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Structured Products Calendar
BANK OF MONTREAL
0% autocallable notes with step-up call price due July 29, 2022 linked to the VanEck Vectors Gold Miners ETF; via BMO Capital Markets; pricing July 26; Cusip: 06367WNB5
0% autocallable notes with step-up call price due July 29, 2022 linked to the SPDR S&P Oil & Gas Exploration and Production ETF; via BMO Capital Markets; pricing July 26; Cusip: 06367WNA7
0% buffered bullish enhanced return notes due July 30, 2021 linked to the Vanguard Extended Market ETF; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367WNN9
Redeemable step-up coupon notes due July 31, 2024; via BMO Capital Markets Corp.; pricing July 29; Cusip: 06367WML4
BANK OF NOVA SCOTIA
0% market-linked securities autocallable with fixed percentage buffered downside due Aug. 5, 2022 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC; pricing July 31; Cusip: 064159PK6
0% capped buffered enhanced participation notes due in 46 to 49 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Scotia Capital (USA) Inc. as agent with Goldman Sachs & Co. LLC as dealer; Cusip: 064159PF7
0% capped buffered enhanced participation notes due in 46 to 49 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Scotia Capital (USA) Inc. as agent with Goldman Sachs & Co. LLC as dealer; Cusip: 064159PD2
BARCLAYS BANK PLC
Callable contingent coupon notes due July 24, 2024 linked to the least performing of the Russell 2000 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing July 19; Cusip: 06747N6W9
0% buffered SuperTrack notes July 27, 2022 linked to the S&P 500 index; via Barclays; pricing July 19; Cusip: 06747N6E9
Callable fixed- to floating-rate notes due July 24, 2034 linked to the spread between the 30-year U.S. dollar ICE swap rate and the two-year U.S. dollar ICE swap rate; via Barclays; pricing July 19; Cusip: 06747N6Q2
Autocallable notes due Oct. 28, 2020 linked to the common stock of AbbVie Inc.; via Barclays; pricing July 23; Cusip: 06747N6V1
0% buffered SuperTrack notes July 29, 2021 linked to the S&P 500 index; via Barclays; pricing July 24; Cusip: 06747N5A8
Buffered SuperTrack notes due July 31, 2024 linked to the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06747N4W1
Callable contingent coupon notes due July 31, 2024 linked to the least performing of the Dow Jones industrial average, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4E1
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Euro Stoxx Banks index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N4N1
0% notes due July 31, 2023 linked to the Euro Stoxx 50 index; via Barclays; pricing July 26; Cusip: 06747N2Y9
0% notes due July 31, 2024 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing July 26; Cusip: 06747N3V4
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index and the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06747N4J0
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4F8
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4L5
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4K7
Phoenix autocallable notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N5Y6
0% buffered notes due July 31, 2026 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N4V3
Callable contingent coupon notes due July 31, 2029 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4M3
Phoenix autocallable notes due July 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N5X8
0% trigger absolute return step securities due July 31, 2024 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing July 26; Cusip: 06747C793
Callable contingent coupon notes July 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N2H6
Callable contingent coupon notes due July 31, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N2G8
Callable contingent coupon notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 26; Cusip: 06747N3M4
0% buffered digital plus notes due July 31, 2024 linked to the least performing of the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4S0
0% buffered SuperTrack notes July 31, 2024 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N3W2
0% annual autocallable notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N4G6
Autocallable notes due Oct. 29, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 26; Cusip: 06747N3P7
0% capped trigger gears due July 29, 2022 linked to an unequally-weighted basket of indexes (Euro Stoxx 50 index with an initial weight of 40%, the FTSE 100 index with an initial weight of 20%, the Nikkei Stock Average index with an initial weight of 20%, the Swiss Market index with an initial weight of 7.5%, the S&P/ASX 200 index with an initial weight of 7.5% and the Hang Seng index with an initial weight of 5%); via Barclays and UBS Financial Services Inc.; pricing July 29; Cusip: 06747C306
Callable contingent coupon notes due Aug. 2, 2024 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing July 30; Cusip: 06747N6M1
Callable contingent coupon notes due Aug. 2, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing July 30; Cusip: 06747N6U3
Capped fixed-to-floating notes due Feb. 2, 2023; via Barclays; pricing July 30; Cusip: 06747N6Z2
0% notes due July 31, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing July 31; Cusip: 06747N5K6
Callable contingent coupon notes due April 28, 2023 linked to the least performing of the Dow Jones industrial average, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 31; Cusip: 06747N3Z5
0% buffered SuperTrack notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing July 31; Cusip: 06747N3Y8
0% buffered SuperTrack notes due July 27, 2022 linked to the least performing of the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI EAFE ETF; via Barclays; pricing July 31; Cusip: 06747N3C6
0% market-linked securities with leveraged upside participation to a cap and fixed-percentage buffered downside due Aug. 5, 2021 linked to the S&P 500 index; via Barclays; pricing July 31; Cusip: 06747N2M5
Callable contingent coupon notes due July 31, 2024 linked to the lesser performing index of the Dow Jones Industrial Average, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 31; Cusip: 06747N4H4
0% annual autocallable notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 31; Cusip: 06747N4C5
Callable contingent coupon notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 31; Cusip: 06747N3N2
Phoenix autocallable notes due Aug. 10, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Aug. 7; Cusip: 06747N6R0
BOFA FINANCE LLC
Contingent income buffered autocallable yield notes due July 23, 2026 linked to the lesser performing of the Euro Stoxx Banks Price index and the United States Oil Fund, LP; via BofA Securities, Inc.; pricing July 19; Cusip: 09709TUS8
Contingent income autocallable yield notes due July 29, 2022 linked to the least performing of the Consumer Staples Select Sector SPDR fund, the iShares U.S. Real Estate exchange-traded fund and the Financial Select Sector SPDR fund; via BofA Securities Inc.; pricing July 26; Cusip: 09709TUJ8
0% buffered notes due July 31, 2024 linked to the Dow Jones industrial average; via BofA Securities, Inc.; pricing July 26; Cusip: 09709TUE9
0% notes due Jan. 31, 2023 linked to the Euro Stoxx 50 index; via BofA Securities, Inc.; pricing July 26; Cusip: 09709TTW1
Contingent income issuer callable yield notes due July 29, 2022 tied to the worst performing of the Euro Stoxx Banks index and the Russell 2000 index; via BofA Securities, Inc.; pricing July 26; Cusip: 09709TTS0
0% notes with absolute return buffer due July 2022 linked to a basket of indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Securities, Inc.; pricing in July
0% capped Leveraged Index Return Notes due July 2021 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in July
0% notes with absolute return buffer due July 2022 linked to a basket of indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Securities, Inc.; pricing in July
0% capped Leveraged Index Return Notes due July 2021 tied to the MSCI Emerging Markets index; via BofA Securities, Inc.; pricing in July
0% market-linked step-up notes due July 2021 linked to the S&P 500 index; via BofA Securities, Inc.; pricing in July
0% leveraged buffered notes due in between 16 and 18 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a10% weight and the S&P/ASX 200 index with an 8% weight); via BofA Merrill Lynch; Cusip: 09709TRP8
0% leveraged buffered notes due in 13 to 15 months linked to the S&P 500 index; via BofA Securities, Inc.; Cusip: 09709TSH5
0% capped leveraged index-linked notes tied to the Russell 2000 index with a 45- to 48-month maturity; via CIBC World Markets; Cusip: 13605WRB9
CANADIAN IMPERIAL BANK OF COMMERCE
0% notes due July 27, 2020 linked to a basket of 30 stocks selected by Raymond James & Associates, Inc. (Aarons, Inc., Amedisys, Inc., AT&T Inc., Best Buy Co., Inc., Bloomin Brands, Inc., Cheesecake Factory Inc., Charter Communications, Inc., Ciena Corp., Comcast Corp., Cisco Systems, Inc., Cubic Corp., Dollar General Corp., DaVita Inc., Dine Brands Global, Inc., Encompass Health Corp., Evertec, Inc., Fidelity National Information Services, Inc., HCA Healthcare, Inc., Hill-Rom Holdings, Inc., IPG Photonics Corp., Jabil Inc., Mastercard Inc., Microsoft Corp., Nvidia Corp., Oracle Corp., Qualcomm Inc., Service Corp. International, Spotify Technology SA, Telephone and Data Systems, Inc. and Tempur Sealy International, Inc.); via CIBC World Markets Corp.; pricing July 19; Cusip: 136071AN7
0% notes due July 27, 2020 linked to a basket of 30 stocks selected by Raymond James & Associates, Inc. (Aarons, Inc., Amedisys, Inc., AT&T Inc., Best Buy Co., Inc., Bloomin Brands, Inc., Cheesecake Factory Inc., Charter Communications, Inc., Ciena Corp., Comcast Corp., Cisco Systems, Inc., Cubic Corp., Dollar General Corp., DaVita Inc., Dine Brands Global, Inc., Encompass Health Corp., Evertec, Inc., Fidelity National Information Services, Inc., HCA Healthcare, Inc., Hill-Rom Holdings, Inc., IPG Photonics Corp., Jabil Inc., Mastercard Inc., Microsoft Corp., Nvidia Corp., Oracle Corp., Qualcomm Inc., Service Corp. International, Spotify Technology SA, Telephone and Data Systems, Inc. and Tempur Sealy International, Inc.); via CIBC World Markets Corp.; pricing July 19; Cusip 136071AP2
Notes due July 27, 2021 linked to a basket of 25 stocks selected by Raymond James & Associates, Inc. (Aflac Inc., Alaska Air Group, Inc., Allstate Corp., Best Buy Co., Inc., Cheesecake Factory Inc., Comcast Corp., CyrusOne Inc., Cisco Systems, Inc., Covanta Holding Corp., Chevron Corp., Delta Air Lines Inc., Encompass Health Corp., Fastenal Co., Hewlett Packard Enterprise Co., Invitation Homes Inc., Lowes Cos., Inc., Medtronic plc, Oneok, Inc., Phillips 66, Qualcomm Inc., Steelcase Inc., Telephone and Data Systems, Inc., Union Pacific Corp., United Parcel Service, Inc. and Viper Energy Partners LP); via CIBC World Markets Corp.; pricing July 19; Cusip: 136071AL1
0% market-linked securities autocallable with fixed percentage buffered downside due Aug. 5, 2022 linked to the VanEck Vectors Gold Miners ETF; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 13605WRN3
Autocallable market-linked step-up notes due July 2024 linked to an index basket; via BofA Securities; pricing in July
0% Accelerated Return Notes due September 2020 linked to a basket of indexes (S&P 100 index with a 70% weight, the Euro Stoxx 50 index with a 10% weight, the Nikkei Stock Average index with a 10% weight and the MSCI Emerging Markets index with a 10% weight); via BofA Securities, Inc.; pricing in July
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Callable contingent coupon equity-linked securities due July 26, 2022 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TKN5
Callable contingent coupon equity-linked securities due July 26, 2022 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TJP2
0% dual directional barrier securities due July 26, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TYN0
0% market-linked notes due July 22, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TSD9
0% buffer securities due Aug. 24, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TGG5
0% buffer securities due July 26, 2023 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TSF4
0% buffer securities due July 26, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TLR5
0% dual directional barrier securities due July 26, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 19; Cusip: 17327TWD4
7% to 7.5% single observation Equity Linked Securities due July 27, 2020 linked to Amazon.com, Inc. shares; via Citigroup Global Markets Inc.; pricing July 22; Cusip: 17324XRG7
0% autocallable market-linked notes due July 27, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing July 22; Cusip: 17327TRV0
Callable contingent coupon notes due July 25, 2024 linked to the least performing of the Dow Jones industrial average, the Nasdaq-100 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 22; Cusip: 17327TFU5
Callable contingent coupon notes due July 27, 2023 linked to the least performing of the Russell 2000 index, the SPDR S&P Bank ETF and the SPDR S&P Biotech ETF; via Citigroup Global Markets Inc.; pricing July 22; Cusip: 17327TYV2
Autocallable contingent coupon equity-linked securities due July 27, 2020 linked to the worst performing of the common stocks of Square, Inc. and Visa Inc.; via Citigroup Global Markets Inc.; pricing July 22; Cusip: 17324XQR4
Autocallable contingent coupon equity-linked securities due July 29, 2020 linked to the worst performing of the common stocks of Amazon.com, Inc., Alphabet Inc., Netflix, Inc. and Apple Inc.; via Citigroup Global Markets Inc.; pricing July 24; Cusip: 17327THR0
Callable step-up coupon notes due July 29, 2026; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17327TJM9
Callable step-up coupon notes due Jan. 30, 2025; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TLM6
0% autocallable market-linked notes due July 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TBS4
0% buffered securities due July 29, 2022 linked to the MSCI USA Womens Leadership index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TFZ4
0% autocallable securities due July 31, 2024 linked to the Russell 2000 index and the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TTL0
Autocallable contingent coupon equity-linked securities due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TAY2
Callable contingent coupon notes due July 29, 2022 linked to the least performing of the S&P 500 index, the MSCI Emerging Markets index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TLZ7
Callable step-up coupon notes due July 31, 2031; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17298CH27
Autocallable contingent coupon equity-linked securities due Aug. 2, 2022 tied to the common stocks of Twitter, Inc., Nvidia Corp., Facebook, Inc. and Qualcomm Inc.; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XRC6
Callable contingent coupon notes due Aug. 5, 2024 linked to the least performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17327TTB2
0% barrier securities due Feb. 3, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XRM4
0% buffer securities due Feb. 3, 2022 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XQH6
Contingent coupon autocallable notes due Aug. 2, 2021 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XQU7
0% enhanced barrier digital plus securities due Aug. 2, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17327TDD5
Autocallable contingent coupon equity-linked securities due Aug. 4, 2021 linked to the lesser performing of the SPDR S&P 500 ETF trust and the Invesco QQQ trust, series 1; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17324XQN3
0% enhanced barrier digital plus securities due Aug. 7, 2020 linked to the common shares of CVS Health Corp.; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17324XRS1
0% barrier securities with upside reset feature due Aug. 4, 2022 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17324XQD5
0% market-linked notes due Aug. 4, 2022 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 17327TCX2
0% barrier securities due Aug. 5, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 17327TBJ4
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and Wells Fargo Securities, LLC; pricing July 31; Cusip: 17327TDH6
0% trigger Performance Leveraged Upside Securities due Nov. 4, 2020 linked to the Financial Select Sector SPDR fund; via Citigroup Global Markets Inc. as agent with Morgan Stanley Wealth Management as dealer; pricing July 31; Cusip: 17327P633
Autocallable contingent coupon equity linked securities due Aug. 5, 2024 linked to the worst performing of the Nasdaq-100 index, the Russell 2000 index and the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 17327TBR6
0% buffer securities due May 6, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 2; Cusip: 17327TRW8
0% notes due in 13 to 15 months linked to a basket of unequally weighted indexes; via Citigroup Global Markets Inc.; Cusip: 17327TWE2
0% autocallable buffered notes due in 36 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Citigroup Global Markets Inc.; Cusip: 17326YCG9
19- to 22-month 0% buffered notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17327TQZ2
0% autocallable buffered notes due in 36 months linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17326YJZ0
CREDIT SUISSE AG, LONDON BRANCH
0% Buffered Accelerated Return Equity Securities due Jan. 26, 2021 tied to an equally weighted basket of nine stocks (Halliburton Co., Patterson-UTI Energy, Inc., Marathon Petroleum Corp., Plains GP Holdings, LP, Whiting Petroleum Corp., EOG Resources, Inc., Oasis Petroleum Inc., Continental Resources, Inc. and Diamondback Energy Inc.); via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22552FN81
0% Buffered Accelerated Return Equity Securities due Jan. 26, 2021 tied to an equally weighted basket of nine stocks (Halliburton Co., Patterson-UTI Energy, Inc., Marathon Petroleum Corp., Plains GP Holdings, LP, Whiting Petroleum Corp., EOG Resources, Inc., Oasis Petroleum Inc., Continental Resources, Inc. and Diamondback Energy Inc.); via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22552FN99
Contingent coupon autocallable yield notes due Oct. 26, 2020 linked to Amazon.com, Inc. common shares; via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22552FP97
Contingent coupon autocallable reverse convertible securities due Oct. 26, 2020 tied to the common stock of Apple Inc.; via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22549JU65
Trigger autocallable contingent yield notes due July 22, 2022 linked to CVS Health Corp. common stock; via UBS Financial Services Inc.; pricing July 19; Cusip: 22550F708
Trigger autocallable contingent yield notes due July 22, 2022 linked to Delta Air Lines Inc. common stock; via UBS Financial Services Inc.; pricing July 19; Cusip: 22550F716
Trigger autocallable contingent yield notes due July 22, 2022 linked to Merck & Co., Inc. common stock; via UBS Financial Services Inc.; pricing July 19; Cusip: 22550F724
0% autocallable securities due July 26, 2023 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22552FLM2
Contingent coupon callable yield notes due July 26, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22552FLH3
0% CS notes due April 27, 2023 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FLZ3
0% CS notes due Jan. 27, 2023 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FM25
Contingent coupon autocallable yield notes due Jan. 29, 2021 linked to the lowest performing of the Nasdaq-100 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMJ8
0% digital barrier notes due Aug. 27, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FKR2
Contingent coupon autocallable yield notes due Oct. 29, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMA7
Contingent coupon callable yield notes due April 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMY5
Contingent coupon autocallable yield notes due July 29, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMK5
0% Buffered Accelerated Return Equity Securities due Oct. 29, 2020 tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FKU5
Contingent coupon callable yield notes due April 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMY5
0% digital plus barrier notes due Aug. 1, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FL34
0% Buffered Accelerated Return Equity Securities due Aug. 3, 2022 tied to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FL83
Contingent coupon autocallable yield notes due Nov. 2, 2020 linked to the lowest performing of the Nasdaq-100 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FMG4
Contingent coupon autocallable yield notes due Nov. 2, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FMD1
Contingent coupon autocallable yield notes due Feb. 1, 2021 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FMF6
0% digital plus barrier notes due Aug. 1, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FL34
0% Buffered Accelerated Return Equity Securities due Feb. 3, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FKZ4
0% Buffered Accelerated Return Equity Securities due Aug. 3, 2022 tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FLB6
Market-linked securities due July 27, 2023 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing July 31; Cusip: 22552FLF7
Market-linked securities due July 29, 2021 autocallable with contingent coupon and contingent downside linked to the SPDR S&P Biotech ETF; via Wells Fargo Securities LLC; pricing July 31; Cusip: 22552FLE0
Market-linked securities due July 29, 2021 autocallable with contingent coupon and contingent downside linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 22552FLC4
GS FINANCE CORP.
Autocallable contingent coupon notes due July 26, 2024 linked to the common stocks of Boeing Co., Walt Disney Co. and Visa Inc.; via Goldman Sachs & Co.; pricing July 19; Cusip: 40056FUZ6
Trigger callable contingent yield notes due July 23, 2029 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC and UBS Financial Services Inc.; pricing July 19; Cusip: 36257W350
0% trigger notes due Aug. 5, 2020 linked to the common stock of Bank of America Corp.; via Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC; pricing July 19; Cusip: 40056FUU7
0% leveraged buffered notes due Jan. 26, 2021 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing July 19; Cusip: 40056FQR9
Autocallable contingent coupon notes due July 24, 2025 linked to the common stocks of Grubhub Inc., NetEase Inc. and United Rentals, Inc.; via Goldman Sachs & Co. LLC; pricing July 19; Cusip: 40056FU78
Contingent coupon autocallable notes due July 26, 2022 linked to Netflix, Inc. stock; via Goldman Sachs & Co. LLC; pricing July 19; Cusip: 40056FUR4
0% leveraged index-linked notes due July 26, 2023 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 19; Cusip: 40056FQV0
0% bearish autocallable absolute return notes due July 22, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 19; Cusip: 40056FUS2
Autocallable contingent coupon notes due Nov. 2, 2020 linked to the common stock of Amazon.com, Inc.; via Goldman Sachs & Co. LLC; pricing July 25; Cusip: 40056FUT0
0% leveraged buffered notes due Jan. 31, 2022 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FR31
0% leveraged buffered notes due July 31, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FRW7
0% autocallable notes due Aug. 3, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FR49
0% autocallable notes due Aug. 10, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FS89
0% autocallable notes due Aug. 10, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSA4
0% index-linked notes due Aug. 31, 2020 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQK4
0% leveraged buffered notes due Jan. 31, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQZ1
0% index-linked notes due July 31, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQY4
0% leveraged notes due July 30, 2026 linked to the S&P 500 Daily Risk Control 10% USD Excess Return index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQW8
0% autocallable notes due Aug. 10, 2026 linked to the Motif Capital Artificial Intelligence 8 ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSB2
0% autocallable notes due Aug. 10, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSC0
0% bearish autocallable absolute return notes due Jan. 31, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FUP8
0% leveraged buffered notes due Jan. 31, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FRK3
0% leveraged buffered notes due July 31, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FRV9
0% bearish autocallable absolute return notes due Aug. 5, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSL0
Callable contingent coupon notes due July 31, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQB4
0% capped gears due Sept. 30, 2020 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 36257W228
0% trigger gears due July 31, 2029 linked to a basket of indexes (Euro Stoxx 50 index with a weight of 40%, the FTSE 100 index with a weight of 20%, the Nikkei Stock Average index with a weight of 20%, the Swiss Market index with a weight of 7.5%, the S&P/ASX 200 index with a weight of 7.5% and the Hang Seng index with a weight of 5%); via Goldman Sachs & Co. LLC; pricing July 29; Cusip: 36257W244
Callable contingent coupon notes due Jan. 31, 2027 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 29; Cusip: 40056FS22
0% bearish barrier early redeemable market-linked notes due between April 28, 2021 and June 28, 2021 with daily barrier observation linked to the S&P 500 index; via Goldman Sachs & Co. LLC and UBS Financial Services Inc.; pricing July 29; Cusip: 40056FTL9
0% autocallable index-linked notes due Aug. 6, 2024 tied to the Russell 2000 index and the Dow Jones industrial average; via Goldman Sachs & Co.; pricing July 30; Cusip: 40056FUJ2
3.5% callable fixed-coupon buffered notes due July 31, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 29; Cusip: 40056FSE6
0% autocallable notes due Aug. 14, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FSQ9
0% index-linked notes due Aug. 4, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FTA3
0% index-linked notes due Feb. 3, 2023 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FTC9
0% index-linked notes due Aug. 5, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FT54
0% index-linked notes due Aug. 5, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FT96
0% leveraged buffered notes due Aug. 5, 2024 linked to an equally-weighted basket of indexes including the S&P 500 index, the Russell 2000 index and the S&P MidCap 400 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FTE5
0% leveraged buffered notes due Aug. 5, 2021 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FR23
Autocallable fixed-coupon notes due Nov. 9, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FQP3
Callable contingent coupon notes due Feb. 8, 2021 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40056FTV7
0% index-linked notes due Sept. 3, 2020 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FQJ7
0% leveraged buffered notes due Aug. 5, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FQL2
0% autocallable absolute return notes due Aug. 3, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FR56
0% notes due Feb. 3, 2023 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40056FTK1
7.5% autocallable fixed-coupon notes due Nov. 9, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40056FV28
0% autocallable index-linked notes due Aug. 11, 2025 tied to the S&P 500 index, the Dow Jones Industrial Average and the Russell 2000 index; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FV44
0% autocallable index-linked notes due Aug. 11, 2025 tied to the S&P 500 index, the Dow Jones Industrial Average and the Russell 2000 index; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FV51
0% leveraged buffered notes due in 2024 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FUV5
0% leveraged buffered notes due May 6, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FV93
0% buffered digital notes due in 36 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co. LLC; Cusip: 40056FGD1
0% buffered index-linked notes due in 24 to 27 months tied to the MSCI EAFE index; via Goldman Sachs & Co. LLC; Cusip: 40056FP66
0% leveraged buffered notes due in 46 to 49 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co.; Cusip: 40056FJ97
0% leveraged buffered notes due in 48 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co.; Cusip: 40056FJN6
0% leveraged buffered notes due in 60 months linked to a basket of the S&P 500 index with a 60% weight, the Russell 2000 index with a 20% weight and the S&P MidCap 400 index with a 20% weight; via Goldman Sachs & Co.; Cusip: 40056FJM8
0% digital index-linked notes due in 28 to 31 months linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40056FKP9
0% buffered index-linked notes due in 24 months tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40056FGQ2
0% bearish autocallable notes due in 24 months linked to the S&P 500 index; via Goldman Sachs & Co. LLC; Cusip: 40056FJX4
0% buffered index-linked notes due in 24 to 27 months tied to the S&P 500 index; via Goldman Sachs & Co. LLC; Cusip: 40056FP58
0% buffered digital notes due in 36 to 39 months linked to a basket of indexes; via Goldman Sachs & Co.; Cusip: 40056FNQ4
HSBC USA INC.
Contingent income autocallable securities due July 22, 2022 linked to AT&T Inc. common stock; via HSBC Securities (USA) Inc. and Morgan Stanley Smith Barney LLC; pricing July 19; Cusip: 40436B444
Autocallable contingent income barrier notes due July 26, 2021 linked to the least performing of the common stocks of Caterpillar Inc., Netflix Inc. and Pioneer Natural Resources Co.; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40436B410
Autocallable contingent income barrier notes due July 26, 2021 linked to the least performing of the common stocks of CVS Health Corp., Apple Inc. and salesforce.com, inc.; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40436B436
0% buffered autocallable notes with step-up premium due July 24, 2026 linked to the Health Care Select Sector SPDR fund and the Consumer Staples Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40435USV7
Autocallable contingent income barrier notes due July 29, 2024 linked to the least performing of the Russell 2000 index, the Euro Stoxx 50 index and the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40435USN5
Callable contingent income barrier notes due July 30, 2029 linked to the least performing of the Russell 2000 index, S&P 500 index and Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 25; Cusip: 40435USP0
0% barrier enhanced participation notes due July 31, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URY2
0% buffered Accelerated Market Participation Securities due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URX4
0% buffered Accelerated Market Participation Securities due Jan. 31, 2022 linked to the NYSE FANG+ index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URZ9
Autocallable contingent income barrier notes due Aug. 1, 2022 linked to the least performing of the common stocks of Goldman Sachs Group, Inc., Walt Disney Co., and Intel Corp.; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435USM7
0% capped gears due Sept. 30, 2020 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing July 26; Cusip: 40436B469
Callable contingent income barrier notes due July 31, 2029 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435USR6
Autocallable contingent income barrier notes due July 31, 2024 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435USC9
0% autocallable barrier notes with step-up premium and contingent return feature due July 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URC0
0% performance allocator notes due July 31, 2024 linked to a basket consisting of the S&P 500 and Russell 2000 indexes, a basket consisting of the Euro Stoxx 50 and FTSE 100 indexes and a basket consisting of the S&P/ASX 200 and Nikkei 225 indexes; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URE6
Market-linked securities due July 27, 2023 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and Wells Fargo Securities LLC; pricing July 30; Cusip: 40435USG0
0% notes due July 29, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3Q4
0% autocallable barrier notes with step-up premium and contingent return feature due Aug. 5, 2022 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URD8
0% performance allocator notes due Aug. 5, 2022 linked to a basket consisting of the S&P 500 and Russell 2000 indexes, a basket consisting of the Euro Stoxx 50 and FTSE 100 indexes and a basket consisting of the S&P/ASX 200 and Nikkei 225 indexes; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URF3
0% barrier digital return notes due Sept. 8, 2020 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435USB1
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URS5
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URT3
0% dual directional barrier notes due Aug. 5, 2022 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URL0
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URR7
0% digital dual directional barrier securities due Aug. 5, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URH9
6.2% autocallable yield notes due Nov. 5, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435USA3
0% digital dual directional barrier securities due Aug. 7, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URK2
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URQ9
0% buffered uncapped market participation securities due Aug. 5, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URN6
0% buffered Performance Leveraged Upside Securities due Aug. 4, 2021 linked to the Topix index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40436B477
JEFFERIES GROUP LLC
Step-up fixed-rate callable notes due July 31, 2037; via Jefferies LLC; pricing July 31; Cusip: 47233JBZ0
Senior fixed-to-floating notes due July 31, 2042 linked to Libor; via Jefferies LLC; pricing July 31; Cusip: 47233JCA4
JPMORGAN CHASE FINANCIAL CO. LLC
0% digital contingent buffered notes due Aug. 12, 2020 linked to the first nearby month futures contract for Brent crude oil; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48130URH0
Autocallable contingent interest notes due July 24, 2023 tied to the least performing of the common stocks of Bristol-Myers Squibb Co., Eli Lilly and Co. and Gilead Sciences, Inc.; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C4W0
Autocallable contingent interest notes due Aug. 5, 2020 linked to the class A common stock of Constellation Brands, Inc.; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C5S8
0% capped dual directional contingent buffered equity notes due Aug. 5, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C5P4
0% contingent buffered return enhanced notes due Jan. 21, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C5M1
0% contingent buffered digital notes due Jan. 22, 2021 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXK4
0% contingent buffered digital notes due Jan. 22, 2021 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXJ7
Contingent income autocallable securities due Jan. 24, 2020 linked to the common stock of General Electric Co.; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing July 19; Cusip: 48132E281
0% capped dual directional buffered equity notes due July 22, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C6E8
0% capped buffered return enhanced notes due Jan. 24, 2022 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXM0
0% capped buffered return enhanced notes due July 22, 2022 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXL2
Contingent income autocallable securities due July 23, 2020 linked to the common stock of Newell Brands Inc.; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing July 19; Cusip: 48132E273
0% review notes due July 24, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXF5
0% review notes due July 24, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXD0
Callable contingent interest notes due July 22, 2022 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXG3
Callable contingent interest notes due July 22, 2022 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132CXH1
0% digital dual directional contingent buffered notes due Oct. 21, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C5H2
Autocallable contingent interest notes due Oct. 21, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C3G6
Put warrants due Jan. 23, 2020 linked to the inverse performance of the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing July 19; Cusip: 61769Q311
0% digital dual directional contingent buffered notes due Aug. 5, 2020 linked to the common stock of Wynn Resorts, Ltd.; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48132C5J8
6% autocallable yield notes due Jan. 27, 2021 linked to the worst performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 22; Cusip: 48132C6C2
7.15% autocallable yield notes due Oct. 27, 2020 linked to the worst performing of the Nasdaq-100 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 22; Cusip: 48132CYP2
0% uncapped contingent buffered equity notes due July 25, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 22; Cusip: 48132C5D1
0% digital equity notes due Jan. 26, 2021 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 22; Cusip: 48132C4M2
Autocallable contingent interest notes due July 28, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 23; Cusip: 48132C6H1
Autocallable contingent interest notes due Oct. 29, 2020 linked to the common stock of Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing July 24; Cusip: 48132C4R1
0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXZ1
0% uncapped contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXV0
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXU2
0% uncapped dual directional buffered return enhanced notes due Jan. 29, 2021 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYD9
0% capped buffered return enhanced notes due July 30, 2021 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C5R0
0% capped buffered return enhanced notes due July 30, 2021 linked to the MSCI Emerging Markets index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C5V1
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2U6
Autocallable contingent interest notes due July 30, 2021 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C3D3
Autocallable contingent interest notes due Jan. 29, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2W2
Autocallable contingent interest notes due Jan. 29, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2Z5
0% capped buffer gears due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E299
0% capped buffered return enhanced notes due July 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C6F5
0% capped buffered return enhanced notes due July 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C6J7
0% capped buffered return enhanced notes due July 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C5U3
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXS7
0% autocallable contingent buffered equity notes due July 29, 2022 linked to the lesser performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXQ1
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2X0
0% capped buffered return enhanced notes due Jan. 31, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYZ0
0% digital notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYA5
0% capped notes due Jan. 31, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYG2
0% capped gears due Sept. 30, 2020 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E356
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYQ0
0% capped buffer gears due July 30, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E364
0% capped buffered return enhanced notes due Jan. 31, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C3N1
0% trigger gears due July 31, 2024 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E380
0% capped dual directional buffered equity notes due Jan. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYF4
0% uncapped dual directional contingent buffered equity notes due July 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXY4
0% uncapped dual directional contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXX6
0% uncapped contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXT5
0% notes due Jan. 31, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYC1
0% notes due July 31, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYB3
0% notes due July 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYE7
Autocallable contingent interest notes due July 30, 2021 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C3C5
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYU1
0% capped buffered return enhanced notes due July 30, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2F9
0% dual directional trigger Performance Leveraged Upside Securities due Feb. 5, 2025 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132E414
0% uncapped dual directional contingent buffered return enhanced notes due July 31, 2023 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZF3
0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYK3
0% uncapped contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZG1
0% notes due April 29, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3P6
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2L6
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2K8
0% capped buffered return enhanced notes due July 30, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2D4
0% uncapped dual directional buffered return enhanced notes due July 30, 2021 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZP1
0% capped buffered return enhanced notes due July 30, 2021 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2C6
0% capped buffered return enhanced notes due July 30, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2B8
Autocallable step-down contingent interest notes due July 29, 2022 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3T8
0% digital notes due Aug. 31, 2020 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYJ6
Autocallable contingent interest notes due July 29, 2022 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3E1
Autocallable contingent interest notes due July 30, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2Q5
Autocallable contingent interest notes due July 30, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2R3
0% capped buffered return enhanced notes due July 30, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2A0
0% uncapped buffered equity notes due July 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZJ5
0% capped notes due July 31, 2024 linked to an equally weighted basket of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3S0
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2J1
7.25% to 9.25% autocallable yield notes due Jan. 29, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZM8
0% capped notes due July 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3A9
Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZT3
0% uncapped dual directional contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYL1
0% uncapped dual directional contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZD8
0% uncapped dual directional buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3L5
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2H5
0% bearish knock-out notes due July 29, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYS6
0% trigger Performance Leveraged Upside Securities due Aug. 5, 2025 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132E430
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYV9
Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2M4
Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2P7
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZV8
0% capped dual directional buffered equity notes due July 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZN6
Autocallable contingent interest notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2S1
0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZC0
0% uncapped contingent buffered return enhanced notes due July 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZE6
0% uncapped dual directional buffered equity notes due July 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZQ9
0% uncapped contingent buffered equity notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZK2
0% uncapped dual directional contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZL0
0% capped buffered return enhanced notes due Aug. 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZY2
0% capped buffered return enhanced notes due July 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZZ9
0% uncapped buffered return enhanced notes due July 31, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2G7
Autocallable step-down contingent interest notes due July 31, 2024 linked to the least performing of the S&P 500, Russell 2000 and Euro Stoxx 50 indexes; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3U5
0% step-up autocallable notes due July 31, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2Y8
0% capped buffered return enhanced notes due May 6, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48132C6D0
MORGAN STANLEY FINANCE LLC
Contingent income autocallable securities due July 22, 2022 linked to the lesser performing of the common stocks of CVS Health Corp. and Centene Corp.; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HLS2
0% Performance Leveraged Upside Securities due July 22, 2021 linked to gold; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61766YED9
Callable contingent income securities due July 26, 2022 linked to the iShares MSCI Emerging Markets ETF and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HJC0
Callable contingent income securities due July 26, 2022 linked to the iShares MSCI Emerging Markets ETF and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HJB2
0% trigger participation securities due July 26, 2022 linked to the Russell 1000 index; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HLR4
0% Performance Leveraged Upside Securities due July 26, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HHU2
0% participation securities due July 26, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HHX6
0% jump securities with autocallable feature due July 26, 2024 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HHZ1
0% jump securities with autocallable feature due July 26, 2024 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 19; Cusip: 61769HJA4
0% dual directional buffered participation securities due July 25, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 22; Cusip: 61769HLG8
Contingent income autocallable securities due July 29, 2022 linked to the common stocks of Amazon.com, Inc., Apple Inc., Netflix, Inc. and Alphabet Inc.; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HLF0
0% dual directional trigger jump securities due July 31, 2024 linked to the least performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJS5
0% trigger Performance Leveraged Upside Securities due July 31, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJT3
0% dual directional trigger jump securities due July 31, 2024 linked to the least performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJS5
0% jump securities with autocallable feature due July 29, 2022 linked to the worst performing of the Nasdaq-100 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJN6
Contingent income autocallable securities due Jan. 29, 2021 linked to the worst performing of the Russell 2000 index, the Dow Jones industrial average and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJF3
0% jump securities with autocallable feature due Aug. 4, 2025 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HLK9
0% trigger Performance Leveraged Upside Securities due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJL0
0% trigger Performance Leveraged Upside Securities due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJK2
0% capped trigger gears due July 29, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing July 26; Cusip: 61769Q253
Contingent income autocallable securities due Aug. 2, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 29; Cusip: 61769HKG9
0% trigger Performance Leveraged Upside Securities due Aug. 4, 2021 linked an unequally weighted basket of the S&P 500 index with a 40% weight, the Russell 2000 index with a 10% weight, the S&P MidCap 400 index with a 20% weight and the iShares MSCI EAFE ETF with a 30% weight; via Morgan Stanley & Co. LLC; pricing July 30; Cusip: 61769HLD5
0% trigger Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJR7
0% market-linked notes due Aug. 3, 2023 linked to the Morgan Stanley ETF-MAP 2 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing July 31; Cusip: 61769Q220
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management as dealer; pricing July 31; Cusip: 61769Q196
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKT1
Callable contingent income securities due Aug. 5, 2024 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKJ3
0% market-linked notes due Aug. 5, 2024 linked to a basket consisting of the S&P 500 index with a 50% weight, the Euro Stoxx 50 index with a 25% weight and the iShares MSCI Emerging Markets ETF with a 25% weight; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKS3
0% market-linked notes due Feb. 5, 2025 linked to an equally weighted basket of the S&P 500 index, the Euro Stoxx 50 index and the Tokyo Stock Price index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q212
0% market-linked notes due Aug. 5, 2024 linked to an equally weighted basket of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJV8
0% Performance Leveraged Upside Securities due Nov. 4, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q352
0% equity-linked partial principal at risk securities due Aug. 4, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKB0
0% jump securities with autocallable feature due Aug. 4, 2022 linked to the lesser performing of the Nasdaq-100 index, the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJP1
Contingent income autocallable securities due Feb. 4, 2021 linked to the worst performing of the Russell 2000 index, the Dow Jones industrial average and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJG1
0% trigger Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKD6
0% buffered Performance Leveraged Upside Securities due Feb. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKP9
0% buffered Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKC8
0% dual directional buffered participation securities due Feb. 3, 2022 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKQ7
0% buffered participation securities due Feb. 4, 2021 linked to the S&P 500 index via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HLE3
0% Performance Leveraged Upside Securities due Nov. 4, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q329
0% buffered Performance Leveraged Upside Securities due Feb. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q337
0% leveraged buffered notes due in 24 to 27 months linked to the S&P 500 index; via Morgan Stanley & Co. LLC; Cusip: 61769HFH3
0% buffered digital notes due in 13 to 15 months linked to the S&P GSCI Brent Crude Oil Index Excess Return; via Morgan Stanley & Co. LLC; Cusip: 61766YEB3
ROYAL BANK OF CANADA
0% autocallable contingent coupon barrier notes due July 22, 2021 linked to the common stock of Macys, Inc.; via RBC Capital Markets, LLC; pricing July 19; Cusip: 78013XX52
0% buffered digital notes due Jan. 31, 2023 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XV88
0% barrier booster notes due July 31, 2024 linked to the Euro Stoxx 50 index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013XVW5
0% absolute return barrier notes due July 30, 2021 linked to MSCI EAFE index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XX45
0% rules-based investment securities due July 31, 2024 linked to the RBC Emerging Market Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013GHT5
0% rules-based investment securities due July 31, 2024 linked to the RBC Global Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013GHS7
0% rules-based investment securities due July 31, 2024 linked to the RBC Large Cap US Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013GHQ1
0% buffered absolute return notes due July 31, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XVV7
0% absolute return barrier notes due July 30, 2021 linked to S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XX37
0% barrier booster notes due July 31, 2025 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013XVY1
0% buffered return notes due July 31, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XVU9
0% barrier booster notes due July 31, 2025 linked to the lesser performing of the S&P 500 index and the Dow Jones Industrial average; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XW38
0% market-linked securities with leveraged upside participation and contingent downside principal at risk securities due Feb. 2, 2023 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing July 30
0% buffered participation securities due Oct. 5, 2020 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing July 31; Cusip: 78014J223
0% 21- to 24-month leveraged buffered notes linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78013XWQ7
0% digital index-linked notes due in 26 to 29 months linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78013XVD7
TORONTO-DOMINION BANK
Autocallable contingent interest barrier notes with memory coupon due July 29, 2022 linked to the least performing of the common stocks of Activision Blizzard, Inc., Electronic Arts Inc., Microsoft Corp. and Sony Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q3N6
Autocallable contingent interest barrier notes due Jan. 28, 2021 linked to the shares of Anadarko Petroleum Corp., Baker Hughes and Valero Energy Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2M9
Autocallable contingent interest barrier notes due July 28, 2022 linked to the shares of Citigroup Inc., Carnival Corp. and FedEx Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114QY93
0% capped notes due July 30, 2024 linked to the Dow Jones industrial average; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2N7
0% leveraged buffered notes due July 28, 2022 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2E7
Autocallable contingent interest barrier notes due July 30, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2L1
Autocallable contingent interest barrier notes due Aug. 2, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2W7
Autocallable contingent interest barrier notes due Jan. 28, 2021 linked to the least performing of the common stocks of Marathon Petroleum Corp., Baker Hughes and Valero Energy Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q3G1
0% contingent absolute return barrier notes due July 30, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2F4
Callable step-up notes due July 31, 2022; via TD Securities (USA) LLC; pricing July 29; Cusip: 89114Q2C1
Autocallable contingent interest barrier notes due Feb. 3, 2021 linked to the least performing of the common stocks of Marathon Petroleum Corp., Baker Hughes and Valero Energy Corp.; via TD Securities (USA) LLC; pricing July 31; Cusip: 89114Q3H9
0% digital buffered notes due Aug. 3, 2022 linked to the Russell 2000 index; via TD Securities (USA) LLC; pricing July 31; Cusip: 89114Q2P2
0% contingent absolute return barrier notes due Aug. 2, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing July 31; Cusip: 89114Q2R8
UBS AG, LONDON BRANCH
Contingent income autocallable securities due July 22, 2022 linked to VanEck Vectors Gold Miners exchange-traded fund common ETF; via UBS Securities LLC and Morgan Stanley Smith Barney LLC; pricing July 19; Cusip: 90281D706
0% trigger gears due July 31, 2024 linked to the iShares MSCI Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90281D581
Buffer autocallable contingent yield notes with memory interest due July 29, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via UBS Securities LLC and UBS Investment Bank; pricing July 26; Cusip: 90270KG29
0% capped gears due Sept. 30, 2020 linked to a basket consisting of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 29; Cusip: 90281D573
0% 17- to 20-month digital notes linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KH44
0% capped leveraged buffered notes due in 16 to 18 months linked to the S&P 500 index; via UBS Securities LLC; Cusip: 90270KG52
WELLS FARGO & CO.
Step-up callable notes due July 30, 2024; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001D4N7
Step-up callable notes due July 30, 2034; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001D4L1
Step-up callable notes due July 31, 2029; via Wells Fargo Securities LLC; pricing July 29; Cusip: 95001D4K3
Step-up callable notes due Jan. 31, 2023; via Wells Fargo Securities LLC; pricing July 29; Cusip: 95001D4P2
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 7, 2024 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities LLC; pricing July 31; Cusip: 95001H6U0
WELLS FARGO FINANCE LLC
0% market-linked securities leveraged upside participation and fixed percentage buffered downside due Jan. 26, 2022 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing July 19; Cusip: 95001H6H9
0% market-linked securities leveraged upside participation and fixed percentage buffered downside due July 26, 2022 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing July 19; Cusip: 95001H6G1
Market-linked securities due Aug. 6, 2029 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001H6J5
Market-linked securities due Aug. 6, 2024 autocallable with contingent coupon and contingent downside linked to the least performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001H6K2
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Feb. 7, 2023 linked to the Energy Select Sector SPDR fund; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 95001H6E6
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 7, 2024 linked to a basket of exchange-traded funds (SPDR Dow Jones Industrial Average ETF trust with a 60% weight, the SPDR S&P MidCap 400 ETF trust with a 20% weight and the iShares Russell 2000 ETF with a 20% weight); via Wells Fargo Securities, LLC; pricing July 31; Cusip: 95001H6F3
0% enhanced return securities with capped upside and one-to-one downside exposure due in 20 to 23 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H5W7
0% buffered enhanced return securities with capped upside and buffered downside due in 18 to 21 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H5X5
0% buffered enhanced return securities with capped upside and buffered downside due in 21 to 24 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H6V8
0% digital securities with buffered downside due in 22 to 25 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H6W6
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