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Structured Products Calendar
BANK OF AMERICA CORP.
0% Accelerated Return Notes due October 2014 linked to a basket of 16 stocks (Accenture plc, Applied Materials Inc., CSX Corp., Eastman Chemical Co., Eaton Corp. plc, Fluor Corp., Ingersoll-Rand plc, International Paper Co., LyondellBasell Industries NV, Masco Corp., Nucor Corp., Occidental Petroleum Corp., Oracle Corp., Red Hat Inc., Teradata Corp. and VMware Inc.); via BofA Merrill Lynch; pricing in August
0% market-linked step-up notes due August 2015 linked to the DAX Price Return index; via BofA Merrill Lynch; pricing in August
9% STEP Income Securities due September 2014 linked to D.R. Horton Inc. shares; via BofA Merrill Lynch; pricing in August
0% Leveraged Index Return Notes due August 2018 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due September 2015 linked to the spot price of gold; via BofA Merrill Lynch; pricing in August
0% Strategic Accelerated Redemption Securities due September 2014 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in August
0% Capped Leveraged Index Return Notes due August 2015 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2014 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
Market-linked step-up notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% market-linked step-up notes due August 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
Leveraged Index Return notes due August 2016 linked to equal weights of the S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in August
0% relative value Strategic Accelerated Redemption Securities due September 2014 linked to the performance of the SPDR S&P 500 exchange-traded fund trust versus the iShares Barclays 20+ Year Treasury Bond ETF; via Bank of America Merrill Lynch; pricing in August
BANK OF MONTREAL
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQG3
Autocallable barrier notes with step-up call price due Aug. 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQK4
0% buffered bullish digital return notes due Aug. 31, 2015 linked to the iShares China Large-Cap exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQH1
0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQM0
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQE8
0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQL2
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQF5
0% buffered bullish digital return notes due Aug. 31, 2015 linked to the SPDR S&P Homebuilders exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQJ7
0% contingent risk absolute return notes due Sept. 4, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQP3
0% contingent risk absolute return notes due Sept. 4, 2015 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQQ1
0% barrier bullish return notes due Sept. 2, 2016 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQR9
0% contingent risk absolute return notes due Sept. 4, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQN8
BARCLAYS BANK PLC
Capped floating-rate notes due Aug. 28, 2018; via Barclays; settlement Aug. 28; Cusip: 06741TE29
Annual reset coupon buffered notes due Aug. 30, 2019 linked to the Russell 2000 index; via Barclays; pricing Aug. 28; Cusip: 06741TB30
0% Super Track notes due Aug. 31, 2016 linked to the Russell 2000 index; via Barclays; pricing Aug. 28; Cusip: 06741TF77
15.2% reverse convertible notes due Dec. 4, 2013 linked to AngloGold Ashanti Ltd stock; via Barclays Capital; pricing Aug. 29; Cusip: 06741J3T4
0% buffered Super Track notes due Sept. 3, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via Barclays; pricing Aug. 29; Cusip: 06741TE86
11.3% reverse convertible notes due March 6, 2014 linked to Mosaic Co. stock; via Barclays Capital; pricing Aug. 29; Cusip: 06741J3U1
0% Performance Leveraged Upside Securities due Oct. 6, 2014 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Barclays with Morgan Stanley Smith Barney LLC; pricing Aug. 30; Cusip: 06742D424
0% Accelerated Return Notes due September 2014 linked to Ford Motor Co. shares; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2014 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in August
0% notes due Sept. 8, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing Sept. 5; Cusip: 06741TC96
0% buffered notes linked to the MSCI EAFE index due in 36 to 39 months; 80% trigger; via Barclays; settlement in September; Cusip: 06741TE94
24- to 27-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Barclays; Cusip: 06741TE45
24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741TE37
Five-year 0% buffered Super Track notes due 2018 linked to S&P 500 index; the iShares MSCI EAFE index fund; the Russell 2000 index and the PowerShares DB Commodity Index Tracking Fund; the iShares iBoxx $ Investment Grade Corporate Bond fund and the iShares MSCI Japan index fund; the Consumer Staples Select Sector SPDR fund, the iShares Dow Jones Select Dividend index fund and the iShares MSCI Emerging Markets index fund; the Health Care Select Sector SPDR fund and the PowerShares QQQ Trust, Series 1; and the iShares Barclays Treasury Inflation Protected Securities Bond fund; 75.5% to 85.5% trigger; via Barclays; Cusip: 06741TYY7
CITIGROUP INC.
0% dual directional trigger Performance Leveraged Upside Securities due March 5, 2019 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 173095183
9.4% autocallable equity-linked securities due Sept. 4, 2014 tied to Las Vegas Sands Corp. shares; 80% trigger; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 173095118
0% trigger Performance Leveraged Upside Securities due Sept. 3, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 173095126
0% enhanced barrier digital plus securities due Sept. 27, 2018 linked to the iShares MSCI EAFE exchange-traded fund; 70% trigger; via Citigroup Global Markets Inc.; pricing Sept. 24; Cusip: 1730T0UV9
CREDIT SUISSE AG
0% three-year accelerated return notes linked to Hang Seng China Enterprises index, MSCI Taiwan index, Hang Seng index and MSCI Singapore Free index; 80% trigger; via Barclays; pricing Aug. 28; Cusip: 22547QAC0
High/low coupon buffered securities due Aug. 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6U5
6.5%-7% contingent coupon callable yield notes due Sept. 4, 2018 linked to S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22547Q6X9
0% digital Bares due Sept. 4, 2015 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6J0
0% Buffered Accelerated Return Equity Securities due March 5, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6F8
High/low coupon callable yield notes due Sept. 4, 2015 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6L5
Two-year 0% digital barrier notes linked to the S&P 500 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing in August; Cusip: 22547QAD8
0% cert plus securities due Sept. 11, 2017 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 6; Cusip: 22547QA22
0% buffered return equity securities due March 13, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QA89
CREDIT SUISSE AG, NASSAU BRANCH
0% Buffered Accelerated Return Equity Securities due Aug. 30, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0
0% Buffered Accelerated Return Equity Securities due Aug. 29, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0
0% cert plus securities due Sept. 5, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6K7
High/low coupon callable yield notes due March 4, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6M3
45-month 0% Accelerated Return Notes linked to the Euro Stoxx 50 index; via Barclays; pricing in August; Cusip: 22547Q6V3
0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
45-month 0% Accelerated Return Notes linked to the S&P 500 index; via Barclays; pricing in August; Cusip: 22547Q6T8
0% Accelerated Return Notes due October 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
DEUTSCHE BANK AG, LONDON BRANCH
0% performance securities due Aug. 29, 2014 linked to Australian dollar, the Canadian dollar, the Norwegian krone and the Swedish krona, each relative to the dollar; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Aug. 28; Cusip: 25155L673
Trigger phoenix autocallable optimization securities due Aug. 31, 2018 linked to SanDisk Corp. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 28; Cusip: 25155L590
Trigger phoenix autocallable optimization securities due Aug. 31, 2018 linked to United Rentals, Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 28; Cusip: 25155L582
0% accelerated return securities due October 2014 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
GOLDMAN SACHS GROUP, INC.
0% notes due Sept. 2, 2020 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QJN7
Callable buffered monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKN5
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2023; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKE5
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKS4
Callable monthly S&P 500 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKW5
0% leveraged buffered notes due Sept 1, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKA3
Fixed-to-floating notes due August 2023 linked to the Consumer Price Index; via Goldman Sachs & Co. and Incapital LLC; pricing in August; Cusip: 38147QPN0
15-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QQJ8
18- to 21-month 0% leveraged notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
0% leveraged notes linked to the Euro Stoxx 50 index due in 18 to 21 months; via Goldman Sachs & Co.
0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.
36- to 40-month 0% leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAC0
0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
21- to 24-month 0% leveraged buffered notes linked to the MSCI AC World index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
0% leveraged notes tied to the MSCI EAFE index due in 25 to 28 months; 90% trigger; via Goldman Sachs & Co.
13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
24-month 0% autocallable buffered notes linked to the Russell 2000 index; 85% trigger; via Goldman Sachs & Co.; Cusip: 38147QFA9
0% leveraged buffered notes due in 24-27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QAE6
Five-year contingent coupon buffered notes linked to the Russell 2000 index; via Goldman, Sachs & Co.; Cusip: 38147QQS8
0% notes linked to the Russell 2000 index; 73% to 77% trigger; via Goldman Sachs & Co.; Cusip: 38147QNS1
18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% leveraged buffered notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
0% leveraged buffered notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QQN9
0% leveraged buffered notes due in five years linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
HSBC USA INC.
0% airbag performance securities due Aug. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 28; Cusip: 40433X340
0% trigger performance securities due Aug. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 28; Cusip: 40433X324
0% buffered market participation securities due Sept. 4, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 28; Cusip: 40432XK59
0% contingent buffered enhanced notes due Sept. 17, 2014 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. with J.P. Morgan Securities LLC as dealer; pricing Aug. 30; Cusip: 40432XKW0
0% Accelerated Return Notes due October 2014 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2014 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August
JPMORGAN CHASE & CO.
11.75% reverse convertible notes due March 3, 2014 linked to Barrick Gold Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPP6
15.75% reverse convertible notes due Dec. 2, 2013 linked to BlackBerry Ltd. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPG6
15.75% reverse convertible notes due March 3, 2014 linked to Cliffs Natural Resources Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPN1
11% reverse convertible notes due Aug. 29, 2014 linked to Expedia, Inc stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPT8
17.25% reverse convertible notes due March 3, 2014 linked to First Solar, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPL5
11.25% reverse convertible notes due Aug. 29, 2014 linked to Lennar Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPU5
11.5% reverse convertible notes due March 3, 2014 linked to Netflix, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPQ4
12% reverse convertible notes due Dec. 2, 2013 linked to PulteGroup, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPH4
0% review notes due Aug. 31, 2016 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 28; Cusip: 48126NNW3
13.5% reverse convertible notes due March 3, 2014 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPK7
0% buffered autocallable optimization securities due Sept. 8, 2014 linked to the SPDR S&P 500 ETF Trust and the iShares 20+ Year Treasury Bond ETF; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 28; Cusip: 48126H530
16.5% reverse convertible notes due Dec. 2, 2013 linked to Supervalu Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPJ0
16.75% reverse convertible notes due March 3, 2014 linked to Tesla Motors, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPM3
10.25% reverse convertible notes due Aug. 29, 2014 linked to Weight Watchers International, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPR2
9.5% reverse convertible notes due Aug. 29, 2014 linked to Whirlpool Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPS0
Capped contingent trigger equity notes due Aug. 31, 2017 with contingent interest linked to the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Aug. 28; Cusip: 48126NMJ3
Callable step-up fixed-rate notes due Sept. 4, 2028; via J.P. Morgan Securities LLC; pricing Aug. 29; Cusip: 48126D6L8
25% reverse convertible notes due Dec. 4, 2013 linked to Cobalt International Energy, Inc. stock; via JPMorgan; pricing Aug. 29; Cusip: 48126NNX1
0% capped dual directional knock-out buffered notes due Sept. 1, 2016 linked to the iShares 20+ Year Treasury Bond exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 29; Cusip: 48126NPB7
0% capped enhanced participation equity notes due Dec. 3, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 29; Cusip: 48126NPX9
0% knock-out buffered notes due Sept. 1, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 29; Cusip: 48126NPA9
16% reverse convertible notes due Dec. 4, 2013 linked to Sears Holdings Corp. stock; via JPMorgan; pricing Aug. 29; Cusip: 48126NNY9
14.3% reverse convertible notes due Dec. 4, 2013 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Aug. 29; Cusip: 48126NNZ6
Range accrual floating-rate notes due Sept. 5, 2018; via J.P. Morgan Securities LLC; pricing Aug. 30; Cusip: 48126D6U8
Fixed-to-floating rate leveraged CMS curve and S&P 500 index-linked notes due Aug. 31, 2028 tied to the 30-year Constant Maturity Swap rate over the five-year CMS rate; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; settlement Aug. 30; Cusip: 48126D6M6
Contingent income autocallable securities due Sept. 4, 2014 linked to Delta Air Lines, Inc. shares; 60% trigger; via J.P. Morgan Securities, LLC with Morgan Stanley Smith Barney LLC; pricing Aug. 30; Cusip: 48126H522
Autocallable contingent interest notes due Sept. 17, 2014 linked to Ford Motor Co. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Aug. 30; Cusip: 48126NQC4
0% return notes due Sept. 17, 2014 linked to an equally weighted basket of 16 common stocks (General Motors Co., Ford Motor Co., Tenneco Inc., The Home Depot, Inc., Lowe's Companies, Inc., Costco Wholesale Corp., Lennar Corp., Eaton Corp. plc, Caterpillar Inc., Oshkosh Corp., EMC Corp., International Business Machines Corp., Vantiv, Inc., ON Semiconductor Corp., Xilinx, Inc. and Parametric Technology Corp.) via J.P. Morgan Securities LLC; pricing Aug. 30; Cusip: 48126NQE0
Autocallable contingent interest notes due Sept. 17, 2014 linked to Valeant Pharmaceuticals International, Inc. shares; 75% trigger; via J.P. Morgan Securities LLC; pricing Aug. 30; Cusip: 48126NQD2
Fixed-to-floating notes due Sept. 11, 2023; via J.P. Morgan Securities LLC; pricing Sept. 6; Cusip: 48126D6T1
Callable contingent interest notes due Sept. 27, 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 20; Cusip: 48126NQA8
MORGAN STANLEY
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Aug. 30, 2028; via Morgan Stanley & Co. LLC; settlement Aug. 30; Cusip: 61760QDG6
Fixed-to-floating notes due Sept. 6, 2021; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61760QDH4
Contingent income securities due September 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61761JKT5
0% trigger Performance Leveraged Upside Securities due August 2015 linked to a basket of the Russell 2000 index, the Euro Stoxx 50 index and the Vanguard FTSE Emerging Markets ETF; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P617
0% Performance Leveraged Upside Securities due October 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P583
0% buffered Performance Leveraged Upside Securities due February 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P427
0% market-linked notes due August 2018 tied to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P443
0% dual directional trigger Performance Leveraged Upside Securities due February 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P450
Fixed-to-floating notes due August 2023 with downside threshold feature linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61761JKV0
0% trigger Performance Leveraged Upside Securities due August 2016 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P435
ROYAL BANK OF CANADA
9.6%-11.6% reverse convertible notes due March 6, 2014 linked to F5 Networks Inc. common stock; via RBC Capital Markets LLC; pricing Aug. 29; Cusip: 78010UAV9
Buffered bullish return notes due Sept. 3, 2015 linked to the S&P 500 index; 80% trigger; via RBC Capital Markets, LLC; pricing Aug. 29; Cusip: 78010UAU1
9.75%-11.75% reverse convertible notes due March 6, 2014 linked to Valero Energy Corp. common stock; via RBC Capital Markets LLC; pricing Aug. 29; Cusip: 78010UAW7
0% Performance Leveraged Upside Securities due October 2014 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Aug. 30; Cusip: 78009Q117
0% direct investment notes due Oct. 8, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Sept. 5; Cusip: 78008S7M2
18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
UBS AG, LONDON BRANCH
0% trigger performance securities due Aug. 31, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 28; Cusip: 90271L635
Trigger phoenix autocallable optimization securities due Aug. 31, 2023 linked to the worst performing of the Euro Stoxx 50 index and the S&P 500 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 28; Cusip: 90271M120
0% trigger performance securities due Aug. 31, 2018 linked to the iShares MSCI Brazil Capped exchange-traded fund, the Russian Depositary index in dollars and the Central European Clearing House and Exchanges Composite index in euros; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 28; Cusip: 90271L650
Trigger phoenix autocallable optimization securities due Aug. 31, 2023 linked to the least performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 28; Cusip: 90271L841
Contingent income autocallable securities due Sept. 5, 2018 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via UBS Securities LLC and Morgan Stanley Smith Barney LLC; pricing Aug. 30; Cusip: 90271M112
0% trigger performance securities due 2023 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank
0% five-year short leverage securities linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank
UNION BANK, NA
Market-linked certificates of deposit due Aug. 30, 2018 linked to an equally weighted basket of four currencies relative to the dollar (Australian dollar, Brazilian real, Canadian dollar and Norwegian krone); via UnionBanc Investment Services, LLC; pricing Aug. 28; Cusip: 90521ANL8
0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2017 linked to the spot price of gold; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 28; Cusip: 90521ANM6
UNITED COMMUNITY BANK
Callable fixed-to-floating CMS spread certificates of deposit due Aug. 23, 2033 linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via RBC Capital Markets Corp. with Advisors Asset Management, Inc.; Cusip: 90984P4P7
WELLS FARGO & CO.
0% access securities with upside participation to a cap and fixed percentage buffered downside due Sept. 3, 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing Aug. 29; Cusip: 94986RRD5
Market-linked notes due Sept. 8, 2020 tied to a basket of the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; pricing Aug. 30; Cusip: 94986RQZ7
0% market-linked notes with upside participation and averaging due March 6, 2020 linked to the Vanguard Total Stock Market index fund; via Wells Fargo Securities LLC; pricing Aug. 30; Cusip: 94986RQX2
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