; pricing Sept. 28; Cusip: 06746XNL3

• 0% notes due Sept. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Sept. 28; Cusip: 06746XPP2

• 0% market-linked step-up notes due September 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September

• 0% Capped Leveraged Index Return Notes due September 2020 linked to a basket of unequally weighted indexes; via BofA Merrill Lynch; pricing in September

• 0% Accelerated Return Notes due November 2019 linked to a basket of indexes; via BofA Merrill Lynch; pricing in September

CANADIAN IMPERIAL BANK OF COMMERCE

• 0% Accelerated Return Notes due November 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September

• 0% capped leveraged notes due in 13 to 15 months tied to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WME8

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Market-linked notes due Sept. 25, 2023 linked to an unequally weighted basket containing the S&P 500 index, the Stoxx Europe 600 index and the iShares iBoxx $ High Yield Corporate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing Sept. 20; Cusip: 17326YTV8

• Fixed-to-floating notes due Sept. 26, 2028 linked to the 10-year Constant Maturity Swap rate; via Citigroup Global Markets Inc.; pricing Sept. 24; Cusip: 17298CGD4

• Autocallable contingent coupon equity linked securities due Sept. 30, 2021 linked to the least performing of the common stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; 60% trigger; via Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17324XDX5

• 0% enhanced barrier digital plus securities due Sept. 30, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17324XKQ2

• 0% trigger gears due Sept. 28, 2023 linked to the S&P 500 index; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17326X314

• 0% dual directional buffer securities due Sept. 28, 2023 linked to the worse performing of the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17326YF92

• 0% enhanced barrier digital plus securities due Sept. 28, 2023 linked to the Stoxx Europe 600 index; via Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17326YFN1

• 0% market-linked notes due Sept. 30, 2021 linked to an equally weighted basket of two exchange-traded funds and an index; via Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17326Y5Z5

• Autocallable contingent coupon equity linked securities due April 1, 2020 linked to Amazon.com, Inc. stock; 80% trigger; via Citigroup Global Markets Inc.; pricing Sept. 27; Cusip: 17324XHJ2

• 0% upturn securities due Sept. 30, 2021 linked to a performance-allocation basket of two indexes and an exchange-traded fund; via Citigroup Global Markets Inc.; pricing Sept. 27; Cusip: 17326YMB9

• 0% absolute return trigger notes due in 24 to 27 months linked to the S&P 500 index; via Citigroup Global Markets Holdings Inc.; Cusip: 17326YTS5

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon autocallable yield notes due Dec. 23, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 18; Cusip: 22551L5V8

• Contingent coupon autocallable yield notes due March 23, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 18; Cusip: 22551L5X4

• Contingent coupon autocallable yield notes due March 23, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 18; Cusip: 22551L5Z9

• 0% digital barrier notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; Cusip: 22551LA83

• 0% digital barrier notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; Cusip: 22551LA75

• 0% digital barrier notes due March 30, 2020 linked to the lesser performing of the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; Cusip: 22551LAD2

• Contingent coupon autocallable yield notes due Sept. 28, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; Cusip: 22551LA59

• Contingent coupon callable yield notes due Sept. 28, 2021 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; 22551LA67

• Contingent coupon callable yield notes due Sept. 28, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; Cusip: 22551LAB6

• Contingent coupon callable yield notes due Sept. 28, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR Fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; Cusip: 22551LAF7

• 0% buffered return equity securities due Sept. 28, 2023 linked to an equally-weighted basket of the iShares MSCI Emerging Markets ETF and the iShares MSCI EAFE ETF; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L7M6

• Contingent coupon autocallable yield notes due Dec. 30, 2019 linked to the lesser performing of the Nasdaq-100 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6E5

• 0% accelerated barrier notes due Sept. 28, 2023 linked to the Russell 2000 index and the Dow Jones Industrial Average; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6S4

• Contingent coupon callable yield notes due Sept. 28, 2023 linked to the least performing of the Russell 2000 index, the Euro Stoxx 50 index and the S&P 500 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L7K0

• Step-up contingent coupon callable yield notes due Sept. 28, 2021 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; 22551L7J3

• Contingent coupon autocallable yield notes due March 30, 2020 linked to the least performing of the Russell 2000 index, the Euro Stoxx 50 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6F2

• Contingent coupon autocallable yield notes due March 30, 2020 linked to the lesser performing of the Russell 2000 index and the Nasdaq-100 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L7C8

• Contingent coupon autocallable yield notes due March 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6C9

• Contingent coupon autocallable yield notes due March 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; 22551L6Q8

• 0% CS notes due March 30, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6Z8

• 0% buffered accelerated return equity securities due Oct. 3, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6B1

• 0% digital plus barrier notes due Sept. 28, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6P0

• Contingent coupon autocallable yield notes due Oct. 5, 2020 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22551L6M7

• Market-linked securities due Sept. 29, 2022 – autocallable with contingent coupon and contingent downside linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 27; Cusip: 22551L5T3

• 0% absolute return barrier securities due Oct. 3, 2023 linked to the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6Y1

• 0% Performance Leveraged Upside Securities due Jan. 3, 2020 linked to the iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC with Morgan Stanley Smith Barney LLC as distributor; pricing Sept. 28; Cusip: 22549R292

• Contingent coupon autocallable yield notes due Jan. 3, 2020 linked to the lesser performing of the Nasdaq-100 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6H8

• 0% accelerated barrier notes due Oct. 3, 2023 linked to the Russell 2000 index and the Dow Jones Industrial Average; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L7F1

• Contingent coupon autocallable yield notes due Oct. 3, 2019 linked to the least performing of the Russell 2000 index, the Euro Stoxx 50 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities

(USA) LLC; pricing Sept. 28; Cusip: 22551L6J4

• Contingent coupon autocallable yield notes due April 3, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6N5

• Contingent coupon autocallable yield notes due Jan. 3, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L5W6

• Contingent coupon autocallable yield notes due Oct. 4, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6K1

• Contingent coupon autocallable yield notes due Jan. 3, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L5Y2

• Contingent coupon callable yield notes due Oct. 3, 2023 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 2551L7E4

• Contingent coupon callable yield notes due Oct. 3, 2023 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L7D6

• 0% buffered accelerated return equity securities due April 2, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6A3

• 0% accelerated return equity securities due April 2, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6X3

• 0% CS notes due April 1, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L7B0

• 7% to 9% autocallable notes due Jan. 3, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551LA26

• 0% buffered accelerated return equity securities due Oct. 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6V7

• 0% absolute return digital barrier securities due Oct. 3, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6T2

• 0% digital plus barrier notes due Oct. 3, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 28; Cusip: 22551L6U9

• Autocallable market-linked step-up notes due September 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September

GS FINANCE CORP.

• 0% leveraged buffered notes due Sept. 28, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 21; Cusip: 40055QWV0

• 0% index-linked notes due Sept. 28, 2023 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 21; Cusip: 40055QYL0

• 0% index-linked notes due Sept. 28, 2023 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 21; Cusip: 40055QYM8

• 0% leveraged buffered notes due Sept. 28, 2023 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWS7

• 0% leveraged buffered notes due Sept. 28, 2023 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWE8

• 0% leveraged buffered notes due Sept. 28, 2023 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWT5

• 0% leveraged buffered notes due March 30, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWD0

• 0% trigger gears due Sept. 30, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. with UBS Financial Services Inc. as selling agent; pricing Sept. 25; Cusip: 36255U711

• 0% leveraged buffered notes due Sept. 28, 2023 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWP3

• 0% buffered index-linked notes due Sept. 28, 2023 tied to the S&P 500 index via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QW65

• 0% leveraged buffered notes due March 30, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWB4

• 0% trigger step securities due Sept. 30, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. with UBS Financial Services Inc. as selling agent; pricing Sept. 25; Cusip: 36255U745

• 0% leveraged buffered notes due March 30, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWC2

• 0% leveraged index-linked notes due Oct. 4, 2021 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QVY5

• 0% index-linked notes due Sept. 30, 2024 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWN8

• 0% trigger step securities due Sept. 30, 2022 linked to the iShares MSCI Emerging Markets ETF; via Goldman Sachs & Co. with UBS Financial Services Inc. as selling agent; pricing Sept. 25; Cusip: 36255U794

• 0% index-linked notes due Sept. 30, 2026 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 40055QWR9

• Autocallable contingent coupon notes due April 1, 2020 linked to the least performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 25; Cusip: 40055QWH1

• Autocallable contingent coupon notes due April 1, 2020 linked to the least performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 25; Cusip: 40055QWJ7

• 0% capped trigger gears due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with UBS Financial Services Inc. as selling agent; pricing Sept. 26; Cusip: 36255U729

• 0% trigger gears due Sept. 29, 2023 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with UBS Financial Services Inc. as selling agent; pricing Sept. 26; Cusip: 36255U737

• Callable contingent coupon notes due Sept. 28, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QWY4

• Autocallable contingent coupon notes due Oct. 3, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QW73

• 0% autocallable notes due Oct. 2, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 65% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QXE7

• Autocallable contingent coupon index-linked notes due Oct. 3, 2028 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 40055QWA6

• Autocallable contingent coupon notes due April 2, 2026 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 40055QWU2

• Callable contingent coupon notes due Sept. 28, 2028 linked to the least performing of the Nasdaq-100 index, the Euro Stoxx 50 index and the Russell 2000 index; 65% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QXK3

• Callable contingent coupon notes due Sept. 28, 2028 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 40055QXC1

• Callable contingent coupon notes due Sept. 28, 2023 linked to the least performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QWZ1

• Callable contingent coupon notes due Sept. 28, 2028 linked to the least performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QX31

• Callable contingent coupon notes due Sept. 28, 2033 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QXH0

• Callable contingent coupon notes due Sept. 28, 2028 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QWX6

• Autocallable contingent coupon notes due Oct. 5, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 26; Cusip: 40055QXF4

• 0% trigger Performance Leveraged Upside Securities due Oct. 5, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with Morgan Stanley Wealth Management as dealer; pricing Sept. 28; Cusip: 36255U703

• Contingent income callable securities due Oct. 2, 2025 linked to the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 28; Cusip: 40055QWF5

• 0% autocallable index-linked notes due Oct. 7, 2024 tied to the S&P 500 index, the Dow Jones Industrial Average and the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 28; Cusip: 40055QZ47

• 0% leveraged buffered notes due April 6, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 1; Cusip: 40055QW24

• 0% notes due April 6, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Oct. 1; Cusip: 40055QX64

• 0% autocallable notes due Oct. 17, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman, Sachs & Co.; pricing Oct. 1; Cusip: 40055QVX7

• 0% underlier-linked notes due Oct. 5, 2023 linked to the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 1; Cusip: 40055QW57

• 0% index-linked notes due Oct. 6, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 1; Cusip: 40055QX56.

• 0% leveraged buffered notes due Jan. 6, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 1; Cusip: 40055QVT6

• 0% leveraged buffered notes due Oct. 5, 2023 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 1; Cusip: 40055QX23

• Callable contingent coupon notes due Oct. 4, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 1; Cusip: 40055QVU3

• 0% index-linked notes due Oct. 5, 2023 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 1; Cusip: 40055QX49

• 0% leveraged buffered digital notes due Oct. 4, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 1; Cusip: 40055QVS8

• 0% leveraged buffered notes due April 6, 2023 linked to a basket of indexes and an exchange-traded fund; via Goldman Sachs & Co.; pricing Oct. 1; Cusip: 40055QVZ2

HSBC USA, INC.

• 0% buffered Accelerated Market Participation Securities due March 29, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435F2K2

• 0% buffered Accelerated Market Participation Securities due March 29, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435F2M8

• 0% leveraged buffered uncapped market participation securities due Sept. 28, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435FZ83

• 0% buffered Accelerated Market Participation Securities due March 29, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435F2L0

• 0% buffered Accelerated Market Participation Securities due March 29, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435F2J5

• 0% capped gears due Nov. 29, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 40435X298

• 0% trigger gears due Sept. 29, 2023 linked to the S&P 500 index; 70% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435X314

• 0% buffered Accelerated Market Participation Securities due March 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435F2H9

• 0% buffered uncapped market participation securities due Sept. 28, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40435FZ91

• 0% trigger Performance Leveraged Upside Securities due Oct. 5, 2020 linked to the Energy Select Sector SPDR fund; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management handling distribution; pricing Sept. 28; Cusip: 40435X348

• 0% buffered uncapped market participation securities due Sept. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 28; Cusip: 40435F2A4

• 0% buffered uncapped market participation securities due Oct. 3, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 28; Cusip: 40435F2C0

• 0% Leveraged Index Return Notes due September 2023 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in September

• Autocallable market-linked step-up notes due September 2021 linked to Euro Stoxx 50 index, the FTSE 100 index, the Nikkei Stock Average index, the Swiss Market index, the S&P/ASX 200 index and the Hang Seng index; via BofA Merrill Lynch; pricing in September

• 0% autocallable market-linked step-up notes due September 2023 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September

• Autocallable market-linked step-up notes due September 2024 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September

• 0% autocallable market-linked step-up notes due September 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due Dec. 23, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 18; Cusip: 48130UKN4

• 0% capped buffered return enhanced notes due April 29, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Sept. 20; Cusip: 48130UKC8

• 0% capped dual directional contingent buffered equity notes due March 25, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 20; Cusip: 48130UJL0

• 0% digital buffered equity notes due Sept. 16, 2021 linked to a basket of indexes; via J.P. Morgan Securities LLC; settlement on Sept. 21; Cusip: 48130UKH7

• 0% review notes due Oct. 14, 2022 linked to the worse performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 21; Cusip: 48130UJC0

• 0% buffered digital notes due Sept. 30, 2022 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UFD2

• 0% notes due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UEW1

• 0% autocallable notes due Sept. 30, 2021 linked to the lesser performing of the Euro Stoxx 50 index and the FTSE 100 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UHR9

• Autocallable contingent interest notes due Sept. 29, 2023 linked to the lesser performing of the Invesco QQQ Trust, Series 1, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UFU4

• 0% uncapped dual directional contingent buffered return enhanced notes due Sept. 30, 2021 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UEX9

• 0% capped trigger gears due Sept. 30, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 48130V830

• Autocallable contingent interest notes due Dec. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UFR1

• Autocallable contingent interest notes due March 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UFT7

• Autocallable contingent interest notes due March 31, 2020 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UFS9

• 0% capped buffered return enhanced notes due March 31, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UGG4

• 0% capped gears due Nov. 29, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130V798

• 0% trigger in-step securities due Sept. 30, 2020 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130V780

• 0% uncapped dual directional contingent buffered return enhanced notes due Sept. 30, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UEY7

• 0% uncapped buffered return enhanced notes due Sept. 29, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UGH2

• 8.75% contingent coupon autocallable yield notes due March 30, 2021 linked to the lowest performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UGF6

• Step-up autocallable contingent buffered equity notes due Sept. 29, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UGT6

• 0% uncapped dual directional contingent buffered equity notes due Sept. 29, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48130UFC4

• 0% capped buffered return enhanced notes due Oct. 1, 2020 linked to a basket of indexes and a fund; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48130UJH9

• 0% trigger absolute return step securities due Sept. 29, 2023 linked to the Euro Stoxx 50 index; via JPMorgan Chase & Co.; pricing Sept. 26; Cusip: 48130V848

• 0% uncapped buffered return enhanced notes due Sept. 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFK6

• 0% capped buffered return enhanced notes due March 31, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFZ3

• 0% trigger jump securities due Oct. 5, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management hanging distribution; pricing Sept. 28; Cusip: 48130V855

• 0% autocallable contingent buffered equity notes due Sept. 29, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGR0

• 0% capped buffered return enhanced notes due March 31, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFY6

• 0% capped buffered return enhanced notes due Sept. 30, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFG5

• 0% capped buffered return enhanced notes due Sept. 30, 2020 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFV2

• 0% contingent buffered return enhanced notes due Sept. 29, 2023 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGX7

• 0% contingent buffered return enhanced notes due Sept. 30, 2022 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGV1

• 0% capped buffered return enhanced notes due March 31, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFX8

• 0% capped buffered return enhanced notes due Sept. 30, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFF7

• 0% contingent buffered return enhanced notes due Sept. 30, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGU3

• 0% autocallable contingent buffered equity notes due Sept. 29, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGQ2

• Autocallable contingent interest notes due Sept. 30, 2021 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFP5

• Autocallable contingent interest notes due Dec. 31, 2019 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFH3

• 0% uncapped dual directional contingent buffered return enhanced notes due Sept. 30, 2021 linked to the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGL3

• 0% uncapped buffered equity notes due Sept. 29, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UHA6

• 0% uncapped buffered return enhanced notes due Sept. 30, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFN0

• 0% capped buffered return enhanced notes due Sept. 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFE0

• 0% capped buffered return enhanced notes due March 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UFW0

• 0% digital notes due Oct. 31, 2019 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UHJ7

• 0% digital notes due Oct. 31, 2019 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UHH1

• 0% notes due Sept. 29, 2023 linked to an equally weighted basket consisting of the S&P 500 index, the Euro Stoxx 50 index, the MSCI EAFE index and the MSCI Emerging Markets index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UHY4

• 0% uncapped dual directional contingent buffered return enhanced notes due March 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGK5

• 0% uncapped dual directional buffered return enhanced notes due Sept. 30, 2022 linked to the lesser performing of the S&P 500 index and the Russel 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UHD0

• 0% uncapped dual directional contingent buffered return enhanced notes due Sept. 29, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGM1

• 0% capped dual directional buffered equity notes due Sept. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 28; Cusip: 48130UGZ2

MORGAN STANLEY

• Callable fixed-rate step-up notes due Sept. 19, 2033; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; settlement on Sept. 19; Cusip: 61760QLV4

• Floating-rate notes due Sept. 26, 2028 linked to the Consumer Price Index; via Morgan Stanley & Co. LLC; pricing Sept. 21; Cusip: 61760QLW2

MORGAN STANLEY FINANCE LLC

• 0% jump securities with autocallable feature due Oct. 1, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; 60% trigger; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DDY8

• 0% buffered Performance Leveraged Upside Securities due Sept. 28, 2023 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DDS1

• 0% market-linked notes due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DDZ5

• 0% accelerated return securities due March 30, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DED3

• 0% buffered Performance Leveraged Upside Securities due Sept. 28, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DDT9

• 0% enhanced buffered jump securities due Sept. 30, 2021 linked to the Russell 2000 index; 85% trigger; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DDR3

• Fixed-to-floating securities due Sept. 28, 2038 linked to the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61766YDH1

• 0% buffered participation securities due Sept. 28, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DDB8

• 0% enhanced buffered jump securities due Sept. 28, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DDU6

• Contingent income autocallable securities due Sept. 29, 2033 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61768DEC5

• 0% trigger jump securities due Oct. 1, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61768DEL5

• 0% buffered Performance Leveraged Upside Securities due Oct. 1, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 28; Cusip: 61768DDV4

• 0% buffered Performance Leveraged Upside Securities due Oct. 3, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 28; Cusip: 661768DDW2

• 0% trigger Performance Leveraged Upside Securities due Oct. 3, 2023 linked to the lesser performing of the Russell 2000 index and Dow Jones industrial average; 60% trigger; via Morgan Stanley & Co. LLC; pricing Sept. 28; Cusip: 61768DDQ5

• 0% trigger Performance Leveraged Upside Securities due Sept. 28, 2023 linked to the lesser performing of the Russell 2000 index Dow Jones Industrial Average; 60% trigger; via Morgan Stanley & Co. LLC; pricing Sept. 28; Cusip: 61768DDC6

• 0% dual directional trigger Performance Leveraged Upside Securities due Oct. 3, 2023 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing Sept. 28; Cusip: 61768DDP7

• 0% buffered Performance Leveraged Upside Securities due Oct. 3, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 28; Cusip: 61768DDN2

• 0% trigger Performance Leveraged Upside Securities due Oct. 3, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing Sept. 28; Cusip: 61768R773

ROYAL BANK OF CANADA

• 0% barrier return notes due March 28, 2024 linked to an equally-weighted basket consisting of the S&P 500 index and the Dow Jones Industrial Average; via RBC Capital Markets LLC; pricing Sept. 25; Cusip: 78013XF94

• 0% capped buffer gears due Sept. 30, 2021 linked to the Stoxx Europe 600 index; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 78014G518

AB SVENSK EXPORTKREDIT

• 0% Accelerated Return Notes due November 2019 linked to the JPX-Nikkei index 400; via BofA Merrill Lynch; pricing in September

TORONTO-DOMINION BANK

• Callable step-up notes due Sept. 28, 2021; via TD Securities (USA) LLC; pricing Sept. 25; Cusip: 89114QQU5

• Callable step-up notes due Sept. 30, 2023; via TD Securities (USA) LLC; pricing Sept. 25; Cusip: 89114QRE0

• Autocallable contingent interest barrier notes due Sept. 30, 2021 linked to the least performing of the common stocks of Amazon.com Inc., Facebook, Inc. and Nvidia, Corp.; 60% trigger; via TD Securities (USA) LLC; pricing Sept. 25; Cusip: 89114QQS0

UBS AG, LONDON BRANCH

• 0% capped leveraged notes due in 18 to 21 months linked to a basket of indexes; via UBS Securities LLC; Cusip: 90270KTV1

• 0% capped leveraged buffered notes due in 28 to 31 months linked to a basket of indexes; via UBS Securities LLC; Cusip: 90270KUA5

WELLS FARGO & CO.

• Step-up callable notes due Sept. 28, 2023; via Wells Fargo Securities, LLC; pricing Sept. 25; Cusip: 95001D2W9

• Market-linked securities due Sept. 29, 2022 – autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Wells Fargo Securities LLC; pricing Sept. 27; Cusip: 61768DDQ5 95001B5A8

• 0% capped Leveraged Index Return Notes due September 2020 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in September

© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere. For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.