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Structured Products Calendar
BANK OF AMERICA CORP.
• 0% autocallable market-linked step-up notes due May 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May
• 0% autocallable market-linked step-up notes due May 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May
• Market-linked step-up notes due May 2018 tied to S&P 500 index and Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2015 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in May
BANK OF MONTREAL
• 0% buffered bullish enhanced return notes due May 31, 2018 linked to the iShares China Large-Cap exchange-traded fund; via BMO Capital Markets Corp.; pricing May 23; Cusip: 06366RUD5
• 0% autocallable cash-settled notes with step-up call price due May 31, 2016 linked to the Market Vectors Russia exchange-traded fund; via BMO Capital Markets Corp.; pricing May 23; Cusip: 06366RUE3
• 0% contingent risk absolute return notes due May 29, 2020 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing May 23; Cusip: 06366RUC7
BANK OF NOVA SCOTIA
• Callable step-up rate notes due May 29, 2024, series A; via Scotia Capital (USA) Inc.; pricing May 27; Cusip: 064159EM4
• Callable step-up rate notes due May 29, 2029, series A; via Scotia Capital (USA) Inc.; pricing May 27; Cusip: 064159EN2
• Callable steepener notes due May 29, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year Constant Maturity Swap rate; via Scotia Capital (USA) Inc.; pricing May 27; Cusip: 064159ES1
BARCLAYS BANK DELAWARE
• Certificates of deposit due May 27, 2021 linked to Altria Group, Inc., Apple, Inc., AT&T Inc., Duke Energy Corp., Intel Corp., Lorillard Inc., McDonald's Corp., Microsoft Corp., Verizon Communications Inc. and the Williams Cos., Inc.; via Barclays with Incapital LLC; pricing May 23; Cusip: 06740AR50
• Certificates of deposit due May 29, 2019 linked to Apple, Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Corp., Hewlett-Packard Co., McDonald's Corp., Nike, Inc. and Yahoo! Inc.; via Barclays with Incapital LLC; pricing May 23; Cusip: 06740AR92
• Certificates of deposit due May 29, 2020 linked to Apple, Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co. and Nike, Inc.; via Barclays with Incapital LLC; pricing May 23; Cusip: 06740AS26
• 0% certificates of deposit due May 27, 2021 linked to the Euro Stoxx 50 index; via Barclays with Incapital LLC as distributor; pricing May 23; Cusip: 06740AR43
• 0% certificates of deposit due May 27, 2021 linked to the Euro Stoxx 50 index; via Barclays with Incapital LLC as distributor; pricing May 23; Cusip: 06740AS34
• Certificates of deposit due May 29, 2020 linked to the Euro Stoxx 50 index, the FTSE 100 index, the Hang Seng index and the S&P 500 index; via Barclays with Incapital LLC as distributor; pricing May 23; Cusip: 06740AS67
• Certificates of deposit due May 29, 2019 linked to the Russell 2000 index; via Barclays with Incapital LLC as distributor; pricing May 23; Cusip: 06740AS42
• 0% certificates of deposit due May 27, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing May 23; Cusip: 06740A559
• 0% certificates of deposit due May 27, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing May 23; Cusip: 06740AR68
• 0.5% certificates of deposit due May 27, 2021 linked to the Shiller Barclays CAPE US Sector Risk Controlled 7% USD Excess Return index; via Barclays with Incapital LLC as distributor; pricing May 23; Cusip: 06740AS83
• 0% certificates of deposit due Nov. 27, 2020 linked to the Barclays Armour II Excess Return 5% index; via Barclays with Incapital LLC as distributor; pricing May 27; Cusip: 06740AS75
BARCLAYS BANK PLC
• 0% trigger jump securities due May 21, 2019 linked to the Euro Stoxx 50 index; via Barclays as agent and Morgan Stanley Wealth Management as a dealer; pricing May 16; Cusip: 06742K337
• 7% reverse convertible notes due Nov. 28, 2014 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing May 22; Cusip: 06741J7P8
• Capped callable steepener notes due May 30, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Barclays; pricing May 27; Cusip: 06741UDA9
• 0% buffered Super Track notes due May 30, 2019 linked to the Dow Jones industrial average; via Barclays; pricing May 27; Cusip: 06741UDF8
• 0% Super Track notes due Nov. 30, 2017 linked to the Euro Stoxx 50 index; 75% trigger; via Barclays; pricing May 27; Cusip: 06741UDH4
• Callable contingent payment notes due May 30, 2019 linked to the Market Vectors Gold Miners exchange-traded fund; via Barclays; pricing May 27; Cusip: 06741UDK7
• 0% buffered Super Track notes due May 30, 2019 linked to the S&P 500 index; via Barclays; pricing May 27; Cusip: 06741UDE1
• 0% trigger performance securities due May 31, 2017 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Barclays and UBS Financial Services Inc.; pricing May 27; Cusip: 06742K386
• 0% trigger performance securities due May 31, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Barclays and UBS Financial Services Inc.; pricing May 27; Cusip: 06742K428
• Buffered performance securities due May 31, 2019 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing May 28; Cusip: 06742K360
• 0% trigger performance securities due May 31, 2019 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing May 28; Cusip: 06742K394
• 0% trigger performance securities due May 31, 2019 linked to the Euro Stoxx 50 index; 75% trigger; via UBS Financial Services Inc. and Barclays; pricing May 28; Cusip: 06742K329
• Annual reset coupon buffered notes due May 29, 2020 linked to the Russell 2000 index; via Barclays; pricing May 28; Cusip: 06741UDD3
• 0% dual directional trigger Performance Leveraged Upside Securities due Dec. 4, 2019 linked to the Euro Stoxx 50 index; via Barclays; pricing May 30; Cusip: 06742K410
• 0% Performance Leveraged Upside Securities due July 3, 2015 linked to the Euro Stoxx 50 index; via Barclays; pricing May 30; Cusip: 06742K436
• Callable contingent coupon notes due May 2016 linked to the common stock of Bristol-Myers Squibb Co.; via Barclays; pricing in May; Cusip: 06741J7G8
• 0% Accelerated Return Notes due November 2015 linked to the JPX Nikkei index 400; via BofA Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2015 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in May
CITIGROUP INC.
• 0% trigger return optimization securities due May 22, 2017 linked to the S&P 500 index; 75% trigger; via Citigroup Global Markets Inc. with UBS Financial Services Inc.; pricing May 16; Cusip: 17322H826
• 0% autocallable contingent coupon equity-linked securities due Nov. 27, 2015 linked to Biogen Idec Inc. common stock; via Citigroup Global Markets Inc.; pricing May 22; Cusip: 1730T0R27
• 0% barrier securities due May 29, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc.; pricing May 23; Cusip: 1730T0Q36
• Callable step-up coupon notes due May 30, 2019; via Citigroup Global Markets Inc.; pricing May 27; Cusip: 1730T0Q93
• Leveraged callable CMS curve-linked notes due May 30, 2029 linked to the 30-year and five-year Constant Maturity Swap rates; via Citigroup Global Markets Inc. (underwriter) and Morgan Stanley & Co. LLC (dealer); pricing May 27; Cusip: 1730T0P78
• Leveraged callable CMS curve-linked notes due May 30, 2034 linked to the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc. (underwriter) and Morgan Stanley & Co. LLC (dealer); pricing May 27; Cusip: 1730T0P86
• 0% buffer securities due May 31, 2019 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing May 27; Cusip: 1730T0Q85
• 0% trigger return optimization securities due May 31, 2017 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing May 27; Cusip: 17322H818
• 0% trigger performance securities due May 31, 2017 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17322H792
• 0.35% market-linked notes due Dec. 4, 2019 tied to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing May 29; Cusip: 1730T0P60
• Autocallable contingent coupon equity-linked securities due June 3, 2015 linked to Netflix, Inc. shares; via Citigroup Global Markets Inc.; pricing May 29; Cusip: 1730T0P94
CREDIT SUISSE AG
• 9.55% autocallable reverse convertible notes due May 15, 2015 linked to the common stock of Pitney Bowes Inc.; via Credit Suisse Securities (USA) LLC; pricing May 12; Cusip: 22547QMV5
• Contingent coupon callable yield notes due Feb. 21, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip: 22547QML7
• 0% absolute return barrier securities due June 2, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip: 22547QMH6
• 0% absolute return barrier securities due June 2, 2020 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip: 22547QMJ2
• 0% digital plus barrier notes due May 31, 2019 linked to the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 23
• 0% digital-plus barrier notes due May 31, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip: 22547QMM5
• 0% equity-linked autocallable step-up notes due June 2, 2017 tied to the performance of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip: 22547QMK9
• 0% Buffered Accelerated Return Equity Securities due May 31, 2018 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing May 27; Cusip: 22547QMT0
• High/low coupon callable yield notes due Aug. 31, 2015 linked to the iShares MSCI Emerging Markets ETF and the iShares MSCI Brazil Capped ETF; via Credit Suisse Securities (USA) LLC; pricing May 27; Cusip: 22547QMU7
• Callable daily range accrual securities due May 28, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 27; Cusip: 22547QLS3
• 0% accelerated barrier notes due June 1, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 27; Cusip: 22547QMR4
• 0% absolute return barrier securities due May 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 27; Cusip: 22547QMX2
• 0% Buffered Accelerated Return Equity Securities due Nov. 30, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22547QN28
• High/low coupon callable yield notes due Dec. 4, 2015 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 30; Cusip: 22547QMN3
• 0% accelerated barrier notes due June 4, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 30; Cusip: 22547QMP8
• 0% absolute return barrier securities due June 4, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 30; Cusip: 22547QMQ6
• 0% autocallable market-linked step-up notes due May 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2015 linked to the Nikkei Stock Average index; via BofA Merrill Lynch; pricing in May
• 0% autocallable market-linked step-up notes due May 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May
CREDIT SUISSE AG, LONDON BRANCH
• 0% Buffered Accelerated Return Equity Securities due Aug. 30, 2019 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22547QMY9
• 0% Buffered Accelerated Return Equity Securities due Nov. 30, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22547QMZ6
• 0% Buffered Accelerated Return Equity Securities due Nov. 30, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22547QN28
CREDIT SUISSE AG, NASSAU BRANCH
• Callable step-up securities due May 22, 2029; via Credit Suisse Securities (USA) LLC; pricing May 19; Cusip: 22547QGN0
• Callable step-up securities due May 28, 2026; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip: 22547QLX2
• Callable step-up securities due May 30, 2022; via Credit Suisse Securities (USA) LLC; pricing May 27; Cusip: 22547QN44
DEUTSCHE BANK AG, LONDON BRANCH
• 0% trigger return optimization securities due May 23, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 19; Cusip: 25155Q565
• 0% trigger performance securities due May 31, 2024 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 27; Cusip: 25155Q573
• 0% trigger return optimization securities due May 31, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 28; Cusip: 25155Q557
• 0% Accelerated Return Notes due July 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May
• 0% market-linked step-up notes due May 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May
• 0% market-linked step-up notes due May 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May
GOLDMAN SACHS BANK USA
• 0% equity-linked certificates of deposit due May 28, 2020 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing May 22; Cusip: 38147JZL9
• 0% equity-linked certificates of deposit due Nov. 27, 2020 linked to S&P 500 index, the Russell 2000 index and the S&P MidCap 400 index; via Goldman Sachs & Co. with Incapital LLC; pricing May 22; Cusip: 38147JYZ9
• Contingent coupon certificates of deposit due May 27, 2021 linked to a basket of common stocks (AT&T Inc., Chevron Corp., Cisco Systems, Inc., General Electric Co., Intel Corp., McDonald's Corp., Merck & Co., Inc., Pfizer Inc., Proctor & Gamble Co. and Verizon Communications Inc.); via Goldman Sachs & Co.; pricing May 23; Cusip: 38147JZN5
• Variable coupon certificates of deposit due May 27, 2021 linked to a basket of common stocks (Apple Inc., Baxter International Inc., Eli Lilly and Co., Exelon Corp., Hewlett-Packard Co., Merck & Co., Inc., Microsoft Corp., Target Corp., Southern Co. and Verizon Communications Inc.); via Goldman Sachs & Co.; pricing May 23; Cusip: 38147JZM7
• 0% certificates of deposit due Dec. 3, 2019 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing May 27; Cusip: 38147JYX4
• 0% certificates of deposit due March 3, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing May 27; Cusip: 38147JYV8
• 0% certificates of deposit due June 1, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing May 27; Cusip: 38147JYU0
GOLDMAN SACHS GROUP, INC.
• Callable monthly Euro Stoxx 50 index-linked range accrual notes due May 29, 2029; via Goldman Sachs & Co.; pricing May 23; Cusip: 38147Q5D4
• 0% index-linked trigger notes due March 2, 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing May 27; Cusip: 38147Q4R4
• Callable contingent coupon notes due May 30, 2017 linked to the S&P 500 index, Russell 2000 index and Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing May 27; Cusip: 38147Q4Q6
• 0% notes due Sept. 2, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing May 28; Cusip: 38147Q5K8
• 0% leveraged notes due June 3, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing May 28; Cusip: 38147Q4V5
• Callable monthly Russell 2000 index-linked range accrual notes due May 30, 2024; via Goldman Sachs & Co.; pricing May 28; Cusip: 38147Q4T0
• Callable monthly range accrual notes due May 30, 2024 linked to the Russell 2000 index; 50% trigger; via Goldman Sachs & Co.; pricing May 28; Cusip: 38147Q4U7
• 0% index-linked notes due Dec. 2, 2021 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing May 28; Cusip: 38147Q4M5
• Callable step-up fixed-rate notes due May 2022; via Goldman Sachs & Co. and Incapital LLC; settlement in May; Cusip: 38147Q4Y9
• Callable step-up fixed-rate notes due May 2029; via Goldman Sachs & Co. and Incapital LLC; settling May; Cusip: 38147Q5Y8
• 0% digital notes linked to the Euro Stoxx 50 index due in 18 to 21 months; 85% trigger; via Goldman Sachs & Co.
• 24- to 27-month 0% notes linked to the Euro Stoxx 50 index; 90% trigger; via Goldman Sachs & Co.
• 36- to 40-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147Q5C6
• Four-year 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
• Five-year 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38148A811
• 18-21-month 0% digital index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.
• 25- 28-month 0% leveraged notes tied to the MSCI EAFE index; 90% trigger; via Goldman Sachs & Co.
• Five-year 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147Q5F9
• 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147Q2V7
• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
• Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QSF4
• 0% leveraged notes linked to the S&P 500 index due in 36 to 39 months; via Goldman Sachs & Co.
• Five-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147Q5B8
• 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• 36- to 39-month 0% notes linked to the Topix index; via Goldman Sachs & Co.
HSBC USA INC.
• Autocallable yield notes due Aug. 17, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 13; Cusip: 40433BAA6
• Autocallable yield notes due Aug. 17, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 13; Cusip: 40433BAB4
• Callable leveraged steepener notes due May 21, 2029 linked to the 30-year and five-year Constant Maturity Swap rates; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing May 16; Cusip: 40432XZ79
• 0% Accelerated Market Participation Securities due Nov. 30, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAS7
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAP3
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAK4
• 0% buffered uncapped market participation securities due May 29, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAU2
• 0% barrier leveraged tracker notes due May 28, 2024 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAY4
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAN8
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAJ7
• 0% buffered Accelerated Market Participation Securities due May 30, 2017 linked to the iShares U.S. Real Estate exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BBB3
• 0% leveraged buffered uncapped market participation securities due May 28, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAW8
• 0% buffered Accelerated Market Participation Securities due May 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BBA5
• 0% buffered Accelerated Market Participation Securities due May 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAZ1
• 0% Accelerated Market Participation Securities due Nov. 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAR9
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAM0
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAH1
• 0% Accelerated Market Participation Securities due Nov. 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAQ1
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAL2
• 0% buffered Accelerated Market Participation Securities due May 31, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAG3
• 0% buffered Accelerated Market Participation Securities due Nov. 28, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BBD9
• 0% buffered uncapped market participation securities due Nov. 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAT5
• 0% buffered uncapped market participation securities due May 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 22; Cusip: 40433BAV0
• Income plus notes due June 1, 2021 linked to the common stocks of Altria Group, Inc., Bristol-Myers Squibb Co., ConocoPhillips, Kraft Foods Group, Inc. and McDonald's Corp.; via HSBC Securities (USA) Inc.; pricing May 23; Cusip: 40432XZ87
• 0% leveraged buffered uncapped market participation securities due May 29, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 23; Cusip: 40432XZ61
• 0% Performance Leveraged Upside Securities due May 31, 2016 linked to the Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC; pricing May 23; Cusip: 40434C576
• Contingent income barrier notes due June 2, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 23; Cusip: 40432XYU9
• 0% trigger Performance Leveraged Upside Securities due Nov. 28, 2014 linked to a basket of commodities (copper, RBOB gasoline, lean hogs, palladium, soybeans and West Texas Intermediate light sweet crude oil); via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61762GBN3
• 0% Selections due June 2, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZT1
• 0% Selections due June 2, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZC8
• 0% Selections due May 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZG9
• 0% Selections due May 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZX2
• 0% Selections due May 30, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) LLC; pricing May 27; Cusip: 40432XZN4
• 0% performance barrier notes due Nov. 30, 2017 linked to a basket of the Hang Seng China Enterprises index, the Korea Composite Stock Price Index 200 and the MSCI Taiwan index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40433BBC1
• 0% Selections due June 2, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZB0
• 0% Selections due June 2, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZS3
• 0% Selections due May 30, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZY0
• 0% Selections due May 30, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZG9
• 0% Selections due May 30, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) LLC; pricing May 27; Cusip: 40432XZM6
• 0% Selections due June 2, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZR5
• 0% SelectInvest debt securities due June 2, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZA2
• 0% Selections due May 30, 2017 linked to the Russell 2000; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZW4
• 0% SelectInvest debt securities due May 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZF1
• 0% SelectInvest debt securities due May 30, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZL8
• Contingent income autocallable securities due May 30, 2029 with a two-year initial non-call period linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQU6
• 0% SelectInvest debt securities due June 2, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZ95
• 0% Selections due June 2, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZQ7
• 0% Selections due May 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZV6
• 0% SelectInvest debt securities due May 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZE4
• 0% SelectInvest debt securities due May 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZK0
• 0% trigger performance securities due May 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with UBS Financial Services Inc. as agent; pricing May 27; Cusip: 40434C626
• 0% Selections due June 2, 2015 linked to S&P 500 index, the Euro Stoxx 50 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZD6
• 0% Selections due May 30, 2017 linked to S&P 500 index, the Euro Stoxx 50 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZJ3
• 0% Selections due May 30, 2019 to S&P 500 index, the Euro Stoxx 50 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZP9
• 0% Selections due June 2, 2015 linked to S&P 500 index, the Euro Stoxx 50 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40432XZU8
• Autocallable yield notes due Aug. 31, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40433BAD0
• Autocallable yield notes due Aug. 31, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 27; Cusip: 40433BAC2
• 0% airbag performance securities due May 31, 2024 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. with UBS Financial Services Inc. as agent; pricing May 28; Cusip: 40434C618
• 0% trigger Performance Leveraged Upside Securities due June 4, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; 85% trigger; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management; pricing May 30; Cusip: 40434C592
• Leveraged Index Return Notes due May 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in May
• 0% Market Index Target-Term Securities due May 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in May
JPMORGAN CHASE BANK, NA
• Digital contingent coupon certificates of deposit due May 28, 2021 linked to Apple, Inc., Duke Energy Corp., FedEx Corp., Intel Corp., Coca-Cola Co., Eli Lilly and Co., McDonald's Corp., Occidental Petroleum Corp., Procter & Gamble Co. and Potash Corp. of Saskatchewan Inc.; via J.P. Morgan Securities LLC with Incapital LLC; pricing May 27; Cusip: 48125TMP7
• Digital contingent coupon certificates of deposit due May 28, 2021 linked to GameStop Corp., Intel Corp., International Paper Co., Lorillard, Inc. Potash Corp. of Saskatchewan Inc., Rio Tinto plc, Staples, Inc., Seagate Technology plc, Symantec Corp. and Williams Cos., Inc.; via J.P. Morgan Securities LLC with Incapital LLC; pricing May 27; Cusip: 48125TNW1
• 0% certificates of deposit due May 29, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 27; Cusip: 8125TNF8
• Market-linked certificates of deposit with contingent annual interest due May 28, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 27; Cusip: 48125TNC5
• Variable annual income certificates of deposit due May 28, 2021 contingent on the performance of the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 27; Cusip: 48125TNP6
• Variable annual income certificates of deposit due May 28, 2021 contingent linked to the J.P. Morgan High Yield ETF Volatility Target index 3%; via J.P. Morgan Securities LLC with Incapital LLC; pricing May 27; Cusip: 48125TNU5
• 0% certificates of deposit due Nov. 29, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 27; Cusip: 48125TMN2
• 0% capped certificates of deposit due Nov. 30, 2021 linked to a basket of the S&P 500 index, the Euro Stoxx 50 index and the Nikkei 225 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 27; Cusip: 48125TND3
JPMORGAN CHASE & CO.
• Autocallable contingent interest notes due May 15, 2015 linked to iShares Nasdaq Biotechnology exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing May 12; Cusip: 48127DHB7
• 0% knock-out buffered return enhanced notes due Nov. 21, 2016 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing May 16; Cusip: 48127DHK7
• Contingent income autocallable securities due May 21, 2015 linked to Tesoro Corp.; via J.P. Morgan Securities LLC; pricing May 16; Cusip: 48127F426
• 13.45% reverse convertible notes due Nov. 28, 2014 linked to Best Buy Co., Inc. stock; via JPMorgan; pricing May 22; Cusip: 48127DHW1
• Callable contingent interest notes due May 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 23; Cusip: 48127DFT0
• Fixed-to-floating notes due May 30, 2034 linked to the 30-year Constant Maturity Swap rate, the two-year Constant Maturity Swap rate and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48126N6H5
• Autocallable contingent interest notes due Sept. 1, 2015 linked to the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DHE1
• Contingent coupon callable yield notes due Nov. 30, 2015 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGY8
• 0% capped buffered return enhanced notes due May 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGJ1
• Contingent annual interest notes due May 29, 2020 linked to JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DHD3
• 0% return notes due Aug. 31, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGM4
• 0% return notes due June 10, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing May 27
• 0% return notes due June 30, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGN2
• 0% capped buffered return enhanced notes due May 31, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGH5
• Autocallable contingent interest notes due May 29, 2015 linked to the lesser performing of the Russell 2000 index and iShares MSCI Brazil Capped exchange-traded fund; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGR3
• Contingent interest certificates of deposit due May 31, 2034 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48125TMV4
• Autocallable contingent interest notes due May 29, 2015 linked to the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGQ5
• Autocallable contingent interest notes due May 29, 2015 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGP7
• 0% review notes due May 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGS1
• 0% review notes due May 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 27; Cusip: 48127DGT9
• 0% trigger step performance securities due May 31, 2017 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing May 27; Cusip: 48127E296
• 0% Performance Leveraged Upside Securities due July 6, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 30; Cusip: 48127F483
• 0% Performance Leveraged Upside Securities due July 6, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 30; Cusip: 48127F475
MORGAN STANLEY
• 0% trigger autocallable optimization securities due May 22, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing May 16; Cusip: 61761S174
• 0% buffered Performance Leveraged Upside Securities with downside factor due May 30, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQS1
• 0% market-linked notes due Nov. 30, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQT9
• Contingent coupon notes due May 30, 2034 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQR3
• Contingent income autocallable securities due May 31, 2016 linked to Facebook Inc. shares; 70% trigger; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQH5
• Contingent income securities due May 30, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQL6
• Contingent income securities due May 30, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQJ1
• 0% trigger Performance Leveraged Upside Securities due May 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQF9
• 0% buffered jump securities due May 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 27; Cusip: 61761JQG7
• Trigger performance securities due May 31, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 28; Cusip: 61761S109
• Fixed-to-floating-rate leveraged CMS curve and S&P 500 index-linked notes due May 30, 2034; via Morgan Stanley & Co. LLC; settling May 30; Cusip: 61760QEG5
• Contingent income autocallable securities due May 2017 linked to Amazon.com, Inc.; via Morgan Stanley & Co. LLC; pricing in May; Cusip: 61761S141
• 0% trigger Performance Leveraged Upside Securities due December 2014 linked to a basket of seven commodities (copper, cotton, RBOB gasoline, live cattle, palladium, soybeans and West Texas Intermediate light sweet crude oil); via Morgan Stanley & Co. LLC; pricing in May; Cusip: 61762GBM5
• Contingent income autocallable securities due May 2017 linked to Facebook, Inc.; via Morgan Stanley & Co. LLC; pricing in May; Cusip: 61761S158
• 0% market-linked notes with averaging due November 2019 linked to the iShares MSCI EAFE ETF, the iShares MSCI Emerging Markets ETF and the WisdomTree Japan Hedged Equity Fund; via Morgan Stanley & Co. LLC; pricing in May; Cusip: 61761S125
• Contingent income autocallable securities due May 2015 linked to Michael Kors Holdings Ltd.; via Morgan Stanley & Co. LLC; pricing in May; Cusip: 61761S133
• 0% market-linked notes due November 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in May; Cusip: 61761S117
• 0% dual directional trigger Performance Leveraged Upside Securities due May 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in May; Cusip: 61760S878
ROYAL BANK OF CANADA
• Redeemable step-up notes due May 12, 2017; via RBC Capital Markets, LLC; settlement May 12; Cusip: 78010UVP9
• Redeemable step-up notes due May 13, 2022; via RBC Capital Markets, LLC; settlement May 13; Cusip: 78010UVQ7
• 18.25% reverse convertible notes due Aug. 18, 2014 linked to 3D Systems Corp. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYC5
• 11.5% reverse convertible notes due Aug. 18, 2014 linked to Alexion Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYB7
• 10.5% reverse convertible notes due Nov. 18, 2014 linked to Biogen Idec Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYG6
• 11.5% reverse convertible notes due Nov. 18, 2014 linked to Cree, Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYH4
• 9% reverse convertible notes due Nov. 18, 2014 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYJ0
• 13.75% reverse convertible notes due Nov. 18, 2014 linked to Facebook, Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYK7
• 7% reverse convertible notes due Nov. 18, 2014 linked to F5 Networks, Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYL5
• 13.25% reverse convertible notes due Aug. 18, 2014 linked to Illumina, Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYD3
• 7% reverse convertible notes due Nov. 18, 2014 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYM3
• 11.75% reverse convertible notes due Aug. 18, 2014 linked to Micron Technology, Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYE1
• 12% reverse convertible notes due Aug. 18, 2014 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYF8
• 9% reverse convertible notes due Nov. 18, 2014 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYN1
• 7.5% reverse convertible notes due Nov. 18, 2014 linked to United Rentals, Inc. stock; via RBC Capital Markets Corp.; pricing May 14; Cusip: 78010UYP6
• 7.5%-10.5% reverse convertible notes due Aug. 27, 2014 linked to GameStop Corp. common stock; via RBC Capital Markets, LLC; pricing May 22; Cusip: 78010UYR2
• 0% trigger performance securities due May 31, 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 27; Cusip: 78011Q295
• 0% contingent return optimization securities due Nov. 30, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 27; Cusip: 78011Q287
• 0% bullish barrier enhanced return notes due Nov. 30, 2017 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing May 28; Cusip: 78010UXX0
• 0% bullish barrier enhanced return notes due May 31, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 28; Cusip: 78010UYS0
• 0% buffered bullish enhanced return notes due May 30, 2019 linked to S&P 500 index and the Russell 2000 index; via RBC Capital Markets, LLC; pricing May 28; Cusip: 78010UXY8
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 4, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities LLC; pricing May 30; Cusip: 78010UYT8
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 4, 2017 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing May 30; Cusip: 78010UYQ4
• 0% trigger Performance Leveraged Upside Securities due December 2016 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 30; Cusip: 78011Q261
• 0% Performance Leveraged Upside Securities due July 2015 linked to the WisdomTree Japan Hedged Equity fund; via RBC Capital Markets, LLC; pricing May 30; Cusip: 78011Q279
• Leveraged Index Return Notes due May 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May
• 0% direct investment notes due July 9, 2015 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing June 4; Cusip: 78010UYA9
• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due July 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May
UBS AG, LONDON BRANCH
• Contingent income autocallable securities due May 19, 2017 linked to Genworth Financial, Inc. shares; via UBS Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing May 16; Cusip: 90272X364
• 0% contingent-return optimization securities due Nov. 30, 2016 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 27; Cusip: 90272X224
• 0% trigger performance securities due May 31, 2024 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 27; Cusip: 90272X240
• 0% Performance Leveraged Upside Securities due June 2, 2017 linked to the iShares FTSE China 25 index fund, the iShares MSCI Malaysia ETF, the iShares MSCI Mexico Capped ETF, the iShares MSCI South Korea Capped ETF and the iShares MSCI Taiwan ETF; via UBS Securities LLC with Morgan Stanley Smith Barney as dealer; pricing May 30; Cusip: 90272X372
WELLS FARGO & CO.
• Floating-rate notes due May 16, 2024 linked to the 30-year Constant Maturity Swap rate; via Wells Fargo Securities LLC; pricing May 13; Cusip: 94986RTY7
• 0% market-linked securities with upside participation to a cap and fixed percentage buffered downside due May 26, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities LLC; pricing May 22; Cusip: 94986RTZ4
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 7, 2017 linked to a basket of the SPDR S&P 500 ETF trust with a 50% weight, the iShares Russell 2000 ETF with a 20% weight, iShares MSCI EAFE ETF with a 15% weight and iShares MSCI Emerging Markets ETF with a 15% weight; via Wells Fargo Securities LLC; pricing May 30; Cusip: 94986RTX9
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