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Structured Products Calendar
BANK OF AMERICA CORP.
Step-up callable notes due Dec. 28, 2036; via BofA Merrill Lynch; settling Dec. 28; Cusip: 06048WTW0
BANK OF MONTREAL
6.6% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TNZ9
8.4% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPD6
0% autocallable cash-settled notes with step up call price due Dec. 31, 2019 linked to iShares U.S. Real Estate exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPF1
0% autocallable cash-settled notes with step up call price due Dec. 31, 2019 linked to iShares U.S. Real Estate exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPG9
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPU8
0% buffered bullish digital return notes with barrier due Jan. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPN4
0% buffered bullish digital return notes with barrier due Jan. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPQ7
0% buffered bullish digital return notes with barrier due Jan. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPM6
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPK0
0% buffered bullish digital return notes with barrier due Jan. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPP9
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPT1
6% autocallable cash-settled notes with conditional interest payments due Dec. 29, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPJ3
8.7% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to SPDR S&P Metals and Mining exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPA2
10.5% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to SPDR S&P Metals and Mining exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPE4
10.8% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPB0
9% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TNX4
0% contingent risk absolute return notes with digital upside due Dec. 31, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPR5
9.9% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TNY2
11.7% autocallable cash-settled notes with fixed interest payments due Dec. 29, 2017 linked to VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPC8
0% contingent risk absolute return notes with digital upside due Dec. 31, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 22; Cusip: 06367TPS3
Redeemable step-up coupon notes due Dec. 30, 2021; via BMO Capital Markets Corp.; pricing Dec. 28; Cusip: 06367TQA1
0% notes due Jan. 5, 2018 linked to the common stocks of Cisco Systems, Inc., Coca-Cola Co., Pfizer Inc., Procter & Gamble Co. and Verizon Communications Inc.; via BMO Capital Markets Corp.; pricing Dec. 28; Cusip: 06367TPV6
0% buffered bullish return notes due June 29, 2018 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing Dec. 28; Cusip: 06367TQH6
BANK OF NOVA SCOTIA
Market-linked step-up notes due December 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in December
Autocallable market-linked step-up notes due December 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in December
BARCLAYS BANK PLC
0% notes due Dec. 29, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Dec. 23; Cusip: 06741VEJ7
0% SuperTrack notes due June 26, 2020 linked to the Euro Stoxx 50 index; 75% trigger; via Barclays; pricing Dec. 23; Cusip: 06741VEQ1
0% buffered SuperTrack notes due March 28, 2018 linked to the Russell 2000 index; via Barclays; pricing Dec. 23; Cusip: 06741VFE7
Callable contingent coupon notes due Dec. 31, 2019 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Dec. 23; Cusip number is 06741VEK4
0% buffered SuperTrack notes due March 28, 2018 linked to the S&P 500 index; via Barclays; pricing Dec. 23; Cusip: 06741VFD9
0% notes due June 28, 2019 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Dec. 27; Cusip: 06741WCC2
0% notes due June 30, 2020 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Dec. 27; Cusip: 06741VF64
0% buffered SuperTrack notes due Dec. 30, 2021 linked to the Dow Jones industrial average; via Barclays; pricing Dec. 27; Cusip: 06741VEU2
Autocallable notes due Dec. 31, 2019 linked to the least performing of the commons stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via Barclays; pricing Dec. 27; Cusip: 06741VEL2
Phoenix autocallable notes due Dec. 31, 2018 linked to the common stocks of Morgan Stanley, Home Depot, Inc. and United Continental Holdings, Inc.; via Barclays; pricing Dec. 27; Cusip: 06741VEW8
0% buffered digital notes due June 28, 2019 linked to the Russell 2000 index; via Barclays; pricing Dec. 27; Cusip: 06741VER9
0% buffered SuperTrack notes due Dec. 30, 2021 linked to the S&P 500 index; via Barclays; pricing Dec. 27; Cusip: 06741VEN8
0% buffered SuperTrack notes due Dec. 30, 2021 linked to the S&P 500 index; via Barclays; pricing Dec. 27; Cusip: 06741VF31
0% trigger gears due Dec. 31, 2021 linked to the S&P 500 index; 60% trigger; via UBS Financial Services Inc. and Barclays; pricing Dec. 27; Cusip: 06744M638
8.5% to 9.5% phoenix autocallable notes due Dec. 29, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Dec. 27; Cusip: 06741VEX6
6% to 7% phoenix autocallable notes due March 30, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Dec. 27; Cusip: 06741VEY4
0% dual directional notes due Dec. 28, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Dec. 27; Cusip: 06741VF49
7.5% to 8% callable contingent coupon notes due Dec. 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Dec. 27; Cusip: 06741VF23
Phoenix autocallable notes due Dec. 29, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Dec. 27; Cusip: 06741VEV0
Trigger autocallable contingent yield notes due Dec. 31, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% to 55% trigger; via UBS Financial Services Inc. and Barclays; pricing Dec. 28; Cusip: 06744M521
Callable fixed-to-floating notes due Dec. 29, 2023; via Barclays; settling Dec. 29; Cusip: 06741VFT4
0% Accelerated Return Notes due February 2018 linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Nikkei Stock Average index, the Swiss Market index, the S&P/ASX 200 index and the Hang Seng index; via BofA Merrill Lynch; pricing in December
0% Accelerated Return Notes due December 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2022 linked to the S&P 500 index; via BofA Merrill Lynch
BMO HARRIS BANK NA
Callable stepped contingent monthly digital payout certificates of deposit due June 30, 2036 linked to the Russell 2000 index; via BMO Capital Markets Corp. and Incapital LLC; pricing Dec. 28; Cusip: 05581WLB9
BNP PARIBAS
0% leveraged notes due Dec. 30, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas Securities Corp.; pricing Dec. 27; Cusip 05579TSY3
0% buffered return enhanced notes due Dec. 30, 2020 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Dec. 27; Cusip 05579TSX5
0% buffered return enhanced notes due Dec. 30, 2021 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Dec. 27; Cusip 05579TSW7
BOFA FINANCE LLC
0% capped Leveraged Index Return Notes due December 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
0% market-linked step-up notes due December 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
CANADIAN IMPERIAL BANK OF COMMERCE
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Oct. 7, 2019 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; pricing Dec. 29; Cusip: 13605WBZ3
0% Accelerated Return Notes due February 2018 linked to a basket of Citigroup Inc., JPMorgan Chase & Co. and Morgan Stanley stocks; via BofA Merrill Lynch; pricing in December
0% capped Leveraged Index Return Notes due December 2018 tied to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in December
0% capped Leveraged Index Return Notes due February 2018 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in December
0% capped Leveraged Index Return Notes due February 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
0.5% market-linked notes due June 27, 2022 linked to S&P 500 index, the Euro Stoxx 50 index and the iShares Core U.S. Aggregate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing Dec. 22; Cusip: 17324CD29
0% enhanced buffered digital securities due Dec. 31, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Dec. 27; Cusip: 17324CD60
0% capped trigger gears due Dec. 31, 2019 linked to the Financial Select Sector SPDR fund; 80% trigger; via UBS Financial Services Inc. and Citigroup Global Markets Holdings Inc.; pricing Dec. 27; Cusip: 17325E390
Autocallable contingent coupon equity-linked securities due Jan. 4, 2019 linked to the worst performing of the common stocks of Nordstrom, Inc., Eli Lilly and Co. and United Rentals, Inc.; via Citigroup Global Markets Inc.; pricing Dec. 27; Cusip: 17324CDF0
0% enhanced buffered digital securities due Jan. 2, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Dec. 27; Cusip: 17324CD78
0% capped trigger gears due Dec. 31, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; 75% trigger; via UBS Financial Services Inc. and Citigroup Global Markets Holdings Inc.; pricing Dec. 27; Cusip: 17325E168
0% market-linked notes due Jan. 2, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc. with Morgan Stanley Wealth Management; pricing Dec. 27; Cusip: 17324CDA1
0% trigger step securities due Dec. 31, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Dec. 27; Cusip: 17325E176
0% trigger step securities due Dec. 31, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Dec. 27; Cusip: 17325E127
CITIGROUP INC.
0% dual directional barrier securities due Jan. 2, 2019 linked to the Energy Select Sector SPDR fund; via Citigroup Global Markets Inc.; pricing Dec. 23; Cusip: 17324CC20
Annual reset coupon securities due Dec. 30, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Dec. 27; Cusip: 17324CD94
0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc. and Morgan Stanley Wealth Management; pricing Dec. 29; Cusip: 17325E226
21- to 24-month 0% buffered notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17324CDH6
CREDIT SUISSE AG
Leveraged CMS curve securities due Dec. 28, 2026 linked to the S&P 500 index and the 30-year and two-year Constant Maturity Swap rates; via Morgan Stanley & Co. LLC; pricing Dec. 22; Cusip: 22548QQL2
Autocallable market-linked securities with contingent coupon and contingent downside due Jan. 4, 2019 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Wells Fargo Securities LLC; pricing Dec. 29; Cusip: 22548QQU2
CREDIT SUISSE AG, LONDON BRANCH
0% accelerated barrier notes due Dec. 27, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 22; Cusip: 22548QQT5
0% digital barrier notes due Jan. 25, 2018 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 22; Cusip: 22548QQV0
Callable step-up fixed-rate notes due Dec. 30, 2021; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22548QPX7
Callable step-up fixed-rate notes due Dec. 29, 2023; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22548QPW9
Trigger callable contingent yield notes due Jan. 3, 2019 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22549A141
Digital plus barrier notes due Jan. 3, 2023 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22548QPP4
Digital barrier notes due July 2, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22548QPN9
Contingent coupon callable yield notes due Jan. 3, 2020 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22548QPQ2
9% to 11% autocallable yield notes due Dec. 29, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QPK5
0% Buffered Accelerated Return Equity Securities due Jan. 2, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QP66
0% digital buffered notes due July 2, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QPL3
0% Buffered Accelerated Return Equity Securities due Jan. 2, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QP74
Contingent coupon autocallable yield notes due March 30, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QP41
Contingent coupon autocallable yield notes due Dec. 30, 2021 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QPB5
0% absolute return digital barrier securities due Dec. 30, 2021 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QPA7
0% digital plus barrier notes due Dec. 30, 2021 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QPC3
Contingent coupon callable yield notes due Dec. 30, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22548QQ24
0% capped trigger gears due Dec. 31, 2019 linked to the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 28; Cusip: 22548T760
0% capped trigger gears due Dec. 31, 2019 linked to the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 28; Cusip: 22548T778
Absolute return barrier securities due Jan. 3, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 28; Cusip: 22548QQY4
0% step-down trigger autocallable notes due Dec. 31, 2019 linked to the S&P index and the Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing Dec. 28; Cusip: 22548T885
0% Performance Leveraged Upside Securities due April 5, 2018 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 29; Cusip: 22548T869
Contingent income callable securities due Jan. 3, 2019 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC with Morgan Stanley Smith Barney LLC; pricing Dec. 29; Cusip: 22548QR80
Contingent coupon callable yield notes due Dec. 30, 2019 linked to the lowest performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 29; Cusip: 22548QPZ2
Market-linked securities due Jan. 4, 2019 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse International; pricing Dec. 29; Cusip: 22548QQU2
0% Buffered Accelerated Return Equity Securities due July 5, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QNX9
0% buffered accelerated return equity securities due July 5, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QNW1
Contingent coupon autocallable yield notes due April 5, 2018 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QPD1
Contingent coupon autocallable yield notes due April 5, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QP90
Autocallable securities due Jan. 7, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QQN8
Contingent coupon callable yield notes due Jan. 6, 2020 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QPF6
0% digital plus barrier notes due Jan. 5, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QP33
0% absolute return digital barrier securities due Jan. 5, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QNY7
0% absolute return digital barrier securities due Jan. 4, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QP82
Contingent coupon callable yield notes due Jan. 6, 2020 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22548QPH2
Autocallable market-linked step-up notes due December 2018 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in December
Capped Leveraged Index Return Notes due February 2018, linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in December
Accelerated return notes due February 2018 linked to the JPX-Nikkei Index 400; via BofA Merrill Lynch; pricing in December
Autocallable market-linked step-up notes due December 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in December
0% Strategic Accelerated Redemption Securities due January 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
GOLDMAN SACHS BANK USA
Variable-coupon basket-linked certificates of deposit due Dec. 28, 2021 linked to a basket of 10 equally weighted stocks (Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., Qualcomm Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 23; Cusip: 38148DQE7
Variable-coupon basket-linked certificates of deposit due Dec. 29, 2023 linked to a basket of 10 equally weighted stocks (Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., Qualcomm Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 23; Cusip: 38148DQG2
Variable-coupon basket-linked certificates of deposit due Dec. 29, 2023 linked to a basket of 10 equally weighted stocks (Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., Qualcomm Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 23; Cusip: 38148DQD9
Variable-coupon basket-linked certificates of deposit due Dec. 29, 2026 linked to a basket of 10 equally weighted stocks (Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., Qualcomm Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 23; Cusip: 38148DQF4
0% certificates of deposit due Jan. 2, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 23; Cusip: 38148DPU2
Contingent coupon certificates of deposit due Dec. 29, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 27; Cusip: 38148DQ98
0% certificates of deposit due Jan. 3, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 23; Cusip: 38148DPQ1
0% certificates of deposit due Dec. 29, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Dec. 23; Cusip: 38148DQ64
0% certificates of deposit due Dec. 29, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 38148DQ72
0% certificates of deposit due Dec. 29, 2023 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 38148DQ80
0% certificates of deposit due June 27, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 38148DPV0
GOLDMAN SACHS GROUP, INC.
Callable step-up fixed-rate notes due 2031; via Goldman Sachs & Co. and Incapital LLC; pricing in December; Cusip: 38148TPJ2
Callable step-up fixed-rate notes due 2020; via Goldman Sachs & Co. and Incapital LLC; pricing in December; Cusip: 38148TPM5
GS FINANCE CORP.
0% leveraged notes due Dec. 30, 2022 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 40054KQG4
Trigger callable contingent yield notes due Jan. 3, 2019 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 65% trigger; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 36251U491
0% notes due July 1, 2024 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 40054KQQ2
0% leveraged buffered notes due Feb. 28, 2018 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 40054KQY5
Contingent coupon notes due Dec. 30, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 40054KRQ1
Callable contingent coupon notes due Dec. 30, 2019 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 40054KQ74
0% leveraged notes due Dec. 31, 2020 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQB5
0% notes due Oct. 1, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQX7
0% notes due Jan. 10, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KR40
0% notes due Dec. 30, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQW9
0% notes due Jan. 11, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KR32
0% notes due Dec. 31, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQU3
0% notes due Jan. 12, 2027 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KR57
0% notes due July 2, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQV1
0% digital notes due Jan. 2, 2019 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KRV0
Callable contingent coupon index-linked notes due Dec. 30, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQM1
Callable contingent coupon index-linked notes due Dec. 30, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KSA5
Autocallable contingent coupon notes due July 2, 2018 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQP4
Callable contingent coupon notes due Dec. 30, 2019 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 40054KQN9
0% notes due Jan. 3, 2025 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KQH2
Trigger autocallable contingent yield notes due Dec. 31, 2026 linked to the MSCI EAFE index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 36251U483
Callable buffered monthly range accrual notes due Dec. 30, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KQR0
Callable monthly range accrual notes due June 30, 2024 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KR73
Callable monthly range accrual notes due Dec. 30, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KQS8
Callable contingent coupon notes due Dec. 30, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip 40054KRB4
0% leveraged buffered notes due July 3, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KR24
0% notes due Jan. 3, 2023 linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KQT6
Callable monthly range accrual notes due Dec. 30, 2031 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KR99
0% buffered notes due Dec. 31, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 40054KQL3
Autocallable contingent coupon index-linked notes due Jan. 5, 2027 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 28; Cusip 40054KRA6
0% trigger gears due Dec. 31, 2021 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; 70% trigger; via Goldman Sachs & Co.; pricing Dec. 28; Cusip: 36251U400
0% buffered Performance Leveraged Upside Securities due Jan. 5, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Dec. 29; Cusip: 36251U350
0% trigger Performance Leveraged Upside Securities due Jan. 4, 2023 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Dec. 29; Cusip: 36251U368
24- to 27-month 0% leveraged notes linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Goldman Sachs & Co.
HSBC BANK USA, NA
Income Plus certificates of deposit due Dec. 28, 2021 linked the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Dec. 22; Cusip: 40434YDV6
Income Plus certificates of deposit due Dec. 28, 2021 linked the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Dec. 22; Cusip: 40434YDW4
Income Plus certificates of deposit due Dec. 28, 2021 linked the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Dec. 22; Cusip: 40434YDX2
Income Plus certificates of deposit due Dec. 28, 2023 linked the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Dec. 22; Cusip: 40434YDY0
Income Plus certificates of deposit due Dec. 28, 2023 linked the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Dec. 22; Cusip: 40434YDZ7
Income Plus certificates of deposit due Dec. 28, 2023 linked the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Dec. 22; Cusip: 40434YEA1
Income Plus certificates of deposit due Dec. 28, 2023 linked the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Dec. 22; Cusip: 40434YEE3
HSBC USA INC.
Callable step-up rate notes due Dec. 28, 2028; via HSBC Securities (USA) Inc.; pricing Dec. 22; Cusip: 40433UJ49
Callable notes with contingent return due Dec. 28, 2026 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 22; Cusip: 40433UE77
Fixed-to-floating notes due Dec. 29, 2021; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40433UF35
0% Leveraged Buffered Uncapped Market Participation Securities due Jan. 3, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40433UA97
Callable notes with contingent return due June 29, 2018 linked to the PowerShares QQQ Trust, series 1, and the Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40433UF43
Contingent income barrier notes due Jan. 3, 2023 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40433UB39
0% market plus notes due June 27, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with J.P. Morgan Securities LLC and JPMorgan Chase Bank NA as placement agents; pricing Dec. 23; Cusip: 40433UJ56
0% Buffered Uncapped Market Participation Securities due Jan. 3, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40433UA89
0% trigger gears due Dec. 31, 2021 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 27; Cusip: 40435B163
0% trigger gears due Dec. 31, 2026 linked to the S&P 500 index; 50% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 27; Cusip: 40435B171
Contingent income securities due Jan. 4, 2027 linked to the S&P 500 index; 60% trigger; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management; pricing Dec. 29; Cusip: 40433UE93
0% Market Index Target-Term Securities due December 2023 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in December
Income plus notes due Dec. 20, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer, Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UG42
0% buffered digital notes due Jan. 31, 2022 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UG83
0% leveraged buffered uncapped market participation securities due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UG75
0% buffered Accelerated Market Participation Securities due Jan. 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UH58
0% buffered Accelerated Market Participation Securities due July 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UH82
0% buffered Accelerated Market Participation Securities due Jan. 31, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UH41
0% buffered Accelerated Market Participation Securities due July 31, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UH74
0% buffered market participation securities due April 30, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UJ31
0% buffered uncapped market participation securities due Jan. 31, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc. pricing Jan. 26; Cusip: 40433UG91
0% buffered Accelerated Market Participation Securities due Jan. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UH33
0% buffered Accelerated Market Participation Securities due July 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UH66
Autocallable barrier notes with contingent return due Jan. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UH90
Autocallable barrier notes with contingent return due April 30, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UJ23
20- to 23-month 0% leveraged buffered capped notes linked to a basket of the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index; via HSBC Securities (USA) Inc.; Cusip: 40433UF68
18- to 21-month 0% leveraged capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.
0% Accelerated Return Notes due February 2018 linked to the S&P 500 index; via BofA Merrill Lynch
0% Leveraged Index Return Notes due December 2021 linked to the S&P 500 index; via BofA Merrill Lynch
JPMORGAN CHASE FINANCIAL CO. LLC
0% capped buffered return enhanced notes due Dec. 28, 2018 linked to a basket of two indexes and one exchange-traded fund; via J.P. Morgan Securities LLC; pricing Dec. 22; Cusip: 46646QEA9
0% uncapped contingent buffered return enhanced notes due Dec. 28, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 22; Cusip: 46646QFX8
0% autocallable notes due Dec. 27, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Dec. 22; Cusip: 46646QGC3
Autocallable contingent interest notes due Jan. 10, 2018 linked to Bank of America Corp. stock; 75% trigger; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QGG4
0% uncapped contingent buffered return enhanced notes with downside digital return due Dec. 29, 2021 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QFW0
0% autocallable securities due Dec. 27, 2019 linked to the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QDX0
0% digital dual directional contingent buffered notes due March 28, 2018 linked to Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QGE9
Autocallable contingent interest notes due June 28, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QFB6
Autocallable contingent interest notes due Dec. 28, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QFC4
Autocallable contingent interest notes due Dec. 27, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QFD2
0% digital dual directional contingent buffered notes due March 28, 2018 linked to S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QGD1
6.75% autocallable yield notes due Dec. 27, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QFU4
0% review notes due Dec. 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QCS2
Callable contingent interest notes due Dec. 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QCT0
Autocallable contingent interest notes due Dec. 29, 2020 linked to the lesser performing of the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 46646QFT7
Uncapped contingent buffered equity notes due Dec. 31, 2020 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 46646QGA7
Uncapped contingent buffered equity notes due Dec. 31, 2021 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 46646QGB5
0% capped buffered enhanced participation notes due July 3, 2018 linked to Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Dec. 28; Cusip: 46646QFY6
0% capped buffered enhanced participation notes due July 3, 2018 linked to Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; 95% trigger; via J.P. Morgan Securities LLC; pricing Dec. 28; Cusip: 46646QFZ3
0% capped buffered enhanced participation notes due Jan. 14, 2020 linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via J.P. Morgan Securities LLC; pricing Dec. 28; Cusip: 46646QFS9
Trigger autocallable contingent yield notes due Jan. 2, 2020 linked to the lesser performing of the MSCI EAFE index and the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Dec. 28; Cusip: 48128P431
0% trigger autocallable contingent yield notes due Jan. 2, 2020 linked to the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Dec. 28; Cusip: 48128P498
Autocallable contingent interest notes due Dec. 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 28; Cusip: 46646QEE1
0% capped buffered enhanced participation notes due Jan. 9, 2019 linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via J.P. Morgan Securities LLC; pricing Jan. 4
MORGAN STANLEY
0% enhanced buffered jump securities due June 29, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Dec. 22; Cusip: 61768CCL9
0% trigger jump securities due Jan. 3, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Dec. 23; Cusip: 61766F797
Fixed-to-floating notes due Dec. 28, 2026 linked to Libor; via Morgan Stanley & Co. LLC; settlement Dec. 28; Cusip 61760QKE3
MORGAN STANLEY FINANCE LLC
0% trigger Performance Leveraged Upside Securities due Dec. 28, 2021 linked to the Health Care Select Sector SPDR fund; 70% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 22; Cusip: 61768CCQ8
0% autocallable notes due Dec. 28, 2023 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing Dec. 22; Cusip: 61768CCR6
Contingent income securities due Dec. 28, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 22; Cusip: 61768CCP0
Contingent income autocallable securities due Dec. 27, 2019 linked to Caterpillar Inc. stock; 70% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 23; Cusip: 61766F771
Contingent income autocallable securities due Dec. 27, 2019 linked to Celgene Corp. stock; 75% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 23; Cusip: 61766F789
0% accelerated return securities due June 29, 2020 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 23; Cusip: 61768CCS4
0% trigger absolute return step securities due Dec. 31, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Dec. 28; Cusip: 61766F656
0% trigger gears due Dec. 31, 2026 linked to the Euro Stoxx 50 index; 70% trigger; via UBS Financial Services Inc. and Morgan Stanley & Co. LLC; pricing Dec. 28; Cusip: 61766F649
0% buffered Performance Leveraged Upside Securities due July 3, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Dec. 29; Cusip: 61766F755
0% buffered Performance Leveraged Upside Securities due July 3, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 29; Cusip: 61766F748
0% dual directional Trigger Performance Leveraged Upside Securities due Jan. 3, 2020 linked to the S&P 500 index; 80% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 29; Cusip: 61766F581
0% dual directional trigger jump securities due Jan. 4, 2022 linked to the S&P 500 index; 70% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 29; Cusip: 61766F573
0% Trigger Performance Leveraged Upside Securities due Jan. 4, 2023 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 29; Cusip: 61766F599
0% dual directional trigger Performance Leveraged Upside Securities due Jan. 3, 2020 linked to the WisdomTree Japan Hedged Equity fund; via Morgan Stanley & Co. LLC; pricing Dec. 29; Cusip: 61766F763
Fixed-to-floating rate securities due Dec. 30, 2036 linked to the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Dec. 30; Cusip: 61766YAY7
Leveraged CMS curve securities due Dec. 30, 2036 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Dec. 30; Cusip: 61766YAX9
ROYAL BANK OF CANADA
0% absolute return notes due 2021 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Dec. 23; Cusip: 78012KXF9
10.85% contingent income autocallable securities due June 28, 2017 linked to Marathon Petroleum Corp. common stock; via RBC Capital Markets, LLC; pricing Dec. 23; Cusip: 78014E1208
0% bear market Performance Leveraged Upside Securities due Dec. 28, 2018 linked to the S&P 500 index; via RBC Capital Markets LLC and Morgan Stanley Wealth Management; pricing Dec. 23; Cusip: 78014E166
0% absolute return notes due Dec. 29, 2021 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing Dec. 23; Cusip: 78012KXT9
Absolute return notes due July 1, 2021 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78012KWL7
0% trigger gears due Dec. 31, 2021 linked to the S&P 500 index; 75% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78014E109
Contingent coupon barrier notes due Dec. 30, 2022 linked to the S&P 500 index; 64% trigger; via RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78012KWN3
Buffered enhanced return notes due Dec. 30, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78012KWJ2
Barrier booster notes due Dec. 30, 2022 linked to the S&P 500 index; 70% trigger; via RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78012KWK9
0% Performance Leveraged Upside Securities due June 28, 2017 linked to basket the S&P 500 index and the Euro Stoxx 50 index, each with a 25% weight, the Market Vectors Gold Miners ETF with a 15% weight, the iShares NASDAQ Biotechnology ETF with a 15% weight, the WisdomTree Japan Hedged Equity fund with a 10% weight and the WisdomTree India Earnings fund with a 10% weight; via RBC Capital Markets LLC and Morgan Stanley Wealth Management; pricing Dec. 28; Cusip: 78014E190
0% market-linked securities leveraged upside participation to a cap and fixed percentage buffered downside due Jan. 4, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Dec. 29; Cusip: 78012KWB9
0% Accelerated Return Notes due February 2018 linked to the stocks of Alphabet, Inc., Amazon.com, Inc., Facebook, Inc. and Netflix, Inc.; via BofA Merrill Lynch; pricing in December
9% STEP Income Securities due January 2018 linked to the common stock of Biogen Idec Inc.; via BofA Merrill Lynch; pricing in December
0% direct investment notes due Feb. 8, 2018 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Jan. 5; Cusip: 78012KXE2
AB SVENSK EXPORTKREDIT
0% Accelerated Return Notes due February 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in December
TORONTO-DOMINION BANK
Callable step-up notes due Dec. 30, 2021; via TD Securities (USA) LLC; pricing Dec. 23; Cusip: 89114QYW2
Callable step-up notes due Dec. 30, 2026; via TD Securities (USA) LLC; pricing Dec. 23; Cusip: 89114QYP7
0% buffered accelerator notes due July 2, 2019 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing Dec. 27; Cusip: 89114QYT9
0% buffered participation notes due Dec. 30, 2021 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing Dec. 27; Cusip: 89114QYQ5
Autocallable contingent interest barrier notes due Jan. 2, 2019 linked to the SPDR S&P Biotech exchange-traded fund; 70% trigger; via TD Securities (USA) LLC; pricing Dec. 27; Cusip: 89114QYV4
Autocallable contingent interest barrier notes due Jan. 2, 2020 linked to the VanEck Vectors Gold Miners exchange-traded fund; 60% trigger; via TD Securities (USA) LLC; pricing Dec. 27; Cusip: 89114QYX0
0% leveraged capped buffered notes linked to basket of the common stock, ordinary shares, registered shares and American depository receipts of ABB Ltd., Alarm.com Holdings, Inc., Ametek Inc., America Movil SAB de CV, Acuity Brands, Inc., CommScope Holding Co., Inc., Cubic Corp., Amdocs Ltd., Comfort Systems USA, Inc., FLIR Systems, Inc., Flowserve Corp., Honeywell International Inc., Hubbell Inc., iRobot Corp., Itron, Inc., Lear Corp., Logitech International SA, Marvell Technology Group Ltd., Mueller Water Products, Inc., MaxLinear, Inc., NetGear, Inc., Koninklijke Philips NV, Pentair plc, Roper Technologies, Inc., Silicon Laboratories Inc., STMicroelectronics NV, TE Connectivity Ltd., Toro Co., Watts Water Technologies, Inc. and Xylem Inc.; via TD Securities (USA) LLC; pricing Dec. 28; Cusip: 89114QYL6
UBS AG, LONDON BRANCH
Phoenix autocallable notes with memory interest due Jan. 10, 2018 linked to Amazon.com, Inc. common stock; via J.P. Morgan Securities LLC and UBS Investment Bank; pricing Dec. 23; Cusip: 90270KHT9
Contingent income autocallable securities due Dec. 27, 2019 linked to Prudential Financial, Inc. stock; 80% trigger; via UBS Securities LLC; pricing Dec. 23; Cusip: 90280M293
0% capped trigger gears due Dec. 31, 2019 linked to the S&P 500 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90280M152
Trigger autocallable contingent yield notes due Dec. 31, 2026 linked to the lesser performing of the Russell 2000 index and the Dow Jones industrial average; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28; Cusip: 90280M228
Trigger autocallable contingent yield notes due Jan. 2, 2020 linked to the lesser performing of the Russell 2000 index and the Nasdaq-100 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28; Cusip: 90280M210
Trigger autocallable contingent yield notes due Jan. 2, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28; Cusip: 90280M202
0% step-down trigger autocallable notes due Dec. 31, 2021 linked to the SPDR S&P Bank exchange-traded fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 28; Cusip: 90280M277
WELLS FARGO & CO.
Capped fixed-to-floating notes due Dec. 30, 2026; via Wells Fargo Securities, LLC; pricing Dec. 27; Cusip: 94986R3C3
Market-linked securities, callable with contingent coupon and contingent downside due Dec. 31, 2026 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities, LLC; pricing Dec. 27; Cusip 94986R2X8
Autocallable market-linked securities with contingent coupon and contingent downside due Jan. 4, 2019 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Wells Fargo Securities LLC; pricing Dec. 29; Cusip: 94986R2V2
0% autocallable market-linked securities with fixed percentage buffered downside due Jan. 6, 2020 linked to the Financial Select Sector SPDR Fund; via Wells Fargo Securities LLC; pricing Dec. 29; Cusip: 94986R2T7
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due July 5, 2019 linked to the SPDR S&P 500 ETF trust; via Wells Fargo Securities LLC; pricing Dec. 29; Cusip: 94986R2W0
24- to 27-month 0% digital securities with buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; Cusip: 94986R2M2
0% 24- to 27-month buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; Cusip: 94986R2S9
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