Convertibles Calendar

ON THE HORIZON

ADVANCED SEMICONDUCTOR ENGINEERING INC.: (Symbol: ASX): $135 million of five-year convertible notes, with a $15 million greenshoe; via lead manager Goldman Sachs International; the Taiwanese semiconductor testing firm also plans to sell 60 million American Depositary Shares, which will each represent five ordinary shares with a par value of NT$10 each; timing will be as soon as the registration statement at the Securities and Exchange Commission becomes effective.

http://www.sec.gov/Archives/edgar/data/1122411/000119312503094347/df3.htm

GOODYEAR TIRE & RUBBER CO. (Symbol: GT): at least $250 million of debt securities and at least $75 million of equity or equity-linked securities by Dec. 31, plus refinance its term loan and revolving credit facilities due April 2005 by Dec. 1, 2004; per a new master contract with the United Steelworkers of America.

KOMAG INC. (Symbol: KOMG): $70 million of 20-year convertible notes, with $10.5 million greenshoe, and 6 million shares of common stock; the notes will be non-callable for 7 years, with puts in years 7, 10 and 15; via bookrunner Bear Stearns & Co. Inc.; joint lead manager is U.S. Bancorp Piper Jaffray Inc. and co-managers are Needham & Co. Inc. and Thomas Weisel Partners LLC; proceeds to redeem $114 million outstanding senior secured notes due 2007, and general corporate purposes; pricing will be scheduled once registrations clear the Securities and Exchange Commission.

RECENT SHELF FILINGS WITH THE SEC:

AMERICAN TOWER CORP. (Symbol: AMT): $1 billion shelf filed Dec. 30 for debt securities, preferred stock, depositary shares, class A common stock, warrants, stock purchase contracts and equity units; securities may be issued as convertibles; includes $150 million previously registered but unsold; Boston antenna leasing company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1221054/000119312503100449/ds3.htm

CHESAPEAKE CORP. (Symbol: CSK): $300 million shelf filed Dec. 22 for debt securities, preferred stock, depositary shares, common stock, warrants, stock purchase contracts and stock purchase units; securities may be issued as convertibles; Richmond, Va. of specialty paperboard products and plastic packaging will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/19731/000119312503098250/ds3.htm

EDO CORP. (Symbol: EDO): $500 million shelf filed Dec. 23 for debt securities, preferred stock, common stock and warrants; securities may be issued as convertibles; New York supplier of highly engineered products for defense, aerospace and industrial applications will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/31617/000095012303014119/y89966sv3.txt

GILEAD SCIENCES, INC. (Symbol: GILD): $500 million shelf filed Dec. 22 for common stock, preferred stock, debt securities and warrants; securities may be issued as convertibles; Foster City, Calif. biopharmaceutical company will use proceeds to fund clinical development and drug research activities, to fund manufacturing of commercial and late stage clinical supplies of drug products and for working capital and general corporate purposes.

http://www.sec.gov/Archives/edgar/data/882095/000104746903041719/a2125255zs-3.htm

MAVERICK TUBE CORP. (Symbol: MVK): $250 million shelf filed Dec. 22 for stock, preferred stock, debt securities and warrants; securities may be issued as convertibles; includes $149 million previously registered but unsold; Chesterfield, Mo. producer of welded tubular steel products will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/869087/000101124003000147/mavs3122203.txt

MAIN STREET BANKS, INC. (Symbol: MSBK): $100 million shelf filed Dec. 23 for common stock, , debt securities, warrants and units; debt may be issued as convertibles; Kennesaw, Ga. financial holding company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/922244/000119312503098840/ds3.htm

MATTSON TECHNOLOGY, INC. (Symbol: MTSN): $100 million shelf filed Dec. 23 for debt securities, preferred stock, common stock and warrants; securities may be issued as convertibles; Fremont, Calif. supplier of semiconductor wafer processing equipment will use proceeds for general corporate purposes, capital expenditures, future acquisitions and additions to working capital.

http://www.sec.gov/Archives/edgar/data/928421/000119312503098964/ds3.htm

MAXIM PHARMACEUTICALS, INC. (Symbol: MAXM): $75 million shelf filed Dec. 29 for common stock, preferred stock, depositary shares, warrants, stock purchase contracts and stock purchase units; securities may be issued as convertibles; San Diego bio-pharmaceutical company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1013351/000104746903042135/a2125651zs-3.htm

ROYAL GOLD, INC. (Symbol: RGLD): $300 million shelf filed Dec. 23 for common stock, preferred stock, depositary shares, warrants and debt securities; securities may be issued as convertibles; Denver acquirer and manager of precious metal royalties will use proceeds for acquisition of additional projects or royalty interests, working capital and general corporate purposes.

http://www.sec.gov/Archives/edgar/data/85535/000103570403000853/d11435sv3.htm

XEROX CORP. (Symbol: XRX): $2.5 billion shelf filed Dec. 30 for debt securities, convertible debt securities, preferred stock, convertible preferred stock, common stock, warrants, depositary shares, securities purchase contracts and securities purchase units; securities may be issued as convertibles; includes $358.5 million previously registered but unsold; Stamford, Conn. document company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/108772/000119312503100393/ds3.htm

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