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Structured Products Calendar
ABN AMRO BANK NV
10.25% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Abercrombie & Fitch Co.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
20% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Advanced Micro Devices, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
16.25% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Alaska Air Group, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
15.5% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Allegheny Technologies Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
13.5% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Amazon.com, Inc.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
12% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Amgen Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
22% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to the stock of AMR Corp; 70% trigger; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
14.25% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Arch Coal, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
9.10% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to AT&T Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
19.5% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Barnes & Noble, Inc.; 80% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
14.25% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to BEA Systems, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Blackstone Group LP stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10.75% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Caterpillar Inc.; 75% trigger; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
17.5% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Circuit City Stores, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
12.5% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Coach, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
22.5% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Continental Airlines, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
21% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Countrywide Financial Corp.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
12% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Deere & Co. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
13.5% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Diamond Offshore Drilling, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10.5% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Dynegy Inc.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the stock of Edison International; 75% trigger; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
18.5% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Elan Corp. plc stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to EMC Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
12.75% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Freeport-McMoRan Copper & Gold Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
14.5% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Garmin Ltd. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to General Electric Co. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
17.5% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Joy Global Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of JPMorgan Chase & Co.; 80% trigger; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
15% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Las Vegas Sands Corp.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Lehman Brothers Holdings Inc.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
19% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Massey Energy Co. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
14.5% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the stock of MasterCard Corp.; 75% trigger; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
12.5% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of McDermott International, Inc.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
16% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Moody's Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
16% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Nucor Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
11.75% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to NYSE Euronext stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
13% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Peabody Energy Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
11.5% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to SanDisk Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to Schlumberger NV stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
11.75% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Sears Holdings Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
11.5% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Southwestern Energy Corp.; 70% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
17.25% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to SunPower Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
15.25% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to Titanium Metals Corp. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
17.25% Knock-in Reverse Exchangeable Securities due April 30, 2008 linked to Under Armour, Inc. stock; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
10% Knock-in Reverse Exchangeable Securities due Oct. 31, 2008 linked to the stock of Western Union Co.; 80% trigger; via ABN Amro, Inc.; pricing Oct. 26; settlement Oct. 31
20% Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the stock of Whole Foods Market, Inc.; 80% trigger; via ABN Amro Inc.; pricing Oct. 26; settlement Oct. 31
AMERICAN INTERNATIONAL GROUP, INC.
CMS range notes due Oct. 26, 2017; via Banc of America Securities LLC; settlement Oct. 26
BARCLAYS BANK PLC
Zero-coupon 100% principal-protected digital plus notes due Oct. 29, 2009 linked to currency basket; via Barclays Capital Inc.; pricing Oct. 26; settlement Oct. 31
17.25% reverse convertible notes due April 30, 2008 linked to Advanced Micro Devices, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.75% reverse convertible notes due April 30, 2008 linked to AK Steel Holding Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
18.5% reverse convertible notes due Jan. 30, 2008 linked to AK Steel Holding Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
15.5% reverse convertible notes due April 30, 2008 linked to AMR Corp. common stock; 70% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
18.75% reverse convertible notes due April 30, 2008 linked to Amylin Pharmaceuticals, Inc. common stock; 75% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14% reverse convertible notes due April 30, 2008 linked to Apple, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
15.5% reverse convertible notes due April 30, 2008 linked to Arch Coal, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10% reverse convertible notes due April 30, 2008 linked to Baker Hughes Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
12.25% reverse convertible notes due April 30, 2008 linked to the Bear Stearns Cos. Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.5% reverse convertible notes due April 30, 2008 linked to BJ Services Co. common stock; 80% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
15.25% reverse convertible notes due April 30, 2008 linked to Boston Scientific Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
15% reverse convertible notes due April 30, 2008 linked to Borders Group, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10% reverse convertible notes due April 30, 2008 linked to Bristol-Myers Squibb Co. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal-protected bear notes due Oct. 29, 2008 linked to equal weights of the Chinese yuan, Korean won, Indian rupee, Malaysian ringgit and Philippine peso; via Barclays Capital Inc.; pricing Oct. 26; settlement Oct. 31
11.25% reverse convertible notes due April 30, 2008 linked to Coach, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
18.5% reverse convertible notes due April 30, 2008 linked to Coldwater Creek Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.25% reverse convertible notes due April 30, 2008 linked to Commercial Metals Co. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.5% reverse convertible notes due April 30, 2008 linked to Corning Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
12.25% reverse convertible notes due April 30, 2008 linked to Corning Inc. stock; 80% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
20% reverse convertible notes due Jan. 30, 2008 linked to Crocs, Inc.. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
19.5% reverse convertible notes due April 30, 2008 linked to Delta Petroleum Corp. common stock; 70% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal protection notes due Oct. 29, 2009 linked to a basket consisting of equal weights of the Dow Jones Euro Stoxx 50, S&P 500 and Nikkei 225 indexes; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
19.5% reverse convertible notes due Oct. 29, 2008 linked to Elan Corp., plc common stock; 65% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10% reverse convertible notes due April 30, 2008 linked to El Paso Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
17.5% reverse convertible notes due April 30, 2008 linked to Energy Conversion Devices, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.25% reverse convertible notes due April 30, 2008 linked to EOG Resources, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
9.5% reverse convertible notes due April 30, 2008 linked to Exxon Mobil Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.75% reverse convertible notes due April 30, 2008 linked to Ford Motor Co. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.25% reverse convertible notes due Oct. 29, 2008 linked to General Motors Corp. common stock; 65% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14% reverse convertible notes due April 30, 2008 linked to Global Industries, Ltd. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
Zero-coupon principal-protected notes due Oct. 31, 2012 linked to gold; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
13.5% reverse convertible notes due April 30, 2008 linked to Goldcorp Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10% reverse convertible notes due April 30, 2008 linked to the Goldman Sachs Group, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.75% reverse convertible notes due Jan. 30, 2008 linked to Grant Prideco, Inc. common stock; 80% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
0% performance securities with contingent protection due Oct. 31, 2012 linked to the Hang Seng China Enterprises index weighted at 33.34%, the Kospi 200 index weighted at 33.33% and the SET50 index weighted at 33.33%; 50% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Oct. 26; settlement Oct. 31
9.125% reverse convertible notes due Oct. 29, 2008 linked to International Business Machines Corp. common stock; 85% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
18.25% reverse convertible notes due Jan. 30, 2008 linked to JetBlue Airways Corp. common stock; 80% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
12.25% reverse convertible notes due Oct. 29, 2008 linked to Joy Global Inc. common stock; 70% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.1% reverse convertible notes due Jan. 30, 2008 linked to Juniper Networks, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.5% reverse convertible notes due April 30, 2008 linked to Kohl's Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
13.5% reverse convertible notes due April 30, 2008 linked to Las Vegas Sands Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11% reverse convertible notes due Jan. 30, 2008 linked to Las Vegas Sands Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.5% reverse convertible notes due April 30, 2008 linked to Lehman Brothers Holdings Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
9.5% reverse convertible notes due April 30, 2008 linked to Lowe's Cos., Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.25% reverse convertible notes due April 30, 2008 linked to McDonald's Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
17% reverse convertible notes due Jan. 30, 2008 linked to MEMC Electronic Materials, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.25% reverse convertible notes due April 30, 2008 linked to Merck & Co., Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.25% reverse convertible notes due April 30, 2008 linked to Merrill Lynch & Co., Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
17.5% reverse convertible notes due April 30, 2008 linked to MetroPCS Communications, Inc. common stock; 70% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.75% reverse convertible notes due April 30, 2008 linked to MGM Mirage. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.75% reverse convertible notes due April 30, 2008 linked to Micron Technology, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
0% SuperTrack notes due Oct. 31, 2012 linked to equal weights of the MSCI Taiwan, MSCI Singapore Free and Nikkei 225 indexes; via Barclays Capital Inc.; pricing Oct. 26; settlement Oct. 31
12.25% reverse convertible notes due Jan. 30, 2008 linked to Mylan Laboratories Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
12% reverse convertible notes due April 30, 2008 linked to the Nasdaq Stock Market Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
15.5% reverse convertible notes due April 30, 2008 linked to Netflix, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
9.5% reverse convertible notes due April 30, 2008 linked to Newmont Mining Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
15.25% reverse convertible notes due Jan. 30, 2008 linked to Noble Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
12% reverse convertible notes due April 30, 2008 linked to Noble Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10% reverse convertible notes due April 30, 2008 linked to Norfolk Southern Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
16% reverse convertible notes due April 30, 2008 linked to Nucor Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
20% reverse convertible notes due April 30, 2008 linked to NutriSystem Inc. common stock; 70% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.25% reverse convertible notes due April 30, 2008 linked to NYSE Euronext, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
13.5% reverse convertible notes due April 30, 2008 linked to Peabody Energy Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.25% reverse convertible notes due April 30, 2008 linked to Pfizer Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
15.25% reverse convertible notes due Jan. 30, 2008 linked to Parker Drilling Co. common stock; 80% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.5% reverse convertible notes due Jan. 30, 2008 linked to Qualcomm Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.75% reverse convertible notes due April 30, 2008 linked to Qualcomm Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
16% reverse convertible notes due April 30, 2008 linked to Research In Motion Ltd. stock; 70% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
13.25% reverse convertible notes due April 30, 2008 linked to Rowan Cos., Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal protection notes due between Nov. 27, 2012 and May 28, 2013 linked to the S&P 500 index (33.34% weight), Dow Jones Euro Stoxx 50 index (33.33% weight) and Nikkei 225 index (33.33% weight); via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Oct. 26; settlement Oct. 31
17.25% reverse convertible notes due April 30, 2008 linked to SanDisk Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11% reverse convertible notes due April 30, 2008 linked to Schlumberger NV common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
18.5% reverse convertible notes due April 30, 2008 linked to SiRF Technology Holdings, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
13% reverse convertible notes due Jan. 30, 2008 linked to Sotheby's Holdings, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
13% reverse convertible notes due April 30, 2008 linked to Sunoco, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14% reverse convertible notes due April 30, 2008 linked to SunPower Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.25% reverse convertible notes due April 30, 2008 linked to Target Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.6% reverse convertible notes due Jan. 30, 2008 linked to Tellabs, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
20% reverse convertible notes due Jan. 30, 2008 linked to Tenet Healthcare Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
11.9% reverse convertible notes due April 30, 2008 linked to Tiffany & Co. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
12.25% reverse convertible notes due Oct. 29, 2008 linked to Titanium Metals Corp. common stock; 70% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
17.75% reverse convertible notes due April 30, 2008 linked to Under Armour, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
18.75% reverse convertible notes due April 30, 2008 linked to US Airways Group, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
12.25% reverse convertible notes due April 30, 2008 linked to Valero Energy Corp. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
10.25% reverse convertible notes due Oct. 29, 2008 linked to Verizon Communications Inc. common stock; 80% trigger; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
9% reverse convertible notes due April 30, 2008 linked to Walgreen Co. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
9% reverse convertible notes due April 30, 2008 linked to Wal-Mart Stores, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
13% reverse convertible notes due April 30, 2008 linked to Washington Mutual, Inc. common stock; via Barclays Capital; pricing Oct. 26; settlement Oct. 31
14.65% reverse convertible notes due Oct. 31, 2008 linked to the common stock of First Horizon National Corp.; 80% trigger; via Barclays Capital; pricing Oct. 30; settlement Nov. 2
Zero-coupon Beta Plus notes due October 2009 linked to copper, nickel and zinc (each with a 20% weight), aluminum and lead (each with a 5% weight) and the S&P GSCI Corn Index Excess Return, the S&P GSCI Wheat Index Excess Return and the S&P GSCI Soybeans Index Excess Return (each with a 10% weight); via Barclays Capital; pricing and settlement in October
Zero-coupon Beta Plus notes due October 2009 linked to a basket consisting of copper (20% weight), zinc (10% weight), lead (5% weight), gold (5% weight) and platinum (5% weight), along with sub-indexes of S&P GSCI, including the S&P GSCI Wheat Index Excess Return (15% weight), S&P GSCI Corn Index Excess Return (10% weight), S&P GSCI Soybeans Index Excess Return (15% weight), S&P GSCI Sugar Index Excess Return (5% weight), S&P GSCI Cotton Index Excess Return (5% weight) and S&P GSCI Coffee Index Excess Return (5% weight); via Barclays Capital; pricing and settlement in October
Zero-coupon 100% principal protection notes linked to equal weights of the Dow Jones Euro Stoxx 50, S&P 500 and Nikkei 225 indexes due between May 31, 2012 and Nov. 30, 2012; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Nov. 27; settlement Nov. 30
THE BEAR STEARNS COS. INC.
15.5% reverse convertible notes due October 2008 linked to the American Depositary Shares of China Mobile Ltd.; via Bear, Stearns & Co. Inc.; pricing and settlement in October
0% accelerated market participation securities due April 2009 linked to equal weights of the FTSE/Xinhua China 25, Nikkei 225, Kospi 200, Amex Hong Kong 20 and S&P/ASX 200 indexes; via Bear Stearns & Co. Inc; pricing and settlement in October
0% five-year notes linked to S&P 500, Dow Jones Euro Stoxx 50, S&P BRIC 40 and Nikkei 225 indexes (each with a 20% weight), the S&P 400 MidCap index (12% weight) and the Russell 2000 index (8% weight); via Fifth Third Securities, Inc.; pricing in October; settlement in November
One-year 13.6% ReConvs linked to American Depositary Shares of Amιrica Mσvil, SAB de CV; via Bear Stearns & Co. Inc.
CALYON
9.12% reverse convertible notes due April 30, 2008 linked to Caterpillar, Inc. shares; 85% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
16.7% reverse convertible notes due April 30, 2008 linked to Continental Airlines, Inc. shares; 70% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
10.88% reverse convertible notes due April 30, 2008 linked to Corning Inc. shares; 75% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
9.66% reverse convertible notes due April 30, 2008 linked to eBay Inc. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
11.7% reverse convertible notes due April 30, 2008 linked to Nasdaq Stock Market, Inc. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
12.47% reverse convertible notes due April 30, 2008 linked to Peabody Energy Corp. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
15.67% reverse convertible notes due April 30, 2008 linked to United States Steel Corp. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
11.97% reverse convertible notes due April 30, 2008 linked to Valero Energy Corp. shares; 85% trigger; via LaSalle Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
CITIGROUP FUNDING INC.
Zero-coupon issue of stock market upturn notes linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing and settlement October
Equity LinKed Securities (ELKS) due 2008 linked to General Motors Corp. common stock with a coupon expected to be about 10%; via Citigroup Global Markets Inc.; pricing in October
10% to 11% Equity LinKed Securities (ELKS) linked to Alcoa, Inc. common stock; 75% trigger; via Citigroup Global Markets Inc.; pricing in November
0% commodity-linked notes due November 2008 based on the price of gold; via Citigroup Global Markets Inc.
One-year Equity-LinKed Securities (ELKS) linked to Nucor Corp. stock; via Citigroup Global Markets Inc.; pricing in October
Premium Mandatory Callable Equity-linked Securities (Pacers) linked to equal weights of the PHLX Oil Service Sector index and the S&P GSCI Energy Excess Return index; via Citigroup Global Markets
DEUTSCHE BANK AG, LONDON BRANCH
Zero-coupon 100% principal protection notes due Oct. 30, 2009 linked to the Deutsche Bank Balanced Currency Harvest index; via Deutsche Bank Securities and Deutsche Bank Trust Co. Americas; pricing Oct. 25; settlement Oct. 31
Zero-coupon 100% principal protection absolute return barrier notes due April 30, 2009 linked to the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Oct. 25; settlement Oct. 31
0% performance-tracking securities due Oct. 31, 2012 linked to UBS Seasonal Exposure Total Return index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal protection absolute return barrier notes due April 30, 2009 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% performance securities with partial protection due Oct. 31, 2011 linked to equal weights of the S&P 500, Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon market contribution securities due Nov. 2, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 30; settlement Nov. 2
Zero-coupon 100% principal protection notes due May 16, 2011 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return; via Deutsche Bank Securities and Deutsche Bank Trust Co. Americas; pricing Nov. 7; settlement Nov. 15
EKSPORTFINANS ASA
12.55% reverse convertible notes due Oct. 31, 2008 linked to Chicago Bridge & Iron Co. NV common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
9.4% reverse convertible notes due Oct. 31, 2008 linked to Deere & Co. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
10% reverse convertible notes due Oct. 31, 2008 linked to Fluor Corp. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
33% reverse convertible notes due Jan. 31, 2008 linked to Force Protection, Inc. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
15.85% reverse convertible notes due May 1, 2008 linked to Foster Wheeler Ltd. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
15% reverse convertible notes due May 1, 2008 linked to Frontier Oil Corp. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
9.45% reverse convertible notes due Jan. 31, 2008 linked to Intercontinental Exchange, Inc. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
9.6% reverse convertible notes due Oct. 31, 2008 linked to Johnson Controls, Inc. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
12.05% reverse convertible notes due Oct. 31, 2008 linked to KBR, Inc. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
13.40% reverse convertible notes due Oct. 31, 2008 linked to Massey Energy Co. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
21.10% reverse convertible notes due Jan. 31, 2008 linked to Overstock.com, Inc. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
15% reverse convertible notes due May 1, 2008 linked to Shaw Group Inc. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
25.20% reverse convertible notes due Jan. 31, 2008 linked to Valueclick, Inc. common stock; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
25% reverse convertible notes due May 1, 2008 linked to a basket of stocks; 65% trigger; via Natixis Securities North America Inc.; pricing Oct. 26; settlement Oct. 31
0% absolute return range notes due April 20, 2009 linked to the S&P 500 index; via Wachovia Capital Markets, LLC; pricing Oct. 29; settlement Nov. 1
10.5% to 11.5% reverse exchangeable notes with contingent downside protection due May 5, 2008 linked to Amazon.com, Inc. stock; via Wachovia Capital Markets, LLC
Floating-rate strategic access securities due Feb. 10, 2009 linked to the CBOE S&P 500 BuyWrite (BXM) index; via Wachovia Capital Markets, LLC
Capped principal-protected notes due 2010 linked to the Dow Jones Euro Stoxx 50 with a 34% weight, FTSE 100 with a 30% weight, Topix with a 27% weight and the Swiss Market with a 9% weight; via Goldman, Sachs & Co.
12% to 13% reverse exchangeable notes with contingent downside protection due May 5, 2008 linked to Peabody Energy Corp. stock; via Wachovia Capital Markets, LLC
10.5% to 11.5% enhanced yield securities due May 5, 2008 linked to Schlumberger Ltd. common stock; 75% trigger; via Wachovia Capital Markets, LLC
Zero-coupon 100% principal-protected three-year notes linked to the S&P GSCI Agriculture Excess Return index (50% weight), copper (20% weight), WTI crude oil (20% weight) and zinc (10% weight); via Wachovia Capital Markets, LLC
11.5% to 12.5% enhanced yield securities with contingent downside protection due May 5, 2008 linked to United States Steel Corp. stock; 75% trigger; via Wachovia Capital Markets, LLC
FORTIS BANK, CAYMAN ISLANDS BRANCH
19.25% knock-in reverse convertible securities due April 30, 2008 linked to Advanced Micro Devices Inc. common stock; 75% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
18.25% knock-in reverse convertible securities due April 30, 2008 linked to Apple, Inc. common stock; 80% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
8.1% knock-in reverse convertible securities due April 30, 2008 linked to Deere & Co. common stock; 80% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
10% knock-in reverse convertible securities due April 30, 2008 linked to Dell, Inc. common stock; 80% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
16% knock-in reverse convertible securities due April 30, 2008 linked to Ford Motor Co. common stock; 80% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
13.75% knock-in reverse convertible securities due Oct. 31, 2008 linked to Goldcorp, Inc. common stock; 80% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
9.5% knock-in reverse convertible securities due April 30, 2008 linked to the Goldman Sachs Group, Inc. common stock; 80% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
10.75% knock-in reverse convertible securities due Oct. 31, 2008 linked to Intel, Corp. common stock; 85% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
11.5% knock-in reverse convertible securities due April 30, 2008 linked to Noble, Corp. common stock; 80% trigger; via Fortis Bank; pricing Oct. 26; settlement Oct. 31
GOLDMAN SACHS GROUP INC.
0% enhanced-participation notes linked to the iShares MSCI Emerging Markets Index Fund; via Goldman, Sachs & Co.
0% leveraged equity index-linked notes due 2008 linked to the S&P 500 index; via Goldman, Sachs & Co.
0% index-linked notes due 2010 linked to the S&P 500 index; via Goldman, Sachs & Co.
0% leveraged index-linked notes due June 2, 2011 linked to the S&P 500 with a 35% weight and the MISCI EAFE with a 65% weight; via Goldman, Sachs & Co.
Basket-linked notes due 2008 linked to the S&P 500 with a 60% weight, the MSCI EAFE with a 25% weight, the iShares MSCI Emerging Markets index fund with a 10% weight and the Topix with a 5% weight; via Goldman, Sachs & Co.
HSBC BANK USA NA
Far East opportunity point-to-point certificates of deposit due Oct. 31, 2013 linked to equal weights of the Hong Kong Hang Seng China Enterprises, Morgan Stanley Capital International Taiwan, Morgan Stanley Capital International Singapore Cash and Nikkei 225 indexes; via LaSalle Financial Services, Inc.; pricing Oct. 25; settlement Oct. 31
HSBC USA INC.
21% down & in worst of reverse convertible notes due Oct. 31, 2008 linked to the stocks of Altria Group, Inc., Citigroup Inc., AT&T Inc., Pfizer Inc., JPMorgan Chase & Co., Merck & Co., Inc., General Electric Co., Verizon Communications Inc., General Motors Corp. and E. I. Du Pont De Nemours and Co.; 60% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26; settlement Oct. 31
0% return optimization securities due April 30, 2009 linked to the Dow Jones Euro Stoxx 50 index with a 35% weight, the FTSE 100 index with a 25% weight, the Nikkei 225 index with a 25% weight, the Swiss Market index with a 5% weight, the S&P/ASX 200 index with a 5% weight and the MSCI Emerging Markets index with a 5% weight; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Oct. 26; settlement Oct. 31
22.5% down & in worst of reverse convertible notes due Oct. 31, 2008 linked to the stocks of D.R. Horton, Inc., Pulte Homes, Inc., Lennar Corp., Toll Brothers, Inc. and Centex Corp.; 50% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal protection absolute return barrier notes due April 30, 2009 linked to the MSCI EAFE index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Oct. 26; settlement Oct. 31
0% enhanced market participation notes due May 5, 2009 linked to Nikkei 225 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; settlement Oct. 31
0% enhanced market participation notes due Nov. 4, 2008 linked to PHLX Gold & Silver Sector index; via HSBC Securities (USA) Inc.; pricing Oct.
26; settlement Oct. 31
0% enhanced market participation notes due Nov. 4, 2008 linked to PHLX Housing Sector index; via HSBC Securities (USA) Inc.; pricing Oct. 26; settlement Oct. 31
0% enhanced market participation notes due Nov. 4, 2008 linked to S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; settlement Oct. 31
0% principal protection absolute return barrier notes due Oct. 31, 2008 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Oct. 26; settlement Oct. 31
JPMORGAN CHASE & CO.
0% return enhanced notes due Dec. 4, 2008 linked to the S&P GSCI Agriculture Index Excess Return; via J.P. Morgan Securities Inc.; pricing Oct. 25; settlement Oct. 30
14.75% reverse exchangeable notes due Jan. 31, 2008 linked to Alcoa Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
14.25% reverse exchangeable notes due Jan. 31, 2008 linked to AMR Corp. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
9.2% reverse exchangeable notes due Oct. 31, 2008 linked to Bank of America Corp. common stock; 75% trigger; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
12.5% reverse exchangeable notes due April 30, 2008 linked to Bear Stearns Cos. Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
18% reverse exchangeable notes due April 30, 2008 linked to Circuit City Stores, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
9% reverse exchangeable notes due Oct. 31, 2008 linked to Citigroup Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
13.75% reverse exchangeable notes due Jan. 31, 2008 linked to Continental Airlines, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
21.5% reverse exchangeable notes due April 30, 2008 linked to Crocs, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
13% reverse exchangeable notes due Oct. 31, 2008 linked to Cummins Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
11% reverse exchangeable notes due Oct. 31, 2008 linked to Deere & Co. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% lesser index return enhanced notes due Oct. 30, 2009 linked to the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
18% reverse exchangeable notes due Oct. 31, 2008 linked to D.R. Horton, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% principal-protected notes due Oct. 31, 2012 linked to Dow Jones Euro Stoxx 50 index, Nikkei 225 index and S&P 500 index; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% principal-protected notes due April 30, 2013 linked to Dow Jones Euro Stoxx 50 index, Nikkei 225 index and S&P 500 index; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% lesser index annual review notes due Nov. 9, 2010 linked to the Dow Jones Euro Stoxx 50 and Nikkei 225; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon notes due Dec. 3, 2008 linked to an index basket of buffered return enhanced components consisting of the Euro Stoxx 50 (45% weight), FTSE 100 (30% weight) and Nikkei 225 (25% weight); via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
14.5% reverse exchangeable notes due Oct. 31, 2008 linked to E*Trade Financial Corp. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
18% reverse exchangeable notes due Jan. 31, 2008 linked to Garmin Ltd. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
13% reverse exchangeable notes due Oct. 31, 2008 linked to General Motors Corp. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
13% reverse exchangeable notes due Oct. 31, 2008 linked to Goldcorp Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
Knock-out return enhanced notes due Dec. 4, 2008 linked to the iShares MSCI Emerging Markets Index Fund; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
18% reverse exchangeable notes due April 30, 2008 linked to JetBlue Airways Corp. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
21% reverse exchangeable notes due Jan. 31, 2008 linked to Las Vegas Sands Corp. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
12% reverse exchangeable notes due April 30, 2008 linked to Merrill Lynch & Co. Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
16% reverse exchangeable notes due April 30, 2008 linked to Moody's Corp. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
17% reverse exchangeable notes due Jan. 31, 2008 linked to NutriSystem, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
13.25% reverse exchangeable notes due April 30, 2008 linked to Office Depot, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
19% reverse exchangeable notes due April 30, 2008 linked to Research in Motion Ltd. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
12% reverse exchangeable notes due April 30, 2008 linked to Sirius Satellite Radio Inc. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
11% reverse exchangeable notes due Oct. 31, 2008 linked to Sprint Nextel Corp. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% lesser index return enhanced notes due Dec. 4, 2008 linked to Topix index and Nikkei 225 index; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% principal-protected dual directional notes due Oct. 31, 2012 linked to a basket consisting of WTI crude oil (35% weight), primary aluminum (15% weight), copper - grade A (15% weight), S&P GSCI Precious Metals Index Excess Return (15% weight), S&P GSCI Agriculture Index Excess Return (10% weight) and S&P GSCI Livestock Index Excess Return (10% weight); via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
0% principal-protected dual directional notes due Oct. 29, 2010 linked to a basket consisting of WTI crude oil (35% weight), primary aluminum (15% weight), copper - grade A (15% weight), S&P GSCI Precious Metals Index Excess Return (15% weight), S&P GSCI Agriculture Index Excess Return (10% weight) and S&P GSCI Livestock Index Excess Return (10% weight); via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
12% reverse exchangeable notes due Jan. 31, 2008 linked to Wynn Resorts, Ltd. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
22% reverse exchangeable notes due Jan. 31, 2008 linked to Wynn Resorts, Ltd. common stock; via J.P. Morgan Securities Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon principal-protected notes due May 21, 2009 linked to a basket consisting of equal weights of the Brazilian real, Indian rupee, Mexican peso and New Turkish lira, all versus the dollar; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21
0% principal-protected notes due May 21, 2013 linked to the Dow Jones - AIG Commodity Index; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21
Zero-coupon principal protected notes due Nov. 21, 2012 linked to equal weights of the Dow Jones Euro Stoxx 50 index and the Nikkei 225 index; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21
0% principal-protected notes due Nov. 21, 2012 linked to an index basket consisting of the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21
0% principal-protected notes due May 21, 2013 linked to an equally weighted index basket consisting of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21
0% buffered return enhanced notes due Nov. 30, 2012 linked to Russell 1000 Growth index and Russell 1000 Value index; via J.P. Morgan Securities Inc.; pricing Nov. 19; settlement Nov. 26
LEHMAN BROTHERS HOLDINGS INC.
Zero-coupon 100% principal protection notes due Oct. 30, 2009 linked to equal weights of the Chinese renminbi, Indonesian rupiah, Indian rupee and Philippine peso; via UBS Financial Services Inc. and Lehman Brothers Inc.; pricing Oct. 25; settlement Oct. 31
0% buffered return enhanced notes due Oct. 31, 2010 linked to an Asian index basket consisting of equal weights (25%) of the FTSE/Xinhua China 25, Korea Stock Price 200 Index, MSCI Singapore Free Index and MSCI Taiwan Index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
17.45% reverse exchangeable notes due Jan. 31, 2008 linked to Companhia Vale do Rio Doce common stock; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
11% reverse exchangeable notes due Oct. 31, 2008 linked to Discover Financial Services common stock; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
0% return optimization securities due April 30, 2009 linked to the Dow Jones Euro Stoxx 50 index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon principal-protection enhanced-participation notes due Oct. 31, 2012 linked to basket consisting of 36.8% weight of Dow Jones Euro Stoxx 50 index, 31.3% weight of FTSE 100 index, 22.7% weight of Nikkei 225 index and 9.2% weight of S&P/ASX 200 index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
14.35% reverse exchangeable notes due April 30, 2008 linked to Ford Motor Co. stock; 70% trigger; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
10% reverse exchangeable notes due Oct. 31, 2008 linked to Flextronics International Ltd. common stock; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon principal-protected notes with enhanced participation due May 1, 2009 linked to equal weights of the Indonesian rupiah, Indian rupee, Malaysian ringgit and Singaporean dollar; via Lehman Brothers Inc.; pricing Oct. 26; settlement Nov. 1
0% buffered return enhanced notes due Nov. 2, 2011 linked to a basket of LBCI Pure Beta sub-indexes consisting of LBCI Pure Beta Heating Oil Excess Return and LBCI Pure Beta Lean Hogs Excess Return, both with a 2% weight, LBCI Pure Beta Silver Excess Return with a 2.5% weight; LBCI Pure Beta Soybean Oil Excess Return and LBCI Pure Beta Unleaded Gas Excess Return, both with a 3% weight; LBCI Pure Beta Sugar Excess Return, LBCI Pure Beta Cotton Excess Return, LBCI Pure Beta Coffee Excess Return, LBCI Pure Beta Live Cattle Excess Return, LBCI Pure Beta Zinc Excess Return, LBCI Pure Beta Wheat Excess Return, all with a 4% weight; LBCI Pure Beta Crude Oil Excess Return and LBCI Pure Beta Brent Excess Return, both with a 5% weight; LBCI Pure Beta Nickel Excess Return and LBCI Pure Beta Corn Excess Return, both with a 6% weight; LBCI Pure Beta Soybeans Excess Return with a 7% weight; LBCI Pure Beta Aluminum Excess Return, LBCI Pure Beta Copper Excess Return, both with a 7.5% weight; LBCI Pure Beta Gold Excess Return with a 9.5% weight; and LBCI Pure Beta Natural Gas Excess Return with a 10% weight; via Lehman Brothers Holdings Inc.; pricing Oct. 26; settlement Nov. 2
Principal-protected enhanced participation notes due Nov. 1, 2010 linked to light sweet crude oil, weighted at 20%, and heating oil, copper, nickel, zinc, gold, platinum, corn and wheat, each weighted at 10%; via Lehman Brothers Inc.; pricing Oct. 26; settlement Nov. 1
0% return optimization securities due April 30, 2009 linked to the Nasdaq 100 index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
0% buffered return enhanced notes due Nov. 30, 2008 linked to the Nasdaq 100 index; 80% trigger; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
0% return optimization securities due April 30, 2009 linked to the Nikkei 225 index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
10.5% reverse exchangeable notes due April 30, 2008 linked to Nokia Corp. stock; 80% trigger; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
13.6% reverse exchangeable notes due April 30, 2008 linked to NYSE Euronext stock; 75% trigger; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
18.05% reverse exchangeable notes due Jan. 31, 2008 linked to Research In Motion Ltd. stock; 75% trigger; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal protected autocallable absolute return barrier notes due Oct. 24, 2008 linked to the S&P 500 index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
0% return optimization securities due April 30, 2009 linked to the S&P 500 index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal-protected monthly return notes due Nov. 5, 2012 linked to a seasonal strategy on the S&P 500 index; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
100% principal protection absolute return barrier notes due April 30, 2009 linked to S&P 500 index; via UBS Financial Services Inc. and Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
10.85% reverse exchangeable notes due Jan. 31, 2008 linked to Target Corp. common stock; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
18.7% reverse exchangeable notes due April 30, 2008 linked to Under Armour, Inc. stock; 70% trigger; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
10.05% reverse exchangeable notes due Jan. 31, 2008 linked to Virgin Media Inc. common stock; via Lehman Brothers Inc; pricing Oct. 26; settlement Oct. 31
12.5% reverse exchangeable notes due April 30, 2008 linked to Whole Foods Market, Inc. stock; 75% trigger; via Lehman Brothers Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal-protected capped participation notes due Nov. 8, 2010 linked to equal weights of gold, aluminum and copper; via Lehman Brothers Inc.; pricing Oct. 31; settlement Nov. 7
100% principal protection notes due October 2011 linked to the S&P 500 with a 33.33% weight, Dow Jones Euro Stoxx 50 with a 33.33% weight and the Nikkei 225 with a 33.33% weight; via Lehman Brothers Inc.; pricing and settlement in October
0% return enhanced notes with contingent protection due October 2010 linked to the SPDR S&P Homebuilders exchange-traded fund; 70% trigger; via Lehman Brothers Inc.; pricing and settlement in October
0% three-year notes linked to the Dow Jones - AIG Commodity Index Excess Return; via Lehman Brothers Inc.
Three-year zero-coupon equity and currency-linked basket notes linked to the Indian rupee and the S&P CNX Nifty index; via Lehman Brothers Inc.
Two-year zero-coupon equity and currency-linked basket notes linked to the Indian rupee and the S&P CNX Nifty index; via Lehman Brothers Inc.
One-year capped participation notes linked to gold; via Lehman Brothers Inc.
Two-year capped participation notes linked to gold; via Lehman Brothers Inc.
0% three-year notes linked to the Lehman Brothers Commodity Index Equal Weight Excess Return; via Lehman Brothers Holdings Inc.
MERRILL LYNCH & CO., INC.
0% Accelerated Return Notes due January 2009 linked to the Rogers International Commodity index; via Merrill Lynch & Co.; pricing in October; settlement in November
0% Accelerated Return Bear Market Notes due January 2009 linked to the Russell 3000 index; via Merrill Lynch & Co.; pricing in October; settlement in October or November
0% Accelerated Return Notes due January 2009 linked to the S&P 100 index; via Merrill Lynch & Co.; pricing in October; settlement in November
0% Accelerated Return Notes due January 2009 linked to the S&P MidCap 400 index; via Merrill Lynch & Co.; pricing in October; settlement in November
0% Protected Covered Call Enhanced Income Notes due November 2012 linked to the US-Euro Proceeds index; via Merrill Lynch & Co.
MORGAN STANLEY
0% buffered Performance Leveraged Upside Securities (PLUS) due Nov. 9, 2012 linked to the MSCI EAFE index; via Morgan Stanley & Co. Inc.; pricing Nov. 2; settlement Nov. 9
Protected fund-linked securities due Nov. 7, 2014 linked to the 2007-2 Dynamic Reference index; via Morgan Stanley & Co. Inc.; pricing and settlement in October
0% Performance Leveraged Upside Securities (PLUS) due Jan. 20, 2009 linked to the Barron's 400 index; via Morgan Stanley & Co. Inc.; pricing and settlement in October
0% Performance Leveraged Upside Securities (PLUS) due Nov. 20, 2008 linked to the Dow Jones - AIG Commodity index; via Morgan Stanley & Co. Inc.; pricing and settlement in October
0% Performance Leveraged Upside Securities (PLUS) due Nov.18, 2008 linked to the Dow Jones Industrial Average index; via Morgan Stanley & Co. Inc.; pricing and settlement in October
0% Performance Leveraged Upside Securities (PLUS) due Nov.18, 2008 linked to the Nasdaq 100 index; via Morgan Stanley & Co. Inc.; pricing and settlement in October
0% Performance Leveraged Upside Securities (PLUS) due Nov.18, 2008 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing and settlement in October
15% Stock Participation Accreting Redemption Quarterly-pay Securities (Sparqs) due Nov. 20, 2008 linked to the common stock of Research in Motion Ltd.; via Morgan Stanley & Co. Inc.; pricing and settlement in October
0% Bear Market Performance Leveraged Upside Securities (PLUS) due Nov. 20, 2008 inversely linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing and settlement in October
Zero-coupon 100% capital-protected notes due Oct. 30, 2009 linked to a basket consisting of equal weights (16.6667%) of the Brazilian real, Chinese renminbi, Hungarian forint, Indian rupee, Mexican peso and Turkish lira; via Morgan Stanley & Co. Inc.; pricing in October; settlement in November
0% notes due Dec. 20, 2008 in the Performance Leveraged Upside Securities (PLUS) structure linked to the PHLX Oil Service Sector index; via Morgan Stanley & Co. Inc.; pricing and settlement in November
100% capital-protected currency income notes due Dec. 5, 2011 linked to equal weights of the Australian dollar, British pound, Canadian dollar, euro, Japanese yen, New Zealand dollar, Norwegian krone, Swedish krona and the Swiss franc; via Morgan Stanley & Co. Inc.
0% Performance Leveraged Upside Securities (PLUS) due Oct. 20, 2008 linked to the Financial Select Sector SPDR Fund index
0% outperformance Performance Leveraged Upside Securities (PLUS) due Dec. 20, 2008 linked to the performance of the S&P 100 index relative to the Russell 2000 index; via Morgan Stanley & Co. Inc.
ROYAL BANK OF CANADA
17% reverse convertible notes due April 30, 2008 linked to the common stock of Advanced Micro Devices, Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
20.85% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Advanced Micro Devices Inc.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
12.8% reverse convertible notes due April 30, 2008 linked to the common stock of AGCO Corp.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
9.5% reverse convertible notes due April 30, 2008 linked to the common stock of Alaska Air Group, Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
10.5% reverse convertible notes due April 30, 2008 linked to the common stock of Alcoa Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
11.5% reverse convertible notes due April 30, 2008 linked to the common stock of Apple Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
12% reverse convertible notes due April 30, 2008 linked to the common stock of Arch Coal, Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
14.05% reverse convertible notes due April 30, 2008 linked to the common stock of Arch Coal, Inc.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
26.2% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Bowater Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
11.5% reverse convertible notes due April 30, 2008 linked to the common stock of Brasil Telecom Participacoes SA BRP; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
12.4% reverse convertible notes due April 30, 2008 linked to the common stock of Bucyrus International, Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
20.45% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Ceragon Networks Ltd.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
12% reverse convertible notes due April 30, 2008 linked to the common stock of Deere & Co.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
19.3% reverse convertible notes due April 30, 2008 linked to the common stock of DryShips Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
26.6% reverse convertible notes due Jan. 31, 2008 linked to the common stock of DryShips Inc.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
19.5% reverse convertible notes due Oct. 31, 2008 linked to the common stock of Excel Maritime Carriers Ltd.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
26.85% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Excel Maritime Carriers Ltd.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
25.45% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Fuel Tech, Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
14.95% reverse convertible notes due April 30, 2008 linked to the common stock of Garmin Ltd.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
21.25% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Garmin Ltd.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
13.8% reverse convertible notes due Oct. 31, 2008 linked to the common stock of General Cable Corp.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
11.4% reverse convertible notes due April 30, 2008 linked to the common stock of General Motors Corp.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
18.25% reverse convertible notes due Jan. 31, 2008 linked to the common stock of General Motors Corp.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
8.4% reverse convertible notes due April 30, 2008 linked to the common stock of Harley-Davidson, Inc.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
23.45% reverse convertible notes due Jan. 31, 2008 linked to the common stock of JA Solar Holdings Co. Ltd.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
14.5% reverse convertible notes due April 30, 2008 linked to the common stock of Joy Global Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
14.5% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Las Vegas Sands Corp.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
9.3% reverse convertible notes due April 30, 2008 linked to the common stock of Lehman Brothers Holdings Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
25.75% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Medarex, Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
15.75% reverse convertible notes due April 30, 2008 linked to the common stock of NutriSystems, Inc.; 65% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
10.35% reverse convertible notes due April 30, 2008 linked to the common stock of Oshkosh Truck Corp.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
0% enhanced return notes due Nov. 7, 2008 linked to the PHLX Gold and Silver Sector index; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
0% enhanced return bear notes due Nov. 7, 2008 inversely linked to the PHLX Housing Sector index; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
Zero-coupon principal-protected absolute return notes due April 30, 2009 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct 31
Zero-coupon enhanced return leveraged notes due April 30, 2009 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
18.65% reverse convertible notes due April 30, 2008 linked to the common stock of Taser International, Inc.; 60% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
12.8% reverse convertible notes due April 30, 2008 linked to the common stock of Tesoro Corp.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
10.8% reverse convertible notes due Oct. 31, 2008 linked to the common stock of Titanium Metals Corp.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
15.25% reverse convertible notes due Jan. 31, 2008 linked to the common stock of Titanium Metals Corp.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
10.75% reverse convertible notes due April 30, 2008 linked to the common stock of Valero Energy Corp.; 80% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
10.05% reverse convertible notes due April 30, 2008 linked to the common stock of Washington Mutual, Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
11% reverse convertible notes due April 30, 2008 linked to the common stock of Washington Mutual, Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Oct. 26; settlement Oct. 31
Principal-protected notes due Oct. 31, 2012 linked to the S&P 500 index with a 33.3333% weight, the Dow Jones Euro Stoxx 50 index with a 33.3333% weight and the Nikkei 225 Stock Average with a 33.3334% weight; via RBC Capital Markets Corp.; pricing Oct. 29; settlement Oct. 31
0% principal-protected notes due Oct. 16, 2008 linked to equal weights of Canadian dollar, British pound, Australian dollar, Japanese yen and euro; via RBC Capital Markets Corp.; settlement Oct. 31
SG STRUCTURED PRODUCTS INC.
0% notes due Oct. 31, 2012 linked to the SGI Fed Model US Invest index; via SG Americas Securities, LLC and LaSalle Financial Services, Inc.; pricing Oct. 26; settlement Oct. 31
0% booster notes due Oct. 31, 2012 linked to equal weights of the light sweet crude oil, grade A copper and special high-grade zinc; via LaSalle Financial Services, Inc.; pricing Oct. 29; settlement Oct. 31
SOCIETE GENERALE, NEW YORK BRANCH
12% ReConvs due Oct. 31, 2008 linked to Alcoa Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
14% ReConvs due April 30, 2008 linked to Ambac Financial Group, Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
12% ReConvs due Oct. 31, 2008 linked to Apple Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
17.2% Tempo ReConvs due April 30, 2008 linked to Bear Stearns Cos. Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
10.6% ReConvs due Oct. 31, 2008 linked to Capital One Financial Corp. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
18% Tempo ReConvs due Oct. 31, 2008 linked to CIT Group Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
19.15% ReConvs due April 30, 2008 linked to Companhia Vale do Rio Doce (CVRD). common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
12.15% ReConvs due Oct. 31, 2008 linked to Corning Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
16% Tempo ReConvs due April 30, 2008 linked to Consol Energy Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
14.6% ReConvs due April 30, 2008 linked to Freeport-McMoRan Copper & Gold Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
18.1% ReConvs due Jan. 31, 2008 linked to General Motors Corp. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
10.5% ReConvs due Oct. 31, 2008 linked to Home Depot, Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
18% ReConvs due Jan. 31, 2008 linked to iShares FTSE/Xinhua China 25 index fund common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
18.9% ReConvs due Jan. 31, 2008 linked to Las Vegas Sands Corp. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
15.8% ReConvs due Jan. 31, 2008 linked to MBIA Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
13.35% ReConvs due Jan. 31, 2008 linked to McDermott International, Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
12.05% ReConvs due April 30, 2008 linked to Monsanto Co. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
17.75% ReConvs due Jan. 31, 2008 linked to National Oilwell Varco, Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
17% Tempo ReConvs due April 30, 2008 linked to Network Appliance, Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
12.5% ReConvs due Oct. 31, 2008 linked to Nucor Corp. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
12% ReConvs due Oct. 31, 2008 linked to NYSE Euronext, Inc. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
18.75% ReConvs due April 30, 2008 linked to Research in Motion Ltd. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
15.25% ReConvs due April 30, 2008 linked to Southwestern Energy Co. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
11% ReConvs due April 30, 2008 linked to Target Corp. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
16.3% ReConvs due Jan. 31, 2008 linked to Tesoro Corp. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
14.3% ReConvs due April 30, 2008 linked to Vulcan Materials Co. common stock; via Societe Generale (lead) and Countrywide Securities Corp.; pricing Oct. 26; settlement Oct. 31
UBS AG
8.9% to 9.9% yield optimization notes with contingent protection due Oct. 30, 2008 linked to the common stock of Caterpillar Inc.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 25; settlement Oct. 31
9.55% to 10.55% yield optimization notes with contingent protection due Oct. 30, 2008 linked to the common stock of Citigroup Inc.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 25; settlement Oct. 31
8.8% to 9.8% yield optimization notes with contingent protection due Oct. 30, 2008 linked to the common stock of Hewlett-Packard Co.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 25; settlement Oct. 31
7.75% to 8.75% yield optimization notes with contingent protection due Oct. 30, 2008 linked to the common stock of Pfizer Inc.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 25; settlement Oct. 31
0% Performance securities with partial protection due Oct. 31, 2011 linked to the Dow Jones Euro Stoxx 50 (35% weight), FTSE 100 (25% weight), Nikkei 225 (25% weight), Swiss Market (5% weight), S&P/ASK 200 (5% weight) and MSCI Emerging Markets (5% weight) indexes; via UBS Financial Services, Inc. and UBS Investment Bank; pricing Oct. 26; settlement Oct. 31
0% contingent protection securities due Oct. 31, 2012 linked to an international index basket; via UBS Investment Bank and UBS Financial Services Inc.; 50% trigger; pricing Oct. 26; settlement Oct. 31
0% return optimization securities due April 30, 2009 linked to UBS Bloomberg Maturity Commodity Index Excess Return; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 26; settlement Oct. 31
Zero-coupon 100% principal-protected notes due May 6, 2011 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Investment Bank; pricing Oct. 31; settlement Nov. 7
Zero-coupon 100% principal protection absolute return barrier notes due May 14, 2009 linked to the Russell 2000 index; via UBS Investment Bank; pricing Nov. 7; settlement Nov. 15
0% return optimization securities due May 14, 2009 linked to the S&P 500 index; via UBS Investment Bank; pricing Nov. 7; settlement Nov. 15
Zero-coupon 100% principal protection absolute return barrier notes due May 14, 2009 linked to the S&P 500 index; via UBS Investment Bank; pricing Nov. 9; settlement Nov. 16
0% performance tracking securities due Nov. 30, 2012 linked to the UBS Return Optimization index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 27; settlement Nov. 30
Zero-coupon 100% principal protection notes linked to a basket containing the Dow Jones Euro Stoxx 50 index with a 35% weight, the FTSE 100 index with a 25% weight, the Nikkei 225 index with a 25% weight, the Swiss Market index with a 5% weight, the S&P/ASX 200 index with a 5% weight and the MSCI Emerging Markets index with a 5% weight ; via UBS Investment Bank and UBS Financial Services Inc.; pricing in October
WACHOVIA CORP.
0% enhanced growth securities due July 5, 2011 linked to equal weights of the Dow Jones Euro Stoxx 50, FTSE 100, MSCI Taiwan and Nikkei 225 indexes; via Wachovia Securities
14% to 15% % enhanced yield securities due June 5, 2008 linked to Ford Motor Co. common stock; via Wachovia Capital Markets, LLC
WELLS FARGO & CO.
0% enhanced participation securities due November 2011 with partial principal protection linked to the Dow Jones Euro Stoxx 50 index (50% weight), the Nikkei 225 index (25% weight), the S&P/ASX 200 index (10% weight) and the Korea Stock Price, Amex Hong Kong 30 and MSCI Taiwan indexes (each with a 5% weight); via Wells Fargo Securities, LLC
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