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Structured Products Calendar
BANK OF AMERICA CORP.
0% market-linked step-up notes due November 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing November
Autocallable market-linked step-up notes due November 2018 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in November
BANK OF MONTREAL
0% contingent risk absolute return notes due Nov. 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 22; Cusip: 06367TNP1
0% contingent risk absolute return notes due Nov. 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 22; Cusip: 06367TNQ9
0% buffered bullish enhanced return notes due Nov. 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 22; Cusip: 06367TNR7
0% buffered bullish enhanced return notes due Nov. 30, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Nov. 22; Cusip: 06367TNS5
0% buffered bullish enhanced return notes due Dec. 4, 2017, linked to the S&P 500 index; via BMO Capital Markets Corp; pricing Nov. 22; Cusip: 06367TNK2
7.2% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMV9
9% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMR8
0% autocallable cash-settled notes with fixed interest payments due Nov. 29, 2019 linked to iShares U.S. Real Estate exchange-traded fund; 85% trigger; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNB2
0% autocallable cash-settled notes with fixed interest payments due Nov. 29, 2019 linked to iShares U.S. Real Estate exchange-traded fund; 85% trigger; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNC0
0% buffered bullish enhanced return notes due Dec. 29, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNH9
0% bullish digital return notes with barrier due Dec. 29, 2017 linked to the Russell 2000 index; 90% trigger; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNA4
0% bullish digital return notes with barrier due Dec. 29, 2017 linked to the Russell 2000 index; 90% trigger; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMY3
0% buffered bullish enhanced return notes due Dec. 29, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNG1
0% bullish digital return notes with barrier due Dec. 29, 2017 linked to the S&P 500 index; 90% trigger; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMZ0
0% bullish digital return notes with barrier due Dec. 29, 2017 linked to the S&P 500 index; 90% trigger; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMX5
0% buffered bullish enhanced return notes due Dec. 29, 2017 linked to S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNF3
0% buffered bullish enhanced return notes due Dec. 29, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNE6
0% buffered bullish enhanced return notes due Dec. 29, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TND8
6.3% autocallable cash-settled notes with conditional interest payments due Nov. 30, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TNJ5
9.3% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to SPDR S&P Metals and Mining exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMN7
11.4% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to SPDR S&P Metals and Mining exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMS6
9% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMK3
0% contingent risk absolute return notes with digital upside due Nov. 30, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMT4
10.8% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMP2
10.2% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TML1
12% autocallable cash-settled notes with fixed interest payments due Nov. 30, 2017 linked to VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMQ0
0% contingent risk absolute return notes with digital upside due Nov. 30, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Nov. 28; Cusip: 06367TMU1
0% notes due Dec. 21, 2017 linked to Raymond James Analysts Best Picks for 2017; via BMO Capital Markets Corp.; settling Dec. 20; Cusip: 06367TMJ6
BANK OF NOVA SCOTIA
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 6, 2021 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities LLC; pricing Nov. 30; Cusip: 064159JB3
BARCLAYS BANK DELAWARE
0% certificates of deposit due Feb. 28, 2022 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Nov. 22; Cusip: 06740FGK8
0% certificates of deposit due Nov. 28, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Nov. 22; Cusip: 06740FGL6
BARCLAYS BANK PLC
Callable high/low coupon notes due Nov. 21, 2018 linked to the lowest performing of the Financial Select Sector SPDR fund, the Materials Select Sector SPDR fund and the Consumer Staples Select Sector SPDR fund; via Barclays; pricing Nov. 17; Cusip: 06741VEE8
0% notes due Nov. 24, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Nov. 18; Cusip: 06741VDS8
Phoenix autocallable notes due Nov. 23, 2018 linked to the least performing of the iShares Nasdaq Biotechnology ETF, the Financial Select Sector SPDR Fund and the Technology Select Sector SPDR Fund; via Barclays; pricing Nov. 18; Cusip: 06741VEF5
Callable contingent coupon notes due Nov. 21, 2019 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Nov. 18; Cusip: 06741VDP4
Contingent income callable securities due Nov. 21, 2019 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Nov. 18; Cusip: 06745R768
0% annual autocallable notes due Nov. 23, 2020 linked to the lesser performing index of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Nov. 18; Cusip: 06741VDR0
0% notes due Nov. 26, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Nov. 22; Cusip: 06741VE40
0% notes due Nov. 26, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Nov. 22; Cusip: 06741VE65
0% buffered SuperTrack notes due Nov. 26, 2021 linked to the Dow Jones industrial average; via Barclays; pricing Nov. 22; Cusip: 06741VE32
0% buffered digital notes due May 28, 2019 linked to the Russell 2000 index; via Barclays; pricing Nov. 22; Cusip: 06741VDW9
Phoenix autocallable notes due Nov. 28, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Nov. 22; Cusip: 06741VDY5
Phoenix autocallable notes due Feb. 27, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Nov. 22; Cusip: 06741VDU3
0% buffered digital notes due May 28, 2020 linked to the S&P 500 index; via Barclays; pricing Nov. 22; Cusip: 06741VDZ2
0% buffered SuperTrack notes due Nov. 26, 2021 linked to the S&P 500 index; via Barclays; pricing Nov. 22; Cusip: 06741VDX7
0% dual directional notes due Nov. 28, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Nov. 22; Cusip: 06741VE57
Phoenix autocallable notes due Nov. 28, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Nov. 22; Cusip: 06741VDV1
Callable contingent coupon notes due Nov. 27, 2019 linked to the VanEck Vectors Gold Miners exchange-traded fund; 60% trigger; via Barclays; pricing Nov. 22; Cusip: 06741VE81
Callable contingent coupon notes due Nov. 29, 2019 linked to the lesser performing index of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Nov. 23; Cusip: 06741VDJ8
Phoenix autocallable notes due Nov. 30, 2018 linked to the least performing of common stocks of CBS Corp., Netflix, Inc. and Starbucks Corp.; via Barclays; pricing Nov. 28; Cusip: 06741VDN9
10%-11% autocallable notes due Nov. 30, 2018 linked to the least performing of the commons stocks of ConocoPhillips, Chevron Corp. and Marathon Oil Corp.; via Barclays; pricing Nov. 28; Cusip: 06741VDM1
Autocallable notes due Nov. 29, 2019 linked to the least performing of the commons stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via Barclays; pricing Nov. 28; Cusip: 06741VDL3
Callable contingent coupon notes due Nov. 30, 2026 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Nov. 28; Cusip: 06741VDQ2
Trigger autocallable contingent yield notes due Dec. 3, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Nov. 28; Cusip: 06745R677
0% capped gears due Jan. 31, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Nov. 28; Cusip: 06744M786
Callable range accrual notes due May 31, 2024 linked to the performance of the S&P 500 index; via Barclays; pricing Nov. 28; Cusip: 06741VEA6
0% trigger Performance Leveraged Upside Securities due Dec. 5, 2022 linked to the S&P 500 index; via Barclays; pricing Nov. 30; Cusip: 06744M752
0% autocallable market-linked step-up notes due November 2018 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in November
0% capped Leveraged Index Return Notes due January 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in November
0% Accelerated Return Notes due January 2018 linked to a basket of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via BofA Merrill Lynch; pricing in November
Strategic Accelerated Redemption Securities due November 2020 linked to the Nasdaq Biotechnology index; via BofA Merrill Lynch; pricing in November
0% autocallable market-linked step-up notes due November 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
0% Accelerated Return Notes due January 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
0% Strategic Accelerated Redemption Securities due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
0% Accelerated Return Notes due January 2018 linked to a basket of Citigroup Inc., JPMorgan Chase & Co. and Morgan Stanley; via Barclays and BofA Merrill Lynch
0% iPath Series B S&P GSCI Crude Oil exchange-traded notes linked to the S&P GSCI Crude Oil Total Return index; via Barclays; Cusip: 06745R693
BNP PARIBAS
0% leveraged notes due Nov. 29, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas Securities Corp.; pricing Nov. 22; Cusip: 05579TSB3
0% buffered notes due Nov. 30, 2020 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Nov. 22; Cusip: 05579TSA5
0% leveraged notes due Nov. 29, 2021 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Nov. 22; Cusip: 05579TSC1
BOFA FINANCE LLC
Step-up callable notes due Nov. 28, 2031; via BofA Merrill Lynch; Cusip: 09709TAA9
CANADIAN IMPERIAL BANK OF COMMERCE
0% buffered notes due Nov. 29, 2021 linked to the S&P 500 index; via CIBC World Markets; pricing Nov. 22; Cusip: 13605WBX8
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 7, 2020 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; pricing Nov. 28; Cusip: 13605WBY6
0% Leveraged Index Return Notes due November 2019 tied to the worse performing of the Nikkei Stock average index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in November
CITIBANK, NA
0% market-linked certificates of deposit due Nov. 29, 2023 linked to the Citi ETF Market Pilot 5 Excess Return index; via Citigroup Global Markets Inc. and Incapital LLC; pricing Nov. 23; Cusip: 17294XAF3
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
0% upturn securities due May 22, 2018 linked to the common stocks of Capital One Financial Corp., Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley and SVB Financial Group; via Citigroup Global Markets Inc.; pricing Nov. 17; Cusip: 17324CCS3
0% dual directional barrier securities due Nov. 19, 2018 linked to the Energy Select Sector SPDR fund; via Citigroup Global Markets Inc.; pricing Nov. 18; Cusip: 17324CCA2
0% digital securities due Nov. 23, 2018 linked to the iShares U.S. Real Estate exchange-traded fund; via Citigroup Global Markets Inc.; pricing Nov. 18; Cusip: 17324CCE4
0% dual directional barrier securities due May 27, 2020 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing Nov. 21; Cusip: 17324CC79
0% enhanced buffered digital securities due Nov. 27, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Nov. 22; Cusip: 17324CCJ3
0.25% market-linked notes due May 26, 2022 linked to a weighted basket of the Dow Jones industrial average with a 33.34% weight, the Euro Stoxx 50 index with a 33.33% weight and the iShares Core U.S. Aggregate Bond ETF with a 33.33% weight; via Citigroup Global Markets Inc.; pricing Nov. 22; Cusip: 17324CC53
0% enhanced buffered digital securities due Nov. 27, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Nov. 22; Cusip: 17324CCK0
Annual reset coupon securities due Nov. 29, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Nov. 22; Cusip: 17324CCH7
14- to 16-month 0% buffered index-linked notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17324CCM6
24- to 27-month 0% notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17324CCF1
27- to 30-month 0% buffered digital notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17324CCL8
CITIGROUP INC.
Fixed-to-floating notes due Nov. 28, 2023; via Citigroup Global Markets Inc.; pricing Nov. 22; Cusip: 17298CF45
Callable step-up coupon notes due Nov. 28, 2023; via Citigroup Global Markets Inc.; pricing Nov. 22; Cusip: 17298CF52
Callable step-up coupon notes due Nov. 28, 2041; via Citigroup Global Markets Inc.; pricing Nov. 22; Cusip: 1730T32K8
CREDIT SUISSE AG
0% autocallable market-linked step-up notes due November 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in November
CREDIT SUISSE AG, LONDON BRANCH
5.5% to 6.5% callable yield notes due May 29, 2018 linked to the Euro Stoxx 50 index and the Dow Jones industrial average; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 18; Cusip: 22548QMD4
Contingent coupon callable yield notes due Nov. 29, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 18; Cusip: 22548QML6
Contingent coupon callable yield notes due Nov. 28, 2022 linked to the S&P 500 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 18; Cusip: 22548QNL5
0% digital plus barrier notes due Nov. 25, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 18; Cusip: 22548QMJ1
0% digital barrier notes due May 25, 2018 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 18; Cusip: 22548QMK8
Autocallable securities due Nov. 23, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 18; Cusip: 22548QNN1
7% to 9% autocallable reverse convertible securities due Nov. 27, 2017 linked to the class A common stock of Facebook, Inc.; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 21; Cusip: 22549JCZ1
8% to 10% autocallable reverse convertible securities due Nov. 28, 2017 linked to Amgen Inc. common shares; via Credit Suisse Securities (USA) LLC; pricing Nov. 22; Cusip: 22549JCX6
8% to 10% autocallable reverse convertible securities due Nov. 28, 2017 linked to Ford Motor Co. common shares; via Credit Suisse Securities (USA) LLC; pricing Nov. 22; Cusip: 22549JCY4
7% to 9% autocallable reverse convertible securities due Nov. 28, 2017 linked to Palo Alto Networks, Inc. common shares; via Credit Suisse Securities (USA) LLC; pricing Nov. 22; Cusip: 22549JDA5
0% digital buffered notes due May 28, 2020 linked to the Russell 2000 index; via Credit Suisse; pricing Nov. 22; Cusip: 22548QMR3
9% to 11% autocallable reverse convertible securities due Nov. 28, 2017 linked to the class A common stock of Skechers USA, Inc.; via Credit Suisse Securities (USA) LLC; pricing Nov. 22; Cusip: 22549JDB3
Autocallable yield notes due Nov. 29, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QMM4
Contingent coupon autocallable yield notes due Nov. 29, 2021 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QMS1
0% Buffered Accelerated Return Equity Securities due Nov. 28, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLU7
0% Buffered Accelerated Return Equity Securities due Jan. 26, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QMC6
0% Buffered Accelerated Return Equity Securities due Nov. 28, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLU7
Contingent coupon callable yield notes due Nov. 30, 2026 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QMT9
Contingent coupon autocallable yield notes due Feb. 28, 2018 linked to the Russell 2000 index and the S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLN3
Contingent coupon callable yield notes due Nov. 29, 2021 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLX1
0% Buffered Accelerated Return Equity Securities due Nov. 28, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLM5
0% digital plus barrier notes due Nov. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLY9
Contingent coupon autocallable yield notes due Feb. 28, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QJC0
Contingent coupon autocallable yield notes due Nov. 29, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QMN2
0% absolute return digital barrier securities due Nov. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLL7
Contingent coupon callable yield notes due Nov. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLX1
0% digital plus barrier notes due Nov. 29, 2021 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLY9
Step-up contingent coupon callable yield notes due Nov. 29, 2026 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QMB8
Contingent coupon callable yield notes due Nov. 29, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QLV5
Autocallable securities due Nov. 30, 2020 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QMP7
0% capped buffer gears due Nov. 30, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 28; Cusip: 22548T489
0% trigger gears due Nov. 30, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. as distributor; pricing Nov. 28; Cusip: 22548T471
0% Buffered Accelerated Return Equity Securities due June 4, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QLZ6
0% Buffered Accelerated Return Equity Securities due June 4, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QLZ6
Contingent coupon autocallable yield notes due March 5, 2018 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QLS2
Contingent coupon callable yield notes due Dec. 5, 2019 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QM85
0% Buffered Accelerated Return Equity Securities due June 4, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QLQ6
0% absolute return digital barrier securities due Dec. 3, 2020 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QLR4
0% digital plus barrier notes due Dec. 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QM93
0% absolute return digital barrier securities due Dec. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QLP8
Contingent coupon autocallable yield notes due March 5, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QLW3
Contingent coupon callable yield notes due Dec. 5, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QM85
Contingent coupon callable yield notes due Dec. 5, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QMA0
0% accelerated barrier notes due Dec. 3, 2021 linked to the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Nov. 30; Cusip: 22548QNE1
Autocallable market-linked step-up notes due November 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in November
0% capped Leveraged Index Return Notes due January 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in November
0% Accelerated Return Notes due January 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in November
0% Accelerated Return Notes due November 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
CREDIT SUISSE AG, NASSAU BRANCH
0% CS notes due Nov. 28, 2023 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Credit Suisse Securities (USA) LLC; pricing Nov. 18; Cusip: 22548QN35
Callable step-up securities due Nov. 29, 2021; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QNQ4
Callable step-up securities due Nov. 29, 2023; via Credit Suisse Securities (USA) LLC; pricing Nov. 23; Cusip: 22548QNR2
GOLDMAN SACHS BANK USA
0% certificates of deposit due Feb. 25, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Nov. 22; Cusip: 38148DP57
0% certificates of deposit due Nov. 28, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Nov. 22; Cusip: 38148DP40
0.25% certificates of deposit due Nov. 27, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Nov. 22; Cusip: 38148DPA6
0% certificates of deposit due May 28, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Nov. 22; Cusip: 38148DP73
0% certificates of deposit due Nov. 28, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Nov. 22; Cusip: 38148DP65
0% certificates of deposit due Nov. 27, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Nov. 22; Cusip: 38148DP81
Variable-coupon basket-linked certificates of deposit due Nov. 29, 2021 linked to a basket of Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., QUALCOMM Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co.; pricing Nov. 23; Cusip: 38148DPJ7
Variable-coupon basket-linked certificates of deposit due Nov. 29, 2023 linked to a basket of Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., QUALCOMM Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co.; pricing Nov. 23; Cusip: 38148DPG3
Variable-coupon basket-linked certificates of deposit due Nov. 29, 2023 linked to a basket of Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., QUALCOMM Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co.; pricing Nov. 23; Cusip: 38148DPK4
Variable-coupon basket-linked certificates of deposit due Nov. 27, 2026 linked to a basket of Altria Group, Inc., Apple, Inc., AT&T, Inc., Medtronic plc, Pfizer, Inc., QUALCOMM Inc., Home Depot, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co.; pricing Nov. 23; Cusip: 38148DPH1
GOLDMAN SACHS GROUP, INC.
Callable step-up fixed-rate notes due November 2021; via Goldman Sachs & Co. and Incapital LLC; pricing in November; Cusip: 38148TP60
Fixed-to-floating notes due November 2026; via Goldman Sachs & Co.; pricing in November; Cusip: 38148TP94
Callable step-up fixed-rate notes due November 2026; via Goldman Sachs & Co. and Incapital LLC; pricing in November; Cusip: 38148TP78
Callable step-up fixed-rate notes due November 2036; via Goldman Sachs & Co. and Incapital LLC; Cusip: 38148TPC7
Callable step-up fixed-rate notes due November 2023; via Goldman Sachs & Co. and Incapital LLC; Cusip: 38148TPD5
GS FINANCE CORP.
Contingent coupon notes due Nov. 28, 2022 linked to the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; pricing Nov. 18; Cusip: 40054KN69
0% leveraged notes due Nov. 25, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Nov. 18; Cusip: 40054KN77
Callable contingent coupon index-linked notes due Nov. 28, 2020 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co.; pricing Nov. 18; Cusip: 40054KPN0
Contingent income autocallable securities due Nov. 24, 2017 linked to United Continental Holdings, Inc. shares; via Goldman Sachs & Co.; pricing Nov. 18; Cusip: 36251U251
0% notes due Nov. 27, 2024 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNU6
0% notes due Aug. 24, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNK8
0% notes due Aug. 26, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNL6
0% notes due Nov. 26, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER ; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNY8
0% notes due Nov. 28, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNV4
0% notes due Nov. 28, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNF9
0% notes due Nov. 27, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNH5
0% notes due Nov. 27, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNN2
Buffered notes due Nov. 26, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KPE0
Two-year callable contingent coupon notes linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KLW4
Leveraged buffered notes due May 29, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNT9
Buffered notes due Nov. 29, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNS1
Autocallable contingent coupon notes due May 25, 2018 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNX0
Callable contingent coupon notes due Nov. 25, 2019 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Nov. 22; Cusip: 40054KNW2
0% autocallable notes due Nov. 29, 2019 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Nov. 23; Cusip: 40054KN36
0% leveraged notes due Dec. 1, 2022 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KNM4
Callable monthly range accrual notes due Nov. 30, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KND4
Autocallable contingent coupon notes due June 5, 2018 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KNG7
Callable contingent coupon notes due Nov. 30, 2020 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KP59
Callable contingent coupon notes due Nov. 30, 2026 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KNJ1
Autocallable contingent coupon notes due Dec. 7, 2026 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KP26
Callable CMS spread and index-linked range accrual notes due Nov. 30, 2031 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KP75
0% buffered index-linked notes due Dec. 2, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KPM2
0% notes due Dec. 1, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KNP7
Callable monthly range accrual notes due Nov. 30, 2031 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 40054KNZ5
0% trigger autocallable contingent yield notes due Dec. 3, 2026 linked to the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 36251U277
0% trigger gears due Nov. 30, 2026 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; 70% trigger; via Goldman Sachs & Co.; pricing Nov. 28; Cusip: 36251U178
0% dual directional trigger Performance Leveraged Upside Securities due Dec. 4, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Nov. 30; Cusip: 36251U194
0% Performance Leveraged Upside Securities due March 5, 2018 linked to the S&P 500 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Nov. 30; Cusip: 36251U269
24-month 0% leveraged buffered notes linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054KJX5
24-month 0% leveraged buffered notes linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054KNA0
0% five-year leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054KPJ9
42-month 0% leveraged buffered digital notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40054KPK6
Callable contingent coupon notes due Nov. 26, 2021 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KNQ5
22- to 25-month 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
24- to 27-month 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
HSBC BANK USA, NA
Income Plus certificates of deposit due Nov. 28, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonald's Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YDA2
Income Plus certificates of deposit due Nov. 28, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonald's Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YDB0
Income Plus certificates of deposit due Nov. 28, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonald's Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YDC8
Income Plus certificates of deposit due Nov. 29, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonald's Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YCX3
Income Plus certificates of deposit due Nov. 29, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonald's Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YCY1
Income Plus certificates of deposit due Nov. 29, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonald's Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YCZ8
Rate Builder certificates of deposit due Nov. 29, 2021 linked to a basket of 10 stocks assigned Safety Rank 1 by Value Line (Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.); via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YDL8
Rate Builder certificates of deposit due Nov. 28, 2023 linked to a basket of 10 stocks assigned Safety Rank 1 by Value Line (Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.); via HSBC Securities (USA) Inc. and Incapital LLC; pricing Nov. 22; Cusip: 40434YDM6
HSBC USA INC.
0% leveraged buffered uncapped market participation securities due Nov. 29, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Nov. 18; Cusip: 40433UYE0
0% buffered uncapped market participation securities due Nov. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 18; Cusip: 40433UYF7
Autocallable barrier notes with contingent return due Nov. 23, 2021 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 18; Cusip: 40433UZR0
0% buffered digital notes due Nov. 30, 2018 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 18; Cusip: 40433UYN0
Callable notes with contingent return due Nov. 9, 2021 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 60% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 18; Cusip: 40433UYC4
Income plus notes due Nov. 30, 2023 linked to basket of common stocks of Apple Inc., International Business Machines Corp., Eli Lilly & Co., Altria Group, Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYL4
0% buffered accelerated market participation securities due Nov. 30, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYZ3
0% buffered accelerated market participation securities due May 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UZD1
0% buffered digital notes due Nov. 30, 2021 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYS9
0% leveraged buffered uncapped market participation securities due Nov. 30, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYP5
0% buffered accelerated market participation securities due Nov. 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UZA7
0% leveraged buffered uncapped market participation securities due Nov. 30, 2021 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYR1
0% leveraged buffered uncapped market participation securities due Nov. 29, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYW0
0% buffered accelerated market participation securities due Nov. 30, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYY6
0% buffered accelerated market participation securities due May 31, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UZC3
0% buffered uncapped market participation securities due Nov. 30, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYU4
3% to 3.25% fixed-rate buffered notes due Nov. 29, 2019 linked to the Russell 200 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYD2
Autocallable yield notes due May 31, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYJ9
Autocallable yield notes due May 31, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYH3
3% to 3.25% buffered fixed-rate notes due Nov. 29, 2019 linked to the Russell 2000 index and the S&P 500 index via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYD2
0% buffered accelerated market participation securities due Nov. 30, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYX8
0% buffered accelerated market participation securities due May 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UZB5
0% buffered uncapped market participation securities due Nov. 29, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYV2
0% buffered uncapped market participation securities due Nov. 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYT7
0% digital dual directional barrier notes due Nov. 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 21; Cusip: 40433UYQ3
0% barrier enhanced participation notes due May 29, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Nov. 23; Cusip: 40433UZQ2
Income plus notes due Nov. 30, 2023 linked to basket of common stocks of Apple Inc., International Business Machines Corp., Eli Lilly & Co., Altria Group, Inc. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing Nov. 25; Cusip: 40433UYK6
0% trigger step securities due Nov. 30, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Nov. 28; Cusip: 40435C302
0% trigger gears due Nov. 30, 2021 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) LLC; pricing Nov. 28; Cusip: 40435B387
0% allocation securities due Nov. 30, 2021 linked to a basket of the SPDR S&P 500 exchange-traded fund, the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Nov. 28; Cusip: 40435B379
0% dual directional trigger Performance Leveraged Upside Securities due Dec. 4, 2019 linked to the Euro Stoxx 50 index; 80% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 30; Cusip: 40435B361
0% trigger jump securities due Dec. 4, 2019 linked to the iShares Nasdaq Biotechnology exchange-traded fund; 80% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 30; Cusip: 40435C401
Contingent income securities due Dec. 3, 2026 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Nov. 30; Cusip: 40433UA30
0% market-linked step-up notes due November 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in November
0% autocallable market-linked step-up notes due November 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in November
0% Capped Leveraged Index Return Notes due November 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
0% Leveraged Index Return Notes due November 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
0% market-linked step-up notes due November 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
0% Strategic Accelerated Redemption Securities due November 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
0% autocallable market-linked step-up notes due November 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in November
17- to 20-month 0% buffered digital notes linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; Cusip: 40433UYB6
18- to 21-month 0% leveraged capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXH4
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Nov. 30, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XMU6
0% certificates of deposit due Nov. 25, 2026 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER) ; via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XLX1
0% certificates of deposit due Nov. 30, 2021 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XLP8
0% certificates of deposit due Nov. 30, 2022 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XLQ6
0% certificates of deposit due Nov. 30, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XLR4
0% certificates of deposit due Nov. 30, 2023 linked to the J.P. Morgan Mozaic Index (USD); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XLJ2
0% certificates of deposit due Nov. 30, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XMN2
0% autocallable certificates of deposit due Nov. 28, 2023 with step-up call value linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XMJ1
0% autocallable certificates of deposit due Nov. 28, 2023 with step-up call value linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XML6
0% certificates of deposit due Nov. 28, 2023 linked to the S&P 500 Low Volatility Rate Response Daily RC 7% Excess Return index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XLT0
Capped quarterly observation certificates of deposit due Nov. 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Nov. 22; Cusip: 48126XMX0
JPMORGAN CHASE & CO.
Callable contingent interest notes due Nov. 25, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E2Z4
JPMORGAN CHASE FINANCIAL CO. LLC
Autocallable yield notes due Feb. 23, 2018 linked to the least performing of the Russell 2000 index, the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Nov. 17; Cusip: 46646E3B6
Autocallable contingent interest notes due Nov. 21, 2019 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Nov. 17; Cusip: 46646QAQ8
0% capped buffered enhanced participation equity notes due Nov. 23, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 17; Cusip: 46646E7H9
0% capped buffered return enhanced notes due Nov. 23, 2018 linked to a basket of the S&P 500 index with a 70% weight, the Russell 2000 index with a 15% weight, the iShares MSCI EAFE exchange-traded fund with a 15% weight; via J.P. Morgan Securities LLC; pricing Nov. 17; Cusip: 46646E3E0
Autocallable contingent interest notes due Feb. 23, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 17; Cusip: 46646E7J5
Contingent income autocallable securities due Nov. 21, 2019 linked to Apple Inc. shares; 75% trigger; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 48128P654
Contingent income autocallable securities due May 23, 2017 linked to Biogen Inc. shares; 75% trigger; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 48128P662
Autocallable contingent interest notes due Dec. 6, 2017 linked to the class A common stock of Facebook, Inc.; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646QAH8
Contingent income callable securities due Nov. 23, 2018 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Nov. 18; Cusip: 46646QAB1
0% review notes due Nov. 23, 2020 linked to the lesser performing of the Financial Select Sector SPDR fund and the SPDR S&P Regional Banking exchange-traded fund; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E6W7
Autocallable contingent interest notes due Nov. 21, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E3H3
0% review notes due Nov. 23, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E3A8
Autocallable contingent interest notes due Dec. 6, 2017 linked to salesforce.com, inc. common shares; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646QAJ4
0% relative value return enhanced notes due Dec. 6, 2017 linked to the capped upside return of a basket of equally weighted indexes and the downside return of the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646QAK1
0% capped dual directional contingent buffered equity notes due Dec. 6, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646QAM7
0% digital dual directional contingent buffered notes due Feb. 22, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646QAL9
0% capped buffered enhanced participation notes due Jan. 9, 2019 linked to the S&P 500 index; 85% trigger; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E6Z0
0% uncapped contingent buffered equity notes due May 23, 2023 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E7L0
Callable contingent interest notes due Nov. 25, 2020 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E2Z4
Callable contingent interest notes due Nov. 23, 2018 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646QAT2
0% review notes due Nov. 23, 2020 linked to the lesser performing of the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via J.P. Morgan Securities LLC; pricing Nov. 18; Cusip: 46646E6R8
Autocallable contingent interest notes due Nov. 26, 2021 linked to the lesser performing of the S&P 500 index and the S&P GSCI Crude Oil Index Excess Return; 60% trigger; via J.P. Morgan Securities LLC; pricing Nov. 21; Cusip: 46646E7D8
Autocallable contingent interest notes due Nov. 28, 2017 linked to the lesser performing of the class A common stocks of Alphabet Inc. and Facebook, Inc.; 75% trigger; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E6J6
8%-10% autocallable yield notes due Nov. 28, 2017 linked to Amazon.com, Inc. common stock; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E6M9
Callable contingent interest notes due Nov. 30, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E5B4
0% capped buffered return enhanced notes due May 28, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3U4
0% capped buffered enhanced participation notes due Nov. 27, 2018 linked to Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E7C0
0% capped buffered return enhanced notes due Nov. 28, 2018 linked to the FTSE 100 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3P5
0% capped buffered return enhanced notes due May 28, 2019 linked to the FTSE 100 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3V2
0% capped buffered return enhanced notes due Nov. 28, 2018 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3L4
0% capped buffered return enhanced notes due May 28, 2019 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3S9
0% uncapped contingent buffered equity notes due Nov. 27, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3F7
0% capped buffered return enhanced notes due Nov. 28, 2018 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip:46646E3M2
0% capped buffered return enhanced notes due May 28, 2019 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip:46646E3T7
0% capped buffered return enhanced notes due Nov. 28, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3K6
0% capped buffered return enhanced notes due May 28, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3R1
0% uncapped contingent buffered equity notes due Nov. 27, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3Y6
Callable contingent interest notes due Dec. 1, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E5C2
0% uncapped buffered return enhanced notes due Nov. 26, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4Q2
0% capped buffered return enhanced notes due Nov. 28, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3J9
0% capped buffered return enhanced notes due May 28, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3Q3
0% uncapped contingent buffered equity notes due Nov. 27, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3X8
0% uncapped buffered return enhanced notes due Nov. 27, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E3W0
0% uncapped dual directional notes due Nov. 26, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4T6
5.5% to 7.5% yield notes due Sept. 27, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4A7
4.75% to 6.75% yield notes due Oct. 26, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4B5.
7.9%-9% autocallable yield notes due Nov. 28, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4C
Autocallable contingent interest notes due Nov. 28, 2017 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4D1
Autocallable contingent interest notes due Nov. 28, 2017 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4M1
0% digital notes due Dec. 28, 2017 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E5A6
7.25%-9.25% autocallable yield notes due Feb. 27, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4L3
Autocallable contingent interest notes due Feb. 27, 2018 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4E9
Autocallable contingent interest notes due Feb. 27, 2018 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4N9
Autocallable contingent interest notes due Feb. 27, 2018 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4P4
Autocallable contingent interest notes due May 25, 2018 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4H2
Autocallable contingent interest notes due May 28, 2019 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4J8
0% dual directional contingent buffered return enhanced notes due Nov. 27, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4W9
0% dual directional contingent buffered return enhanced notes due Nov. 27, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4R0
Autocallable contingent interest notes due Nov. 27, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4F6
0% uncapped contingent buffered return enhanced notes due Nov. 27, 2020 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4Z2
0% dual directional contingent buffered return enhanced notes due Nov. 27, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4S8
0% dual directional contingent buffered return enhanced notes due Nov. 27, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4X7
0% contingent buffered return enhanced notes due Nov. 26, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4Y5
0% contingent buffered return enhanced notes due Nov. 26, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4V1
0% contingent buffered return enhanced notes due Nov. 26, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4U3
Autocallable contingent interest notes due Nov. 26, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4K5
Autocallable contingent interest notes due Nov. 26, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E4G4
Autocallable contingent interest notes due Nov. 28, 2023 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 22; Cusip: 46646E5D0
Callable range accrual notes due Nov. 28, 2031 linked to the 30-year U.S. dollar ICE swap rate, the two-year U.S. dollar ICE swap rate, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 23; Cusip: 46646E5E8
0% capped trigger gears due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Nov. 28; Cusip: 48128P753
0% trigger absolute return step securities due Nov. 30, 2021 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Nov. 28; Cusip: 48128P746
Buffered callable range accrual notes due May 31, 2024 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 28; Cusip: 46646E5T5
0% trigger step securities due Nov. 30, 2020 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing Nov. 28; Cusip: 48128P761
Trigger autocallable contingent yield notes due Dec. 4, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Nov. 28; Cusip: 48128P696
Autocallable contingent interest notes due Nov. 30, 2026 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Nov. 28; Cusip: 46646E5H1
0% trigger jump securities due Dec. 5, 2018 linked to the class A common stock of Facebook, Inc.; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Nov. 30; Cusip: 48128P647
0% Performance Leveraged Upside Securities due March 5, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC with distribution through Morgan Stanley Wealth Management; pricing Nov. 30; Cusip: 48128P639
0% digital notes due Dec. 5, 2018 linked to the iShares U.S. Real Estate exchange-traded fund; via J.P. Morgan Securities LLC; pricing Nov. 30; Cusip: 46646QAG0
JEFFERIES GROUP LLC
Step-up callable notes due November 2028; via Jefferies LLC; pricing in November; Cusip: 47233JAF5
MORGAN STANLEY
0% capped buffered gears due Nov. 30, 2018 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Nov. 28; Cusip: 61766A566
0% trigger gears due Nov. 30, 2021 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Nov. 28; Cusip: 61766F409
0% trigger gears due Nov. 30, 2021 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Nov. 28; Cusip: 61766F417
0% trigger gears due Nov. 30, 2026 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Nov. 28; Cusip: 61766F391
MORGAN STANLEY FINANCE LLC
0% trigger Performance Leveraged Upside Securities due Nov. 22, 2019 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing Nov. 17; Cusip: 61768CCE5
Contingent income autocallable securities due Nov. 21, 2019 linked to Las Vegas Sands Corp. shares; 70% trigger; via Morgan Stanley & Co. LLC; pricing Nov. 18; Cusip: 61766F540
Contingent income autocallable securities due Nov. 25, 2019 linked to Netflix, Inc. stock; 60% trigger; via Morgan Stanley & Co. LLC; pricing Nov. 18; Cusip: 61768CBN6
Contingent income autocallable securities due Nov. 25, 2019 linked to the class A common stock of Under Armour, Inc.; 65% trigger; via Morgan Stanley & Co. LLC; pricing Nov. 18; Cusip: 61768CBP1
0% accelerated return securities due May 29, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Nov. 23; Cusip: 61768CBG1
0% autocallable securities due Nov. 29, 2019 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Nov. 23; Cusip: 61768CBH9
0% enhanced buffered jump securities due May 29, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Nov. 23; Cusip: 61768CBQ9
Contingent income securities due Nov. 28, 2031 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Nov. 23; Cusip: 61768CBK2
0% trigger Performance Leveraged Upside Securities due Nov. 29, 2021 linked to the S&P 500 index via Morgan Stanley & Co. LLC; pricing Nov. 23; Cusip: 61768CBS5
0% buffered jump securities due Nov. 30, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Nov. 28; Cusip: 61768CBV8
0% trigger absolute return step securities due Nov. 30, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Nov. 28; Cusip: 61766F441
0% trigger absolute return step securities due Nov. 30, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Nov. 28; Cusip: 61766F425
Fixed-to-floating rate notes due Nov. 29, 2026 linked to Libor; via Morgan Stanley & Co. LLC; settlement Nov. 29
Leveraged CMS curve securities due Nov. 29, 2036 linked to the spread of the 30-year ICE swap rate over the two-year ICE swap rate and the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; settling Nov. 29; Cusip: 61766YAV3
0% autocallable securities due Dec. 5, 2018 linked to the Energy Select Sector SPDR Fund; via Morgan Stanley & Co. LLC and Wells Fargo Securities LLC; pricing Nov. 30; Cusip: 61761JZ44
0% buffered Performance Leveraged Upside Securities due June 5, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Nov. 30; Cusip: 61766F557
0% buffered Performance Leveraged Upside Securities due Dec. 3, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Nov. 30; Cusip: 61766F482
0% trigger Performance Leveraged Upside Securities due Dec. 5, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Nov. 30; Cusip: 61766F474
0% dual directional trigger Performance Leveraged Upside Securities due Dec. 4, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing Nov. 30; Cusip: 61766F508
0% buffered Performance Leveraged Upside Securities due June 5, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Nov. 30; Cusip: 61766F565
0% dual directional trigger Performance Leveraged Upside Securities due Dec. 3, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Nov. 30; Cusip: 61766F516
0% market-linked notes due June 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Nov. 30; Cusip: 61766F466
0% capped leveraged buffered notes linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Tokyo Stock Price index, the Swiss Market index and the S&P/ASX 200 index; via Morgan Stanley; Cusip: 61768CBE6
0% capped leveraged buffered notes due in 24 to 27 months linked to a basket of the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Tokyo Stock Price index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Morgan Stanley; Cusip: 61768CBY2
22-to 25-month 0% leveraged buffered notes linked to the S&P 500 index; via Morgan Stanley; Cusip: 61768CBX4
ROYAL BANK OF CANADA
Callable contingent coupon barrier notes due Nov. 21, 2019 linked to Apple Inc. shares; 75% trigger; via RBC Capital Markets, LLC; pricing Nov. 18; Cusip: 78012KVE4
0% barrier booster notes due Nov. 23, 2020 linked to the Euro Stoxx 50 index; 70% trigger; via RBC Capital Markets, LLC; pricing Nov. 18; Cusip: 78012KVK0
Contingent coupon barrier notes due Nov. 23, 2022 linked to the lesser performing of the S&P 500 index; 65% trigger; via RBC Capital Markets, LLC; pricing Nov. 18; Cusip: 78012KVC8
Contingent coupon barrier notes due Nov. 23, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 57% trigger; via RBC Capital Markets, LLC; pricing Nov. 18; Cusip: 89012KVD6
Redeemable step-up notes due Nov. 30, 2026; via RBC Capital Markets, LLC; pricing Nov. 22; Cusip: 78012KSB4
Redeemable step-up notes due Nov. 28, 2036; via RBC Capital Markets LLC; pricing Nov. 22; Cusip: 78012KSC2
0% buffered enhanced return notes due Nov. 28, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC; pricing Nov. 22; Cusip: 78012KVT1
0% barrier absolute return notes due Nov. 28, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Nov. 22; Cusip: 78012KVR5
0% buffered enhanced return notes due Nov. 28, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Nov. 22; Cusip: 78012KVS3
0% absolute return notes due March 4, 2021 linked to the Dow Jones industrial average; 70% trigger; via RBC Capital Markets, LLC; pricing Nov. 28; Cusip: 78012KVH7
0% capped gears due Jan. 31, 2018 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc.; pricing Nov. 28; Cusip: 78014C673
0% capped gears due Jan. 31, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Nov. 28; Cusip: 78014C681
Direct investment notes due Dec. 8, 2017 linked to the November 2016 RBC Capital Markets U.S. Equity Top Picks List; via RBC Capital Markets, LLC; pricing Nov. 28; Cusip: 78012KVJ3
0% barrier booster notes due Dec. 1, 2022 linked to the S&P 500 index; 70% trigger; via RBC Capital Markets, LLC; pricing Nov. 28; Cusip: 78012KVG9
0% buffered enhanced return notes due Dec. 1, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Nov. 28; Cusip: 78012KVF1
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 6, 2021 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing Nov. 30; Cusip: 78012KVL8
7.5% STEP Income Securities due November 2017 linked to the common stock of Amazon.com, Inc.; via BofA Merrill Lynch; pricing in November
7.5% STEP Income Securities due November 2017 linked to Apple Inc. shares; via BofA Merrill Lynch; pricing in November
8% STEP Income Securities due December 2017 linked to the common stock of Intel Corp.; via BofA Merrill Lynch; pricing in November
0% direct investment notes due Jan. 9, 2018 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Dec. 5; Cusip: 78012KVM6
AB SVENSK EXPORTKREDIT
0% Accelerated Return Notes due January 2018 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in November
TORONTO-DOMINION BANK
Callable step-up notes due Nov. 28, 2023; via TD Securities (USA) LLC; pricing Nov. 22; Cusip: 89114QYJ1
Autocallable contingent interest barrier notes due Nov. 27, 2019 linked to the VanEck Vectors Gold Miners exchange-traded fund; 60% trigger; via TD Securities (USA) LLC; pricing Nov. 22; Cusip: 89114QYE2
Callable step-up notes due Nov. 28, 2021; via TD Securities (USA) LLC and Barclays; pricing Nov. 23; Cusip: 89114QYD4
0% market linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 1, 2021 linked to a basket of SPDR S&P 500 ETF trust with a 50% weight, the iShares Russell 2000 ETF with a 15% weight, the iShares MSCI EAFE ETF with a 15% weight, the iShares MSCI Emerging Markets ETF with a 10% weight, the PowerShares DB Commodity Index Tracking fund with a 5% weight and the Vanguard REIT ETF with a 5% weight; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing Nov. 28; Cusip; 89114QYH5
0% leveraged capped buffered basket-linked notes linked to ABB Ltd., Alarm.com Holdings, Inc., Ametek Inc., America Movil SAB de CV, Acuity Brands, Inc., CommScope Holding Co., Inc., Cubic Corp., Amdocs Ltd., Comfort Systems USA, Inc., FLIR Systems, Inc., Flowserve Corp., Honeywell International Inc., Hubbell Inc., iRobot Corp., Itron, Inc., Lear Corp., Logitech International SA, Marvell Technology Group Ltd., Mueller Water Products, Inc., MaxLinear, Inc., NetGear, Inc., Koninklijke Philips NV, Pentair plc, Roper Technologies, Inc., Silicon Laboratories Inc., STMicroelectronics NV, TE Connectivity Ltd., Toro Co., Watts Water Technologies, Inc. and Xylem Inc.; via TD Securities (USA) LLC; Cusip: 89114QYL6
24- to 27-month 0% leveraged capped buffered index-linked notes tied to the S&P 500 index; via TD Securities (USA) LLC and Goldman, Sachs & Co.
24- to 27-month 0% leveraged capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC and Goldman Sachs & Co.; Cusip: 89114QYM4
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Nov. 24, 2017 linked to Amazon.com, Inc. shares; 80% trigger; via UBS Securities LLC; pricing Nov. 18; Cusip: 90275Y799
Trigger autocallable contingent yield notes due Nov. 22, 2021 linked to the common stock of Bank of America Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 18; Cusip: 90275Y856
Trigger autocallable contingent yield notes due Nov. 22, 2021 linked to the common stock of Facebook, Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 18; Cusip: 90275Y864
Trigger autocallable contingent yield notes due Nov. 22, 2021 linked to the common stock of Netflix, Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 18; Cusip: 90275Y880
Trigger autocallable contingent yield notes due Nov. 22, 2021 linked to the common stock of Philip Morris International Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 18; Cusip: 90275Y872
0% trigger autocallable contingent yield notes due Dec. 4, 2019 linked to the Nasdaq-100 index and the Russell 2000 index; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 28; Cusip: 90275Y849
0% trigger autocallable contingent yield notes due Dec. 4, 2019 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 28; Cusip: 90275Y831
WELLS FARGO & CO.
Market-linked securities due Nov. 30, 2026 callable with contingent coupon and contingent downside linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Nov. 28; Cusip: 94986RZ87
Market-linked securities due Dec. 3, 2031 callable with contingent coupon and contingent downside linked to the S&P 500 index; 50% trigger; via Wells Fargo Securities LLC; pricing Nov. 28; Cusip: 94986R2H3
Market-linked securities autocallable with contingent coupon and contingent downside due Nov. 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Wells Fargo Securities LLC; pricing Nov. 28; Cusip: 94986RZ95
Market-linked securities due Nov. 30, 2026 callable with contingent coupon and contingent downside linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Wells Fargo Securities LLC; pricing Nov. 28; Cusip: 94986R2A8 Capped fixed-to-floating notes due Dec. 2, 2026; via Wells Fargo Securities, LLC; pricing Nov. 29; Cusip: 94986R2G5
0% market-linked autocallable securities with fixed percentage buffered downside due Dec. 7, 2020 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing Nov. 30; Cusip: 94986R2C4
Market-linked securities due Dec. 7, 2018 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Nov. 30; Cusip: 94986R2E0
Market-linked securities due Dec. 7, 2018 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Nov. 30; Cusip: 94986R2D2
24- to 27-month 0% enhanced return securities with upside participation and one-to-one downside exposure tied to the MSCI EAFE index; via Wells Fargo Securities LLC; Cusip: 98986RY70
WELLS FARGO BANK, NA
Variable annual interest certificates of deposit due Nov. 29, 2023 linked to stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc. and Nike, Inc.; via Incapital LLC; pricing Nov. 23; Cusip: 94986TF77
Variable annual interest certificates of deposit due Nov. 29, 2023 linked to stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Caterpillar Inc., Cisco Systems, Inc., Coca-Cola Co., Merck & Co., Inc., Nike, Inc., Procter & Gamble Co. and Starbucks Corp.; via Incapital LLC; pricing Nov. 23; Cusip: 94986TG27
0% certificates of deposit due Nov. 30, 2023 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Incapital LLC; pricing Nov. 23; Cusip: 94986TF85
Certificates of deposit due Nov. 30, 2023 linked to the S&P 500 index; via Incapital LLC; pricing Nov. 23; Cusip: 94986TF69
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