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Structured Products Calendar
ABN AMRO BANK NV
• 19.75% reverse convertible notes due Dec. 31, 2009 linked to Advanced Micro Devices stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 19.25% reverse convertible notes due Dec. 31, 2009 linked to Alcoa Inc. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 18.25% reverse convertible notes due March 31, 2010 linked to Alcoa Inc. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.5% reverse convertible notes due Dec. 31, 2009 linked to Allegheny Technologies Inc. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.5% reverse convertible notes due March 31, 2010 linked to American Express Co. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.75% reverse convertible notes due March 31, 2010 linked to Arch Coal, Inc. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.75% reverse convertible notes due Dec. 31, 2009 linked to Bank of America Corp. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.45% reverse convertible notes due Dec. 31, 2009 linked to Caterpillar Inc. stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13.5% reverse convertible notes due Dec. 31, 2009 linked to Chicago Bridge & Iron Co. N.V. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13.5% reverse convertible notes due March 31, 2010 linked to Deere & Co. stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.5% reverse convertible notes due Dec. 31, 2009 linked to Deere & Co. stock; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 14.15% reverse convertible notes due Sept. 30, 2010 linked to First Solar, Inc. stock; 60% trigger; via ABN Amro Inc.; pricing Sept. 25
• 14% reverse convertible notes due Dec. 31, 2009 linked to Ford Motor Co. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 16% reverse convertible notes due March 31, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.5% reverse convertible notes due March 31, 2010 linked to General Electric Co. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.4% reverse convertible notes due March 31, 2010 linked to General Electric Co. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.75% reverse convertible notes due Dec. 31, 2009 linked to Joy Global Inc. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 25% reverse convertible notes due Dec. 31, 2009 linked to Las Vegas Sands Corp. stock; 60% trigger; via ABN Amro Inc.; pricing Sept. 25
• 14% reverse convertible notes due March 31, 2010 linked to MetLife, Inc. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.75% reverse convertible notes due March 31, 2010 linked to Motorola, Inc. stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.25% reverse convertible notes due March 31, 2010 linked to Nvidia Corp. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.5% reverse convertible notes due March 31, 2010 linked to Peabody Energy Corp. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.25% reverse convertible notes due March 31, 2010 linked to Research In Motion Ltd. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 0% digital buffer securities due Sept. 30, 2011 linked to the S&P 500 index; via ABN Amro Inc.; pricing Sept. 25
• 14% reverse convertible notes due March 31, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12% reverse convertible notes due Sept. 30, 2010 linked to Southern Copper Corp. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 17% reverse convertible notes due Dec. 31, 2009 linked to Titanium Metals Corp. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 20% reverse convertible notes due Dec. 31, 2009 linked to United States Steel Corp. stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 16.2% reverse convertible notes due March 31, 2010 linked to United States Steel Corp. stock; 60% trigger; via ABN Amro Inc.; pricing Sept. 25
• 17.75% reverse convertible notes due March 31, 2010 linked to Wells Fargo & Co. stock; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
BANK OF AMERICA CORP.
• Two-year 0% Currency Market Index Target-Term Securities linked to the Australian dollar, Brazilian real and Canadian dollar relative to the U.S. dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in September
• Two-year zero-coupon 95% principal-protected step up notes linked to Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in September
• Four-year 0% Market Index Target-Term Securities linked to the Dow Jones - UBS Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in September
• 0% Accelerated Return Notes due December 2010 linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co. LLC; pricing in September
• 10% STEP Income Securities due September 2010 linked to the common stock of Goldman Sachs Group, Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co. LLC; pricing in September
• 10% STEP Income Securities linked to Intel Corp. stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• 0% Accelerated Return Notes due November 2010 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in September
• Two-year 0% Capped Leveraged Index Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Securities, Inc.; pricing in September
• 0% Strategic Accelerated Redemption Securities due in October 2011 linked to the Russell 2000 index; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September
• Two-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in September
• 18-month 0% Bear Market Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in September or October
• Two-year 0% notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September or October
• Four-year 0% Market Index Target-Term Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in September or October
• One-year 11% STEP Income Securities linked to Deere & Co. stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 14-month 0% Accelerated Return Notes linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 14-month 0% Accelerated Return Notes linked to the Nasdaq 100 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% market-linked step up notes linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 53-week 0% Bear Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% market-linked step up notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Accelerated Return Notes linked to the S&P GSCI - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in October or November
BARCLAYS BANK PLC
• 12% reverse convertible notes due March 30, 2010 linked to AES Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2010 linked to Aetna Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 15% reverse convertible notes due Dec. 31, 2009 linked to AK Steel Holding Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 16.25% reverse convertible notes due March 30, 2010 linked to Alcoa Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 16.75% reverse convertible notes due March 30, 2010 linked to Allegheny Technologies Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10% reverse convertible notes due Sept. 29, 2010 linked to Amazon.com, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.25% reverse convertible notes due Sept. 29, 2010 linked to Anadarko Petroleum Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 13.25% reverse convertible notes due Sept. 29, 2010 linked to Apache Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 8.5% reverse convertible notes due Sept. 29, 2010 linked to Apple Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.5% reverse convertible notes due March 30, 2010 linked to Arch Coal, Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.25% reverse convertible notes due Sept. 29, 2010 linked to Baker Hughes Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 15% reverse convertible notes due March 30, 2010 linked to Bank of America Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 11% reverse convertible notes due Sept. 29, 2010 linked to Barrick Gold Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.5% reverse convertible notes due Sept. 29, 2010 linked to Best Buy Co., Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 8.75% reverse convertible notes due Sept. 29, 2010 linked to BJ Services Co. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.5% reverse convertible notes due Sept. 29, 2010 linked to Boston Scientific Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• Zero-coupon 98% principal-protected notes due Sept. 30, 2011 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese yuan; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Sept. 25
• 10.25% reverse convertible notes due Sept. 29, 2010 linked to Caterpillar Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 13.25% reverse convertible notes due March 30, 2010 linked to Caterpillar Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due Dec. 31, 2009 linked to Caterpillar Inc. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 14.5% reverse convertible notes due Dec. 31, 2009 linked to CBS Corp. (Class B Non Voting) stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due Sept. 29, 2010 linked to Celgene Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2010 linked to Cemex, S.A.B. De C.V. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 11% reverse convertible notes due March 30, 2010 linked to Chesapeake Energy Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.5% reverse convertible notes due March 30, 2010 linked to Coach, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due Sept. 29, 2010 linked to Comcast Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due Sept. 29, 2010 linked to ConocoPhillips stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 10% reverse convertible notes due Sept. 29, 2010 linked to Corning Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.5% reverse convertible notes due March 30, 2010 linked to CSX Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due Sept. 29, 2010 linked to Dell Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.25% reverse convertible notes due Sept. 29, 2010 linked to Devon Energy Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 8.75% reverse convertible notes due Sept. 29, 2010 linked to Diamond Offshore Drilling, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 11.25% reverse convertible notes due March 30, 2010 linked to Dow Chemical Co. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 11% reverse convertible notes due Sept. 29, 2010 linked to Dow Chemical Co. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due Dec. 31, 2009 linked to DryShips Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 19% reverse convertible notes due March 30, 2010 linked to Dynegy Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due Sept. 29, 2010 linked to eBay Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 18.5% reverse convertible notes due March 30, 2010 linked to Eldorado Gold Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 0% autocallable optimization securities with contingent protection due Oct. 1, 2010 linked to the Energy Select Sector SPDR fund; 75% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25
• 18% reverse convertible notes due March 30, 2010 linked to First Solar, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 17.75% reverse convertible notes due Dec. 31, 2009 linked to Ford Motor Co. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 14.5% reverse convertible notes due March 30, 2010 linked to Ford Motor Co. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 15.5% reverse convertible notes due March 30, 2010 linked to Forest Oil Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 13.25% reverse convertible notes due March 30, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2010 linked to Frontier Oil Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 11.25% reverse convertible notes due March 30, 2010 linked to Garmin Ltd. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due Sept. 29, 2010 linked to Goldcorp Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 14.5% reverse convertible notes due Dec. 31, 2009 linked to Goodyear Tire & Rubber Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 9.5% reverse convertible notes due March 30, 2010 linked to Halliburton Co. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.5% reverse convertible notes due March 30, 2010 linked to Harley-Davidson, Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due March 30, 2010 linked to Hartford Financial Services Group, Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due Dec. 31, 2009 linked to Hartford Financial Services Group, Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due March 30, 2010 linked to International Paper Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 0% buffered iSuperTrack Notes due Sept. 29, 2011 linked to shares of the iShares Dow Jones U.S. Real Estate Index Fund; via Barclays Capital Inc.; pricing Sept. 25
• 0% Buffered Super Track Notes due March 30, 2011 linked to the price of gold; via Barclays Capital Inc.; pricing Sept. 25
• 13% reverse convertible notes due March 30, 2010 linked to J.C. Penney Co., Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 14% reverse convertible notes due March 30, 2010 linked to Joy Global Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.5% reverse convertible notes due March 30, 2010 linked to JPMorgan Chase & Co. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 8.25% reverse convertible notes due Sept. 29, 2010 linked to Lowe's Cos., Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.25% reverse convertible notes due Sept. 29, 2010 linked to Marathon Oil Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 14% reverse convertible notes due Dec. 31, 2009 linked to Massey Energy Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 8.25% reverse convertible notes due Sept. 29, 2010 linked to Merck & Co., Inc. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 12.5% reverse convertible notes due March 30, 2010 linked to MetLife, Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 19% reverse convertible notes due Dec. 31, 2009 linked to MGM Mirage stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 13.25% reverse convertible notes due March 30, 2010 linked to Mosaic Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2010 linked to National Oilwell Varco, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 10% reverse convertible notes due Sept. 29, 2010 linked to Newmont Mining Corp. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due March 30, 2010 linked to Palm, Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 11.75% reverse convertible notes due March 30, 2010 linked to Peabody Energy Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2010 linked to Plains Exploration & Production Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 11.25% reverse convertible notes due March 30, 2010 linked to Potash Corp. of Saskatchewan Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 18% reverse convertible notes due Dec. 31, 2009 linked to Rambus Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due March 30, 2010 linked to Research In Motion Ltd. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 0% Buffered Super Track Notes due Sept. 28, 2012 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due Oct. 14, 2010 linked to the S&P 500 index; via Barclays Capital and J.P. Morgan Securities Inc.; pricing Sept. 25
• 9.25% reverse convertible notes due March 30, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due March 30, 2010 linked to Southwestern Energy Co. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 0% knock-out buffered notes due March 31, 2011 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Sept. 25
• 14% reverse convertible notes due March 30, 2010 linked to Sprint Nextel Corp. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 9.5% reverse convertible notes due Sept. 29, 2010 linked to Starbucks Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 10.75% reverse convertible notes due Dec. 31, 2009 linked to SunPower Corp. (Class A) stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due March 30, 2010 linked to Suntech Power Holdings Co., Ltd. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 8.25% reverse convertible notes due Sept. 29, 2010 linked to Target Corp. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due March 30, 2010 linked to Tesoro Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 17% reverse convertible notes due March 30, 2010 linked to Titanium Metals Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due Sept. 29, 2010 linked to Union Pacific Corp. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2010 linked to UnitedHealth Group Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 18% reverse convertible notes due March 30, 2010 linked to United States Steel Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.75% reverse convertible notes due March 30, 2010 linked to U.S. Bancorp stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.5% reverse convertible notes due March 30, 2010 linked to Vale S.A. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.25% reverse convertible notes due March 30, 2010 linked to Valero Energy Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 8.25% reverse convertible notes due Sept. 29, 2010 linked to Walt Disney Co. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 13.5% reverse convertible notes due Sept. 29, 2010 linked to Weatherford International Ltd. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 14.5% reverse convertible notes due March 30, 2010 linked to Wells Fargo & Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 14.25% reverse convertible notes due March 30, 2010 linked to Wendy's /Arby's Group, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.75% reverse convertible notes due March 30, 2010 linked to Whole Foods Market, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.5% reverse convertible notes due Sept. 29, 2010 linked to Yahoo! Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 16% reverse convertible notes due March 30, 2010 linked to Yamana Gold, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• Zero-coupon 100% principal-protected notes due Oct. 7, 2014 linked to Pimco High Yield fund shares; via Barclays Capital Inc.; pricing Sept. 28
• Zero-coupon 100% principal-protected notes due Oct. 9, 2012 linked to shares of the Barclays Capital Trade-Weighted Dollar Diversification Index USD Excess Return; via Barclays Capital Inc.; pricing Sept. 30
• Zero-coupon capital-protected notes due April 28, 2015 linked to the S&P 500 index; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing in October
CITIGROUP FUNDING INC.
• 13-month 11%-14% Equity LinKed Securities linked to American Express Co. stock; via Citigroup Global Markets Inc.; pricing in September
• 2% minimum coupon principal-protected notes due 2014 linked to the price of gold; via Citigroup Global Markets Inc.; pricing in September
• 0% buffer notes due 2011 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing in September
• 0% notes due 2011 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Citigroup Global Markets Inc.
• 0% buffer notes due 2012 linked to the Dow Jones - UBS Commodity index; via Citigroup Global Markets Inc.
• 2% minimum coupon principal-protected notes due 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc.
CREDIT SUISSE, NASSAU BRANCH
• Zero-coupon 100% principal-protected ProNotes due Sept. 28, 2012 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese yuan; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 0% knock-out notes due July 1, 2010 linked to the Russell 2000 index; J.P. Morgan Securities Inc. and JPMorgan Chase Bank, NA; pricing Sept. 25
• 0% Buffered Accelerated Return Equity Securities due March 30, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 8%-10% callable yield notes due March 30, 2010 linked to the S&P 500 index and Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 7.75%-10% callable yield notes due Sept. 30, 2010 linked to the S&P 500 index and Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 10.5%-12.5% callable yield notes due April 5, 2010 linked to the S&P 500 index and Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 15.4% annualized reverse convertible notes due Dec. 31, 2009 linked to the price of West Texas Intermediate light sweet crude oil; via J.P. Morgan Securities Inc. and JPMorgan Chase Bank, NA; pricing Sept. 25
• Zero-coupon 100% principal-protected bearish ProNotes due Oct. 3, 2014 linked to the performance of the euro with a 57.6% weight, the Japanese yen with a 13.6% weight, the British pound with an 11.9% weight, the Canadian dollar with a 9.1% weight, the Swedish krona with a 4.2% weight and the Swiss franc with a 3.6% weight; via Credit Suisse Securities (USA) LLC; pricing Sept. 30
• Zero-coupon 100% principal-protected bearish ProNotes due Oct. 4, 2012 linked to the performance of the euro with a 57.6% weight, the Japanese yen with a 13.6% weight, the British pound with an 11.9% weight, the Canadian dollar with a 9.1% weight, the Swedish krona with a 4.2% weight and the Swiss franc with a 3.6% weight; via Credit Suisse Securities (USA) LLC; pricing Sept. 30
• 7%- 9% callable yield notes due Oct. 5, 2010 linked to the S&P 500 index and Russell 2000 index; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 30
• 0% Buffered Accelerated Return Equity Securities due Jan. 5, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30
• 0% callable Cert PLUS Securities due Oct. 5, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30
DEUTSCHE BANK AG, LONDON BRANCH
• 0% return optimization securities due Oct. 1, 2010 linked to the Nasdaq 100 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25
• 0% capped Buffered Underlying Securities due Sept. 30, 2011 linked to the Russell 2000 and S&P MidCap 400 indexes; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25
• 0% capped Buffered Underlying Securities due March 31, 2011 linked to S&P 500, Russell 2000 and iShares MSCI EAFE index fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25
• 0% market contribution securities due Oct. 6, 2014 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 30
EKSPORTFINANS ASA
• 0% enhanced growth securities with leveraged upside and buffered downside due March 23, 2011 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in September
• 0% enhanced growth securities with leveraged upside and buffered downside due April 1, 2011 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in September
• 9%-13% annualized reverse convertible notes due April 15, 2010 linked to the common stock of Bank of New York Mellon Corp.; 75% trigger; via Morgan Stanley & Co. Inc.; pricing Oct. 9
• 9%-13% annualized reverse convertible notes due April 15, 2010 linked to the common stock of Schlumberger Ltd.; 75% trigger; via Morgan Stanley & Co. Inc.; pricing Oct. 9
• 14-month 0% Accelerated Return Notes 2010 linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
GOLDMAN SACHS GROUP, INC.
• 0% buffered equity index-linked notes linked to the S&P 500 index; 75.5% to 77.5% trigger; via Goldman, Sachs & Co.
• 18- to 21-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 24- and 28-month 0% buffered equity index-linked notes linked to the S&P 500 index; 88.5% to 90% trigger; via Goldman, Sachs & Co.
• 24- to 28-month 0% leveraged buffered equity index-linked notes linked to the S&P 500 index; 90% trigger; via Goldman, Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged basket-linked notes tied to equal weights of the S&P GSCI Enhanced Commodity Index Excess Return and the iShares MSCI Emerging Markets index fund; via Goldman, Sachs & Co.
HARRIS NA
• Principal-protected annual income range certificates of deposit due Sept. 30, 2014 linked to an equally weighted basket of common stocks, including Costco Wholesale Corp., CVS Caremark Corp., Exxon Mobil Corp., Home Depot, Inc., Honeywell International Inc., McDonald's Corp., Microsoft Corp., Monsanto Corp., Nokia Corp. and Wells Fargo & Co.; via Incapital LLC; pricing Sept. 25
• Principal-protected annual income range certificates of deposit due Sept. 30, 2015 linked to an equally weighted basket of common stocks, including Costco Wholesale Corp., CVS Caremark Corp., Exxon Mobil Corp., Home Depot, Inc., Honeywell International Inc., McDonald's Corp., Microsoft Corp., Monsanto Corp., Nokia Corp. and Wells Fargo & Co.; via Incapital LLC; pricing Sept. 25
• Zero-coupon principal-protected certificates of deposit due Sept. 30, 2012 linked to the S&P 500 index; via distributor Incapital LLC; pricing Sept. 25
• Zero-coupon principal-protected certificates of deposit due Sept. 30, 2014 linked to the S&P 500 index; via distributor Incapital LLC; pricing Sept. 25
HSBC USA INC.
• 0% knock-out buffer notes due March 30, 2010 linked to the price of gold; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due Oct. 14, 2010 linked to the Hang Seng China Enterprises, MSCI Taiwan, Korea Stock Price 200, Hang Seng and MSCI Singapore indexes; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% return optimization securities with partial protection due March 31, 2011 linked to the iShares MSCI EAFE index fund; via HSBC USA Inc.; pricing Sept. 25
• 0% knock-out buffer notes due March 31, 2011 linked to the iShares MSCI Mexico Investable Market Index Fund; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% barrier optimization securities with partial protection due Dec. 30, 2010 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Sept. 25
• 0% best of performance notes due Sept. 30, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 10% to 12% annualized yield optimization notes with contingent protection due Sept. 30, 2011 linked to the common stock of Bank of America Corp.; via UBS Financial Services Inc. and HSBC USA Inc.; via 60%; pricing Sept. 28
• 10% to 12% annualized yield optimization notes with contingent protection due Sept. 30, 2011 linked to the common stock of Goldcorp Inc.; via UBS Financial Services Inc. and HSBC USA Inc.; via 60%; pricing Sept. 28
• Knock-out buffer notes due March 10, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in September
JPMORGAN CHASE BANK, NA
• Contingent coupon certificates of deposit due Sept. 30, 2014 linked to the stocks of Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV, Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Sept. 25
• Contingent coupon certificates of deposit due Sept. 30, 2015 linked to the stocks of Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV, Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Sept. 25
• 0% certificates of deposit due Sept. 30, 2015 linked to an equally weighted basket holding the Dow Jones - UBS Commodity and S&P 500 indexes; via J.P. Morgan Securities Inc. and distributor Advisors Asset Management, Inc.; pricing Sept. 25
• 0% certificates of deposit due Sept. 30, 2015 linked to the JPMorgan Efficiente (USD) index; via agent J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Sept. 25
• 0% certificates of deposit due Sept. 30, 2015 linked to the JPMorgan Optimax Market-Neutral index; via agent J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Sept. 25
• 0% certificates of deposit due Sept. 30, 2015 linked to the JPMorgan U.S. Sector Efficiente index; via agent J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Sept. 25
• 0% market-linked deposits due 2014 linked to the S&P GSCI Agriculture Index Excess Return; via J.P. Morgan Securities Inc. and distributor InCapital
JPMORGAN CHASE & CO.
• 12% reverse convertible notes due March 31, 2010 linked to Bank of America Corp. stock; 60% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon principal-protected notes due Sept. 28, 2012 linked to the Brazilian real, Chinese renminbi, Indian rupee and Russian ruble; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 11% reverse convertible notes due March 31, 2010 linked to Caterpillar Inc. stock; 75% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% quarterly review notes due Oct. 8, 2010 linked to the price of copper; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 11% reverse convertible notes due Sept. 30, 2010 linked to Goldcorp Inc. stock; 65% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due Oct. 28, 2010 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due Sept. 28, 2012 linked to the iShares MSCI Emerging Markets index fund; ; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due Dec. 31, 2010 linked to the Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 10.5% reverse convertible notes due Sept. 30, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 70% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% return optimization securities due Oct. 7, 2010 linked to the price of soybeans; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due Oct. 28, 2010 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due March 30, 2011 linked to the S&P 500 index with 16% to 19% cap; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due March 30, 2011 linked to the S&P 500 index with 19% to 22% cap; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 20% reverse convertible notes due March 31, 2010 linked to Sprint Nextel Corp. stock; 65% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 13.5% reverse convertible notes due Sept. 30, 2010 linked to Wells Fargo & Co. stock; 70% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due September 2011 linked to iShares Dow Jones U.S. Real Estate index fund, the SPDR S&P Homebuilders exchange-trade fund and the Financial Select Sector SPDR fund; 85% trigger; via J.P. Morgan Securities Inc.; pricing in September
MORGAN STANLEY
• Leveraged callable CMS curve-linked notes due Sept. 30, 2029; via Morgan Stanley & Co. Inc.; pricing in September
• 0% buffered jump securities due September 2011 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September
• Leveraged callable CMS curve-linked notes due Oct. 7, 2024; Morgan Stanley & Co. Inc.; pricing in September or October
• Range accrual notes linked to Constant Maturity Swap rates and the S&P 500 due Oct. 9, 2024; via Morgan Stanley & Co. Inc.; settlement on Oct. 9
• Zero-coupon capital-protected notes due April 30, 2013 linked to Australian dollar, British pound, Canadian dollar, euro, Japanese yen, Swiss franc, Brazilian real, Chinese renminbi and Indian rupee; via Morgan Stanley & Co. Inc.; pricing in October
• 0% Performance Leveraged Upside Securities due April 29, 2011 linked to the Dow Jones - UBS Commodity index; via Morgan Stanley & Co. Inc.; pricing in October
• 0% buffered Performance Leveraged Upside Securities due Oct. 27, 2011 linked to the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing in October
• 0% jump securities due April 27, 2011 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. Inc.; pricing in October
• 0% Global Recovery Performance Leveraged Upside Securities due April 29, 2011 linked to the iShares Russell 2000 index fund, iShares MSCI Emerging Markets index fund, iBoxx USD Liquid High Yield index, iBoxx USD Liquid Investment Grade index, Vanguard REIT exchange-traded fund and PowerShares DB Commodity Index Tracking Fund; via Morgan Stanley & Co. Inc.; pricing in October
• 0% Bear Market Performance Leveraged Upside Securities due April 19, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in October
• 0% Performance Leveraged Upside Securities due Nov. 26, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in October
• 0% buffered Performance Leveraged Upside Securities due Oct. 27, 2011 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in October
ROYAL BANK OF CANADA
• 13% reverse convertible notes due March 31, 2010 linked to Aflac, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 19.5% reverse convertible notes due Dec. 31, 2009 linked to Alcatel-Lucent stock; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 16.5% reverse convertible notes due Dec. 31, 2009 linked to Alcoa Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.75% reverse convertible notes due Dec. 31, 2009 linked to Allegheny Technologies, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 10.75% reverse convertible notes due Dec. 31, 2009 linked to American Express Co. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14% reverse convertible notes due Dec. 31, 2009 linked to Arch Coal, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 34% reverse convertible notes due Dec. 31, 2009 linked to ATP Oil & Gas Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 17.75% reverse convertible notes due Dec. 31, 2009 linked to Bank of America Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• Zero-coupon principal-protected notes due Sept. 28, 2012 linked to the bullish performance of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.25% reverse convertible notes due March 31, 2010 linked to Caterpillar Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11% reverse convertible notes due March 31, 2010 linked to Chesapeake Energy Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 21.5% reverse convertible notes due Dec. 31, 2009 linked to Citigroup Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 23.75% reverse convertible notes due Dec. 31, 2009 linked to Continental Airlines Inc. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 30.75% reverse convertible notes due Dec. 31, 2009 linked to DryShips Inc. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 22% reverse convertible notes due Dec. 31, 2009 linked to Elan Corp. plc stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 15% reverse convertible notes due Dec. 31, 2009 linked to Ford Motor Co. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.75% reverse convertible notes due Dec. 31, 2009 linked to Freeport-McMoRan Copper & Gold Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.5% reverse convertible notes due Dec. 31, 2009 linked to Frontier Oil Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11.75% reverse convertible notes due March 31, 2010 linked to General Electric Co. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 24% reverse convertible notes due March 31, 2010 linked to Hartford Financial Services Group, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 31% reverse convertible notes due Dec. 31, 2009 linked to Hartford Financial Services Group, Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 0% buffered bullish enhanced return notes due Sept. 30, 2011 linked to the iShares MSCI EAFE index fund; via RBC Capital Markets Corp.; pricing Sept. 25
• 30% reverse convertible notes due Dec. 31, 2009 linked to Las Vegas Sands Corp. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 23.75% reverse convertible notes due Dec. 31, 2009 linked to Lincoln National Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 12% reverse convertible notes due Dec. 31, 2009 linked to Mosaic Co. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 23.75% reverse convertible notes due Dec. 31, 2009 linked to Palm, Inc. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 21.25% reverse convertible notes due Dec. 31, 2009 linked to Patterson-UTI Energy Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11.5% reverse convertible notes due Dec. 31, 2009 linked to Peabody Energy Corp. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11.5% reverse convertible notes due March 31, 2010 linked to Potash Corp. of Saskatchewan Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11.25% reverse convertible notes due Dec. 31, 2009 linked to Research In Motion Ltd. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 0% buffered bullish digital notes due Sept. 30, 2011 linked to the S&P 500 index; 85% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 0% return optimization securities with partial protection due March 31, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets Corp.; pricing Sept. 25
• 16.5% reverse convertible notes due Dec. 31, 2009 linked to Terex Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 20% reverse convertible notes due Dec. 31, 2009 linked to United States Steel Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 10% reverse convertible notes due Dec. 31, 2009 linked to Wells Fargo & Co. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.5% reverse convertible notes due Dec. 31, 2009 linked to Yamana Gold Inc. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 0% buffered bullish notes due Sept. 30, 2013 linked to equal weights of the S&P GSCI Industrial Energy - Excess Return index, S&P GSCI Precious Metals - Excess Return index, S&P GSCI Industrial Metals - Excess Return index, S&P GSCI Agriculture - Excess Return index and S&P GSCI Livestock - Excess Return index; via RBC Capital Markets Corp.; pricing Sept. 28
• Redeemable leveraged steepener notes due Sept. 28, 2029 linked to the 10-year and two-year Constant Maturity Swap rates; via RBC Capital Markets Corp.; pricing in September
• 14-month 0% Accelerated Return Notes linked to the S&P 100 index; via Merrill Lynch, Pierce, Fenner and Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; in September or October
• 24-month 0% Capped Leveraged Index Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner and Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; in September or October
• 0% direct investment notes due Nov. 8, 2010 linked to the EquityCompass Equity Risk Management Strategy; RBC Capital Markets Corp.; pricing Oct. 5
• 14-month 0% Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner and Smith Inc., First Republic Securities Co., LLC and Banc of America Securities LLC; pricing in October or November
AB SVENSK EXPORTKREDIT
• 18- to 21-month 0% equity index-linked notes linked to the MSCI EAFE index; via Goldman, Sachs & Co.
UBS AG
• Zero-coupon 100% principal protection notes due Sept. 30, 2014 linked to the Dow Jones - UBS Commodity index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
• 17% reverse convertible notes due Sept. 29, 2010 linked to First Solar, Inc. stock; via UBS Investment Bank; pricing Sept. 25
• 0% performance securities with contingent protection due Sept. 30, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
• 0% return optimization securities with contingent protection due Sept. 28, 2012 linked to the Standard & Poor's Depositary Receipts with a 40% weight, the iShares MSCI EAFE index fund with a 40% weight and the iShares MSCI Emerging Markets index fund with a 20% weight; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
• 8.5% to 11% reverse convertible notes due March 31, 2010 linked to Intel Corp. stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 28
• 10.5% to 13% reverse convertible notes due March 31, 2010 linked to Schlumberger Ltd. stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 28
• 10.5% to 13.5% reverse convertible notes due March 31, 2010 linked to Wells Fargo & Co. stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 28
WELLS FARGO & CO.
• 0% senior unsecured debt securities due in October 2014 linked to the S&P 500 index and the Rogers International Commodity Index - Excess Return; via Wells Fargo Securities, LLC
• 0% enhanced participation securities with partial principal protection due October 2014 linked the S&P 500 index, iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities LLC
• 0% enhanced participation securities with partial principal protection due April 2013 linked to the S&P 500 index; via Wells Fargo Securities, LLC
• 0% notes due 2012 linked to the S&P 500 index; via Wells Fargo Securities, LLC
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