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Structured Products Calendar
BANK OF MONTREAL
Autocallable barrier notes with a contingent coupon due Sept. 30, 2020 linked to the SPDR S&P Oil & Gas Exploration and Production ETF and the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing June 27; Cusip: 06367WLS0
0% bullish digital return notes with barrier due June 30, 2021 linked to the lesser performing of the SPDR S&P oil & gas exploration and production ETF and the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing June 27; Cusip: 06367WLX9
Autocallable cash-settled notes with contingent interest payments due July 31, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing June 27; Cusip: 06367WLQ4
0% bullish digital return notes with barrier due July 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing June 27; Cusip: 06367WLY7
0% buffered bullish enhanced return notes due Dec. 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing June 27; Cusip: 06367WLW1
0% bullish booster percentage notes with barrier due June 30, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing June 27; Cusip: 06367WLV3
Autocallable barrier notes with a contingent coupon due Sept. 30, 2020 linked to the VanEck Vectors Gold Miners ETF and the VanEck Vectors Junior Gold Miners ETF; via BMO Capital Markets Corp.; pricing June 27; Cusip: 06367WLU5
BANK OF NOVA SCOTIA
0% market-linked securities autocallable with fixed percentage buffered downside due July 5, 2022 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC; pricing June 28; Cusip: 064159PG5
0% leveraged index return notes with absolute return buffer due June 2022 linked to a basket of indexes; via BofA Securities, Inc.; pricing in June
0% capped buffered enhanced participation notes due in 46 to 49 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Scotia Capital (USA) Inc. as agent with Goldman Sachs & Co. LLC as dealer; Cusip: 064159PF7
0% capped buffered enhanced participation notes due in 46 to 49 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Scotia Capital (USA) Inc. as agent with Goldman Sachs & Co. LLC as dealer; Cusip: 064159PD2
BARCLAYS BANK PLC
Phoenix autocallable notes due June 25, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing June 20; Cusip: 06747MYZ3
0% annual autocallable notes due June 25, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 20; Cusip: 06747MZ90
0% notes due Dec. 27, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing June 21; Cusip: 06747MYJ9
0% buffered digital plus notes due June 26, 2023 linked to the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing June 21; Cusip: 06747MZZ2
Callable contingent coupon notes due June 24, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing June 21; Cusip: 06747MY26
Callable contingent coupon notes due June 24, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing June 21; Cusip: 06747MXZ4
Contingent income autocallable securities due June 24, 2022 linked to General Mills Inc. common stock; via Barclays and Morgan Stanley Wealth Management; pricing June 21; Cusip: 06747B225
Callable contingent coupon notes due June 24, 2022 linked to the least performing of the iShares MSCI Emerging Markets ETF and the SPDR S&P Biotech ETF; via Barclays; pricing June 21; Cusip: 06747MZ33
0% buffered SuperTrack notes due Dec. 27, 2021 linked to the Nasdaq-100 index; via Barclays; pricing June 21; Cusip: 06747MYH3
0% buffered SuperTrack notes due June 24, 2022 linked to the Nasdaq-100 index; via Barclays; pricing June 21; Cusip: 06747MYG5
0% buffered SuperTrack notes due June 26, 2023 linked to the S&P 500 index; via Barclays; pricing June 21; Cusip: 06747MYN0
0% buffered SuperTrack notes due June 26, 2024 linked to the S&P 500 index; via Barclays; pricing June 21; Cusip: 06747MYM2
0% annual autocallable notes due June 26, 2023 linked to the lesser performing index of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing June 21; Cusip: 06747MYF7
0% annual autocallable notes due June 26, 2023 linked to the lesser performing index of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing June 21; Cusip: 06747MYE0
0% barrier SuperTrack notes due June 26, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 21; Cusip: 06747MZV1
Phoenix autocallable notes due June 26, 2024 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing June 21; Cusip: 06747MZN9
Step-up fixed-rate callable notes due June 28, 2027; via Barclays; pricing June 25; Cusip: 06747MZE9
0% notes due June 30, 2025 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing June 25; Cusip: 06747MYV2
0% buffered SuperTrack notes due June 28, 2024 linked to the Dow Jones industrial average; via Barclays; pricing June 25; Cusip: 06747MXF8
0% notes due June 29, 2022 linked to the Euro Stoxx 50 index; via Barclays and JPMorgan; pricing June 25; Cusip: 06747MXV3
0% buffered SuperTrack notes due June 28, 2024 linked to the MSCI EAFE index; via Barclays; pricing June 25; Cusip: 06747MXE1
0% notes due June 30, 2023 linked to the least performing of the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI EAFE exchange-traded fund; via Barclays; pricing June 25; Cusip: 06747MWA0
Phoenix autocallable notes due June 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones Industrial Average; via Barclays; pricing June 25; Cusip: 06747MW93
Callable contingent coupon notes due June 28, 2029 linked to the least performing of the Nasdaq-100 index, the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MXH4
4.5% buffered notes due June 28, 2024 linked to the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MW51
Callable step-up contingent coupon notes due June 28, 2029 linked to the lesser performing of the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing June 25; Cusip: 06747MYB6
0% buffered digital plus notes due June 28, 2024 linked to the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MWS1
Phoenix autocallable notes due Dec. 31, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing June 25; Cusip: 06747MWM4
0% autocallable notes due June 28, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing June 25; Cusip: 06747MXX9
Buffered SuperTrack notes due June 28, 2024 linked to the S&P 500 index; via Barclays; pricing June 25; Cusip: 06747MW77
Phoenix autocallable notes due June 28, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing June 25; Cusip: 06747MY42
Phoenix autocallable notes due June 28, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing June 25; Cusip: 06747MZ58
Callable contingent coupon notes due Dec. 31, 2020 linked to the least performing of the Nikkei 225 index, the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MZ66
0% annual autocallable notes due June 28, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MZD1
Callable contingent coupon notes due June 28, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MY91
0% annual autocallable notes due June 28, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MWY8
Callable contingent coupon notes due June 29, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MXJ0
callable contingent coupon notes due June 28, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06747MXG6
Phoenix autocallable notes due June 30, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing June 25; Cusip: 06747MZ41
Callable contingent coupon notes due June 28, 2029 linked to the S&P 500 index; via Barclays; pricing June 25; Cusip: 06747MY75
0% barrier SuperTrack notes due July 2, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 27; Cusip: 06747N2A1
0% buffered SuperTrack notes due July 6, 2022 linked to the least performing of the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI EAFE ETF; via Barclays; pricing June 28; Cusip: 06747MX84
0% buffered SuperTrack notes due June 30, 2023 linked to the S&P 500 index; via Barclays; pricing June 28; Cusip: 06747MWG7
0% market-linked notes due July 6, 2026 linked to the S&P 500 index; via Barclays; pricing June 28; Cusip: 06747B449
0% notes due July 3, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing June 28; Cusip: 06747MYU4
Phoenix autocallable notes due July 6, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones industrial average; via Barclays; pricing June 28; Cusip: 06747MWB8
Callable contingent coupon notes due July 3, 2025 linked to the least performing index of the S&P 500 index, the Russell 2000 index and the Dow Jones Industrial Average; via Barclays; pricing June 28; Cusip: 06747MZR0
0% digital plus notes due July 3, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 28; Cusip: 06747MZ82
0% notes due March 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 28; Cusip: 06747MWH5
0% dual directional notes due Jan. 3, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 28; Cusip: 06747MWF9
0% buffered SuperTrack notes due July 6, 2021 linked to the S&P 500 index; via Barclays; pricing June 28; Cusip: 06747MWC6
0% market-linked step-up notes due June 2021 linked to the Hang Seng China Enterprises index; via BofA Merrill Lynch; pricing in June
0% market-linked step-up notes due June 2021 linked to the JPX-Nikkei index 400; via BofA Merrill Lynch; pricing in June
Autocallable market-linked step-up notes due June 2024 linked to an index basket; via BofA Merrill Lynch; pricing in June
BOFA FINANCE LLC
0% enhanced return notes due Dec. 31, 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing June 25; Cusip: 09709TRY9
Contingent income issuer callable yield notes due June 28, 2024 tied to the worst performing of the S&P 500 index and the Russell 2000 index; via BofA Merrill Lynch; pricing June 25; Cusip: 09709TSP7
0% leveraged notes due June 30, 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing June 25; Cusip: 09709TRC7
Autocallable market-linked step-up notes due May 2022 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in June
0% Accelerated Return Notes due June 2021 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in June
0% Accelerated Return Notes due August 2020 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in June
0% leveraged buffered notes due in between 16 and 18 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a10% weight and the S&P/ASX 200 index with an 8% weight); via BofA Merrill Lynch; Cusip: 09709TRP8
0% leveraged buffered notes due in 13 to 15 months linked to the S&P 500 index; via BofA Securities, Inc.; Cusip: 09709TSH5
CANADIAN IMPERIAL BANK OF COMMERCE
0% notes linked to Raymond James Healthcare Top Selections due June 30, 2020; via CIBC World Markets Corp.; pricing June 21; Cusip: 136071AJ6
0% market-linked securities autocallable with contingent downside due July 5, 2022 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Wells Fargo Securities, LLC; pricing June 27; Cusip: 13605WRL7
0% capped leveraged index-linked notes tied to the Russell 2000 index with a 45- to 48-month maturity; via CIBC World Markets; Cusip: 13605WRB9
CITIBANK, NA
Variable coupon market-linked certificates of deposit due June 27, 2025 linked to the worst performing of the common stocks of Facebook, Inc., Amazon.com, Inc., Apple Inc., Netflix, Inc. and Alphabet Inc.; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XTM8
0% market-linked certificates of deposit due Dec. 30, 2021 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XSQ0
0% market-linked certificates of deposit due Dec. 30, 2022 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XSR8
0% market-linked certificates of deposit due Dec. 31, 2024 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XSS6
0% market-linked certificates of deposit due Dec. 31, 2024 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XTH9
0% autocallable market-linked certificates of deposit due June 28, 2024 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XTB2
0% market-linked certificates of deposit due June 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XST4
0% autocallable market-linked certificates of deposit due June 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XTC0
0% autocallable market-linked certificates of deposit due June 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XTD8
0% autocallable market-linked certificates of deposit due June 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XTA4
0% autocallable market-linked certificates of deposit due June 28, 2029 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 17294XTE6
0% market-linked certificates of deposit due Dec. 31, 2021 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 17294XSU1
0% autocallable market-linked certificates of deposit due July 1, 2022 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 17294XTF3
0% autocallable market-linked certificates of deposit due July 3, 2024 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 17294XTG1
0% market-linked certificates of deposit due July 1, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc. as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 17294XTN6
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Callable contingent coupon notes due June 25, 2024 linked to the least performing of the Nasdaq-100 index, the Dow Jones industrial average and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 20; Cusip: 17327TBU9
Autocallable contingent coupon equity-linked securities due June 25, 2025 tied to the common stocks of Halliburton Co., Dropbox, Inc. and AbbVie Inc.; via Citigroup Global Markets Inc.; pricing June 20; Cusip: 17326Y5G7
Callable range accrual notes due June 26, 2034 linked to the 30-year Constant Maturity Swap rate, the two-year Constant Maturity Swap rate, the Nasdaq-100 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17326Y6M3
Autocallable contingent coupon equity-linked securities due June 26, 2025 linked to the MSCI Emerging Markets index; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17327TBC9
Autocallable contingent coupon equity linked securities due June 28, 2022 linked to the common stock of salesforce.com, inc.; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17327TBG0
0% index-linked trigger notes due Sept. 23, 2020 based on the S&P 500 index; via Goldman Sachs & Co. LLC with J.P. Morgan Securities LLC as placement agent; pricing June 21; Cusip: 40056FPQ2
Callable contingent coupon notes due June 28, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17326YZL3
Callable contingent coupon notes due June 28, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17326YJS6
0% dual directional barrier securities due June 28, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17326YLL8
0% dual directional barrier securities due June 28, 2022 linked to the S&P 500 index; via 0% dual directional barrier securities due June 28, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17326YEL6
Callable contingent coupon notes due June 28, 2024 linked to the least performing of the Nasdaq-100 index, the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 17327TCC8
Autocallable contingent coupon equity-linked securities due June 29, 2020 tied to the common stocks of Home Depot, Inc. and Walmart Inc., via Citigroup Global Markets Inc.; pricing June 24; Cusip: 17324XNY2
0% enhanced barrier digital plus securities due June 29, 2020 linked to Netflix, Inc.; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 17324XMZ0
Autocallable contingent coupon equity-linked securities due June 30, 2022 tied to the common stocks of Apple Inc., Microsoft Corp. and salesforce.com, inc.; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17327TBY1
0% dual directional market-linked notes due June 30, 2022 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326YG34
0% buffered digital securities due June 30, 2022 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326YYP5
Callable contingent coupon notes due Jan. 3, 2022 linked to the least performing of the MSCI Emerging Markets index, the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326YJG2
Autocallable contingent coupon equity-linked securities due Dec. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326Y3F1
0% autocallable securities due June 28, 2024 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326YNZ5
Autocallable contingent coupon equity-linked securities due June 28, 2024 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326YAA4
0% buffer securities due June 28, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326YM52
0% buffer securities due Dec. 30, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17326YN85
0% barrier securities with upside reset feature due June 28, 2024 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 17324XNF3
Callable step-up coupon notes due Dec. 28, 2024; via Citigroup Global Markets Inc.; pricing June 26; Cusip: 17326YBM7
0% barrier securities due July 1, 2021 linked to a basket of the S&P 500 index with a 40% weight, the iShares MSCI EAFE exchange-traded fund with a 30% weight, the S&P MidCap 400 index with a 20% weight and the Russell 2000 index with a 10% weight; via Citigroup Global Markets Inc.; pricing June 26; Cusip: 17326YH66
Autocallable contingent coupon notes due June 30, 2022 linked to the least performing of the common stocks of Lowes Cos. Inc. and Home Depot, Inc.; via Citigroup Global Markets Inc.; pricing June 26; Cusip: 17327TBH8
0% enhanced barrier digital plus securities due July 1, 2024 linked to the Stoxx Europe 600 index; via Citigroup Global Markets Inc.; pricing June 26; Cusip: 17326YZP4
Autocallable contingent coupon notes due Dec. 31, 2020 linked to the least performing of the common stocks of Walt Disney Co. and Walmart Inc.; via Citigroup Global Markets Inc.; pricing June 26; Cusip: 17324XPX2
7% to 8% single observation Equity Linked Securities due July 2, 2020 linked to Amazon.com, Inc. shares; via Citigroup Global Markets Inc.; pricing June 27; Cusip: 17324XPB0
0% market-linked notes due Jan. 3, 2023 tied to the iStoxx Global Economic Growth Select 50 index; via Citigroup Global Markets Inc.; pricing June 27; Cusip: 17326YWM4
7% to 8% single observation Equity Linked Securities due July 2, 2020 linked to PayPal Holdings, Inc. shares; via Citigroup Global Markets Inc.; pricing June 27; Cusip: 17324XNM8
Callable contingent coupon equity-linked securities due July 2, 2024 linked to the Euro Stoxx 50 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 27; Cusip: 17326YM37
Autocallable notes due July 6, 2022 linked to the least performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FPH2
Autocallable contingent coupon equity linked securities due July 3, 2024 linked to the worst performing of the Nasdaq-100 index, the Russell 2000 index and the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YS64
0% dual directional barrier securities due Jan. 3, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YGH3
0% barrier securities due July 3, 2024 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326Y2L9
0% buffer securities due July 31, 2020 linked to the iShares MSCI EAFE ETF; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YC87
0% market-linked notes due July 1, 2022 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326Y4M5
0% buffer securities due July 31, 2020 linked to the iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YTD8
0% buffer securities due July 31, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YDX1
0% buffered digital securities due July 1, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YNQ5
0% enhanced barrier digital securities due July 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YG83
Autocallable contingent coupon equity linked securities due Oct. 1, 2020 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YBF2
0% buffer securities due July 31, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YRV0
0% buffer securities due Oct. 1, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 17326YNL6
Callable step-up coupon notes due Jan. 3, 2023; via Citigroup Global Markets Inc.; pricing July 1; Cusip: 17327TBQ8
0% autocallable buffered notes due in 36 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Citigroup Global Markets Inc.; Cusip: 17326YCG9
0% autocallable buffered notes due in 36 months linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17326YJZ0
CREDIT SUISSE AG, LONDON BRANCH
0% CS notes due June 28, 2024 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22552FJ52
0% CS notes due June 28, 2024 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22552FJ45
0% autocallable securities due June 28, 2023 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22552FJG8
0% digital barrier notes due Dec. 29, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22552FJ37
0% digital barrier notes due Dec. 29, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22552FJ29
Contingent coupon callable yield notes due June 28, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22552FJ86
Autocallable yield notes due June 28, 2022 linked to the worst performing of the common stocks of Apple Inc., Amazon.com, Inc., Facebook, Inc. and Alphabet Inc.; via Incapital LLC; pricing June 25; Cusip: 22552FGS5
0% CS notes due Sept. 30, 2024 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22552FHW5
0% buffered accelerated return equity securities due July 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22552FGE6
0% CS notes due June 30, 2022 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22552FHK1
0% CS autocallable notes due June 30, 2026 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22552FHM7
Contingent coupon callable yield notes due June 28, 2022 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration& Production ETF; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22552FGK2
Contingent coupon autocallable yield notes due March 29, 2021 linked to the lowest performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22552FGJ5
Contingent coupon callable yield notes due June 28, 2024 tied to the lowest performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC; pricing June 26; Cusip: 22552FJT0
Market-linked securities due June 29, 2023 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing June 27; Cusip: 22552FH88
0% buffered accelerated return equity securities due July 1, 2022 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FJE3
0% CS notes due July 1, 2022 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FGF3
0% buffered accelerated return equity securities due July 1, 2022 linked to the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FJD5
Contingent coupon autocallable yield notes due Oct. 5, 2020 linked to the lowest performing of the Nasdaq-100 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FH39
0% buffered accelerated return equity securities due July 1, 2022 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FJC7
Contingent coupon autocallable yield notes due Oct. 5, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FHY1
Contingent coupon autocallable yield notes due Oct. 5, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FHF2
8.2% autocallable yield notes due Oct. 5, 2020 linked to the S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FKB7
Contingent coupon autocallable yield notes due Oct. 5, 2020 linked to the lowest performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FH70
0% buffered accelerated return equity securities due Dec. 31, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FGX4
Contingent coupon callable yield notes due July 5, 2022 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22552FGL0
GOLDMAN SACHS GROUP, INC.
Callable step-up fixed-rate notes due June 2022; via Goldman Sachs & Co. LLC; pricing in June; Cusip: 38150ACY9
Callable step-up fixed-rate notes due June 2026; via Goldman Sachs & Co. LLC; pricing in June; Cusip: 38150ACW3
GS FINANCE CORP.
0% leveraged buffered notes due Dec. 29, 2020 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing June 21; Cusip: 40056FLW3
0% leveraged buffered notes due Dec. 29, 2020 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing June 21; Cusip: 40056FLY9
0% equity-linked trigger notes due July 9, 2020 based on the common stock of Eli Lilly and Co.; via Goldman Sachs & Co. LLC as underwriter with JPMorgan Securities LLC as placement agent; pricing June 21; Cusip: 40056FPS8
0% leveraged buffered notes due Dec. 28, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing June 21; Cusip: 40056FM28
0% leveraged buffered notes due June 28, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing June 21; Cusip: 40056FLZ6
Callable contingent coupon notes due June 26, 2029 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing June 21; Cusip: 40056FPE9
0% index-linked trigger notes due Dec. 23, 2020 based on the S&P 500 index; via Goldman Sachs & Co. LLC as underwriter with JPMorgan Securities LLC as placement agent; pricing June 21; Cusip: 40056FPP4
Callable contingent coupon notes due June 28, 2024 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 21; Cusip: 40056FLX1
0% leveraged buffered notes due June 24, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing June 21; Cusip: 40056FPD1
Callable contingent coupon notes due June 28, 2023 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 21; Cusip: 40056FLV5
0% buffered ETF-linked notes due July 3, 2023 linked to the iShares MSCI Emerging Markets ETF; via Goldman Sachs & Co.; pricing June 24; Cusip: 40056FP82
0% autocallable notes due June 26, 2025 linked to the Russell 2000 index, the Dow Jones Industrial Average and the S&P 500 index; via Goldman Sachs & Co.; pricing June 24; Cusip: 40056FPC3
Callable contingent coupon notes due June 27, 2024 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 24; Cusip: 40056FM69
Callable range accrual notes due June 28, 2034 linked to the 30-year Constant Maturity Swap rate, the two-year Constant Maturity Swap rate, the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FPG4
0% leveraged buffered notes due June 28, 2024 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing June 25; Cusip: 40056FKH7
0% leveraged index-linked notes due July 22, 2020 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FNZ4
Autocallable contingent coupon index-linked notes due Oct. 2, 2020 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing June 25; Cusip: 40056FKK0
0% autocallable notes due July 9, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FKT1
0% autocallable notes due July 10, 2029 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FKS3
0% autocallable notes due July 9, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FKV6
0% autocallable notes due July 9, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FKW4
0% digital index-linked notes due June 30, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing June 25; Cusip: 40056FKF1
Autocallable contingent coupon notes due July 2, 2029 linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FLS2
Autocallable contingent coupon index-linked notes due Oct. 2, 2020 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FL78
0% leveraged index-linked notes due Aug. 28, 2020 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FPK5
0% autocallable index-linked notes due July 2, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FL37
0% index-linked notes due June 28, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FLU7
0% leveraged buffered notes due June 28, 2024 linked to the MSCI Emerging Markets index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FNY7
0% digital notes due June 30, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing June 25; Cusip: 40056FKF1
Callable buffered monthly range accrual notes due Dec. 28, 2026 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FN76
0% leveraged buffered notes due Dec. 30, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing June 25; Cusip: 40056FKG9
0% index-linked notes due Dec. 31, 2026 tied to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing June 25; Cusip: 40056FN27
Callable contingent coupon notes due Dec. 28, 2026 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 26; Cusip: 40056FLH6
0% index-linked notes due July 1, 2021 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 27; Cusip: 40056FPM1
0% notes due July 1, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing June 28; Cusip: 40056FKD6
0% index-linked notes due July 31, 2020 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FLN3
Autocallable contingent coupon notes due Dec. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 17326Y3J3
Autocallable contingent coupon index-linked notes due Oct. 5, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FL86
0% leveraged buffered notes due July 3, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FMN2
0% ETF-linked notes due Jan. 3, 2023 linked to the lesser performing of the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FMX0
0% notes due Jan. 3, 2023 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FLC7
0% autocallable notes due July 15, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FLB9
0% autocallable notes due July 15, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FLD5
Autocallable contingent coupon notes due Jan. 5, 2021 linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FL45
0% leveraged buffered notes due July 1, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FMR3
0% leveraged buffered notes due July 1, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FN50
0% leveraged notes due July 3, 2024 linked to a basket of indexes and an ETF (S&P 500 index with a 40% weight, the iShares MSCI Emerging Markets ETF with a 20% weight, the Euro Stoxx 50 index with a 20% weight and the Russell 2000 index with a 20% weight); via Goldman Sachs & Co.; pricing June 28; Cusip: 40056FMU6
0% index-linked notes due July 1, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FMW2
0% autocallable index-linked notes due July 6, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FM51
0% index-linked notes due Jan. 3, 2023 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FMP7
0% index-linked notes due July 3, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FML6
0% leveraged buffered notes due July 3, 2024 linked to a basket of the S&P 500 index, the Russell 2000 index and the S&P MidCap 400 index, each with a roughly 33.33% weight; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FMV4
Autocallable contingent coupon index-linked notes due Oct. 5, 2020 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing June 28; Cusip: 40056FKM6
0% notes due July 3, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing June 28; Cusip: 40056FKE4
0% leveraged buffered notes due July 1, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNJ0
0% leveraged buffered notes due July 3, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNN1
0% leveraged buffered notes due July 1, 2021 linked to the MSCI Emerging Market index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNH4
0% leveraged buffered notes due July 3, 2024 linked to the MSCI Emerging Market index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNB7
Autocallable fixed-coupon notes due Oct. 5, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing June 28; Cusip: 40056FKL8
0% leveraged buffered notes due July 1, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNK7
0% buffered index-linked notes due July 3, 2024 tied to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNL5
0% index-linked notes due Jan. 3, 2023 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FND3
Callable contingent coupon notes due July 3, 2025 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNF8
0% leveraged buffered notes due July 1, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNP6
0% leveraged buffered notes due July 3, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNA9
Callable contingent coupon notes due July 1, 2022 linked to the Nasdaq-100 index, the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing June 28; Cusip: 40056FNG6
0% buffered digital notes due in 36 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co. LLC; Cusip: 40056FGD1
0% buffered index-linked notes due in 24 to 27 months tied to the MSCI EAFE index; via Goldman Sachs & Co. LLC; Cusip: 40056FP66
0% leveraged buffered notes due in 46 to 49 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co.; Cusip: 40056FJ97
0% leveraged buffered notes due in 48 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co.; Cusip: 40056FJN6
0% leveraged buffered notes due in 60 months linked to a basket of the S&P 500 index with a 60% weight, the Russell 2000 index with a 20% weight and the S&P MidCap 400 index with a 20% weight; via Goldman Sachs & Co.; Cusip: 40056FJM8
0% digital index-linked notes due in 28 to 31 months linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40056FKP9
0% buffered index-linked notes due in 24 months tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40056FGQ2
0% bearish autocallable notes due in 24 months linked to the S&P 500 index; via Goldman Sachs & Co. LLC; Cusip: 40056FJX4
0% buffered index-linked notes due in 24 to 27 months tied to the S&P 500 index; via Goldman Sachs & Co. LLC; Cusip: 40056FP58
0% buffered digital notes due in 36 to 39 months linked to a basket of indexes; via Goldman Sachs & Co.; Cusip: 40056FNQ4
HSBC BANK USA, NA
0% growth opportunity averaging certificates of deposit due June 29, 2026 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc. as agent with Advisors Asset Managment as distributor; pricing June 24; Cusip: 44329M5W9
0% growth opportunity certificates of deposit due Dec. 27, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. as agent with Advisors Asset Managment as distributor; pricing June 24; Cusip: 44329M5Y5
0% autocallable certificates of deposit due June 29, 2026 linked to the HSBC Vantage5 Index (USD) Excess Return index; via HSBC Securities (USA) Inc. as agent with Advisors Asset Managment as distributor; pricing June 24; Cusip: 44329M5Z2
0% autocallable certificates of deposit due June 27, 2029 linked to the HSBC Vantage5 Index (USD) Excess Return index; via HSBC Securities (USA) Inc. as agent with Advisors Asset Managment as distributor; pricing June 24; Cusip: 44329M6A6
HSBC USA, INC.
0% digital dual directional barrier securities due June 28, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40435UPH1
0% step-down trigger autocallable notes due June 28, 2024 linked to the least performing of the Russell 2000 index and the Dow Jones industrial average; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing June 26; Cusip: 40436B527
0% barrier digital return notes due Aug. 3, 2020 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 28; Cusip: 40435UQC1
0% buffered Accelerated Market Participation Securities due July 6, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing June 28; Cusip: 40435UPT5
0% Performance Leveraged Upside Securities due Oct. 5, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. as agent with Morgan Stanley Wealth Management handling distribution; pricing June 28; Cusip: 40436B550
0% buffered Accelerated Market Participation Securities due July 6, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing June 28; Cusip: 40435UPU2
0% digital dual directional barrier securities due July 3, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 28; Cusip: 40435UPJ7
0% buffered Accelerated Market Participation Securities due July 6, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 28; Cusip: 40435UPS7
0% Performance Leveraged Upside Securities due Oct. 5, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. as agent with Morgan Stanley Wealth Management handling distribution; pricing June 28; Cusip: 40436B543
0% trigger Performance Leveraged Upside Securities due July 1, 2022 linked to a basket that contains the S&P 500 index with a 60% weight, the Euro Stoxx 50 index with a 30% weight and the MSCI Emerging Markets index with a 10% weight; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing June 28; Cusip: 40436B584
0% buffered Accelerated Market Participation Securities due July 6, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 28; Cusip: 40435UPR9
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Dec. 30, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 48128HE20
0% certificates of deposit due June 28, 2024 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 48128HE38
0% certificates of deposit due June 30, 2026 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 48128HE46
0% autocallable certificates of deposit due June 28, 2029 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 48128HA32
0% certificates of deposit due June 30, 2025 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 25; Cusip: 48128HZC5
0% certificates of deposit due Sept. 30, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 48128HC48
0% certificates of deposit due June 30, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 48128HC55
0% certificates of deposit due June 30, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 48128HC63
0% certificates of deposit due June 28, 2024 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 48128HC71
0% capped certificates of deposit due June 28, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC as agent and Advisors Asset Management as distributor; pricing June 28; Cusip: 48128HB56
JPMORGAN CHASE FINANCIAL CO. LLC
Contingent income autocallable securities due June 25, 2020 linked to Caesars Entertainment Corp. common stock; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing June 21; Cusip: 48132E554
Contingent income autocallable securities due June 25, 2020 linked to the common stock of Facebook, Inc.; via J.P. Morgan Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing June 21; Cusip: 48132E547
0% capped contingent buffered return enhanced notes due June 26, 2024 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CSG9
0% capped buffered equity notes due July 24, 2020 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CUJ0
0% capped contingent buffered return enhanced notes due June 26, 2023 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CSH7
0% capped dual directional buffered equity notes due June 24, 2022 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CWE9
0% capped dual directional buffered equity notes due June 24, 2022 linked to the MSCI Emerging Markets index; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CWF6
0% review notes due June 26, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CRV7
0% review notes due June 26, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CRP0
0% capped buffered return enhanced notes due June 24, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CVR1
Callable contingent interest notes due June 24, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CSD6
Callable contingent interest notes due June 24, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48132CSE4
0% uncapped contingent buffered return enhanced notes due June 28, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQE6
0% uncapped dual directional contingent buffered return enhanced notes due June 30, 2022 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CSJ3
0% capped buffered return enhanced notes due Dec. 31, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CTQ6
Autocallable contingent interest notes due Jan. 4, 2021 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQJ5
0% uncapped dual directional buffered return enhanced notes due Dec. 31, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQV8
0% uncapped dual directional buffered return enhanced notes due Dec. 31, 2020 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQV8
0% autocallable contingent buffered equity notes due June 28, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CPN7
0% autocallable contingent buffered equity notes due June 30, 2022 linked to the lesser performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CPL1
0% capped dual directional buffered equity notes due Dec. 28, 2020 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQU0
0% capped dual directional buffered return enhanced notes due June 30, 2022 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CPY3
0% autocallable contingent buffered equity notes due June 28, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CPM9
0% uncapped dual directional contingent buffered equity notes due June 28, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQG1
2% capped buffer gears due June 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing June 25; Cusip: 48132E638
Autocallable contingent interest notes due Jan. 4, 2021 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQL0
Autocallable contingent interest notes due Jan. 4, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQP1
Autocallable contingent interest notes due Jan. 4, 2021 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CQN6
0% uncapped buffered return enhanced notes due June 28, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CTR4
0% capped buffered return enhanced notes due Dec. 31, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CTP8
0% step-up autocallable notes due June 30, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CPT4
0% step-up autocallable notes due June 30, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48132CPU1
Autocallable contingent interest notes due Oct. 1, 2020 linked to the common stock of Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing June 26; Cusip: 48132CVQ3
0% dual directional buffered participation securities due Jan. 5, 2021 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing June 28; Cusip: 48132E612
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTL7
0% capped buffered return enhanced notes due June 30, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTE3
0% uncapped dual directional contingent buffered return enhanced notes due June 30, 2022 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CQM8
0% uncapped contingent buffered return enhanced notes due June 30, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSP9
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTL7
0% uncapped buffered return enhanced notes due July 1, 2022 linked to the Invesco S&P 500 Low Volatility ETF; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CVU4
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTK9
0% uncapped contingent buffered return enhanced notes due June 28, 2024 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSQ7
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTK9
0% capped buffered return enhanced notes due June 30, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTC7
0% capped buffered return enhanced notes due June 30, 2021 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTD5
0% capped buffered return enhanced notes due June 30, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTB9
0% buffered digital notes due July 31, 2020 linked to the lesser performing of the Nasdaq-100 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CRJ4
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTJ2
0% capped buffered return enhanced notes due June 30, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTA1
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTJ2
0% uncapped dual directional contingent buffered return enhanced notes due June 30, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSL8
0% uncapped dual directional contingent buffered return enhanced notes due June 28, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSM6
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTG8
0% notes due June 30, 2022 linked to an equally-weighted basket of the S&P 500 Low Volatility High Dividend index and the Euro Stoxx Select Dividend 30 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CRR6
0% uncapped contingent buffered return enhanced notes due June 30, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSN4
0% uncapped contingent buffered return enhanced notes due June 28, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSR5
0% uncapped dual directional contingent buffered return enhanced notes due June 28, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSU8
0% capped buffered return enhanced notes due Dec. 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CTG8
0% capped buffered return enhanced notes due June 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSZ7
0% capped dual directional buffered equity notes due June 30, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48132CSV6
MORGAN STANLEY FINANCE LLC
Callable contingent income securities due June 28, 2022 linked to the iShares MSCI Emerging Markets ETF and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing June 21; Cusip: 61769HFF7
Callable contingent income securities due June 28, 2022 linked to the iShares MSCI Emerging Markets ETF and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing June 21; Cusip: 61769HFG5
0% jump securities with autocallable feature due June 30, 2025 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing June 21; Cusip: 61769HGQ2
0% jump securities with autocallable feature due June 30, 2025 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing June 21; Cusip: 61769HGN9
Contingent income autocallable securities due June 24, 2022 linked to the common stock of Qualcomm Inc.; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management as dealer; pricing June 21; Cusip: 61768Y869
0% accelerated return securities due June 28, 2024 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61769HGR0
0% buffered Performance Leveraged Upside Securities due June 28, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61769HDL6
Contingent income autocallable securities due June 30, 2022 linked to the worst performing of the common stocks of Walt Disney Co., Intel Corp. and Goldman Sachs Group, Inc.; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61769HGV1
0% dual directional market-linked notes due June 28, 2024 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61769HET8
0% capped buffer gears due June 30, 2021 linked to the Financial Select Sector SPDR fund; via Morgan Stanley & Co. LLC as agent with UBS Financial Services Inc. as dealer; pricing June 25; Cusip: 61768Y851
0% buffered Performance Leveraged Upside Securities due June 28, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61769HDM4
0% capped buffer gears due June 30, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing June 25; Cusip: 61768Y752
0% trigger gears due June 28, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing June 25; Cusip: 61768Y737
0% trigger absolute return step securities due June 28, 2024 linked to S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing June 25; Cusip: 61768Y745
0% buffered participation securities due June 28, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61769HDN2
0% buffered Performance Leveraged Upside Securities due June 28, 2024 linked to a basket consisting of the S&P 500, Russell 2000 and S&P MidCap 400 indexes; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61769HDK8
0% trigger step securities due June 29, 2023 linked to the S&P MidCap 400 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing June 25; Cusip: 61768Y844
0% trigger gears due June 28, 2029 linked to a basket consisting of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing June 26; Cusip: 61768Y760
Contingent income autocallable securities due June 28, 2029 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 26; Cusip: 61769HGW9
Contingent income autocallable securities due Dec. 30, 2021 linked to the common stock of Tesla, Inc.; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing June 27; Cusip: 61769HHJ7
0% trigger Performance Leveraged Upside Securities due July 3, 2024 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HEB7
0% trigger jump securities due July 1, 2022 linked to the common stock of Microsoft Corp.; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management as dealer; pricing June 28; Cusip: 61768Y794
0% jump notes with autocallable feature due July 3, 2024 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HDR3
0% market-linked notes due July 3, 2024 linked to an unequally-weighted basket of the S&P 500 index with a 50% weight, the Euro Stoxx 50 index with a 25% weight and the iShares MSCI Emerging Markets ETF with a 25% weight; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HFQ3
0% market-linked notes due July 3, 2024 linked to an equally-weighted basket of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HFS9
0% buffered Performance Leveraged Upside Securities due Jan. 4, 2022 linked to the MSCI USA Womens Leadership index; via Morgan Stanley & Co. LLC and Morgan Stanley Wealth Management; pricing June 28; Cusip: 61768Y604
Contingent income autocallable securities due Dec. 31, 2020 linked to the worst performing of the Russell 2000 index, the Dow Jones industrial average and the Nasdaq-100 index; via Morgan Stanley & Co. LLC and Morgan Stanley Wealth Management; pricing June 28; Cusip: 61769HFY6
Contingent income autocallable securities due Dec. 31, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HFZ3
0% dual directional buffered participation securities due July 1, 2021 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HFN0
0% Performance Leveraged Upside Securities due Oct. 5, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management as dealer; pricing June 28; Cusip: 61768Y885
0% buffered participation securities due Oct. 1, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HGG4
0% buffered Performance Leveraged Upside Securities due Dec. 31, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 28; Cusip: 61769HFP5
0% leveraged buffered notes due in 24 to 27 months linked to the S&P 500 index; via Morgan Stanley & Co. LLC; Cusip: 61769HFH3
0% buffered digital notes due in 13 to 15 months linked to the S&P GSCI Brent Crude Oil Index Excess Return; via Morgan Stanley & Co. LLC; Cusip: 61766YEB3
ROYAL BANK OF CANADA
Autocallable contingent coupon barrier notes due July 2, 2020 linked to the least performing of the common stocks of AT&T Inc. and Verizon Communications Inc.; via RBC Capital Markets, LLC; pricing June 27; Cusip: 78013GHL2
0% rules-based investment securities due July 3, 2024 linked to the RBC Emerging Market Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing June 28; Cusip: 78013X7L6
0% rules-based investment securities due July 3, 2024 linked to the RBC Global Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing June 28; Cusip: 78013X7J1
0% rules-based investment securities due July 3, 2024 linked to the RBC Large Cap US Tactical Equity Total Return index, via RBC Capital Markets LLC; pricing June 28; Cusip: 78013X7K8
TORONTO-DOMINION BANK
Callable step-up notes due June 28, 2024; via BofA Securities Inc. and TD Securities (USA) LLC; pricing June 25; Cusip: 89114QX60
Autocallable contingent interest barrier notes due June 30, 2022 linked to the shares of Amazon.com, Inc., Target Corp. and Walmart Inc.; via TD Securities (USA) LLC; pricing June 25; Cusip: 89114QY51
0% capped leveraged buffered notes due June 29, 2021 linked to the iShares MSCI EAFE ETF; via TD Securities (USA) LLC; pricing June 25; Cusip: 89114QV62
0% capped leveraged buffered notes due June 29, 2021 linked to the iShares MSCI Emerging Markets ETF; via TD Securities (USA) LLC; pricing June 25; Cusip: 89114QV54
0% capped leveraged buffered notes due June 29, 2021 linked to the Russell 2000 index; via TD Securities (USA) LLC; pricing June 25; Cusip: 89114QV47
0% capped leveraged buffered notes due June 29, 2021 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing June 25; Cusip: 89114QV39
0% market-linked securities with leveraged upside participation and contingent downside due Jan. 3, 2023 linked to the S&P 500 index; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing June 27; Cusip: 89114QU63
UBS AG, LONDON BRANCH
0% capped buffer gears due June 30, 2021 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 25; Cusip: 90281D409
0% trigger jump securities due July 6, 2021 linked to the Euro Stoxx 50 index; via UBS Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing June 28; Cusip: 90281D375
0% capped gears due Aug. 31, 2020 linked to a basket consisting of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 28; Cusip: 90281D391
0% buffered Performance Leveraged Upside Securities due July 6, 2021 linked to the iShares MSCI Emerging Markets ETF; via UBS Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing June 28; Cusip: 90281D367
WELLS FARGO BANK, NA
0% market-linked certificates of deposit due Dec. 30, 2022 with upside participation to a cap and deposit amount return at maturity linked to the Euro Stoxx 50 index; via Advisors Asset Management as distributor; pricing June 25; Cusip: 95001UAZ5
0% market-linked certificates of deposit due Jan. 3, 2023 with upside participation to a cap and deposit amount return at maturity linked to the Euro Stoxx 50 index; via Advisors Asset Management as distributor; pricing June 27; Cusip: 95001UBA9
WELLS FARGO FINANCE LLC
0% buffered Performance Leveraged Upside Securities due July 6, 2021 linked to the iShares MSCI Emerging Markets ETF; via UBS Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing June 28; Cusip: 90281D367
0% enhanced return securities with capped upside and one-to-one downside exposure due in 20 to 23 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H5W7
0% buffered enhanced return securities with capped upside and buffered downside due in 18 to 21 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H5X5
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