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Prospect News home > News index > List of issuers Calendar > Headlines for 2017 > News item

Published on 10/23/2017 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF MONTREAL

• 0% bullish digital return notes with barrier due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TK33

• 0% bullish digital return notes with barrier due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TK25

• 0% contingent risk absolute return notes with digital upside due Oct. 31, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TJ43

• 0% contingent risk absolute return notes with digital upside due Oct. 31, 2019 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TJ50

BANK OF NOVA SCOTIA

• Market-linked notes due Nov. 2, 2020 with leveraged upside participation and contingent downside linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC; pricing Oct. 30; Cusip: 064159KH8

• 0% Accelerated Return Notes due December 2018 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and the Hang Seng indexes; via BofA Merrill Lynch; pricing in October

• 0% market-linked step-up notes due October 2019 linked to an international equity basket (Euro Stoxx 50 index with a 60% weight, the MSCI Emerging Markets index with a 20% weight and the JPX-Nikkei Index 400 with a 20% weight); via BofA Merrill Lynch; pricing in October

• 0% Leveraged Index Return Notes due October 2022 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October

BANK OF THE WEST

• Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 30, 2024 linked to the stocks of AbbVie Inc., Apple Inc., AT&T Inc., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via BNP Paribas Securities Corp. and Incapital LLC; pricing Oct. 25; Cusip: 06426XTT7

BARCLAYS BANK PLC

• 0% buffered SuperTrack notes due Oct. 29, 2019 linked to the Euro Stoxx 50 index; via Barclays; pricing Oct. 24; Cusip: 06744CH38

• Phoenix autocallable notes due April 29, 2021 linked to the Euro Stoxx 50 index, the Financial Select Sector SPDR fund and the iShares MSCI Emerging Markets ETF; via Barclays; pricing Oct. 25; Cusip: 06744CG96

• Callable contingent coupon notes due Oct. 30, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; 70% trigger; via Barclays; pricing Oct. 25; Cusip: 06744CD24

• 0% notes due Oct. 31, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06744C6N6

•0% notes due April 29, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06744C6M8

• 0% SuperTrack notes due Oct. 31, 2019 linked to the Energy Select Sector SPDR fund; via Barclays; pricing Oct. 26; Cusip: 06744C7L9

• Autocallable notes due Oct. 30, 2020 linked to the least performing of the common stocks of MetLife, Inc. and Prudential Financial, Inc.; 70% trigger; via Barclays; pricing Oct. 26; Cusip: 06744CE80

• Phoenix autocallable notes due Oct. 29, 2027 linked to the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06744CG54

• 0% buffered digital plus notes due Oct. 31, 2022 linked to the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06744C6B2

• Callable contingent coupon notes due April 29, 2021 linked to the lesser performing index of the Russell 2000 index, the FTSE 100 index and the Euro Stoxx 50 index; via Barclays; pricing Oct. 26; Cusip: 06744C7K1

• 0% buffered digital plus notes due Oct. 31, 2019 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06744C5Z0

• 0% trigger gears due Oct. 31, 2022 linked to the S&P 500 index; 75% trigger; via Barclays and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 06746M487

• 0% buffered digital plus notes due Oct. 31, 2022 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06744C6C0

• Autocallable buffered range accrual notes due April 30, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06744CB34

• Callable contingent coupon notes due Oct. 29, 2027 linked to the lesser performing index of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Oct. 26; Cusip: 06744C6U0

• 0% trigger gears due Oct. 31, 2022 linked to Euro Stoxx 50 index, Nikkei 225 index, FTSE 100 index, S&P/ASX 200 index, Swiss Market index and Hang Seng index; 80% trigger; via Barclays and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 06746M446

• 0% capped gears due Dec. 31, 2018 linked to Euro Stoxx 50 index, Nikkei 225 index, FTSE 100 index, S&P/ASX 200 index, Swiss Market index and Hang Seng index; via Barclays and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 06746M479

• Step-up fixed-rate callable notes due Oct. 30, 2020; via Barclays; settling Oct. 30; Cusip: 06744CD40

• 0% notes due Nov. 3, 2022 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 31; Cusip: 06744C6P1

BOFA FINANCE LLC

• 0% Leveraged Index Return Notes due November 2022 linked to the Dow Jones industrial average, the Euro Stoxx 50 index and the MSCI Emerging Markets index, via BofA Merrill Lynch; pricing in October

• 0% capped Leveraged Index Return Notes due October 2019 linked to S&P 500 index; via BofA Merrill Lynch; pricing in October

• 0% Accelerated Return Notes due December 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October

• Issuer callable capped notes due Nov. 16, 2037 linked to the two- and 10-year U.S. dollar ICE swap rates; via BofA Merrill Lynch; pricing Nov. 16; Cusip: 09709TBQ3

CANADIAN IMPERIAL BANK OF COMMERCE

• 0% capped Leveraged Index Return Notes due October 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October

• 0% capped Leveraged Index Return Notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

• 0% market-linked step-up notes due October 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October

• 0% 23- to 26-month capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WGL9

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• 0% buffer securities due Oct. 29, 2020 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 24; Cusip: 17324CMN3

• 0% enhanced barrier digital plus securities due Oct. 28, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 25; Cusip: 17324CN44

• 0% market-linked notes due Oct. 28, 2022 linked to a basket of the S&P 500 index with a 25% weight, the Euro Stoxx 50 index with a 25% weight and the iShares iBoxx $ High Yield Corporate Bond ETF with a 50% weight; via Citigroup Global Markets Inc.; pricing Oct. 25; Cusip: 17324CMP8

• 0% enhanced barrier digital plus securities due Oct. 28, 2022 linked to the SPDR S&P 500 ETF Trust; via Citigroup Global Markets Inc.; pricing Oct. 25; Cusip: 17324XDL1

• 0% enhanced buffered digital securities due Oct. 29, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMU7

• 0% enhanced buffered digital securities due Oct. 29, 2020 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMS2

• Autocallable contingent coupon equity-linked securities due Oct. 29, 2020 linked to the least performing of the common stocks of Home Depot, Inc. and Lowe’s Cos., Inc.; 75% trigger; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CN77

• 0% enhanced buffered digital securities due Oct. 29, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMT0

• 0% autocallable securities due Nov. 2, 2022 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CNG7

• 0% buffer securities due Oct. 31, 2022 linked to the SPDR Dow Jones Industrial Average ETF Trust; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMM5

• 0% dual directional barrier securities due April 29, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324XDJ6

• 0% market-linked notes due Oct. 31, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 17324CNA0

• 0% step down trigger autocallable notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17325K271

• Autocallable contingent coupon equity-linked securities due Nov. 5, 2018 linked to the lesser performing of the common stocks of Apple Inc. and Amazon.com, Inc.; 77.5% trigger; via Citigroup Global Markets Inc.; pricing Oct. 31; Cusip: 17324XKJ8

CREDIT SUISSE AG, LONDON BRANCH

• 0% accelerated barrier notes due Oct. 31, 2022 linked to the Dow Jones Industrial Average and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22550BK28

• Contingent coupon autocallable yield notes due April 30, 2019 linked to least performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22550BKR3

• 0% market-linked notes due April 28, 2023 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 22549D319

• Contingent coupon callable yield notes due Oct. 29, 2027 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22550BL84

• Contingent coupon autocallable yield notes due April 30, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the SPDR S&P Biotech ETF; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 26

• 11.66% autocallable reverse convertible securities due Oct. 31, 2018 linked to the stocks of Alphabet Inc., Apple Inc., Facebook, Inc. and Nvidia Corp.; via Credit Suisse Securities (USA) LLC; pricing Oct. 27; Cusip: 22549JLS7

• Contingent coupon autocallable yield notes due May 3, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 30; Cusip: 22550BM91

• 0% Buffered Accelerated Return Equity Securities due May 5, 2020 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22550BJQ7

• 0% Buffered Accelerated Return Equity Securities due May 3, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22550BJR5

• 0% buffered Performance Leveraged Upside Securities due May 5, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 22549D400

• Contingent coupon callable yield notes due Nov. 3, 2020 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22550BJT1

• Autocallable market-linked step-up notes due October 2020 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October

GOLDMAN SACHS BANK USA

• Variable-coupon basket-linked certificates of deposit due Oct. 28, 2022 linked to a an equally weighted basket of 10 stocks (AbbVie Inc., Altria Group, Inc., Chevron Corp., Cisco Systems, Inc., Exxon Mobil Corp., General Electric Co., International Business Machines Corp., Pfizer Inc., Philip Morris International Inc. and Verizon Communications, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Oct. 25; Cusip: 38148DZP2

• Variable-coupon basket-linked certificates of deposit due Oct. 30, 2024 linked to a an equally weighted basket of 10 stocks (AbbVie Inc., Altria Group, Inc., Chevron Corp., Cisco Systems, Inc., Exxon Mobil Corp., General Electric Co., International Business Machines Corp., Pfizer Inc., Philip Morris International Inc. and Verizon Communications, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Oct. 25; Cusip: 38148DZQ0

• 0% certificates of deposit due April 30, 2025 linked to the Dow Jones industrial average; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Oct. 25; Cusip: 38148DZD9

• 0% certificates of deposit due Oct. 30, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Oct. 25; Cusip: 38148DZE7

• 0% certificates of deposit due Oct. 28, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Oct. 25; Cusip: 38148DZN7

• 0% certificates of deposit due Oct. 30, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Oct. 25; Cusip: 38148DZM9

• 0% certificates of deposit due April 30, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Oct. 25; Cusip: 38148DZC1

• 0% certificates of deposit due Oct. 31, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Oct. 26; Cusip: 38148DZS6

• 0% certificates of deposit due Oct. 31, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Oct. 26; Cusip: 38148DZT4

GS FINANCE CORP.

• 0% index-linked notes due Oct. 30, 2025 linked to the Dow Jones industrial average; via Goldman, Sachs & Co.; pricing Oct. 25; Cusip: 40054LUF9

• 0% leveraged buffered index-linked notes due July 30, 2020 tied to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; pricing Oct. 25; Cusip: 40054LVZ4

• 0% autocallable notes due Nov. 8, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 25; Cusip: 40054LW67

• 0% leveraged buffered index-linked notes due Oct. 28, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Oct. 25; Cusip: 40054LW26

• 0% leveraged buffered notes due Oct. 28, 2022 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054LVW1

• 0% index-linked notes due Oct. 31, 2022 linked to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LUN2

• 0% notes due July 31, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LUT9

• 0% notes due Oct. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LVX9

• 0% autocallable notes due Nov. 12, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LV84

• 0% autocallable notes due Nov. 12, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LV76

• Autocallable contingent coupon notes due Nov. 4, 2024 linked to the iShares MSCI EAFE exchange-traded fund, the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054LXX7

• 0% notes due Oct. 31, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LXN9

• 4% fixed-coupon buffered notes due Oct. 31, 2022 linked to the Russell 2000 index; via Goldman, Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVB7

• 4.25% coupon callable buffered notes due Oct. 31, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVG6

• Autocallable notes due Nov. 2, 2022 linked to least performing of the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVP6

• Callable contingent coupon notes due Oct. 31, 2027 linked to least performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVM3

• Callable contingent coupon notes due Oct. 31, 2022 linked to least performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVJ0

• Autocallable contingent coupon notes due Nov. 2, 2027 linked to least performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVE1

• 0% buffered index-linked notes due Oct. 31, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LUH5

• 0% buffered index-linked notes due Oct. 31, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LX82

• 0% leveraged buffered notes due April 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054LUK8

• 0% leveraged buffered index-linked notes due Oct. 31, 2022 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LUJ1

• 0% trigger gears due Oct. 31, 2022 linked to the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 36253M885

• 0% trigger gears due Oct. 30, 2020 linked to the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 36253M877

• 0% buffered index-linked notes due Oct. 31, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LUE2

• Callable contingent coupon notes due April 30, 2020 linked to the least performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054LWR1

• 0% trigger gears due Oct. 30, 2020 linked to the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 36254F103

• 0% trigger absolute return step securities due Oct. 31, 2022 linked to the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 36254F137

• 0% trigger gears due Oct. 31, 2022 linked to the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 36254F129

• Callable contingent coupon notes due Oct. 31, 2027 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054LX90

• Notes due May 5, 2021 linked to least performing of the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LWY6

• Callable buffered monthly range accrual notes due Oct. 31, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVD3

• Callable monthly range accrual notes due Oct. 31, 2027 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVC5

• Callable contingent coupon notes due Oct. 31, 2022 linked to least performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVL5

• Autocallable contingent coupon notes due Nov. 3, 2027 linked to least performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVN1

• Callable monthly range accrual notes due Oct. 31, 2032 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVK7

• Callable contingent coupon notes due Oct. 31, 2027 linked to least performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVH4

• Callable CMS spread and index-linked range accrual notes due Oct. 31, 2032 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVT8

• Callable buffered monthly range accrual notes due April 30, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVY7

• 0% leveraged buffered index-linked notes due May 3, 2019 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Oct. 30; Cusip: 40054LX33

• 0% Performance Leveraged Upside Securities due Feb. 5, 2019 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 36254F186

• 0% leveraged buffered index-linked notes due Nov. 3, 2022 tied to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; pricing Oct. 31; Cusip: 40054LWC4

• 0% notes due Aug. 5, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 31; Cusip: 40054LWJ9

• Contingent income callable securities due Nov. 3, 2027 linked to the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing Oct. 31; Cusip: 40054LXE9

• Callable contingent coupon notes due Feb. 3, 2019 linked to least performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production ETF; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 31; Cusip: 40054LWX8

• 0% 21-month leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; Cusip: 40054LX66

• 36- to 39-month 0% autocallable buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged buffered notes liked to the Euro Stoxx 50, FTSE 100, Topix, Swiss Market and S&P/ASX 200 indexes; via Goldman Sachs & Co.

• 36- to 39-month 0% autocallable buffered notes linked to a basket of the 25 stocks included in the Euro Stoxx Banks index; via Goldman Sachs & Co.

• 0% 34- to 37-month leveraged buffered index-linked notes tied to the Dow Jones industrial average; via Goldman, Sachs & Co.

HSBC BANK USA, NA

• Income Plus certificates of deposit due Oct. 31, 2022 linked to the stocks of Altria Group Inc., Bristol-Myers Squibb Co., Ford Motor Co., HP Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQE0

• Income Plus certificates of deposit due Oct. 30, 2024 linked to the stocks of Altria Group Inc., Bristol-Myers Squibb Co., Ford Motor Co., HP Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQJ9

• Autocallable target income certificates of deposit due Oct. 30, 2024 linked to the stocks of Altria Group Inc., Bristol-Myers Squibb Co., Ford Motor Co., HP Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YPZ4

• 0% growth opportunity certificates of deposit due Jan. 31, 2022 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQN0

• 0% growth opportunity certificates of deposit due Oct. 30, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQP5

• 0% autocallable certificates of deposit due Oct. 30, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQQ3

• 0% accumulated return certificates of deposit due Oct. 31, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQD2

HSBC USA INC.

• 0% leveraged buffered uncapped market participation securities due Oct. 31, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435FGY7

• 0% trigger gears due Oct. 31, 2022 linked to the iShares MSCI EAFE exchange-traded fund; 75% trigger; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 40435H491

• 0% capped trigger gears due Oct. 30, 2020 linked to the S&P 500 index; 75% trigger; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 40435H475

• 0% buffered Accelerated Market Participation Securities due April 30, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435FJG3

• 0% buffered uncapped market participation securities due Oct. 31, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435FGZ4

• 0% trigger gears due Oct. 29, 2027 linked to the S&P 500 index; 50% trigger; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 40435H483

• 0% market-linked notes due April 28, 2023 linked to the Euro Stoxx 50 index; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 40435FJB4

• 0% leveraged buffered uncapped market participation securities due Nov. 1, 2022 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 27; Cusip: 40435FJJ7

• 0% leveraged buffered uncapped market participation securities due Nov. 1, 2022 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 27; Cusip: 40435FJH1

• Autocallable market-linked step-up notes due October 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

JPMORGAN CHASE & CO.

• Callable step-up fixed-rate notes due Oct. 30, 2032; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48128GE48

• 0% trigger jump securities due Nov. 5, 2019 linked to the Euro Stoxx 50 index; 90% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48129J186

• Autocallable contingent interest notes due May 3, 2019 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HGL5

JPMORGAN CHASE BANK, NA

• Digital contingent coupon certificates of deposit due Oct. 31, 2024 linked to a basket of stocks (Apple, Inc., Cisco Systems, Inc., Chevron Corp., Ford Motor Co., International Business Machines Corp., Altria Group, Inc., Merck & Co., AT&T Inc., Verizon Communications Inc. and Exxon Mobil Corp.); via J.P. Morgan Securities LLC; with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126YMP5

• 0% capped certificates of deposit due April 30, 2025 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126YMF7

• 0% capped certificates of deposit due April 30, 2025 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126YME0

• 0% capped quarterly observation certificates of deposit due Oct. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126YLK7

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due Oct. 29, 2020 linked to the least performing of the common stocks of Apple Inc., Citigroup Inc. and Merck & Co., Inc.; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 48129HGM3

• 0% capped buffered return enhanced notes due Oct. 30, 2019 linked to a basket of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 48129HGE1

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPE7

• 0% capped buffered return enhanced notes due April 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HCA3

• 0% trigger gears due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 80% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 48129J319

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPD9

• 0% uncapped dual directional contingent buffered equity notes due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPB3

• 0% uncapped return enhanced notes due Oct. 31, 2019 linked to the OMX Stockholm 30 index converted into dollars; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HEU7

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HGR2

• 0% dual directional contingent buffered return enhanced notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HCB1

• Autocallable contingent interest notes due Jan. 31, 2019 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBK2

• Autocallable contingent interest notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBX4

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPC1

• 0% uncapped dual directional contingent buffered equity notes due Oct. 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPA5

• 0% trigger step securities due Oct. 29, 2021 linked to the S&P 500 index; 80% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 48129J293

• Autocallable contingent interest notes due April 30, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBM8

• 0% dual directional contingent buffered return enhanced notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HCV7

• 0% step-up autocallable contingent buffered equity notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBS5

• 0% step-up autocallable contingent buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBU0

• Autocallable contingent interest notes due Oct. 29, 2027 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBY2

• 0% trigger step securities due Oct. 29, 2021 linked to the Euro Stoxx Banks index; 75% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 48129J251

• Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 27; Cusip: 48129HGW1

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCR6

• 0% capped buffered return enhanced notes due April 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDQ7

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares Edge MSCI Min Vol USA exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDA2

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares Edge MSCI USA Momentum Factor exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDB0

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCM7

• 0% buffered return enhanced notes due April 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDL8

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCP0

• 0% buffered return enhanced notes due April 30, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDM6

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares Russell 2000 exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDD6

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the PowerShares S&P 500 Quality Portfolio; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDC8

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCJ4

• 0% buffered return enhanced notes due April 30, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDH7

• 0% capped buffered enhanced participation equity notes due March 4, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HHC4

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCF2

• 0% buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCZ8

• 0% dual directional contingent buffered return enhanced notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HEB9

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the Topix index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCS4

MORGAN STANLEY FINANCE LLC

• 0% buffered Performance Leveraged Upside Securities due Oct. 31, 2022 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CRJ8

• 0% buffered Performance Leveraged Upside Securities due Oct. 29, 2021 linked to S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CSB4

• Contingent income autocallable securities due Oct. 29, 2032 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CRN9

• 0% market-linked notes due Oct. 31, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 27; Cusip: 61768CRZ2

• 0% buffered Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768CRV1

• 0% market-linked notes due Nov. 3, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768J482

• 0% market-linked notes due Oct. 31, 2023 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768J441

• 0% market-linked notes due Nov. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768J458

ROYAL BANK OF CANADA

• 0% buffered enhanced return notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013GKK0

• 0% buffered enhanced return notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013GKM6

• 0% trigger gears due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 80% trigger; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013F412

• 0% buffered enhanced return notes due Oct. 31, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013GKL8

• 0% barrier booster notes due Nov. 1, 2021 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Oct. 27; Cusip: 78013GJX4

• 0% barrier booster notes due May 2, 2022 linked to the lesser performing of the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via RBC Capital Markets, LLC; pricing Oct. 27; Cusip: 78013GKQ7

• Direct investment notes due Nov. 8, 2018 linked to the October 2017 RBC Capital Markets U.S. Equity Top Picks List; via RBC Capital Markets, LLC; pricing Oct. 27; Cusip: 78013GKC8

• 0% geared buffered return notes due Nov. 1, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 27; Cusip: 78013GKB0

• 0% barrier booster notes due May 2, 2024 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 27; Cusip: 78013GJU0

• 0% barrier absolute return notes due May 2, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 27; Cusip: 78013GJY2

• 0% buffered enhanced return notes due Jan. 4, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 31; Cusip: 78013GKJ3

AB SVENSK EXPORTKREDIT

• 14-month 0% Accelerated Return Notes due November 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

• 14-month 0% Accelerated Return Notes due December 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

TORONTO-DOMINION BANK

• 0% market-linked securities with leveraged upside participation and contingent downside due Nov. 2, 2022 linked to the Dow Jones industrial average; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing Oct. 30; Cusip: 89114QJT6

UBS AG, LONDON BRANCH

• Autocallable contingent yield notes due Oct. 29, 2020 linked to the common stocks of Apple Inc. and Nvidia Corp.; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 26; Cusip: 90270KNM7

• Trigger autocallable contingent yield notes due Oct. 31, 2019 linked to Bank of America Corp. common stock; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 26; Cusip: 90270KNV7

• 0% trigger gears due Oct. 30, 2020 linked to the Russell 2000 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90280X398

• 0% trigger autocallable notes due Nov. 1, 2022 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90270KNL9

• 0% capped gears due Dec. 31, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90280X372

• 0% capped buffer gears due Oct. 31, 2019 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 90280X380

WELLS FARGO & CO.

• Step-up callable notes due Oct. 27, 2032; via Wells Fargo Securities, LLC; pricing Oct. 24; Cusip: 95000N3D9

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