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Prospect News home > News index > List of issuers Calendar > Headlines for 2018 > News item

Published on 1/24/2018 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Step-up callable notes due Jan. 30, 2026; via BofA Merrill Lynch; pricing Jan. 26; Cusip: 06048WVP2

• Step-up callable notes due Jan. 30, 2030; via BofA Merrill Lynch; pricing Jan. 26; Cusip: 06048WVN7

BANK OF MONTREAL

• 0% buffered bullish enhanced return notes due Jan. 31, 2019 linked to an equally weighted basket of the equity securities of 10 publicly traded companies in the Ameriprise Investment Research Group (IRG) 2018 Conviction List; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06367TU57

• 0% bullish enhanced return notes due Jan. 31, 2019 linked to an equally weighted basket of the equity securities of 10 publicly traded companies in the Ameriprise Investment Research Group (IRG) 2018 Conviction List; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06367TU65

• Buffered notes with contingent interest payments due Jan. 31, 2020 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06367TW55

• 0% buffered bullish enhanced return notes due Jan. 31, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06367TY20

• Autocallable cash-settled notes with conditional interest payments due Jan. 31, 2022 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the VanEck Vectors Gold Miners ETF; 65% trigger; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06367TU99

• Redeemable step-up coupon notes due Jan. 31, 2023; BMO Capital Markets Corp.; pricing Jan. 29; Cusip: 06367TX88

• 0% bullish digital return notes with barrier due March 1, 2019 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 75% trigger; via BMO Capital Markets Corp.; pricing Jan. 29; Cusip: 06367TY38

• 0% buffered bullish enhanced return notes due Aug. 1, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 29; Cusip: 06367TX39

BANK OF NOVA SCOTIA

• Callable step-up rate notes due Jan. 31, 2028; via Scotia Capital (USA) Inc.; pricing Jan. 26; Cusip: 064159KV7

• 0% autocallable market-linked step-up notes due January 2021 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January

BARCLAYS BANK PLC

• Fixed- to floating-rate notes due Jan. 26, 2028 linked to 10-year U.S. Dollar ICE Swap Rate; via Barclays; settlement Jan. 26; Cusip: 06744CT50

• 0% capped trigger gears due Jan. 31, 2023 linked to the Dow Jones industrial average equal weight index; 75% trigger; via Barclays and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 06746P696

• Contingent income autocallable securities due Jan. 29, 2021 linked to Biogen Inc. common shares; via Barclays; pricing Jan. 26; Cusip: 06746P258

• 11% to 12% autocallable notes due Jan. 30, 2020 linked to the least performing of the common stocks of Marathon Oil Corp., Southwestern Energy Co. and Valero Energy Corp.; 50% trigger; via Barclays; pricing Jan. 26; Cusip: 06744CQT1

• Contingent income autocallable securities due Jan. 29, 2021 linked to MetLife, Inc. common shares; via Barclays; pricing Jan. 26; Cusip: 06746P241

• Contingent income autocallable securities with a step-up redemption threshold level feature due Jan. 29, 2021 linked to Prudential Financial, Inc. common shares; via Barclays; pricing Jan. 26; Cusip: 06746P233

• Callable contingent coupon notes due Jan. 31, 2023 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Jan. 26; Cusip: 06744CQ20

• 0% buffered digital plus notes due Jan. 31, 2020 linked to the S&P 500 index; via Barclays; pricing Jan. 26; Cusip: 06744CR45

• 0% SuperTrack notes due Jan. 31, 2023 linked to the S&P 500 index; 70% trigger; via Barclays; pricing Jan. 26; Cusip: 06744CRW3

• 0% dual directional notes due Jan. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via Barclays; pricing Jan. 26; Cusip: 06744CQF1

• Callable contingent coupon notes due Jan. 31, 2028 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Barclays; pricing Jan. 26; Cusip: 06744CQ79

• Phoenix autocallable notes due July 31, 2019 linked to the least performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via Barclays; pricing Jan. 26; Cusip: 06744CQC8

• Step-up fixed-rate callable notes due Jan. 29, 2021; via Barclays Capital Inc.; settlement Jan. 29; Cusip: 06744CRS2

• Trigger autocallable contingent yield notes due Feb. 3, 2028 linked to the lesser performing of the Russell 2000 index and Euro Stoxx 50 index; 50% trigger; via Barclays and UBS Financial Services Inc.; pricing Jan. 29; Cusip: 06746P274

• Trigger autocallable contingent yield notes due Feb. 2, 2023 linked to the lesser performing of the S&P 500 index and Euro Stoxx 50 index; 70% trigger; via Barclays and UBS Financial Services Inc.; pricing Jan. 29; Cusip: 06746P266

• 0% trigger digital notes due Feb. 4, 2021 linked to the 10-year U.S. dollar ICE Swap rate; via UBS Financial Services Inc. and Barclays; pricing Jan. 30; Cusip: 06744CST9

• Floating-rate notes due Feb. 6, 2023 linked to 30-Year U.S. dollar ICE swap rate; via Barclays Capital Inc.; pricing Jan. 31; Cusip: 06744CS69

• 1% notes due Feb. 3, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Jan. 31; Cusip: 06744CQJ3

• 0% dual directional notes due Feb. 3, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Barclays; pricing Jan. 31; Cusip: 06744CQG9

• Phoenix autocallable notes due Aug. 5, 2019 linked to the least performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via Barclays; pricing Jan. 31; Cusip: 06744CQD6

• Phoenix autocallable notes due Aug. 5, 2019 linked to the least performing of the VanEck Vectors Gold Miners exchange-traded fund; 70% trigger; via Barclays; pricing Jan. 31; Cusip: 06744CQL8

• 0% Leveraged Index Return Notes due January 2023 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in January

• 0% market-linked step-up notes due January 2020 linked to the Nikkei 225 index; via BofA Merrill Lynch; pricing in January

• Market-linked step-up notes due January 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January

• Step-up fixed-rate callable notes due Feb. 15, 2023; via Barclays; pricing Feb. 8; Cusip: 06744CTJ0

BOFA FINANCE LLC

• 0% market-linked step up notes due January 2020 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January

• 0% Accelerated Return Notes due March 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January

CANADIAN IMPERIAL BANK OF COMMERCE

• Contingent coupon autocallable notes due Jan. 31, 2023 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Jefferies LLC; pricing Jan. 26; Cusip: 13605WHS3

• 0% Accelerated Return Notes due March 2019 linked to the S&P Biotechnology Select Industry index; via BofA Merrill Lynch; pricing January

• 0% Capped Leveraged Index Return Notes due January 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Autocallable contingent coupon equity-linked securities due Jan. 30, 2019 linked to the worst performing of the common stocks of Bristol-Myers Squibb Co. and Merck & Co., Inc.; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 17324XLR9

• 7.2% airbag autocallable yield notes due Jan. 25, 2019 linked to the common stock of Ford Motor Co.; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Jan. 25; Cusip: 17326E449

• Autocallable contingent coupon equity-linked securities due Jan. 30, 2019 linked to Nvidia Corp. stock; 72.5% trigger; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 17324XJJ0

• Autocallable contingent coupon equity-linked securities due Jan. 29, 2021 linked to the worst performing of the common stocks of Gilead Sciences, Inc., Nvidia Corp. and Amazon.com, Inc.; 50% trigger; via Citigroup Global Markets Inc.; pricing Jan. 26; Cusip: 17324CQK5

• Autocallable contingent coupon equity-linked securities due Jan. 29, 2021 linked to the worst performing of the common stocks of Gilead Sciences, Inc., Nvidia Corp., Netflix, Inc. and Applied Materials, Inc.; 50% trigger; via Citigroup Global Markets Inc.; pricing Jan. 26; Cusip: 17324CQN9

• 0% barrier securities due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Citigroup Global Markets Inc.; pricing Jan. 26; Cusip: 17324CQG4

• Trigger autocallable contingent yield notes due Feb. 2, 2023 linked to the lesser performing of the Russell 2000 index and MSCI EAFE index; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Jan. 29; Cusip: 17326E209

• Autocallable contingent coupon equity-linked securities due Feb. 1, 2019 linked to the VanEck Vectors Junior Gold Miners exchange-traded fund; 80% trigger; via Citigroup Global Markets Inc.; pricing Jan. 29; Cusip: 17324XJN1

• 0% jump securities with autocallable feature due Feb. 3, 2023 linked to the Euro Stoxx 50 index; 85% trigger; via Citigroup Global Markets Inc. with Morgan Stanley Wealth Management; pricing Jan. 31; Cusip: 17326E316

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon autocallable yield notes due Jan. 29, 2021 linked to the least performing of the common stocks of Amgen Inc., Biogen Inc., Celgene Corp. and Gilead Sciences, Inc.; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 25; Cusip: 22550W7A9

• 0% enhanced barrier digital plus securities due Jan. 30, 2023 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 17324CQ82

• Contingent coupon callable yield notes due July 30, 2020 linked to the Russell 2000 index, the MSCI Emerging Markets index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 25; Cusip: 22550WAA5

• 0% absolute return barrier securities due July 30, 2019 linked to the S&P 500 index and the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 25; Cusip: 22550W6Y8

• Market-linked notes due Jan. 30, 2023 linked to an unequally weighted basket containing the S&P 500 index, the Euro Stoxx 50 index and the iShares iBoxx $ High Yield Corporate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing Jan. 25; Cusip: 17324CQ90

• Contingent coupon autocallable yield notes due Jan. 29, 2021 linked to the least performing of the common stocks of General Motors Co., Harley-Davidson, Inc. and H&R Block, Inc.; 50% trigger; via Incapital LLC; pricing Jan. 26; Cusip: 22550W7C5

• Autocallable securities due Jan. 29, 2021 linked to the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22550W5S2

• 0% absolute return digital barrier securities due Jan. 31, 2023 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22550W4G9

• Contingent coupon autocallable yield notes due July 31, 2019 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22550W4D6

• Contingent coupon callable yield notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the MSCI Emerging Markets index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22550W5P8

• Contingent coupon callable yield notes due Jan. 31, 2023 linked to the least performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22550W4F1

• Step-down contingent coupon callable yield notes due Jan. 31, 2028 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22550W6W2

• Trigger autocallable contingent yield notes due Feb. 3, 2021 linked to the lesser performing of the SPDR S&P Bank exchange-traded fund and the Russell 2000 index; 70% trigger; via UBS Financial Services Inc.; pricing Jan. 29; Cusip: 22549E218

• 0% Buffered Accelerated Return Equity Securities due May 2, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22550W5Y9

• 0% dual directional barrier securities due Aug. 3, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing Jan. 29; Cusip: 17324XKL3

• 0% trigger jump securities due Feb. 5, 2024 linked to the Euro Stoxx 50 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22549E184

• 0% Buffered Accelerated Return Equity Securities due Aug. 5, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22550W7H4

• Contingent coupon autocallable yield notes due Aug. 5, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 2550W7F8

• Contingent coupon callable yield notes due Feb. 6, 2023 linked to the least performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22550W3U9

• Contingent coupon callable yield notes due Feb. 6, 2023 linked to the least performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22550W3V7

• 0% absolute return digital barrier securities due Feb. 3, 2023 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22550W4C8

• Contingent coupon callable yield notes due Aug. 5, 2019 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22550W3N5

• 0% Buffered Accelerated Return Equity Securities due Aug. 5, 2019 linked to a basket consisting of the SPDR S&P Midcap 400 exchange-traded fund and the iShares Russell 2000 ETF; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22550W7H4

• 0% digital barrier notes due March 5, 2019 linked to the least performing of the VanEck Vectors Gold Miners exchange-traded fund, the SPDR S&P Oil & Gas Exploration & Production ETF and the SPDR S&P Retail ETF; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 31; Cusip: 22550WA31

CREDIT SUISSE AG, NASSAU BRANCH

• 0% call warrants expiring Feb. 13, 2019 linked to a basket of 20 stocks (Comerica Inc., First Republic Bank, KeyCorp, SVB Financial Group, Biogen Inc., BioMarin Pharmaceutical Inc., WellCare Health Plans, Inc., Vertex Pharmaceuticals, Pfizer Inc., Fortive Corp., Kennametal Inc., Terex Corp., Textron Inc., Palo Alto Networks, Inc., Twitter, Inc., ON Semiconductor Corp., Xilinx, Inc., Akamai Technologies, Inc., LogMeIn, Inc. and DowDuPont Inc.); via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA as placement agents; pricing Jan. 26; Cusip: 22539T142

DEUTSCHE BANK AG, LONDON BRANCH

• 0% trigger return enhanced securities due Jan. 30, 2023 linked to the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; 70% trigger; via Deutsche Bank Securities Inc.; pricing Jan. 25; Cusip: 25155MHK0

• Phoenix autocallable securities due Jan. 30, 2019 linked to the common stock of Nvidia Corp., the American Depositary Shares of Alibaba Group Holding Ltd. and the common stock of Amazon.com, Inc.; via Deutsche Bank Securities Inc.; pricing Jan. 25; Cusip: 25155MHN4

• Callable contingent yield securities due April 30, 2019 linked to the least performing of the S&P 500 index, the Euro Stoxx 50 index and the iShares China Large-Cap exchange-traded fund; 70% trigger; via Deutsche Bank Securities Inc.; pricing Jan. 25; Cusip: 25155MHL8

GOLDMAN SACHS BANK USA

• 0% certificates of deposit due Jan. 30, 2025 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. and Incapital LLC; pricing Jan. 25; Cusip: 38148R5Q2

• 0% certificates of deposit due Jan. 30, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. and Incapital LLC; pricing Jan. 25; Cusip: 38148R5S8

• 0% certificates of deposit due Jan. 30, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing Jan. 25; Cusip: 38148R5R0

• 0% certificates of deposit due Jan. 30, 2025 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC and Incapital LLC; pricing Jan. 26; Cusip: 38148R5L3

GOLDMAN SACHS GROUP, INC.

• Callable step-up fixed-rate notes due January 2023; via Goldman Sachs & Co. LLC; pricing in January; Cusip: 38150A5S0

• Callable step-up fixed-rate notes due January 2026; via Goldman Sachs & Co. LLC; pricing in January; Cusip: 38150A5Q4

• Fixed-to-floating notes due January 2028 linked to 10-year CMS rate; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in January; Cusip: 38150A5R2

• Callable step-up fixed-rate notes due February 2030; via Goldman Sachs & Co. LLC; pricing in January; Cusip: 38150A5T8

GS FINANCE CORP.

• 0% leveraged buffered index-linked notes due Aug. 3, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing Jan. 25; Cusip: 40055AFJ1

• 0% index-linked notes due Jan. 30, 2025 linked to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; pricing Jan. 25; Cusip: 40055ACZ8

• 0% leveraged buffered notes due July 28, 2022 linked to a basket of the Euro Stoxx 50 index with a 60% weight, the Nikkei 225 index with a 20% weight and the iShares MSCI Emerging Markets exchange-traded fund with a 20% weight; via Goldman Sachs & Co.; pricing Jan. 25; Cusip: 40055AEY9

• 0% autocallable notes due Feb. 8, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Jan. 25; Cusip: 40055AD20

• 0% leveraged buffered notes due Jan. 30, 2020 tied to the iShares MSCI Emerging Markets exchange-traded fund; via Goldman, Sachs & Co.; pricing Jan. 25; Cusip: 40055ACG0

• Contingent coupon notes due Jan. 30, 2024 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 25; Cusip: 40055AD38

• 0% leveraged buffered notes due July 29, 2021 linked to the S&P 500 index; via Goldman, Sachs & Co.; pricing Jan. 25; Cusip: 40055ACJ4

• 0% index-linked notes due July 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman, Sachs & Co.; pricing Jan. 25; Cusip: 40055ACQ8

• 0% autocallable notes due Feb. 4, 2021 linked to the Euro Stoxx 50 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40055AG35

• 0% autocallable notes due Feb. 11, 2028 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Jan. 26; Cusip: 40055AF51

• 0% notes due Jan. 30, 2025 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40055AC54

• 0% notes due Jan. 30, 2025 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40055AC88

• 0% notes due Feb. 11, 2025 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40055AC70

• 0% notes due Feb. 11, 2025 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40055AC62

• 4.3% fixed coupon callable buffered notes due Jan. 31, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Jan. 26; Cusip: 40055AE60

• Autocallable contingent coupon notes due Aug. 2, 2019 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 26; Cusip: 40055AE94

• Autocallable contingent coupon notes due Feb. 2, 2028 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 26; Cusip: 40055AEF0

• Callable contingent coupon notes due Jan. 31, 2033 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 26; Cusip: 40055AEG8

• 0% trigger absolute return step securities due Jan. 31, 2023 linked to the S&P 500 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 26; Cusip: 36254F657

• 0% buffered notes due Jan. 31, 2023 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Jan. 26; Cusip: 40055ACH8

• 0% index-linked notes due Jan. 31, 2023 tied to the S&P 500 index and the Russell 2000 index; 65% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 26; Cusip: 40055AEJ2

• 0% trigger gears due Jan. 29, 2021 linked to the S&P MidCap 400 index; 80% trigger; via Goldman, Sachs & Co.; pricing Jan. 26; Cusip: 36254F681

• 0% autocallable notes due Feb. 6, 2023 linked to the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 29; Cusip: 40055ADS3

• Callable contingent coupon notes due Jan. 31, 2028 linked to the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 29; Cusip: 40055ADM6

• Callable contingent coupon notes due Jan. 31, 2020 linked to the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 29; Cusip: 40055ADN4

• Callable contingent coupon notes due Jan. 31, 2028 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 29; Cusip: 40055ADZ7

• Callable contingent coupon notes due Jan. 31, 2028 linked to the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 29; Cusip: 40055ADX2

• Callable contingent coupon notes due Jan. 31, 2028 linked to the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 29; Cusip: 40055ADW4

• Callable contingent coupon notes due Jan. 31, 2033 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 29; Cusip: 40055AE52

• Callable CMS spread and index-linked range accrual notes due Jan. 31, 2033 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Jan. 29; Cusip: 40055AEH6

• Contingent income callable securities due Feb. 3, 2028 linked to the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Jan. 31; Cusip: 40055AFL6

• 0% trigger jump securities due Feb. 5, 2020 linked to the Euro Stoxx 50 index; 90% trigger; via Goldman Sachs & Co. LLC with Morgan Stanley Wealth Management; pricing Jan. 31; Cusip: 36254F715

• 0% notes due Nov. 4, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Jan. 31; Cusip: 40055ADV6

• 0% notes due Feb. 3, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Jan. 31; Cusip: 40055ADU8

• 0% trigger Performance Leveraged Upside Securities due Feb. 5, 2025 linked to the iShares MSCI Emerging Markets exchange-traded fund; 50% trigger; via Goldman Sachs & Co. LLC with Morgan Stanley Wealth Management; pricing Jan. 31; Cusip: 36254F731

• 4.25% fixed coupon buffered notes due Feb. 3, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Jan. 31; Cusip: 40055ADP9

• 4.6% fixed coupon buffered notes due Feb. 3, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Jan. 31; Cusip: 40055ADQ7

HSBC BANK USA, NA

• Income Plus certificates of deposit due Jan. 30, 2023 linked to the common stocks of Apple Inc., AT&T Inc., Deere & Co., Merck & Co., Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing Jan. 25; Cusip: 40434YTC1

• Income Plus certificates of deposit due Jan. 30, 2025 linked to the common stocks of Apple Inc., AT&T Inc., Deere & Co., Merck & Co., Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing Jan. 25; Cusip: 40434YTE7

• Autocallable target income certificates of deposit due Jan. 30, 2025 linked to the common stocks of Apple Inc., AT&T Inc., Deere & Co., Merck & Co., Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing Jan. 25; Cusip: 40434YTH0

• 0% growth opportunity certificates of deposit due Jan. 31, 2022 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing Jan. 25; Cusip: 40434YTN7

• 0% growth opportunity certificates of deposit due Jan. 30, 2025 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing Jan. 25; Cusip: 40434YTT4

• 0% autocallable certificates of deposit due Jan. 30, 2025 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing Jan. 25; Cusip: 40434YTS6

HSBC USA INC.

• Callable step-up rate notes due Jan. 31, 2023; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40435FRG4

• Callable step-up rate notes due Jan. 30, 2030; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40435FRD1

• Autocallable contingent income barrier notes due Jan. 29, 2021 linked to the worst performing of the common stocks of Apple Inc., Amazon.com, Inc., Facebook Inc. and Alphabet Inc.; 60% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40435FRF6

• Autocallable barrier notes with contingent return due July 31, 2019 linked to the least performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40435FQU4

• 0% buffered Accelerated Market Participation Securities due Jan. 31, 2020 linked to a basket consisting of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40435FQE0

• 0% step-down trigger autocallable notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 29; Cusip: 40435J414

• 6% autocallable yield notes due May 6, 2019 linked to the least performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 31; Cusip: 40435FQS9

• Long short notes due February 2019 linked to the MSCI Emerging Markets & Euro Stoxx 50/S&P 500 Long Short index; via BofA Merrill Lynch; pricing in January

JEFFERIES GROUP LLC

• Fixed-to-floating notes due Jan. 31, 2038 linked to the leveraged difference between the 30-year and two-year Constant Maturity Swap rates; via Jefferies LLC; settlement Jan. 31; Cusip: 47233JBG2

JPMORGAN CHASE BANK, NA

• 1.1% certificates of deposit due Jan. 31, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWG4

• Certificates of deposit with contingent annual interest due Jan. 31, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWD1

• 0% certificates of deposit due Jan. 31, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWK5

• 0% certificates of deposit due Jan. 31, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWL3

• 0% certificates of deposit due Jan. 31, 2024 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWM1

• 0% certificates of deposit due Jan. 31, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWN9

• 0% autocallable certificates of deposit due Jan. 31, 2025 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWW9

• 0% autocallable certificates of deposit due Jan. 31, 2028 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWZ2

• Variable annual income certificates of deposit with due Jan. 31, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Jan. 26; Cusip: 48126YWH2

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due Jan. 30, 2020 linked to the least performing of the common stock of Apple Inc., the class C capital stock of Alphabet Inc. and the common stock of Microsoft Corp.; via J.P. Morgan Securities LLC; pricing Jan. 25; Cusip: 48129HXU6

• Autocallable contingent interest notes due Jan. 29, 2021 linked to the least performing of the common stocks of Bank of America Corp. and Wells Fargo & Co.; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HN94

• 0% return notes due Feb. 13, 2019 linked to an equally weighted basket of 20 common stocks (Comerica Inc., First Republic Bank, KeyCorp, SVB Financial Group, Biogen Inc., WellCare Health Plans, Inc., Vertex Pharmaceuticals Inc., Pfizer Inc., Fortive Corp., Kennametal Inc., Terex Corp., Textron Inc., Palo Alto Networks, Inc., Twitter, Inc., ON Semiconductor Corp., Xilinx, Inc., Akamai Technologies, Inc., LogMeIn, Inc., DowDuPont Inc. and BioMarin Pharmaceutical Inc.); via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129KAD2

• 0% trigger gears due Jan. 29, 2021 linked to the Dow Jones industrial average; 80% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 48129K456

• Autocallable contingent interest notes due April 30, 2019 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HF93

• Autocallable contingent interest notes due Jan. 31, 2025 linked to the lesser performing the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HH42

• 6.6% autocallable yield notes due May 1, 2019 linked to Facebook, Inc.; 75% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HL21

• Autocallable contingent interest notes due July 30, 2020 linked to the least performing of the common stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HP76

• 0% dual directional contingent buffered equity notes due Jan. 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 76.5% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HQ26

• 0% uncapped contingent buffered return enhanced notes due Jan. 29, 2021 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; 60% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HM38

• 0% uncapped contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HE94

• 0% capped trigger gears due Jan. 29, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 48129K472

• 0% buffered return enhanced notes due Jan. 31, 2020 linked to the Nikkei 225 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HQ42

• 0% buffered return enhanced notes due Jan. 31, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HQ34

• Callable contingent interest notes due Jan. 30, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HWN3

• 0% uncapped contingent buffered return enhanced notes due Jan. 31, 2023 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HWP8

• 0% step-up autocallable contingent buffered return enhanced notes due Jan. 31, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HD79

• 0% step-up autocallable contingent buffered equity notes due Jan. 31, 2023 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HD38

• 0% step-up autocallable buffered equity notes due Jan. 31, 2025 linked to the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HD61

• 0% step-up autocallable buffered equity notes due Jan. 31, 2025 linked to the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HD53

• 0% step-up autocallable contingent buffered return enhanced notes due Jan. 31, 2025 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HD46

• Autocallable contingent interest notes due Jan. 31, 2022 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HG92

• 0% uncapped dual directional contingent buffered equity notes due Jan. 31, 2020 linked to the S&P 500 index; 77.15% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HP92

• 0% trigger gears due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 48129K399

• Autocallable contingent interest notes due July 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HH26

• Autocallable contingent interest notes due Oct. 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HG27

• 0% capped dual directional contingent buffered equity notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HE45

• 0% contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HF77

• 0% contingent buffered return enhanced notes due Jan. 31, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HF85

• 0% contingent buffered return enhanced notes due Jan. 30, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48129HN60

• 7% to 9% autocallable yield notes due April 30, 2019 linked to the least performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HE37

• Autocallable contingent interest notes due April 30, 2019 linked to the least performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HE60

• Autocallable contingent interest notes due Jan. 31, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HE86

• Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HF28

• Callable contingent interest notes due Aug. 7, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HM20

• 6.25% and 8.25% autocallable yield notes due April 30, 2019 linked to the least performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HE52

• 0% dual directional contingent buffered return enhanced notes due July 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HB71

• 0% dual directional contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HB97

• 0% dual directional contingent buffered return enhanced notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HB89

• 0% capped dual directional contingent buffered equity notes due Jan. 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HE29

• Autocallable contingent interest notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing Jan. 31; Cusip: 48129HF36

MORGAN STANLEY

• Fixed-to-floating-rate notes due Jan. 31, 2028 linked to the 10-year U.S. dollar ICE swap rate; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61760QKW3

MORGAN STANLEY FINANCE LLC

• Contingent income autocallable securities due Jan. 29, 2021 linked to Amazon.com, Inc. stock; 80% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61768M436

• 0% buffered Performance Leveraged Upside Securities due July 30, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61768CXB8

• 0% jump notes with autocallable feature due July 31, 2025 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61768CXW2

• 0% trigger gears due Jan. 31, 2023 linked to the S&P 500 index; 60% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 61768M212

• 0% allocation securities due Jan. 31, 2023 linked to a basket of the S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 61768M238

• 0% allocation securities due Jan. 31, 2023 linked to a basket consisting of the S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 61768M220

• 0% trigger Performance Leveraged Upside Securities due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61768CXF9

• 0% market-linked notes due July 31, 2023 linked to a basket of indexes; via Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61768CXJ1

• 0% trigger gears due Jan. 29, 2021 linked to the Euro Stoxx 50 index; 75% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 29; Cusip: 61768M246

• 0% market-linked notes due Feb. 1, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Jan. 29; Cusip: 61768CXY8

• 0% buffered Performance Leveraged Upside Securities due Feb. 4, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61768CXL6

• 0% buffered Performance Leveraged Upside Securities due Feb. 2, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61768CXK8

• 0% dual directional trigger Performance Leveraged Upside Securities due Feb. 2, 2023 linked to the S&P 500 index; 70% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61768CXH5

• 0% Performance Leveraged Upside Securities due May 3, 2019 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768M345

• 0% Performance Leveraged Upside Securities due May 3, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 31; Cusip: 61768M337

• 0% buffered Performance Leveraged Upside Securities due Feb. 5, 2021 linked to the S&P 500 index; 80% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 2; Cusip: 61768CYL5

• 0% jump notes with autocallable feature due Feb. 13, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; 70% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 8; Cusip: 61768CYT8

ROYAL BANK OF CANADA

• Redeemable step-up notes due Jan. 29, 2025; via RBC Capital Markets, LLC; pricing Jan. 25; Cusip: 78013XED6

• Contingent income autocallable securities due Jan. 31, 2019 linked to Applied Materials, Inc. stock; 80% trigger; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78013Q319

• 0% barrier booster notes due Jan. 31, 2023 linked to the Euro Stoxx 50 index; via RBC Capital Markets LLC; pricing Jan. 26; Cusip: 78013XDR6

• 0% barrier absolute return notes due Jan. 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets LLC; pricing Jan. 26; Cusip: 78013XEA2

• 0% buffered enhanced return notes due Jan. 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets LLC; pricing Jan. 26; Cusip: 78013XDZ8

• Contingent income autocallable securities due Jan. 31, 2019 linked to Nvidia Corp. stock; 70% trigger; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78013Q327

• Direct investment notes due Feb. 7, 2019 linked to a basket of 20 common equity securities from the RBC Capital Markets Top 30 Global Ideas for 2018; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78013XCQ9

• 0% barrier booster notes due Jan. 30, 2025 linked to the lesser performing index of the Russell 2000 index and the S&P 500 index; 70% trigger; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78013XDU9

• 1.2% to 1.8% interest-bearing buffered absolute return notes due July 30, 2020 linked to the S&P 500 index; 70% trigger; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78013XDM7

• 1.4% to 1.9% interest-bearing buffered absolute return notes due July 29, 2021 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78013XDN5

• Issuer autocallable contingent coupon barrier notes due Jan. 29, 2021 linked to lesser performing of the SPDR S&P Biotech exchange-traded fund and the Financial Select Sector SPDR Fund; 75% trigger; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78013XEE4

• 0% equity-linked partial principal at risk securities due Feb. 3, 2021 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Jan. 31; Cusip: 78013Q152

• 0% trigger Performance Leveraged Upside Securities due Aug. 5, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 80% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Jan. 31; Cusip: 78013Q269

TORONTO-DOMINION BANK

• 0% capped buffered notes due April 30, 2019 linked to the Russell 2000 index; via TD Securities (USA) LLC; pricing Jan. 25; Cusip: 89114QKR8

• Callable step-up notes due Jan. 31, 2020; via TD Securities (USA) LLC; pricing Jan. 26; Cusip: 89114QKP2

• Callable step-up notes due Jan. 31, 2023; via TD Securities (USA) LLC; pricing Jan. 26; Cusip: 89114QKH0

• Callable step-up notes due Jan. 31, 2028; via TD Securities (USA) LLC; pricing Jan. 26; Cusip: 89114QKS6

• Callable step-up notes due Jan. 31, 2028; via TD Securities (USA) LLC; pricing Jan. 26; Cusip: 89114QKT4

• 0% leveraged buffered notes due Jan. 31, 2023 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Jan. 26; Cusip: 89114QKJ6

UBS AG, LONDON BRANCH

• 0% trigger gears due Jan. 31, 2023 linked to the iShares MSCI Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 26; Cusip: 90280Y248

• Trigger autocallable contingent yield notes due Feb. 2, 2023 linked to the lesser performing of the Russell 2000 index and Nasdaq-100 index; 70% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Jan. 29; Cusip: 90280Y230

WELLS FARGO & CO.

• Fixed-to-floating notes due Jan. 31, 2028 linked to the 10-year Constant Maturity Swap rate; via Wells Fargo Securities, LLC; pricing Jan. 26; Cusip: 95000N3M9

• Market-linked securities due Jan. 9, 2021 – autocallable with contingent coupon and contingent downside linked to the least performing of the common stocks of Allergan plc, Micron Technology, Inc. and Caterpillar Inc.; 50% trigger; via Wells Fargo Securities LLC; pricing Jan. 26; Cusip: 95000E5E5

• Market-linked securities due Jan. 27, 2022 – autocallable with contingent coupon and contingent downside linked to the lesser performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Wells Fargo Securities LLC; pricing Jan. 30; Cusip: 95000E5C9

• 0% market linked securities – autocallable with fixed percentage downside due Feb. 8, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Jan. 31; Cusip: 95000E4Z9

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